Chief Legal Officer

0001706170-19-000002.txt : 20190211 0001706170-19-000002.hdr.sgml : 20190211 20190211093136 ACCESSION NUMBER: 0001706170-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 EFFECTIVENESS DATE: 20190211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldpoint Private Securities, LLC CENTRAL INDEX KEY: 0001706170 IRS NUMBER: 061186517 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18066 FILM NUMBER: 19582441 BUSINESS ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2034139300 MAIL ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001706170 XXXXXXXX 12-31-2018 12-31-2018 Fieldpoint Private Securities, LLC

100 FIELD POINT ROAD GREENWICH CT 06830

13F HOLDINGS REPORT 028-18066 N Scott Noah Chief Legal Officer 2034139305 Scott Noah Greenwich CT 02-11-2019 0 395 225441561 false INFORMATION TABLE 2 f13q418table.xml FPS 13F Q4 2018 AMAZON.COM INC Stock 023135106 3417 2275 SH SOLE 0 1306 0 969 CERNER CORP Stock 156782104 393 7495 SH SOLE 0 2895 0 4600 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 464287374 41 1500 SH SOLE 0 0 0 1500 GLOBAL PAYMENTS INC Stock 37940X102 555 5385 SH SOLE 0 5195 0 190 PRUDENTIAL FINL INC Stock 744320102 254 3114 SH SOLE 0 3114 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 1154 24883 SH SOLE 0 201 0 24682 SIRIUS XM RADIO INC Stock 82968B103 16 2760 SH SOLE 0 0 0 2760 POWERSHARES QQQ TR ETF 46090E103 1278 8287 SH SOLE 0 8287 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 217 3500 SH SOLE 0 0 0 3500 STARBUCKS CORP Stock 855244109 844 13099 SH SOLE 0 11413 0 1686 DCP MIDSTREAM PARTNERS LP UNITS LTD PARTNER INT Stock 23311P100 29 1100 SH SOLE 0 1100 0 0 XPO LOGISTICS INC Stock 983793100 7 130 SH SOLE 0 130 0 0 ARROW FINL CORP COM Stock 042744102 23 728 SH SOLE 0 0 0 728 BUCKEYE PARTNERS UTS L P UNIT LTD PARTNERSHIP INT Stock 118230101 49 1700 SH SOLE 0 0 0 1700 ISHARES MSCI CANADA INDEX ETF 464286509 0 0 SH SOLE 0 0 0 0 DOLLAR GEN CORP Stock 256677105 142 1310 SH SOLE 0 1310 0 0 JOHNSON & JOHNSON COM Stock 478160104 2944 22813 SH SOLE 0 3950 0 18863 WASTE MANAGEMENT INC Stock 94106L109 409 4601 SH SOLE 0 750 0 3851 COSTCO WHOLESALE CORP Stock 22160K105 777 3815 SH SOLE 0 3815 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 2528 64709 SH SOLE 0 17614 0 47095 GOLDMAN SACHS GROUP INC Stock 38141G104 404 2417 SH SOLE 0 2417 0 0 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 387 6634 SH SOLE 0 4999 0 1635 YUM! BRANDS INC Stock 988498101 48 520 SH SOLE 0 520 0 0 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 340 10955 SH SOLE 0 10955 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 680 7402 SH SOLE 0 1302 0 6100 COCA COLA CO COM Stock 191216100 1298 27413 SH SOLE 0 19622 0 7791 S&P GLOBAL INC COM Stock 78409V104 6052 35610 SH SOLE 0 4744 0 30866 GENERAL MLS INC COM Stock 370334104 271 6957 SH SOLE 0 6957 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 3102 126132 SH SOLE 0 450 0 125682 IDEX CORP Stock 45167R104 47 375 SH SOLE 0 375 0 0 ISHARES DJ US ENERGY ETF 464287796 28 890 SH SOLE 0 70 0 820 OCCIDENTAL PETE CORP DEL COM Stock 674599105 94 1524 SH SOLE 0 0 0 1524 BB&T CORP COM Stock 054937107 50 1150 SH SOLE 0 1150 0 0 UNITED PARCEL SERVICE INC Stock 911312106 7 70 SH SOLE 0 70 0 0 VANGUARD REIT INDEX ETF ETF 922908553 1087 14573 SH SOLE 0 13140 0 1433 VENTAS INC REIT 92276F100 313 5345 SH SOLE 0 4945 0 400 INTEL CORP COM Stock 458140100 53 1120 SH SOLE 0 320 0 800 PERRIGO CO Stock G97822103 0 0 SH SOLE 0 0 0 0 CME GROUP INC. Stock 12572Q105 840 4465 SH SOLE 0 4375 0 90 