Chief Legal Officer

0001706170-19-000004.txt : 20190513 0001706170-19-000004.hdr.sgml : 20190513 20190513150609 ACCESSION NUMBER: 0001706170-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldpoint Private Securities, LLC CENTRAL INDEX KEY: 0001706170 IRS NUMBER: 061186517 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18066 FILM NUMBER: 19818071 BUSINESS ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2034139300 MAIL ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001706170 XXXXXXXX 03-31-2019 03-31-2019 Fieldpoint Private Securities, LLC

100 FIELD POINT ROAD GREENWICH CT 06830

13F HOLDINGS REPORT 028-18066 N Scott Noah Chief Legal Officer 2034139305 Scott Noah Greenwich CT 05-13-2019 0 378 241539969 false INFORMATION TABLE 2 f13q119table.xml FPS Q1 2019 13F REPORT AMAZON.COM INC Stock 023135106 4110 2308 SH SOLE 0 1339 0 969 CERNER CORP Stock 156782104 74 1300 SH SOLE 0 0 0 1300 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 464287374 47 1500 SH SOLE 0 0 0 1500 GLOBAL PAYMENTS INC Stock 37940X102 782 5725 SH SOLE 0 5535 0 190 PRUDENTIAL FINL INC Stock 744320102 230 2499 SH SOLE 0 2499 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 1226 24233 SH SOLE 0 201 0 24032 SIRIUS XM RADIO INC Stock 82968B103 16 2760 SH SOLE 0 0 0 2760 POWERSHARES QQQ TR ETF 46090E103 1219 6787 SH SOLE 0 6787 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 259 3500 SH SOLE 0 0 0 3500 STARBUCKS CORP Stock 855244109 833 11204 SH SOLE 0 9518 0 1686 DCP MIDSTREAM PARTNERS LP UNITS LTD PARTNER INT Stock 23311P100 36 1100 SH SOLE 0 1100 0 0 ARROW FINL CORP COM Stock 042744102 24 728 SH SOLE 0 0 0 728 BUCKEYE PARTNERS UTS L P UNIT LTD PARTNERSHIP INT Stock 118230101 58 1700 SH SOLE 0 0 0 1700 DOLLAR GEN CORP Stock 256677105 156 1310 SH SOLE 0 1310 0 0 JOHNSON & JOHNSON COM Stock 478160104 3168 22663 SH SOLE 0 3950 0 18713 WASTE MANAGEMENT INC Stock 94106L109 917 8821 SH SOLE 0 4990 0 3831 ISHARES GLOBAL TECH ETF ETF 464287291 60 350 SH SOLE 0 350 0 0 COSTCO WHOLESALE CORP Stock 22160K105 775 3200 SH SOLE 0 3200 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 4392 102332 SH SOLE 0 15580 0 86752 GOLDMAN SACHS GROUP INC Stock 38141G104 472 2457 SH SOLE 0 2457 0 0 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 416 6649 SH SOLE 0 5014 0 1635 YUM! BRANDS INC Stock 988498101 52 520 SH SOLE 0 520 0 0 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 340 9391 SH SOLE 0 9391 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 770 7402 SH SOLE 0 1302 0 6100 COCA COLA CO COM Stock 191216100 1231 26269 SH SOLE 0 18578 0 7691 S&P GLOBAL INC COM Stock 78409V104 7498 35610 SH SOLE 0 4744 0 30866 GENERAL MLS INC COM Stock 370334104 268 5182 SH SOLE 0 5182 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 3317 113986 SH SOLE 0 350 0 113636 IDEX CORP Stock 45167R104 57 375 SH SOLE 0 375 0 0 ISHARES DJ US ENERGY ETF 464287796 32 890 SH SOLE 0 70 0 820 OCCIDENTAL PETE CORP COM Stock 674599105 101 1524 SH SOLE 0 0 0 1524 BB&T CORP COM Stock 054937107 54 1150 SH SOLE 0 1150 0 0 