0001706164-18-000004.txt : 20180717
0001706164-18-000004.hdr.sgml : 20180717
20180717162123
ACCESSION NUMBER: 0001706164-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180717
DATE AS OF CHANGE: 20180717
EFFECTIVENESS DATE: 20180717
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PenderFund Capital Management Ltd.
CENTRAL INDEX KEY: 0001706164
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18272
FILM NUMBER: 18956701
BUSINESS ADDRESS:
STREET 1: SUITE 1640, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X1
BUSINESS PHONE: (604) 630-5447
MAIL ADDRESS:
STREET 1: SUITE 1640, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X1
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001706164
XXXXXXXX
06-30-2018
06-30-2018
PenderFund Capital Management Ltd.
SUITE 1640, 1066 W. HASTINGS STREET
VANCOUVER
A1
V6E 3X1
13F HOLDINGS REPORT
028-18272
N
Gina Jones
CFO
236-521-2988
Gina Jones, Vancouver, 17 July 2018
Vancouver
A1
07-17-2018
0
63
285980
false
INFORMATION TABLE
2
PENDER13F2Q2018.xml
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
5999
284614
SH
SOLE
284614
0
0
ALPHABET INC
CAP STK CL C
02079K107
548
350
SH
SOLE
350
0
0
AMYRIS INC
NOTE 6.500% 5/1
03236MAC5
5478
5526000
PRN
SOLE
5526000
0
0
AMYRIS INC
NOTE 9.500% 4/1
03236MAF8
1502
1500000
PRN
SOLE
1500000
0
0
AMYRIS INC
NOTE 9.500% 4/1
03236MAG6
4005
4000000
PRN
SOLE
4000000
0
0
ASURE SOFTWARE INC
COM
04649U102
5804
275551
SH
SOLE
275551
0
0
BAIDU INC
SPON ADR REP A
056752108
17149
49034
SH
SOLE
49034
0
0
BERKSHIRE HATHAWAY INC
DEL CL B NEW
084670702
441
1750
SH
SOLE
1750
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
2312
175000
SH
SOLE
175000
0
0
BLACKROCK MUNIYIELD CALI QLT
COM
09254N103
2335
175000
SH
SOLE
175000
0
0
BRAEMAR HOTELS & RESORTS INC
5.5 CUM CV PFD B
10482B200
2542
134647
PRN
SOLE
134647
0
0
BRANDYWINEGBL GLBAL INM OPRT COM
COM
10537L104
2038
178948
SH
SOLE
178948
0
0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH
COM NEW
112585104
1687
30694
SH
SOLE
30694
0
0
COLFAX CORP COM
COM
194014106
15635
393040
SH
SOLE
393040
0
0
DHX MEDIA LTD COM VAR VTG ADDED
COM
252406152
1261
517000
SH
SOLE
517000
0
0
DISCOVERY INC COM SER C
SUB VTG SHS
25470F302
6990
210600
SH
SOLE
210600
0
0
EGAIN CORP
COM
28225C806
2553
146713
SH
SOLE
146713
0
0
ENERGY FUELS INC
*W EXP 09/20/202
292671179
300
200000
SH
SOLE
200000
0
0
ENERGY XXI GULF COAST INC
COM
29276K101
7681
650399
SH
SOLE
650399
0
0
EXFO INC
SUB VTG SHS
302046107
2443
523100
SH
SOLE
523100
0
0
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
1837
2000000
PRN
SOLE
2000000
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
456
7300
SH
SOLE
7300
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
4582
6250000
PRN
SOLE
6250000
0
0
GOPRO INC
NOTE 3.500% 4/1 ADDED
38268TAB9
139
150000
PRN
SOLE
150000
0
0
HANESBRANDS INC
COM
410345102
225
7700
SH
SOLE
7700
0
0
INVESCO PA VALUE MUN INCOME
COM
46132K109
2693
225000
SH
SOLE
225000
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
10672
372256
SH
SOLE
372256
0
0
KEYW HLDG CORP
NOTE 2.500% 7/1
493723AA8
1003
1000000
PRN
SOLE
1000000
0
0
LEAF GROUP LTD
COM
52177G102
6414
425000
SH
SOLE
425000
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
14755
141000
SH
SOLE
141000
0
0
MATTERSIGHT CORP
COM
577097108
9803
2833126
SH
SOLE
2833126
0
0
MODEL N INC
COM
607525102
3622
139843
SH
SOLE
139843
0
0
MSG NETWORK INC
CL A COM
553573106
6
200
SH
SOLE
200
0
0
NEWELL BRANDS INC
COM
651229106
266
7300
SH
SOLE
7300
0
0
NUVEEN MARYLAND QLT MUN INC
COM
67061Q107
2729
225000
SH
SOLE
225000
0
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
2833
225000
SH
SOLE
225000
0
0
OAKTREE CAP GROUP LLC UNIT
CL A COM
674001201
428
7930
SH
SOLE
7930
0
0
PIXELWORKS INC
COM NEW
72581M305
3344
708624
SH
SOLE
708624
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
17012
1061400
SH
SOLE
1061400
0
0
POINTS INTL LTD
COM NEW
730843208
3145
138260
SH
SOLE
138260
0
0
POSCO
SPONSORED ADR
693483109
4994
53600
SH
SOLE
53600
0
0
QUANTUM CORP
COM
747906501
1341
556049
SH
SOLE
556049
0
0
QUARTERHILL INC
COM
747713105
536
399700
SH
SOLE
399700
0
0
SANDRIDGE ENERGY INC
COM
80007P869
533
30049
SH
SOLE
30049
0
0
SEACHANGE INTL INC
COM
811699107
6252
1441722
SH
SOLE
1441722
0
0
SIERRA WIRELESS INC
COM
826516106
15899
709440
SH
SOLE
709440
0
0
SILVER STD RES INC
NOTE 2.875 2/0
82823LAC0
2485
2500000
PRN
SOLE
2500000
0
0
STARBUCKS CORP
COM
855244109
484
7200
SH
SOLE
7200
0
0
STARWOOD PPTY TR INC
COM
85571B105
374
12750
SH
SOLE
12750
0
0
MODUSLINK GLOBAL SOLUTIONS I
NOTE 5.250% 3/0
60786LAB3
6153
6220000
PRN
SOLE
6220000
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
6676
7862000
PRN
SOLE
7862000
0
0
SYNTEL INC
COM
87162H103
11662
235564
SH
SOLE
235564
0
0
TELUS CORP
COM
87971M103
327
6770
SH
SOLE
6770
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
307
50000
SH
SOLE
50000
0
0
BANK N S HALIFAX
COM
064149107
384
5040
SH
SOLE
5040
0
0
HOWARD HUGHES CORP
COM
44267D107
15916
85282
SH
SOLE
85282
0
0
MIDDLEBY CORP
COM
596278101
11801
89855
SH
SOLE
89855
0
0
TRIPADVISOR INC
COM
896945201
13560
172807
SH
SOLE
172807
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
1940
2000000
PRN
SOLE
2000000
0
0
UNILEVER PLC
SPON ADR
904767704
254
3500
SH
SOLE
3500
0
0
UPLAND SOFTWARE INC
COM
91544A109
7537
163463
SH
SOLE
163463
0
0
VISA INC
COM CL A
92826C839
433
2360
SH
SOLE
2360
0
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
1465
110406
SH
SOLE
110406
0
0