MEDTRONIC PLC SHS Stock G5960L103 513 5640 SH SOLE 0 5440 0 200 FORTIVE CORP COM Stock 34959J108 51 750 SH SOLE 0 750 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 503 2155 SH SOLE 0 2155 0 0 HORMEL FOODS CORP COM Stock 440452100 128 3006 SH SOLE 0 0 0 3006 PACCAR INC COM Stock 693718108 0 0 SH SOLE 0 0 0 0 ISHARES SILVER TRUST ETF ETF 46428Q109 11 780 SH SOLE 0 780 0 0 EQUITY RESIDENTIAL REIT 29476L107 760 11512 SH SOLE 0 7 0 11505 ISHARES GROWTH ALLOCATION FUND ETF 464289867 3 63 SH SOLE 0 63 0 0 ESTEE LAUDER COMPANIES INC Stock 518439104 18 135 SH SOLE 0 135 0 0 MERCK & CO INC Stock 58933Y105 1019 13330 SH SOLE 0 3150 0 10179 ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD ETF 464288158 669 6350 SH SOLE 0 6350 0 0 SPDR S&P 500 ETF ETF 78462F103 1153 4614 SH SOLE 0 3137 0 1477 MASTERCARD INC Stock 57636Q104 768 4070 SH SOLE 0 3994 0 76 ILLINOIS TOOL WKS INC COM Stock 452308109 1402 11067 SH SOLE 0 3324 0 7743 EMERSON ELEC CO COM Stock 291011104 152 2550 SH SOLE 0 0 0 2550 YUM CHINA HLDGS INC COM Stock 98850P109 24 715 SH SOLE 0 715 0 0 DIAGEO PLC ADR 25243Q205 281 1980 SH SOLE 0 1280 0 700 ANNALY CAPITAL MANAGEMENT INC REIT 035710409 49 5000 SH SOLE 0 5000 0 0 ISHARES MSCI JAPAN ETF ETF 46434G822 152 3002 SH SOLE 0 3002 0 0 ISHARES TIPS BOND ETF ETF 464287176 5139 46929 SH SOLE 0 11586 0 35343 GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE THEMATIC ETF ETF 37954Y715 5 295 SH SOLE 0 0 0 295 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 15 100 SH SOLE 0 0 0 100 BANK NEW YORK MELLON CORP COM Stock 064058100 258 5491 SH SOLE 0 1945 0 3546 KAYNE ANDERSON MLP INVT CO CEF 486606106 55 4000 SH SOLE 0 0 0 4000 VERIZON COMMUNICATIONS Stock 92343V104 881 15676 SH SOLE 0 0 0 15676 CHUBB LIMITED COM Stock H1467J104 213 1648 SH SOLE 0 1648 0 0 ISHARES COHEN & STEERS RLTY ETF 464287564 130 1356 SH SOLE 0 0 0 1356 SHERWIN WILLIAMS CO COM Stock 824348106 217 551 SH SOLE 0 75 0 476 PEPSICO INC COM Stock 713448108 1611 14578 SH SOLE 0 762 0 13816 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 2447 29258 SH SOLE 0 3163 0 26095 SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 2 21 SH SOLE 0 21 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 13 600 SH SOLE 0 0 0 600 NEWELL BRANDS INC COM Stock 651229106 9 500 SH SOLE 0 0 0 500 ISHARES MODERATE ALLOCATION FUND ETF 464289875 2 55 SH SOLE 0 55 0 0 KIMBERLY CLARK CORP COM Stock 494368103 149 1305 SH SOLE 0 0 0 1305 HONEYWELL INTL INC Stock 438516106 1745 13209 SH SOLE 0 5202 0 8007 ISHARES IBONDS DEC 2023 TERM MUNI BOND ETF ETF 46435G318 854 34000 SH SOLE 0 34000 0 0 OMEGA HEALTHCARE INVESTORS INC REIT 681936100 28 800 SH SOLE 0 0 0 800 BECTON DICKINSON & CO PFD SHS CONV A Convertible Preferred 075887208 1316 22820 SH SOLE 0 0 0 22820 US BANCORP DEL COM NEW Stock 902973304 404 8849 SH SOLE 0 2400 0 6449 BP PLC SPONSORED ADR ADR 055622104 87 2300 SH SOLE 0 2300 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 3164 67625 SH SOLE 0 66710 0 915 HOME DEPOT Stock 437076102 937 5456 SH SOLE 0 5389 0 67 BAXTER INTL INC COM Stock 071813109 54 820 SH SOLE 0 0 0 820 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 2014 15358 SH SOLE 0 880 0 14478 DOWDUPONT INC COM Stock 26078J100 1000 18706 SH SOLE 0 1717 0 16989 ISHARES RUSSELL 2000 VALUE ETF 464287630 515 4792 SH SOLE 0 4750 0 42 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 473 5465 SH SOLE 0 4040 0 1425 SPDR GOLD ETF ETF 78463V107 3010 24827 SH SOLE 0 6389 0 18438 SOUTHERN CO COM Stock 842587107 81 1850 SH SOLE 0 0 0 1850 BECTON DICKINSON & CO