FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/04/2019 |
3. Issuer Name and Ticker or Trading Symbol
At Home Group Inc. [ HOME ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,930(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (2) | 05/30/2025 | Common Stock | 40,098 | $35.35 | D | |
Employee Stock Option (Right to Buy) | (3) | 03/28/2026 | Common Stock | 21,849 | $17.83 | D |
Explanation of Responses: |
1. This amount includes 4,497 shares deliverable upon vesting and settlement of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, 1,131 of these restricted stock units are scheduled to vest in substantially equal installments on each of May 30, 2020 and May 30, 2021 and 3,366 of these restricted stock units are scheduled to vest in substantially equal installments on each of March 28, 2020, March 28, 2021 and March 28, 2022. Vested restricted stock units will be settled in shares of common stock within 30 days after the applicable vesting date. |
2. This option is vested with respect to 3,538 of the underlying shares and, subject to the reporting person's continued employment with the issuer through the applicable vesting date, is scheduled to vest with respect to 7,076 of the underlying shares in substantially equal installments on each of May 30, 2020 and May 30, 2021 and with respect to 29,484 of the underlying shares in substantially equal installments on each of May 30, 2021 and May 30, 2022. |
3. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in substantially equal installments on each of March 28, 2020, March 28, 2021 and March 28, 2022. |
/s/ Mary Jane Broussard, Attorney-in-Fact for Chad C. Stauffer | 06/11/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |