0001606587-20-000335.txt : 20200214
0001606587-20-000335.hdr.sgml : 20200214
20200214171321
ACCESSION NUMBER: 0001606587-20-000335
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avestar Capital, LLC
CENTRAL INDEX KEY: 0001704404
IRS NUMBER: 611818956
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18561
FILM NUMBER: 20621861
BUSINESS ADDRESS:
STREET 1: 400 MADISON AVENUE
STREET 2: SUITE 11D
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-706-4140
MAIL ADDRESS:
STREET 1: 400 MADISON AVENUE
STREET 2: SUITE 11D
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001704404
XXXXXXXX
12-31-2019
12-31-2019
false
Avestar Capital, LLC
400 Madison Avenue
Suite 11D
New York
NY
10017
13F HOLDINGS REPORT
028-18561
N
Tonya Nicole Smoake
Chief Compliance Officer
212-706-4140
Tonya Nicole Smoake
New York
NY
02-14-2020
0
161
177039
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ALPS ETF TR
RIVRFRNT STR INC
00162Q783
257
10353
SH
SOLE
NONE
0
0
10353
AT&T INC
COM
00206R102
377
9653
SH
SOLE
NONE
0
0
9653
ABBOTT LABS
COM
002824100
459
5291
SH
SOLE
NONE
0
0
5291
ABBVIE INC
COM
00287Y109
270
3059
SH
SOLE
NONE
0
0
3059
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
438
30000
SH
SOLE
NONE
0
0
30000
ADOBE INC
COM
00724F101
409
1241
SH
SOLE
NONE
0
0
1241
AKAMAI TECHNOLOGIES INC
COM
00971T101
310
3590
SH
SOLE
NONE
0
0
3590
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
365
1725
SH
SOLE
NONE
0
0
1725
ALLSTATE CORP
COM
020002101
243
2164
SH
SOLE
NONE
0
0
2164
ALPHABET INC
CAP STK CL C
02079K107
2652
1984
SH
SOLE
NONE
0
0
1984
ALPHABET INC
CAP STK CL A
02079K305
1161
867
SH
SOLE
NONE
0
0
867
ALTRIA GROUP INC
COM
02209S103
445
8924
SH
SOLE
NONE
0
0
8924
AMAZON COM INC
COM
023135106
7206
3900
SH
SOLE
NONE
0
0
3900
AMBEV SA
SPONSORED ADR
02319V103
54
11718
SH
SOLE
NONE
0
0
11718
AMERICAN TOWER CORP NEW
COM
03027X100
774
3368
SH
SOLE
NONE
0
0
3368
ANALOG DEVICES INC
COM
032654105
297
2499
SH
SOLE
NONE
0
0
2499
ANTERO RES CORP
COM
03674X106
413
145154
SH
SOLE
NONE
0
0
145154
APPLE INC
COM
037833100
17738
60405
SH
SOLE
NONE
0
0
60405
AUTOZONE INC
COM
053332102
599
503
SH
SOLE
NONE
0
0
503
AVALARA INC
COM
05338G106
653
8915
SH
SOLE
NONE
0
0
8915
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
82
14774
SH
SOLE
NONE
0
0
14774
BANK AMER CORP
COM
060505104
244
6944
SH
SOLE
NONE
0
0
6944
BAXTER INTL INC
COM
071813109
272
3254
SH
SOLE
NONE
0
0
3254
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1437
6345
SH
SOLE
NONE
0
0
6345
BIOGEN INC
COM
09062X103
575
1939
SH
SOLE
NONE
0
0
1939
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
619
55312
SH
SOLE
NONE
0
0
55312
BOEING CO
COM
097023105
579
1779
SH
SOLE
NONE
0
0
1779
BROADCOM INC
COM
11135F101
296
937
SH
SOLE
NONE
0
0
937
CIGNA CORP NEW
COM
125523100
347
1697
SH
SOLE
NONE
0
0
1697
CISCO SYS INC
COM
17275R102
773
16129
SH
SOLE
NONE
0
0
16129
CITRIX SYS INC
COM
177376100
1059
9554
SH
SOLE
NONE
0
0
9554
COCA COLA CO
COM
191216100
471
8510
SH
SOLE
NONE
0
0
8510
COMCAST CORP NEW
CL A
20030N101
574
12777
SH
SOLE
NONE
0
0
12777
COPART INC
COM