COM Stock 075887109 0 0 SH SOLE 0 0 0 0 REGIONS FINANCIAL CORP NEW Stock 7591EP100 0 0 SH SOLE 0 0 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2094 15995 SH SOLE 0 59 0 15936 LABORATORY CORP OF AMERICA Stock 50540R409 0 0 SH SOLE 0 0 0 0 ISHARES US REAL ESTATE ETF ETF 464287739 825 11015 SH SOLE 0 10075 0 940 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 182 3580 SH SOLE 0 3580 0 0 FORTINET INC COM Stock 34959E109 16 230 SH SOLE 0 230 0 0 AON CORP Stock G0408V102 120 825 SH SOLE 0 825 0 0 CENTURYLINK INC COM Stock 156700106 293 19335 SH SOLE 0 19335 0 0 HENRY JACK & ASSOC INC Stock 426281101 292 2305 SH SOLE 0 2305 0 0 TELEFLEX INC COM Stock 879369106 103 400 SH SOLE 0 0 0 400 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 0 2 SH SOLE 0 2 0 0 LEXINFINTECH HLDGS LTD ADR ADR 528877103 5 700 SH SOLE 0 0 0 700 WASTE CONNECTIONS INC Stock 94106B101 300 4049 SH SOLE 0 4049 0 0 ISHARES IBONDS DEC 2027 TERM CORPORATE ETF ETF 46435UAA9 106 4525 SH SOLE 0 4525 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 3747 18350 SH SOLE 0 3690 0 14660 ADOBE SYS INC Stock 00724F101 1569 6936 SH SOLE 0 6800 0 136 WEYERHAEUSER CO REIT 962166104 369 16880 SH SOLE 0 0 0 16880 EXELON CORP COM Stock 30161N101 310 6875 SH SOLE 0 6875 0 0 ALPHABET INC CLASS A Stock 02079K305 1098 1051 SH SOLE 0 372 0 679 FISERV INC Stock 337738108 1271 17294 SH SOLE 0 16575 0 719 CONSTELLATION BRANDS INC CL A Stock 21036P108 8 50 SH SOLE 0 0 0 50 UNILEVER PLC SPON ADR NEW ADR 904767704 51 969 SH SOLE 0 0 0 969 COMCAST CORP NEW CL A Stock 20030N101 261 7666 SH SOLE 0 5830 0 1836 MICROSOFT Stock 594918104 3838 37790 SH SOLE 0 24676 0 13114 SCHLUMBERGER LTD COM Stock 806857108 471 13054 SH SOLE 0 3574 0 9480 CVS HEALTH CORP COM Stock 126650100 15 223 SH SOLE 0 223 0 0 SIMON PROPERTY GROUP INC REIT 828806109 26 155 SH SOLE 0 0 0 155 RPM INTL INC COM Stock 749685103 789 13416 SH SOLE 0 0 0 13415 VARIAN MED SYS INC COM Stock 92220P105 34 300 SH SOLE 0 300 0 0 GARRETT MOTION INC COM Stock 366505105 13 1026 SH SOLE 0 247 0 779 BOEING CO COM Stock 097023105 937 2904 SH SOLE 0 636 0 2268 VANGUARD SMALL CAP ETF ETF 922908751 2272 17217 SH SOLE 0 17149 0 68 VANGUARD MID CAP ETF 922908629 842 6092 SH SOLE 0 6069 0 23 NEXTERA ENERGY INC COM Stock 65339F101 87 500 SH SOLE 0 0 0 500 NIKE INC CLASS B Stock 654106103 213 2868 SH SOLE 0 2080 0 788 TESLA MOTORS INC Stock 88160R101 27 80 SH SOLE 0 0 0 80 ARCOSA INC COM Stock 039653100 6 200 SH SOLE 0 0 0 200 VANGUARD HEALTH CARE ETF ETF 92204A504 145 900 SH SOLE 0 0 0 900 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 923 38732 SH SOLE 0 38732 0 0 NXP SEMICONDUCTORS NV COM Stock N6596X109 339 4632 SH SOLE 0 4632 0 0 NORFOLK SOUTHERN CRP Stock 655844108 937 6266 SH SOLE 0 1010 0 5256 NUVEEN TAXABLE MUNICPL INCM FD COM CEF 67074C103 27 1395 SH SOLE 0 0 0 1395 BOSTON PPTYS INC REIT 101121101 235 2091 SH SOLE 0 2091 0 0 PUBLIC STORAGE INC REIT 74460D109 255 1258 SH SOLE 0 1258 0 0 BLACKROCK BUILD AMER BD CEF 09248X100 27 1300 SH SOLE 0 0 0 1300 VANGUARD EUROPEAN ETF 922042874 4136 85062 SH SOLE 0 2702 0 82360 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 99 1450 SH SOLE 0 700 0 750 AMPHENOL CORP CL A Stock 032095101 314 3880 SH SOLE 0 3880 0 0 DOLLAR TREE STORES INC Stock 256746108 461 5105 SH SOLE 0 5105 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 599 5002 SH SOLE 0 5002 0 0 HEALTH CARE REIT INC REIT 95040Q104 370 5327 SH SOLE 0 5327 0 0 GLOBAL X FDS GLOBAL X LITHIUM ETF ETF 37954Y855 16 600 SH SOLE 0 0 0 600 VANGUARD S&P 500 ETF ETF 922908363 