0001209191-19-043082.txt : 20190724 0001209191-19-043082.hdr.sgml : 20190724 20190724173937 ACCESSION NUMBER: 0001209191-19-043082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190722 FILED AS OF DATE: 20190724 DATE AS OF CHANGE: 20190724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fundamental Capital Partners, LLC CENTRAL INDEX KEY: 0001720908 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 19971865 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 782-0000 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Funko International, LLC CENTRAL INDEX KEY: 0001720926 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 19971866 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 782-0000 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenley Kevin G. CENTRAL INDEX KEY: 0001720927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 19971867 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNally Richard L. CENTRAL INDEX KEY: 0001719500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 19971868 MAIL ADDRESS: STREET 1: C/O FUNDAMENTAL CAPITAL, LLC STREET 2: 4 EMBARCADERO CENTER, SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-22 0 0001704711 Funko, Inc. FNKO 0001720908 Fundamental Capital Partners, LLC C/O FUNDAMENTAL CAPITAL, LLC 4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO CA 94111 0 0 1 0 0001720926 Funko International, LLC C/O FUNDAMENTAL CAPITAL, LLC 4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO CA 94111 0 0 1 0 0001720927 Keenley Kevin G. C/O FUNDAMENTAL CAPITAL, LLC 4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO CA 94111 0 0 1 0 0001719500 McNally Richard L. C/O FUNDAMENTAL CAPITAL, LLC 4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO CA 94111 0 0 1 0 Class B Common Stock 613138 I By Fundamental Capital, LLC Class A Common Stock 2019-07-22 4 S 0 3561 24.0228 D 218928 I By Fundamental Capital, LLC Class A Common Stock 2019-07-23 4 S 0 3960 24.0124 D 214968 I By Fundamental Capital, LLC Class A Common Stock 2019-07-24 4 S 0 5580 24.1715 D 209388 I By Fundamental Capital, LLC Class B Common Stock 2816538 I By Funko International, LLC Class A Common Stock 2019-07-22 4 S 0 16223 24.0228 D 997340 I By Funko International, LLC Class A Common Stock 2019-07-23 4 S 0 18040 24.0124 D 979300 I By Funko International, LLC Class A Common Stock 2019-07-24 4 S 0 25420 24.1715 D 953880 I By Funko International, LLC Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Kevin G. Keenley, individually, as Attorney-in-Fact for Richard L. McNally, as Member of Fundamental Capital Partners, LLC, and for Funko International, LLC, as Member of Fundamental Capital Partners, LLC 2019-07-24