217204106
859
9451
SH
SOLE
NONE
0
0
9451
CROWDSTRIKE HLDGS INC
CL A
22788C105
1256
25203
SH
SOLE
NONE
0
0
25203
DIAGEO P L C
SPON ADR NEW
25243Q205
685
4072
SH
SOLE
NONE
0
0
4072
DIAMONDBACK ENERGY INC
COM
25278X109
239
2576
SH
SOLE
NONE
0
0
2576
DISNEY WALT CO
COM DISNEY
254687106
294
2035
SH
SOLE
NONE
0
0
2035
DOCUSIGN INC
COM
256163106
241
3260
SH
SOLE
NONE
0
0
3260
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
1363
32844
SH
SOLE
NONE
0
0
32844
ENCOMPASS HEALTH CORP
COM
29261A100
238
3449
SH
SOLE
NONE
0
0
3449
FACEBOOK INC
CL A
30303M102
4745
23119
SH
SOLE
NONE
0
0
23119
FIRST REP BK SAN FRANCISCO C
COM
33616C100
592
5042
SH
SOLE
NONE
0
0
5042
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
6653
184651
SH
SOLE
NONE
0
0
184651
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
1080
42400
SH
SOLE
NONE
0
0
42400
FIRST TR EXCHANGE TRADED FD
NASDAQ BK ETF
33738R860
1495
53055
SH
SOLE
NONE
0
0
53055
FIRST TR EXCHANG TRADED FD I
MANAGD MUN ETF
33739N108
2007
36141
SH
SOLE
NONE
0
0
36141
FIRST TR EXCH TRADED FD III
RIVR FRNT DYN
33739P707
1313
20280
SH
SOLE
NONE
0
0
20280
FIRST TR EXCH TRADED FD III
SHRT DUR MNG MUN
33739P830
1545
75505
SH
SOLE
NONE
0
0
75505
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
709
11805
SH
SOLE
NONE
0
0
11805
FIRST TRUST ETF III
ULTRA SHT DUR MU
33740J104
904
45000
SH
SOLE
NONE
0
0
45000
GENERAL ELECTRIC CO
COM
369604103
218
19561
SH
SOLE
NONE
0
0
19561
GILEAD SCIENCES INC
COM
375558103
766
11798
SH
SOLE
NONE
0
0
11798
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
1179
96047
SH
SOLE
NONE
0
0
96047
GLOBAL X FDS
GLBL X MLP ETF
37950E473
145
18500
SH
SOLE
NONE
0
0
18500
GLOBAL X FDS
MSCI CHINA COMMU
37950E804
1274
52543
SH
SOLE
NONE
0
0
52543
GLOBAL X FDS
FINTECH ETF
37954Y814
1247
41058
SH
SOLE
NONE
0
0
41058
GLOBE LIFE INC
COM
37959E102
275
2622
SH
SOLE
NONE
0
0
2622
GOLUB CAP BDC INC
COM
38173M102
525
28500
SH
Put
SOLE
NONE
0
0
28500
HOME DEPOT INC
COM
437076102
598
2740
SH
SOLE
NONE
0
0
2740
HONEYWELL INTL INC
COM
438516106
672
3798
SH
Call
SOLE
NONE
0
0
3798
INDEXIQ ETF TR
HDGD FTSE INTL
45409B560
2020
93015
SH
SOLE
NONE
0
0
93015
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C409
203
7000
SH
SOLE
NONE
0
0
7000
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C888
390
14000
SH
SOLE
NONE
0
0
14000
INTEL CORP
COM
458140100
463
7747
SH
SOLE
NONE
0
0
7747
INVESCO ACTIVELY MANAGD ETF
ULTRA SHRT DUR
46090A887
243
4832
SH
SOLE
NONE
0
0
4832
INVESCO QQQ TR
UNIT SER 1
46090E103
657
3090
SH
SOLE
NONE
0
0
3090
INTUITIVE SURGICAL INC
COM NEW
46120E602
355
602
SH
SOLE
NONE
0
0
602
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
1399
9586
SH
SOLE
NONE
0
0
9586
ISHARES TR
GLOB HLTHCRE ETF
464287325
1526
22207
SH
SOLE
NONE
0
0
22207
ISHARES TR
MSCI EAFE ETF
464287465
1415
20386
SH
SOLE
NONE
0
0
20386
ISHARES TR
CORE S&P MCP ETF
464287507
387
1884
SH
SOLE
NONE
0
0
1884
ISHARES TR
RUS 1000 VAL ETF
464287598
3749
27470
SH
SOLE
NONE
0
0
27470
ISHARES TR
RUS 1000 GRW ETF
464287614
1112
6324
SH
SOLE
NONE
0
0
6324
ISHARES TR
RUS 1000 ETF