1480 6440 SH SOLE 0 6188 0 252 VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX ETF 922042676 178 3400 SH SOLE 0 3400 0 0 ARROW ELECTRS INC COM Stock 042735100 152 2208 SH SOLE 0 0 0 2208 FIFTH THIRD BANCORP Stock 316773100 79 3350 SH SOLE 0 3350 0 0 WISDOMTREE TR CURRENCY HEDGED DEFAFD ETF 97717X701 30 525 SH SOLE 0 0 0 525 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1351 4465 SH SOLE 0 4465 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 79 1036 SH SOLE 0 0 0 1036 GENERAL MOTORS CORP Stock 37045V100 193 5765 SH SOLE 0 5765 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 1786 18225 SH SOLE 0 18225 0 0 PLAINS ALL AMERICAN PIPELINE LP Stock 726503105 30 1500 SH SOLE 0 0 0 1500 PRICELINE.COM INC Stock 09857L108 52 30 SH SOLE 0 30 0 0 WABTEC Stock 929740108 112 1600 SH SOLE 0 0 0 1600 LILLY ELI & CO COM Stock 532457108 151 1303 SH SOLE 0 90 0 1213 ISHARES GSCI COMMODITY INDEXED TR ETF ETF 46428R107 1 70 SH SOLE 0 0 0 70 HOSPITALITY PROPERTIES TRUST REIT 44106M102 227 9515 SH SOLE 0 9515 0 0 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 1787 84195 SH SOLE 0 770 0 83425 ANADARKO PETE CORP Stock 032511107 110 2500 SH SOLE 0 0 0 2500 P & F INDS INC CL A NEW Stock 692830508 23 3000 SH SOLE 0 0 0 3000 ISHARES RUSSELL 2000 ETF ETF 464287655 51 380 SH SOLE 0 0 0 380 DIGITAL REALTY TRUST INC REIT 253868103 295 2770 SH SOLE 0 2770 0 0 MICRON TECHNOLOGY Stock 595112103 70 2200 SH SOLE 0 2000 0 200 ISHARES TR DOW JONESUS AEROSPACE & DEF ETF 464288760 3 17 SH SOLE 0 17 0 0 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 6313 125350 SH SOLE 0 81195 0 44155 ISHARES DJ SELECT DIVIDEND ETF 464287168 598 6700 SH SOLE 0 6700 0 0 GLADSTONE LD CORP COM REIT 376549101 11 1000 SH SOLE 0 0 0 1000 VANGUARD FTSE PACIFIC ETF ETF 922042866 99 1625 SH SOLE 0 1625 0 0 ALEXION PHARMA INC Stock 015351109 124 1276 SH SOLE 0 1276 0 0 BIOMARIN PHARMACEUTICAL INC Stock 09061G101 254 2978 SH SOLE 0 2978 0 0 LANDSTAR SYSTEMS INC Stock 515098101 17 175 SH SOLE 0 175 0 0 REGENERON PHARMACEUTICALS INC Stock 75886F107 132 353 SH SOLE 0 353 0 0 MAGELLAN MIDSTREAM PARTNERS LP Stock 559080106 2366 41459 SH SOLE 0 1135 0 40324 ALLERGAN PLC SHS Stock G0177J108 405 3030 SH SOLE 0 1603 0 1427 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Stock 29273V100 221 16764 SH SOLE 0 5120 0 11644 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 7 143 SH SOLE 0 143 0 0 DELPHI AUTOMOTIVE PLC COM Stock G6095L109 8 130 SH SOLE 0 130 0 0 TRACTOR SUPPLY CO Stock 892356106 453 5431 SH SOLE 0 5431 0 0 VISA INC Stock 92826C839 1837 13920 SH SOLE 0 13550 0 370 HERSHEY CO COM Stock 427866108 536 5000 SH SOLE 0 0 0 5000 ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD ETF 46429B697 3652 69703 SH SOLE 0 69703 0 0 SVB FINL GROUP Stock 78486Q101 25 133 SH SOLE 0 84 0 49 KELLOGG CO COM Stock 487836108 7 120 SH SOLE 0 120 0 0 VANGUARD SMALL CAP GROWTH ETF ETF 922908595 3 17 SH SOLE 0 17 0 0 PHILLIPS 66 Stock 718546104 180 2087 SH SOLE 0 1180 0 907 AMERICAN TOWER CORP REIT 03027X100 168 1060 SH SOLE 0 1060 0 0 ULTIMATE SOFTWARE GROUP INC COM Stock 90385D107 867 3540 SH SOLE 0 3540 0 0 FACEBOOK INC CL A Stock 30303M102 1182 9018 SH SOLE 0 8768 0 250 ASML HOLDING N V N Y REGISTRY SHS ADR N07059210 66 425 SH SOLE 0 425 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 35 410 SH SOLE 0 0 0 410 INGREDION INC COM Stock 457187102 114 1250 SH SOLE 0 0 0 1250 SERVICE NOW INC Stock 81762P102 9 50 SH SOLE 0 0 0 50 BCE INC COM NEW Stock 05534B760 3 72 SH SOLE 0 72 0 0 PACKAGING CORP OF AMERICA Stock 