UNITED PARCEL SERVICE INC Stock 911312106 8 70 SH SOLE 0 70 0 0 VANGUARD REIT INDEX ETF ETF 922908553 1340 15418 SH SOLE 0 13985 0 1433 VENTAS INC REIT 92276F100 257 4020 SH SOLE 0 3620 0 400 INTEL CORP COM Stock 458140100 47 870 SH SOLE 0 70 0 800 CME GROUP INC. Stock 12572Q105 760 4615 SH SOLE 0 4525 0 90 STATE STR CORP COM Stock 857477103 361 5485 SH SOLE 0 5485 0 0 MEDTRONIC PLC SHS Stock G5960L103 542 5950 SH SOLE 0 5750 0 200 FORTIVE CORP COM Stock 34959J108 63 750 SH SOLE 0 750 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 558 2155 SH SOLE 0 2155 0 0 HORMEL FOODS CORP COM Stock 440452100 63 1407 SH SOLE 0 0 0 1407 ISHARES SILVER TRUST ETF ETF 46428Q109 22 1560 SH SOLE 0 1560 0 0 EQUITY RESIDENTIAL REIT 29476L107 867 11512 SH SOLE 0 7 0 11505 ISHARES GROWTH ALLOCATION FUND ETF 464289867 3 63 SH SOLE 0 63 0 0 ESTEE LAUDER COMPANIES INC Stock 518439104 10 60 SH SOLE 0 60 0 0 MERCK & CO INC Stock 58933Y105 1184 14231 SH SOLE 0 4050 0 10180 ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD ETF 464288158 408 3850 SH SOLE 0 3850 0 0 SPDR S&P 500 ETF ETF 78462F103 2045 7238 SH SOLE 0 5762 0 1476 MASTERCARD INC Stock 57636Q104 952 4045 SH SOLE 0 3969 0 76 ILLINOIS TOOL WKS INC COM Stock 452308109 1579 11002 SH SOLE 0 3258 0 7744 EMERSON ELEC CO COM Stock 291011104 175 2550 SH SOLE 0 0 0 2550 YUM CHINA HLDGS INC COM Stock 98850P109 32 715 SH SOLE 0 715 0 0 DIAGEO PLC ADR 25243Q205 324 1980 SH SOLE 0 1280 0 700 ANNALY CAPITAL MANAGEMENT INC REIT 035710409 50 5000 SH SOLE 0 5000 0 0 ISHARES MSCI JAPAN ETF ETF 46434G822 164 3002 SH SOLE 0 3002 0 0 ISHARES TIPS BOND ETF ETF 464287176 4752 42029 SH SOLE 0 6686 0 35343 GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE THEMATIC ETF ETF 37954Y715 52 2570 SH SOLE 0 0 0 2570 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 19 100 SH SOLE 0 0 0 100 BANK NEW YORK MELLON CORP COM Stock 064058100 277 5491 SH SOLE 0 1945 0 3546 KAYNE ANDERSON MLP INVT CO CEF 486606106 64 4000 SH SOLE 0 0 0 4000 VERIZON COMMUNICATIONS Stock 92343V104 976 16499 SH SOLE 0 1220 0 15278 CHUBB LIMITED COM Stock H1467J104 167 1190 SH SOLE 0 1190 0 0 ISHARES COHEN & STEERS RLTY ETF 464287564 151 1356 SH SOLE 0 0 0 1356 SHERWIN WILLIAMS CO COM Stock 824348106 237 551 SH SOLE 0 75 0 476 PEPSICO INC COM Stock 713448108 1925 15708 SH SOLE 0 1892 0 13816 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 2445 29066 SH SOLE 0 2971 0 26095 SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 2 21 SH SOLE 0 21 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 15 600 SH SOLE 0 0 0 600 ISHARES MODERATE ALLOCATION FUND ETF 464289875 2 55 SH SOLE 0 55 0 0 KIMBERLY CLARK CORP COM Stock 494368103 162 1305 SH SOLE 0 0 0 1305 HONEYWELL INTL INC Stock 438516106 2103 13234 SH SOLE 0 5227 0 8007 ISHARES IBONDS DEC 2023 TERM MUNI BOND ETF ETF 46435G318 866 34000 SH SOLE 0 34000 0 0 OMEGA HEALTHCARE INVESTORS INC REIT 681936100 31 800 SH SOLE 0 0 0 800 BECTON DICKINSON & CO PFD SHS CONV A Convertible Preferred 075887208 1411 22820 SH SOLE 0 0 0 22820 US BANCORP DEL COM