464287622
8550
47923
SH
SOLE
NONE
0
0
47923
ISHARES TR
CORE S&P SCP ETF
464287804
914
10904
SH
SOLE
NONE
0
0
10904
ISHARES TR
EAFE SML CP ETF
464288273
313
5028
SH
SOLE
NONE
0
0
5028
ISHARES TR
PFD AND INCM SEC
464288687
207
5508
SH
SOLE
NONE
0
0
5508
ISHARES TR
MSCI MIN VOL ETF
46429B697
1387
21148
SH
SOLE
NONE
0
0
21148
ISHARES US ETF TR
SHT MAT MUN ETF
46431W838
400
8000
SH
SOLE
NONE
0
0
8000
ISHARES US ETF TR
COMMOD SEL STG
46431W853
226
6873
SH
SOLE
NONE
0
0
6873
ISHARES TR
USA QUALITY FCTR
46432F339
1321
13085
SH
SOLE
NONE
0
0
13085
JPMORGAN CHASE &CO
COM
46625H100
1440
10331
SH
SOLE
NONE
0
0
10331
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
1575
31240
SH
SOLE
NONE
0
0
31240
JOHN HANCOCK ETF TRUST
MULTIFACTOR MI
47804J206
1540
39328
SH
SOLE
NONE
0
0
39328
JOHNSON &JOHNSON
COM
478160104
1090
7473
SH
SOLE
NONE
0
0
7473
KRAFT HEINZ CO
COM
500754106
658
20508
SH
SOLE
NONE
0
0
20508
LAREDO PETROLEUM INC
COM
516806106
169
59195
SH
SOLE
NONE
0
0
59195
LAS VEGAS SANDS CORP
COM
517834107
269
3904
SH
SOLE
NONE
0
0
3904
LOWES COS INC
COM
548661107
325
2717
SH
SOLE
NONE
0
0
2717
MANAGED PORTFOLIO SER
TORTOISE NRAM PI
56167N720
263
11192
SH
SOLE
NONE
0
0
11192
MASCO CORP
COM
574599106
221
4610
SH
SOLE
NONE
0
0
4610
MASTERCARD INC
CL A
57636Q104
477
1599
SH
SOLE
NONE
0
0
1599
MCDONALDS CORP
COM
580135101
1018
5151
SH
SOLE
NONE
0
0
5151
MERCK &CO INC
COM
58933Y105
356
3925
SH
SOLE
NONE
0
0
3925
MICROSOFT CORP
COM
594918104
2218
14067
SH
SOLE
NONE
0
0
14067
MICROCHIP TECHNOLOGY INC
COM
595017104
597
5704
SH
SOLE
NONE
0
0
5704
MONDELEZ INTL INC
CL A
609207105
386
7018
SH
SOLE
NONE
0
0
7018
MORGAN STANLEY
COM NEW
617446448
221
4327
SH
SOLE
NONE
0
0
4327
NETFLIX INC
COM
64110L106
661
2045
SH
SOLE
NONE
0
0
2045
NIKE INC
CL B
654106103
782
7728
SH
SOLE
NONE
0
0
7728
NOVARTIS A G
SPONSORED ADR
66987V109
300
3171
SH
SOLE
NONE
0
0
3171
NVIDIA CORP
COM
67066G104
381
1621
SH
SOLE
NONE
0
0
1621
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
280
19178
SH
SOLE
NONE
0
0
19178
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
295
20805
SH
SOLE
NONE
0
0
20805
ORACLE CORP
COM
68389X105
461
8712
SH
SOLE
NONE
0
0
8712
PNC FINL SVCS GROUP INC
COM
693475105
227
1423
SH
SOLE
NONE
0
0
1423
PEPSICO INC
COM
713448108
270
1977
SH
SOLE
NONE
0
0
1977
PFIZER INC
COM
717081103
370
9444
SH
SOLE
NONE
0
0
9444
PHILIP MORRIS INTL INC
COM
718172109
1535
18047
SH
SOLE
NONE
0
0
18047
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
2196
21625
SH
SOLE
NONE
0
0
21625
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
670
26619
SH
SOLE
NONE
0
0
26619
PROCTER &GAMBLE CO
COM
742718109
9740
77987
SH
SOLE
NONE
0
0
77987
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
212
3598
SH
SOLE
NONE
0
0
3598
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
54
10000
SH
SOLE
NONE
0
0
10000
QUALCOMM INC
COM
747525103
1013
11483
SH
SOLE
NONE
0
0
11483
QUEST DIAGNOSTICS INC
COM
74834L100
351
3290
SH
SOLE
NONE
0
0
3290
RAYTHEON CO
COM NEW
755111507
298
1359
SH
SOLE
NONE
0
0
1359
SPDR S&P 500 ETF TR
TR UNIT
78462F103
8804
27354