695156109 538 6450 SH SOLE 0 0 0 6450 CELGENE CORP Stock 151020104 38 600 SH SOLE 0 600 0 0 MANCHESTER UTD PLC NEW ORD CL A Stock G5784H106 1 76 SH SOLE 0 0 0 76 JABIL CIRCUIT INC Stock 466313103 20 795 SH SOLE 0 795 0 0 AVAGO TECHNOLOGIES LTD Stock 11135F101 224 880 SH SOLE 0 801 0 79 MONDELEZ INTL INC CL A Stock 609207105 3 75 SH SOLE 0 75 0 0 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 1031 21520 SH SOLE 0 19520 0 2000 MPLX LP COM UNIT REPSTG LTD PARTNER INT Stock 55336V100 721 23797 SH SOLE 0 0 0 23797 JOHNSON CTLS INC Stock G51502105 12 400 SH SOLE 0 0 0 400 CANADIAN PAC RAILWAYLTD Stock 13645T100 46 260 SH SOLE 0 60 0 200 MOODYS CORP Stock 615369105 108 770 SH SOLE 0 770 0 0 MEREDITH CORP COM Stock 589433101 18 350 SH SOLE 0 0 0 350 MARTIN MARIETTA MATLS INC Stock 573284106 219 1277 SH SOLE 0 1277 0 0 PIONEER NATURAL RESOURCES CO Stock 723787107 53 400 SH SOLE 0 400 0 0 CHINA MOBILE HONG KONG LTD ADR 16941M109 368 7670 SH SOLE 0 7670 0 0 NOVARTIS AG ADR ADR 66987V109 245 2850 SH SOLE 0 0 0 2850 ISHARES CORE MSCI EAFE ETF 46432F842 6 115 SH SOLE 0 115 0 0 TESARO INC COM USD0.0001 Stock 881569107 37 500 SH SOLE 0 0 0 500 TOTAL SA ADR ADR 89151E109 406 7788 SH SOLE 0 7788 0 0 HEXCEL CORP NEW COM Stock 428291108 142 2470 SH SOLE 0 2470 0 0 KANSAS CITY SOUTHERN COM NEW Stock 485170302 34 360 SH SOLE 0 360 0 0 CIMAREX ENERGY CO Stock 171798101 180 2920 SH SOLE 0 2920 0 0 KINDER MORGAN INC Stock 49456B101 251 16337 SH SOLE 0 0 0 16337 ACCENTURE LTD BERMUDA CL A Stock G1151C101 39 275 SH SOLE 0 275 0 0 NORTHERN TR CORP COM Stock 665859104 524 6270 SH SOLE 0 6000 0 270 ENBRIDGE INC COM Stock 29250N105 490 15780 SH SOLE 0 15780 0 0 PROTHENA CORP PLC Stock G72800108 21 2000 SH SOLE 0 0 0 2000 NVIDIA CORP Stock 67066G104 17 125 SH SOLE 0 0 0 125 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 756 14640 SH SOLE 0 13640 0 1000 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 479 4340 SH SOLE 0 4340 0 0 CUMMINS INC COM Stock 231021106 267 2000 SH SOLE 0 0 0 2000 EOG RESOURCES INC Stock 26875P101 72 820 SH SOLE 0 770 0 50 GRAINGER W W INC COM Stock 384802104 24 85 SH SOLE 0 0 0 85 ABBVIE INC COM Stock 00287Y109 1566 16985 SH SOLE 0 426 0 16559 SPDR BIOTECH ETF ETF 78464A870 334 4660 SH SOLE 0 0 0 4660 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 3 60 SH SOLE 0 60 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 1957 42928 SH SOLE 0 41998 0 930 NATIONAL FUEL GAS CO N J COM Stock 636180101 96 1880 SH SOLE 0 0 0 1880 NORTHWEST NAT HLDG CO COM Stock 66765N105 61 1007 SH SOLE 0 0 0 1007 ZOETIS INC COM CL A Stock 98978V103 1355 15845 SH SOLE 0 15380 0 465 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 45 1210 SH SOLE 0 1210 0 0 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 1439 8566 SH SOLE 0 9 0 8557 BLACKSTONE GROUP LP Stock 09253U108 616 20650 SH SOLE 0 20650 0 0 SEASPAN CORP SHS ISIN #MHY756381098 Stock Y75638109 9 1200 SH SOLE 0 0 0 1200 ZIMMER HLDGS INC Stock 98956P102 104 1000 SH SOLE 0 0 0 1000 STRYKER CORP Stock 863667101 105 670 SH SOLE 0 70 0 600 RAYTHEON CO COM NEW Stock 755111507 1049 6843 SH SOLE 0 6100 0 743 QUALCOMM INC Stock 747525103 1043 18333 SH SOLE 0 99 0 18234 T MOBILE US INC COM Stock 872590104 1 20 SH SOLE 0 20 0 0 FASTENAL CO Stock 311900104 52 1000 SH SOLE 0 1000 0 0 GENERAL DYNAMICS CORP COM Stock 369550108 80 510 SH SOLE 0 10 0 500 INTUITIVE SURGICAL, INC. Stock 46120E602 271 566 SH SOLE 0 0 0 566 MGM RESORTS INTERNATIONAL Stock 552953101 223 9210 SH SOLE 0 9210 0 0 MCDONALDS CORP COM Stock 580135101 53 300 SH SOLE 0 0 