NEW Stock 902973304 451 9349 SH SOLE 0 2900 0 6449 BP PLC SPONSORED ADR ADR 055622104 101 2300 SH SOLE 0 2300 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 3000 57425 SH SOLE 0 56510 0 915 HOME DEPOT Stock 437076102 1123 5851 SH SOLE 0 5784 0 67 BAXTER INTL INC COM Stock 071813109 67 820 SH SOLE 0 0 0 820 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 2948 18453 SH SOLE 0 3905 0 14548 DOWDUPONT INC COM Stock 26078J100 994 18640 SH SOLE 0 1704 0 16936 ISHARES RUSSELL 2000 VALUE ETF 464287630 625 5212 SH SOLE 0 5170 0 42 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 410 4465 SH SOLE 0 3040 0 1425 SPDR GOLD ETF ETF 78463V107 3010 24667 SH SOLE 0 6229 0 18438 SOUTHERN CO COM Stock 842587107 96 1850 SH SOLE 0 0 0 1850 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2366 15629 SH SOLE 0 84 0 15545 ISHARES US REAL ESTATE ETF ETF 464287739 959 11015 SH SOLE 0 10075 0 940 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 228 4055 SH SOLE 0 4055 0 0 FORTINET INC COM Stock 34959E109 19 230 SH SOLE 0 230 0 0 AON CORP Stock G0408V102 141 825 SH SOLE 0 825 0 0 CENTURYLINK INC COM Stock 156700106 65 5425 SH SOLE 0 5425 0 0 HENRY JACK & ASSOC INC Stock 426281101 320 2305 SH SOLE 0 2305 0 0 TELEFLEX INC COM Stock 879369106 121 400 SH SOLE 0 0 0 400 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 0 2 SH SOLE 0 2 0 0 LEXINFINTECH HLDGS LTD ADR ADR 528877103 7 700 SH SOLE 0 0 0 700 WASTE CONNECTIONS INC Stock 94106B101 359 4049 SH SOLE 0 4049 0 0 ISHARES IBONDS DEC 2027 TERM CORPORATE ETF ETF 46435UAA9 111 4525 SH SOLE 0 4525 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 3456 17205 SH SOLE 0 3645 0 13560 ADOBE SYS INC Stock 00724F101 1851 6946 SH SOLE 0 6810 0 136 WEYERHAEUSER CO Stock 962166104 445 16880 SH SOLE 0 0 0 16880 EXELON CORP COM Stock 30161N101 242 4835 SH SOLE 0 4835 0 0 ALPHABET INC CLASS A Stock 02079K305 859 730 SH SOLE 0 370 0 360 FISERV INC Stock 337738108 1532 17349 SH SOLE 0 16630 0 719 CONSTELLATION BRANDS INC CL A Stock 21036P108 9 50 SH SOLE 0 0 0 50 UNILEVER PLC SPON ADR NEW ADR 904767704 56 969 SH SOLE 0 0 0 969 COMCAST CORP NEW CL A Stock 20030N101 306 7666 SH SOLE 0 5830 0 1836 MICROSOFT Stock 594918104 5051 42830 SH SOLE 0 29416 0 13414 LENNAR CORP CL A Stock 526057104 204 4165 SH SOLE 0 4165 0 0 SCHLUMBERGER LTD COM Stock 806857108 683 15668 SH SOLE 0 3538 0 12130 SIMON PROPERTY GROUP INC REIT 828806109 28 155 SH SOLE 0 0 0 155 RPM INTL INC COM Stock 749685103 779 13416 SH SOLE 0 0 0 13416 VARIAN MED SYS INC COM Stock 92220P105 43 300 SH SOLE 0 300 0 0 BOEING CO COM Stock 097023105 1146 3005 SH SOLE 0 736 0 2268 UPWORK INC COM Stock 91688F104 25 1300 SH SOLE 0 1300 0 0 VANGUARD SMALL CAP ETF ETF 922908751 2272 14867 SH SOLE 0 14799 0 68 VANGUARD MID CAP ETF 922908629 892 5551 SH SOLE 0 5528 0 23 NEXTERA ENERGY INC COM Stock 65339F101 97 500 SH SOLE 0 0 0 500 NIKE INC CLASS B Stock 654106103 242 2868 SH SOLE 0 2080 0 788 TESLA MOTORS INC Stock 88160R101 22 80 SH SOLE 0 0 0 80 LINDE PLC SHS Stock G5494J103 200 1135 SH SOLE 0 635 0 500 