SH
SOLE
NONE
0
0
27354
SPDR GOLD TRUST
GOLD SHS
78463V107
2427
16989
SH
SOLE
NONE
0
0
16989
SPDR SERIES TRUST
PORTFOLIO MD ETF
78464A847
868
23981
SH
SOLE
NONE
0
0
23981
SALESFORCE COM INC
COM
79466L302
902
5546
SH
SOLE
NONE
0
0
5546
SAP SE
SPON ADR
803054204
364
2722
SH
SOLE
NONE
0
0
2722
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1930
20780
SH
SOLE
NONE
0
0
20780
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
469
14135
SH
SOLE
NONE
0
0
14135
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
945
32709
SH
SOLE
NONE
0
0
32709
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
271
2667
SH
SOLE
NONE
0
0
2667
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
405
13162
SH
SOLE
NONE
0
0
13162
SKYWORKS SOLUTIONS INC
COM
83088M102
1396
11551
SH
SOLE
NONE
0
0
11551
SMITH &NEPHEW PLC
SPDN ADR NEW
83175M205
236
4915
SH
SOLE
NONE
0
0
4915
STARBUCKS CORP
COM
855244109
307
3496
SH
SOLE
NONE
0
0
3496
TJX COS INC NEW
COM
872540109
371
6077
SH
SOLE
NONE
0
0
6077
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
551
9493
SH
SOLE
NONE
0
0
9493
TARGET CORP
COM
87612E106
212
1657
SH
SOLE
NONE
0
0
1657
TEXAS INSTRS INC
COM
882508104
241
1886
SH
SOLE
NONE
0
0
1886
THERMO FISHER SCIENTIFIC INC
COM
883556102
241
742
SH
SOLE
NONE
0
0
742
UBER TECHNOLOGIES INC
COM
90353T100
345
11609
SH
SOLE
NONE
0
0
11609
UNITED TECHNOLOGIES CORP
COM
913017109
782
5224
SH
SOLE
NONE
0
0
5224
UNITEDHEALTH GROUP INC
COM
91324P102
838
2853
SH
SOLE
NONE
0
0
2853
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
3222
21179
SH
SOLE
NONE
0
0
21179
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
2780
63115
SH
SOLE
NONE
0
0
63115
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
886
7979
SH
SOLE
NONE
0
0
7979
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
486
6004
SH
SOLE
NONE
0
0
6004
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
224
2768
SH
SOLE
NONE
0
0
2768
VARIAN MED SYS INC
COM
92220P105
342
2413
SH
SOLE
NONE
0
0
2413
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
222
2400
SH
SOLE
NONE
0
0
2400
VANGUARD INDEX FDS
GROWTH ETF
922908736
3603
19780
SH
SOLE
NONE
0
0
19780
VANGUARD INDEX FDS
VALUE ETF
922908744
1369
11430
SH
SOLE
NONE
0
0
11430
VERIZON COMMUNICATIONS INC
COM
92343V104
524
8546
SH
SOLE
NONE
0
0
8546
VISA INC
COM CL A
92826C839
814
4335
SH
SOLE
NONE
0
0
4335
WELLS FARGO CO NEW
COM
949746101
545
10141
SH
SOLE
NONE
0
0
10141
WISDOMTREE TR
US MIDCAP FUND
97717W570
251
5985
SH
SOLE
NONE
0
0
5985
XCEL ENERGY INC
COM
98389B100
256
4043
SH
SOLE
NONE
0
0
4043
ZOETIS INC
CL A
98978V103
238
1802
SH
SOLE
NONE
0
0
1802
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
315
4634
SH
SOLE
NONE
0
0
4634
ALLERGAN PLC
SHS
G0177J108
218
1145
SH
SOLE
NONE
0
0
1145
ATLASSIAN CORP PLC
CL A
G06242104
540
4492
SH
SOLE
NONE
0
0
4492
IHS MARKIT LTD
SHS
G47567105
387
5139
SH
SOLE
NONE
0
0
5139
LINDE PLC
SHS
G5494J103
291
1367
SH
SOLE
NONE
0
0
1367
MEDTRONIC PLC
SHS
G5960L103
692
6103
SH
SOLE
NONE
0
0
6103
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
208
1882
SH
SOLE
NONE
0
0
1882