0 300 INTERCONTINENTALEXCHINTL Stock 45866F104 88 1170 SH SOLE 0 1170 0 0 CISCO SYS INC Stock 17275R102 2701 62347 SH SOLE 0 37090 0 25257 APACHE CORP COM Stock 037411105 54 2050 SH SOLE 0 0 0 2050 ADVANCED MICRO DEVICES INC COM Stock 007903107 55 3000 SH SOLE 0 0 0 3000 AUTODESK INC Stock 052769106 13 100 SH SOLE 0 0 0 100 AT&T INC COM Stock 00206R102 941 32974 SH SOLE 0 105 0 32869 XILINX INC Stock 983919101 80 945 SH SOLE 0 845 0 100 ENERGY SELECT SECTOR SPDR ETF 81369Y506 195 3400 SH SOLE 0 2000 0 1400 VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF ETF 921946885 795 10671 SH SOLE 0 10671 0 0 GENERAL ELECTRIC CO COM Stock 369604103 103 13580 SH SOLE 0 580 0 13000 BLACKROCK KELSO CAP COORPORATION CEF 092533108 71 13500 SH SOLE 0 0 0 13500 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 1197 14755 SH SOLE 0 14755 0 0 ISHARES S&P SMALLCAP 600 GROWTH ETF ETF 464287887 235 1458 SH SOLE 0 0 0 1458 KBW REGIONAL BANKINGETF ETF 78464A698 633 13535 SH SOLE 0 345 0 13190 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 648 6545 SH SOLE 0 0 0 6545 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 243 3770 SH SOLE 0 1660 0 2110 ISHARES DJ US TECHNOLOGY ETF 464287721 162 1013 SH SOLE 0 15 0 998 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 161 566 SH SOLE 0 566 0 0 ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF ETF 301505707 38 1159 SH SOLE 0 22 0 1137 ISHARES DJ US BASIC MATERIALS ETF 464287838 112 1330 SH SOLE 0 60 0 1270 ISHARES S&P 500 VALUE ETF ETF 464287408 31 305 SH SOLE 0 0 0 305 WISDOMTREE TR JAPAN SMALLCAP DIVID FD ETF 97717W836 26 400 SH SOLE 0 0 0 400 ISHARES S&P 500 GROWTH ETF ETF 464287309 772 5125 SH SOLE 0 0 0 5125 ISHARES S&P 500 INDEX ETF 464287200 2421 9621 SH SOLE 0 9336 0 285 CIGNA CORP Stock 125523100 69 363 SH SOLE 0 363 0 0 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF ETF 46435GAA0 477 20700 SH SOLE 0 20700 0 0 ONEOK INC NEW COM Stock 682680103 81 1500 SH SOLE 0 0 0 1500 RENAISSANCERE HLDGS INCF Stock G7496G103 444 3321 SH SOLE 0 3321 0 0 WELLS FARGO CO NEW COM Stock 949746101 452 9802 SH SOLE 0 8002 0 1800 VMWARE INC CL A CLASS A Stock 928563402 69 500 SH SOLE 0 0 0 500 UNION PAC CORP COM Stock 907818108 310 2245 SH SOLE 0 195 0 2050 RIO TINTO PLC SPON ADR ADR 767204100 29 600 SH SOLE 0 0 0 600 CINTAS CORP Stock 172908105 143 850 SH SOLE 0 0 0 850 ECOLAB INC COM Stock 278865100 12 80 SH SOLE 0 80 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 754 22019 SH SOLE 0 18419 0 3600 SALESFORCE COM Stock 79466L302 50 368 SH SOLE 0 0 0 368 MICROCHIP TECHNOLOGY INC Stock 595017104 1 15 SH SOLE 0 15 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 77 313 SH SOLE 0 313 0 0 SPDR INDEX SHS FDS DJ EURO STOXX 50 ETF ETF 78463X202 176 5300 SH SOLE 0 0 0 5300 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 708 3165 SH SOLE 0 3040 0 125 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF ETF 922908512 55 580 SH SOLE 0 500 0 80 LOCKHEED MARTIN CORP Stock 539830109 10 38 SH SOLE 0 0 0 38 JPMORGAN CHASE & CO COM Stock 46625H100 3918 40138 SH SOLE 0 17222 0 22915 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 16 300 SH SOLE 0 0 0 300 CHEVRON CORP NEW COM Stock 166764100 958 8808 SH SOLE 0 2856 0 5951 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 3162 29000 SH SOLE 0 29000 0 0 CONOCOPHILLIPS COM Stock 20825C104 955 15321 SH SOLE 0 11465 0 3856 MARKEL CORP HOLDING CO Stock 570535104 31 30 SH SOLE 0 0 0 30 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 90 2418 SH SOLE 0 743 0 1675 DANAHER CORP Stock 