ARCOSA INC COM Stock 039653100 6 200 SH SOLE 0 0 0 200 VANGUARD HEALTH CARE ETF ETF 92204A504 155 900 SH SOLE 0 0 0 900 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 815 31682 SH SOLE 0 31682 0 0 NXP SEMICONDUCTORS NV COM Stock N6596X109 317 3592 SH SOLE 0 3592 0 0 NORFOLK SOUTHERN CRP Stock 655844108 1167 6246 SH SOLE 0 1010 0 5236 NUVEEN TAXABLE MUNICPL INCM FD COM CEF 67074C103 29 1395 SH SOLE 0 0 0 1395 BOSTON PPTYS INC REIT 101121101 216 1616 SH SOLE 0 1616 0 0 BLACKROCK BUILD AMER BD CEF 09248X100 29 1300 SH SOLE 0 0 0 1300 VANGUARD EUROPEAN ETF 922042874 2482 46304 SH SOLE 0 626 0 45678 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 22 350 SH SOLE 0 0 0 350 AMPHENOL CORP CL A Stock 032095101 366 3880 SH SOLE 0 3880 0 0 WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT Stock 958669103 32 1017 SH SOLE 0 0 0 1017 DOLLAR TREE STORES INC Stock 256746108 133 1270 SH SOLE 0 1270 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 577 4234 SH SOLE 0 4234 0 0 HEALTH CARE REIT INC REIT 95040Q104 314 4052 SH SOLE 0 4052 0 0 GLOBAL X FDS GLOBAL X LITHIUM ETF ETF 37954Y855 17 600 SH SOLE 0 0 0 600 VANGUARD S&P 500 ETF ETF 922908363 932 3592 SH SOLE 0 3340 0 252 VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX ETF 922042676 203 3400 SH SOLE 0 3400 0 0 ARROW ELECTRS INC COM Stock 042735100 170 2208 SH SOLE 0 0 0 2208 FIFTH THIRD BANCORP Stock 316773100 84 3350 SH SOLE 0 3350 0 0 WISDOMTREE TR CURRENCY HEDGED DEFAFD ETF 97717X701 34 525 SH SOLE 0 0 0 525 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1674 4846 SH SOLE 0 4846 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 88 1036 SH SOLE 0 0 0 1036 GENERAL MOTORS CORP Stock 37045V100 12 320 SH SOLE 0 320 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 1448 14525 SH SOLE 0 14525 0 0 PLAINS ALL AMERICAN PIPELINE LP Stock 726503105 37 1500 SH SOLE 0 0 0 1500 PRICELINE.COM INC Stock 09857L108 52 30 SH SOLE 0 30 0 0 WABTEC Stock 929740108 123 1669 SH SOLE 0 0 0 1669 LILLY ELI & CO COM Stock 532457108 169 1303 SH SOLE 0 90 0 1213 ISHARES GSCI COMMODITY INDEXED TR ETF ETF 46428R107 1 70 SH SOLE 0 0 0 70 HOSPITALITY PROPERTIES TRUST REIT 44106M102 185 7050 SH SOLE 0 7050 0 0 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 1908 84195 SH SOLE 0 770 0 83425 ANADARKO PETE CORP Stock 032511107 114 2500 SH SOLE 0 0 0 2500 P & F INDS INC CL A NEW Stock 692830508 25 3000 SH SOLE 0 0 0 3000 ISHARES RUSSELL 2000 ETF ETF 464287655 58 380 SH SOLE 0 0 0 380 DIGITAL REALTY TRUST INC REIT 253868103 249 2095 SH SOLE 0 2095 0 0 MICRON TECHNOLOGY Stock 595112103 8 200 SH SOLE 0 0 0 200 ISHARES TR DOW JONESUS AEROSPACE & DEF ETF 464288760 3 17 SH SOLE 0 17 0 0 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 6484 127370 SH SOLE 0 83215 0 44155 ISHARES DJ SELECT DIVIDEND ETF 464287168 658 6700 SH SOLE 0 6700 0 0 GLADSTONE LD CORP COM REIT 376549101 13 1000 SH SOLE 0 0 0 1000 VANGUARD FTSE PACIFIC ETF ETF 922042866 107 1625 SH SOLE 0 1625 0 0 ALEXION PHARMA INC Stock 015351109 184 1364 SH SOLE 0 1364 0 0 BIOMARIN PHARMACEUTICAL INC Stock 09061G101 240 2698 SH SOLE 0 2698 0 0 LANDSTAR SYSTEMS INC Stock 515098101 10 95 SH SOLE 0 95 0 0 REGENERON PHARMACEUTICALS INC Stock 75886F107 156 381 SH SOLE 0 381 0 0 MAGELLAN MIDSTREAM PARTNERS LP Stock 559080106 2149 35437 SH SOLE 0 1135 0 34302 ALLERGAN PLC SHS Stock G0177J108 209 1427 SH SOLE 0 0 0 1427 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Stock 29273V100 258 16764 SH SOLE 0 5120 0 11644 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 7 143 SH SOLE 0 143 0 0 TRACTOR SUPPLY CO Stock 892356106 387 3956 SH SOLE 0 3956 0 0 VISA INC Stock 92826C839 2179 13950 SH SOLE 0 13580 0 370 HERSHEY CO COM Stock 427866108 574 5000 SH SOLE 0 0 0 5000 ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD ETF 46429B697 3359 57122 SH SOLE 0 57122 0 0 SVB FINL GROUP Stock 78486Q101 30 133 SH SOLE 0 84 0 49 KELLOGG CO COM Stock 487836108 7 120 SH SOLE 0 120 0 0 VANGUARD SMALL CAP GROWTH ETF ETF 922908595 3 17 SH SOLE 0 17 0 0 PHILLIPS 66 Stock 718546104 270 2837 SH SOLE 0 1930 0 907 AMERICAN TOWER CORP REIT 03027X100 209 1060 SH SOLE 0 1060 0 0 ULTIMATE SOFTWARE GROUP INC COM Stock 90385D107 1169 3540 SH SOLE 0 3540 0 0 FACEBOOK INC CL A Stock 30303M102 1545 9271 SH SOLE 0 9021 0 250 ASML HOLDING N V N Y REGISTRY SHS ADR N07059210 80 425 SH SOLE 0 425 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 37 410 SH SOLE 0 0 0 410 INGREDION INC COM Stock 457187102 118 1250 SH SOLE 0 0 0 1250 SERVICE NOW INC Stock 81762P102 12 50 SH SOLE 0 0 0 50 BCE INC COM NEW Stock 05534B760 3 72 SH SOLE 0 72 0 0 PACKAGING CORP OF AMERICA Stock 695156109 631 6350 SH SOLE 0 0 0 6350 CELGENE CORP Stock 151020104 217 2298 SH SOLE 0 2298 0 0 MANCHESTER UTD PLC NEW ORD CL A Stock G5784H106 1 76 SH SOLE 0 0 0 76 AVAGO TECHNOLOGIES LTD Stock 11135F101 265 880 SH SOLE 0 801 0 79 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 1729 35520 SH SOLE 0 33520 0 2000 MPLX LP COM UNIT REPSTG LTD PARTNER INT Stock 55336V100 711 21617 SH SOLE 0 0 0 21617 JOHNSON CTLS INC Stock G51502105 15 400 SH SOLE 0 0 0 400 CANADIAN PAC RAILWAYLTD Stock 13645T100 54 260 SH SOLE 0 60 0 200 MOODYS CORP Stock 615369105 139 770 SH SOLE 0 770 0 0 MEREDITH CORP COM Stock 589433101 19 350 SH SOLE 0 0 0 350 MARTIN MARIETTA MATLS INC Stock 573284106 155 769 SH SOLE 0 769 0 0 CHINA MOBILE HONG KONG LTD ADR 16941M109 306 6005 SH SOLE 0 6005 0 0 NOVARTIS AG ADR ADR 66987V109 274 2850 SH SOLE 0 0 0 2850 ISHARES CORE MSCI EAFE ETF 46432F842 7 115 SH SOLE 0 115 0 0 TOTAL SA ADR ADR 89151E109 331 5948 SH SOLE 0 5948 0 0 HEXCEL CORP NEW COM Stock 428291108 171 2470 SH SOLE 0 2470 0 0 KANSAS CITY SOUTHERN COM NEW Stock 485170302 402 3465 SH SOLE 0 3465 0 0 CIMAREX ENERGY CO Stock 171798101 142 2027 SH SOLE 0 2027 0 0 KINDER MORGAN INC Stock 49456B101 327 16337 SH SOLE 0 0 0 16337 ACCENTURE LTD BERMUDA CL A Stock G1151C101 46 260 SH SOLE 0 260 0 0 NORTHERN TR CORP COM Stock 665859104 567 6270 SH SOLE 0 6000 0 270 ENBRIDGE INC COM Stock 29250N105 472 13015 SH SOLE 0 13015 0 0 PROTHENA CORP PLC Stock G72800108 24 2000 SH SOLE 