235851102 1048 10160 SH SOLE 0 10160 0 0 SPDR SERIES TRUST KBW BK ETF ETF 78464A797 1707 45715 SH SOLE 0 992 0 44723 TJX COS INC NEW COM Stock 872540109 333 7440 SH SOLE 0 7440 0 0 BANK AMER CORP COM Stock 060505104 20 809 SH SOLE 0 809 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 737 8235 SH SOLE 0 7835 0 400 WALMART INC COM Stock 931142103 102 1091 SH SOLE 0 1091 0 0 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 156 5430 SH SOLE 0 35 0 5395 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 2763 22756 SH SOLE 0 22756 0 0 INTL BUSINESS MACHINES Stock 459200101 447 3936 SH SOLE 0 552 0 3384 ORACLE CORPORATION Stock 68389X105 488 10818 SH SOLE 0 4250 0 6568 UNITED TECHNOLOGIES CORP COM Stock 913017109 716 6725 SH SOLE 0 1500 0 5225 ISHARES IBONDS SEP 2019 TERM MUNI BOND ETF ETF 46429B564 1352 53250 SH SOLE 0 53250 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 491 12880 SH SOLE 0 12880 0 0 TEXAS INSTRS INC COM Stock 882508104 434 4590 SH SOLE 0 2590 0 2000 TARGET CORP COM Stock 87612E106 2 25 SH SOLE 0 25 0 0 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 1 12 SH SOLE 0 12 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR ADR 881624209 62 4000 SH SOLE 0 0 0 4000 PFIZER INC COM Stock 717081103 796 18244 SH SOLE 0 1145 0 17099 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 729 6465 SH SOLE 0 6465 0 0 3M CO COM Stock 88579Y101 932 4890 SH SOLE 0 4255 0 635 HP INC COM Stock 40434L105 48 2345 SH SOLE 0 2345 0 0 GILEAD SCIENCES INC Stock 375558103 67 1075 SH SOLE 0 1075 0 0 CATERPILLAR INC DEL COM Stock 149123101 64 500 SH SOLE 0 0 0 500 ALPHABET INC CAP STK CL C Stock 02079K107 1283 1239 SH SOLE 0 830 0 409 AMERICAN EXPRESS CO COM Stock 025816109 1 12 SH SOLE 0 12 0 0 AMGEN INC Stock 031162100 147 756 SH SOLE 0 0 0 756 ANALOG DEVICES INC COM Stock 032654105 127 1475 SH SOLE 0 1475 0 0 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 0 3 SH SOLE 0 3 0 0 TRANSDIGM GROUP INC COM DELAWARE Stock 893641100 99 290 SH SOLE 0 290 0 0 HUMANA INC COM Stock 444859102 136 473 SH SOLE 0 473 0 0 AMERIGAS PARTNERS LP UNITS LTD PARTNERSHIP INT Stock 030975106 683 27000 SH SOLE 0 0 0 27000 ARES MANAGEMENT CORPORATION CL A COM STK Stock 03990B101 53 3000 SH SOLE 0 3000 0 0 JD COM INC SPON ADR CL A ADR 47215P106 145 6937 SH SOLE 0 6937 0 0 ISHARES MSCI SOUTH KOREA INDEX FD ETF ETF 464286772 8 140 SH SOLE 0 0 0 140 CANADIAN NATIONAL RAILWAY CO Stock 136375102 72 965 SH SOLE 0 965 0 0 CHECK POINT SOFTWARE TECHNOLOGIES LTD Stock M22465104 31 300 SH SOLE 0 0 0 300 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 239 2444 SH SOLE 0 257 0 2187 ISHARES AGGREGATE BOND ETF ETF 464287226 1301 12220 SH SOLE 0 12220 0 0 HEALTHEQUITY INC COM Stock 42226A107 30 500 SH SOLE 0 0 0 500 EATON CORP PLC SHS Stock G29183103 157 2290 SH SOLE 0 2290 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LPISIN #BMG162521014 SEDOL #B2NHY98 Stock G16252101 41 1200 SH SOLE 0 0 0 1200 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 86 656 SH SOLE 0 0 0 656 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 7 35 SH SOLE 0 35 0 0 CANOPY GROWTH CORP COM Stock 138035100 13 500 SH SOLE 0 0 0 500 ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF ETF 46434V571 1649 65000 SH SOLE 0 65000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 422 3076 SH SOLE 0 2751 0 325 ANHEUSER BUSCH ADR 03524A108 172 2615 SH SOLE 0 2615 0 0 ETFMG PRIME CYBER SECURITY ETF ETF 26924G201 47 1385 SH SOLE 0 0 0 1385 BORG WARNER AUTOMOTIVE INC Stock 099724106 236 6786 SH SOLE 0 6786 0 0 C H