0 0 0 2000 NVIDIA CORP Stock 67066G104 40 225 SH SOLE 0 0 0 225 TENNECO INC CL A VTG COM STK Stock 880349105 139 6290 SH SOLE 0 6290 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 773 14640 SH SOLE 0 13640 0 1000 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 463 4190 SH SOLE 0 4190 0 0 CUMMINS INC COM Stock 231021106 316 2000 SH SOLE 0 0 0 2000 EOG RESOURCES INC Stock 26875P101 78 820 SH SOLE 0 770 0 50 GRAINGER W W INC COM Stock 384802104 26 85 SH SOLE 0 0 0 85 ABBVIE INC COM Stock 00287Y109 1369 16985 SH SOLE 0 426 0 16559 SPDR BIOTECH ETF ETF 78464A870 422 4660 SH SOLE 0 0 0 4660 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 3 60 SH SOLE 0 60 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 2027 40428 SH SOLE 0 39498 0 930 NATIONAL FUEL GAS CO N J COM Stock 636180101 115 1880 SH SOLE 0 0 0 1880 NORTHWEST NAT HLDG CO COM Stock 66765N105 66 1007 SH SOLE 0 0 0 1007 ZOETIS INC COM CL A Stock 98978V103 1595 15845 SH SOLE 0 15380 0 465 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 50 1210 SH SOLE 0 1210 0 0 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 1684 8561 SH SOLE 0 9 0 8552 BLACKSTONE GROUP LP Stock 09253U108 601 17180 SH SOLE 0 17180 0 0 ZIMMER HLDGS INC Stock 98956P102 128 1000 SH SOLE 0 0 0 1000 STRYKER CORP Stock 863667101 132 670 SH SOLE 0 70 0 600 RAYTHEON CO COM NEW Stock 755111507 1322 7258 SH SOLE 0 6415 0 843 QUALCOMM INC Stock 747525103 1203 21098 SH SOLE 0 2863 0 18235 FASTENAL CO Stock 311900104 64 1000 SH SOLE 0 1000 0 0 GENERAL DYNAMICS CORP COM Stock 369550108 85 500 SH SOLE 0 0 0 500 INTUITIVE SURGICAL, INC. Stock 46120E602 17 29 SH SOLE 0 0 0 29 MGM RESORTS INTERNATIONAL Stock 552953101 194 7545 SH SOLE 0 7545 0 0 MCDONALDS CORP COM Stock 580135101 57 300 SH SOLE 0 0 0 300 INTERCONTINENTALEXCHINTL Stock 45866F104 49 645 SH SOLE 0 645 0 0 CISCO SYS INC Stock 17275R102 3420 63347 SH SOLE 0 38090 0 25257 APACHE CORP COM Stock 037411105 68 1950 SH SOLE 0 0 0 1950 ADVANCED MICRO DEVICES INC COM Stock 007903107 77 3000 SH SOLE 0 0 0 3000 AUTODESK INC Stock 052769106 16 100 SH SOLE 0 0 0 100 AT&T INC COM Stock 00206R102 1213 38669 SH SOLE 0 3200 0 35469 XILINX INC Stock 983919101 120 945 SH SOLE 0 845 0 100 ENERGY SELECT SECTOR SPDR ETF 81369Y506 93 1400 SH SOLE 0 0 0 1400 VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF ETF 921946885 835 10671 SH SOLE 0 10671 0 0 GENERAL ELECTRIC CO COM Stock 369604103 100 10000 SH SOLE 0 0 0 10000 BLACKROCK KELSO CAP COORPORATION CEF 092533108 81 13500 SH SOLE 0 0 0 13500 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 1924 22255 SH SOLE 0 22255 0 0 ISHARES S&P SMALLCAP 600 GROWTH ETF ETF 464287887 243 1363 SH SOLE 0 0 0 1363 KBW REGIONAL BANKINGETF ETF 78464A698 679 13235 SH SOLE 0 45 0 13190 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 745 6545 SH SOLE 0 0 0 6545 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 283 3770 SH SOLE 0 1660 0 2110 ISHARES DJ US TECHNOLOGY ETF 464287721 193 1013 SH SOLE 0 15 0 998 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 196 566 SH SOLE 0 566 0 0 ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF ETF 301505707 93 2394 SH SOLE 0 22 0 2372 ISHARES DJ US BASIC MATERIALS ETF 464287838 122 1330 SH SOLE 0 60 0 1270 ISHARES S&P 500 VALUE ETF ETF 464287408 34 305 SH SOLE 0 0 0 305 ISHARES S&P 500 GROWTH ETF ETF 464287309 866 5025 SH SOLE 0 0 0 5025 ISHARES S&P 500 INDEX ETF 464287200 1108 3895 SH SOLE 0 3610 0 285 CIGNA CORP Stock 125523100 82 509 SH SOLE 0 509 0 0 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF ETF 46435GAA0 502 20700 SH SOLE 0 20700 0 0 ONEOK INC NEW COM Stock 682680103 105 1500 SH SOLE 0 0 0 1500 RENAISSANCERE HLDGS INCF Stock G7496G103 367 2556 SH SOLE 0 2556 0 0 WELLS FARGO CO NEW COM Stock 949746101 498 10302 SH SOLE 0 8502 0 1800 VMWARE INC CL A CLASS A Stock 928563402 72 400 SH SOLE 0 0 0 400 UNION PACIFIC CORP COM Stock 907818108 359 2145 SH SOLE 0 195 0 1950 RIO TINTO PLC SPON ADR ADR 767204100 35 600 SH SOLE 0 0 0 600 CINTAS CORP Stock 172908105 172 850 SH SOLE 0 0 0 850 ECOLAB INC COM Stock 278865100 14 80 SH SOLE 0 80 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 805 22019 SH SOLE 0 18419 0 3600 MICROCHIP TECHNOLOGY INC Stock 595017104 1 15 SH SOLE 0 15 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 84 313 SH SOLE 0 313 0 0 SPDR INDEX SHS FDS DJ EURO STOXX 50 ETF ETF 78463X202 194 5300 SH SOLE 0 0 0 5300 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 866 3165 SH SOLE 0 3040 0 125 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF ETF 922908512 63 580 SH SOLE 0 500 0 80 LOCKHEED MARTIN CORP Stock 539830109 26 88 SH SOLE 0 50 0 38 JPMORGAN CHASE & CO COM Stock 46625H100 3679 36345 SH SOLE 0 17778 0 18567 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 17 300 SH SOLE 0 0 0 300 CHEVRON CORP NEW COM Stock 166764100 1254 10176 SH SOLE 0 4224 0 5952 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 2669 24000 SH SOLE 0 24000 0 0 CONOCOPHILLIPS COM Stock 20825C104 1125 16861 SH SOLE 0 13005 0 3856 MARKEL CORP HOLDING CO Stock 570535104 30 30 SH SOLE 0 0 0 30 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 102 2496 SH SOLE 0 821 0 1675 DANAHER CORP Stock 235851102 1179 8930 SH SOLE 0 8930 0 0 SPDR SERIES TRUST KBW BK ETF ETF 78464A797 1888 45210 SH SOLE 0 660 0 44550 TJX COS INC NEW COM Stock 872540109 392 7373 SH SOLE 0 7373 0 0 BANK AMER CORP COM Stock 060505104 22 809 SH SOLE 0 809 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 819 8235 SH SOLE 0 7835 0 400 WALMART INC COM Stock 931142103 123 1261 SH SOLE 0 1261 0 0 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 121 3930 SH SOLE 0 35 0 3895 ISHARES 3-7 YR TREASURY BOND 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VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 282 2574 SH SOLE 0 357 0 2217 ISHARES AGGREGATE BOND ETF ETF 464287226 1301 11930 SH SOLE 0 11930 0 0 EATON CORP PLC SHS Stock G29183103 184 2290 SH SOLE 0 2290 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LPISIN #BMG162521014 SEDOL #B2NHY98 Stock G16252101 38 900 SH SOLE 0 0 0 900 