ROBINSON WORLDWIDE INC Stock 12541W209 25 300 SH SOLE 0 300 0 0 DELTA AIR LINES INC DEL CMN Stock 247361702 120 2400 SH SOLE 0 0 0 2400 FLUOR CORP Stock 343412102 8 240 SH SOLE 0 240 0 0 LITTELFUSE INC Stock 537008104 3311 19310 SH SOLE 0 5870 0 13440 PHILIP MORRIS INTL INC Stock 718172109 177 2645 SH SOLE 0 0 0 2645 NUCOR CORP COM Stock 670346105 5 104 SH SOLE 0 0 0 103 PETMED EXPRESS INC Stock 716382106 0 0 SH SOLE 0 0 0 0 TRINITY INDS INC COM Stock 896522109 12 600 SH SOLE 0 0 0 600 PNC FINL SVCS GROUP INC COM Stock 693475105 42 355 SH SOLE 0 355 0 0 WESTERN GAS PARTNERS LP. Stock 958254104 28 666 SH SOLE 0 0 0 666 EQUINIX INC COM REIT 29444U700 224 635 SH SOLE 0 635 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 708 13621 SH SOLE 0 0 0 13620 SPDR S & P INTL DIVIDEND ETF 78463X772 50 1420 SH SOLE 0 30 0 1390 REALTY INCOME CORP REIT 756109104 351 5575 SH SOLE 0 0 0 5575 ALTRIA GROUP INC COM Stock 02209S103 86 1745 SH SOLE 0 0 0 1745 DOMINION RESOURCES INC Stock 25746U109 483 6753 SH SOLE 0 5554 0 1199 CITIGROUP INC Stock 172967424 19 369 SH SOLE 0 369 0 0 AMERICAN WATER WORKS CO Stock 030420103 415 4577 SH SOLE 0 125 0 4451 3D SYSTEMS CORPORATION Stock 88554D205 1 100 SH SOLE 0 0 0 100 EXXON MOBIL CORP COM Stock 30231G102 2775 40694 SH SOLE 0 3948 0 36746 UNITEDHEALTH GROUP Stock 91324P102 1798 7218 SH SOLE 0 6975 0 243 ISHARES IBONDS DEC 2020 TERM CORPORATE ETF ETF 46434VAQ3 1168 46750 SH SOLE 0 46750 0 0 ISHARES IBONDS DEC 2019 TERM CORPORATE ETF ETF 46434VAU4 1118 45100 SH SOLE 0 45100 0 0 ISHARES EXPONENTIAL TECHNOLOGIES ETF ETF 46434V381 43 1305 SH SOLE 0 0 0 1305 DEERE & CO COM Stock 244199105 227 1525 SH SOLE 0 325 0 1200 COLGATE PALMOLIVE CO COM Stock 194162103 276 4636 SH SOLE 0 115 0 4521 ISHARES INC MSCI AUSTRALIA INDEX FD ETF 464286103 0 0 SH SOLE 0 0 0 0 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 209 3940 SH SOLE 0 3940 0 0 ISHARES IBONDS DEC 2021 TERM CORPORATE ETF ETF 46434VBK5 1230 50500 SH SOLE 0 50500 0 0 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF ETF 46434VBA7 869 35940 SH SOLE 0 35940 0 0 NOVO-NORDISK A/S ADR ADR CMN ADR 670100205 14 305 SH SOLE 0 305 0 0 KRAFT HEINZ CO COM Stock 500754106 1 33 SH SOLE 0 33 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 82 973 SH SOLE 0 273 0 700 BAIDU COM ADR ADR 056752108 63 400 SH SOLE 0 400 0 0 CROWN CASTLE INTL CORP REIT 22822V101 149 1370 SH SOLE 0 1370 0 0 TORONTO DOMINION BANK Stock 891160509 1186 23864 SH SOLE 0 22859 0 1004 AUTOZONE INC NEV Stock 053332102 168 200 SH SOLE 0 200 0 0 BLACKROCK INC Stock 09247X101 419 1067 SH SOLE 0 1067 0 0 CBRE GROUP INC A Stock 12504L109 272 6800 SH SOLE 0 6800 0 0 ISHARES MSCI EAFE ETF ETF 464287465 3580 60909 SH SOLE 0 46499 0 14410 APPLE INC Stock 037833100 5221 33099 SH SOLE 0 8265 0 24834 ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF ETF 46435G789 1570 61700 SH SOLE 0 61700 0 0 ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF ETF 46435G755 1405 54850 SH SOLE 0 54850 0 0 ISHARES IBONDS DEC 2023 TERM CORPORATE ETF ETF 46434VAX8 813 33600 SH SOLE 0 33600 0 0 ISHARES IBONDS DEC 2025 TERM CORPORATE ETF ETF 46434VBD1 684 29000 SH SOLE 0 29000 0 0 ISHARES IBONDS DEC 2024 TERM CORPORATE ETF ETF 46434VBG4 523 21900 SH SOLE 0 21900 0 0 ABBOTT LABS COM Stock 002824100 2271 31397 SH SOLE 0 9705 0 21692 DISNEY WALT CO COM DISNEY Stock 254687106 681 6214 SH SOLE 0 4093 0 2121 MARSH & MCLENNAN COS INC COM Stock 571748102 976 12235 SH SOLE 0 11985 0 250 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2162 19466 SH SOLE 0 16923 0 2543