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 97 656 SH SOLE 0 0 0 656 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 8 35 SH SOLE 0 35 0 0 CANOPY GROWTH CORP COM Stock 138035100 22 500 SH SOLE 0 0 0 500 ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF ETF 46434V571 1658 65000 SH SOLE 0 65000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 565 3096 SH SOLE 0 2771 0 325 ANHEUSER BUSCH ADR 03524A108 190 2265 SH SOLE 0 2265 0 0 ETFMG PRIME CYBER SECURITY ETF ETF 26924G201 55 1385 SH SOLE 0 0 0 1385 BORG WARNER AUTOMOTIVE INC Stock 099724106 257 6686 SH SOLE 0 6686 0 0 C H ROBINSON WORLDWIDE INC Stock 12541W209 26 300 SH SOLE 0 300 0 0 DELTA AIR LINES INC 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40371 SH SOLE 0 5098 0 35273 UNITEDHEALTH GROUP Stock 91324P102 1788 7233 SH SOLE 0 6990 0 243 ISHARES IBONDS DEC 2020 TERM CORPORATE ETF ETF 46434VAQ3 1180 46750 SH SOLE 0 46750 0 0 ISHARES IBONDS DEC 2019 TERM CORPORATE ETF ETF 46434VAU4 1121 45100 SH SOLE 0 45100 0 0 ISHARES EXPONENTIAL TECHNOLOGIES ETF ETF 46434V381 50 1305 SH SOLE 0 0 0 1305 LINCOLN NATL CORP IND COM Stock 534187109 50 850 SH SOLE 0 850 0 0 DEERE & CO COM Stock 244199105 244 1525 SH SOLE 0 325 0 1200 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 433 6000 SH SOLE 0 6000 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 283 4136 SH SOLE 0 115 0 4021 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 106 1815 SH SOLE 0 1815 0 0 ISHARES IBONDS DEC 2021 TERM CORPORATE ETF ETF 46434VBK5 1248 50500 SH SOLE 0 50500 0 0 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF ETF 46434VBA7 895 35940 SH SOLE 0 35940 0 0 NOVO-NORDISK A/S ADR ADR CMN ADR 670100205 16 305 SH SOLE 0 305 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 82 790 SH SOLE 0 240 0 550 BAIDU COM ADR ADR 056752108 66 400 SH SOLE 0 400 0 0 CROWN CASTLE INTL CORP REIT 22822V101 175 1370 SH SOLE 0 1370 0 0 TORONTO DOMINION BANK Stock 891160509 1295 23834 SH SOLE 0 22829 0 1005 AUTOZONE INC NEV Stock 053332102 205 200 SH SOLE 0 200 0 0 BLACKROCK INC Stock 09247X101 392 917 SH SOLE 0 917 0 0 CBRE GROUP INC A Stock 12504L109 829 16760 SH SOLE 0 16405 0 355 ISHARES MSCI EAFE ETF ETF 464287465 2966 45733 SH SOLE 0 31323 0 14410 APPLE INC Stock 037833100 6049 31846 SH SOLE 0 7779 0 24066 ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF ETF 46435G789 1583 61700 SH SOLE 0 61700 0 0 ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF ETF 46435G755 1423 54850 SH SOLE 0 54850 0 0 ISHARES IBONDS DEC 2023 TERM CORPORATE ETF ETF 46434VAX8 840 33600 SH SOLE 0 33600 0 0 ISHARES IBONDS DEC 2025 TERM CORPORATE ETF ETF 46434VBD1 721 29000 SH SOLE 0 29000 0 0 ISHARES IBONDS DEC 2024 TERM CORPORATE ETF ETF 46434VBG4 545 21900 SH SOLE 0 21900 0 0 ABBOTT LABS COM Stock 002824100 2540 31772 SH SOLE 0 10180 0 21592 DISNEY WALT CO COM DISNEY Stock 254687106 1149 10349 SH SOLE 0 8078 0 2271 MARSH & MCLENNAN COS INC COM Stock 571748102 1149 12235 SH SOLE 0 11985 0 250 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2083 16868 SH SOLE 0 14347 0 2521