0001606587-19-001042.txt : 20191115
0001606587-19-001042.hdr.sgml : 20191115
20191115104615
ACCESSION NUMBER: 0001606587-19-001042
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191115
EFFECTIVENESS DATE: 20191115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avestar Capital, LLC
CENTRAL INDEX KEY: 0001704404
IRS NUMBER: 611818956
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18561
FILM NUMBER: 191222952
BUSINESS ADDRESS:
STREET 1: 400 MADISON AVENUE
STREET 2: SUITE 11D
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-706-4140
MAIL ADDRESS:
STREET 1: 400 MADISON AVENUE
STREET 2: SUITE 11D
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001704404
XXXXXXXX
09-30-2019
09-30-2019
true
1
RESTATEMENT
Avestar Capital, LLC
400 Madison Avenue
Suite 11D
New York
NY
10017
13F HOLDINGS REPORT
028-18561
N
Tonya Nicole Smoake
Chief Compliance Officer
212-706-4140
Tonya Nicole Smoake
New York
NY
11-15-2019
0
160
160842
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBOTT LABORATORIES
COM
002824100
402
4809
SH
SOLE
NONE
0
0
4809
ABBVIE INC COM USD0.01
COM
00287Y109
257
3390
SH
SOLE
NONE
0
0
3390
ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS
PHYSCL GOLD SHS
00326A104
4115
28989
SH
SOLE
NONE
0
0
28989
ADOBE INC COM
COM
00724F101
399
1445
SH
SOLE
NONE
0
0
1445
ADVISORSHARES TR PURE CANNABIS
PURE CANNABIS
00768Y495
918
63031
SH
SOLE
NONE
0
0
63031
AKAMAI TECHNOLOGIES COM USD0.01
COM
00971T101
304
3322
SH
SOLE
NONE
0
0
3322
ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS
SPONSORED ADS
01609W102
263
1575
SH
SOLE
NONE
0
0
1575
ALLERGAN PLC. COM USD0.0001
SHS
G0177J108
217
1289
SH
SOLE
NONE
0
0
1289
ALLSTATE CORP COM USD0.01
COM
020002101
256
2353
SH
SOLE
NONE
0
0
2353
ALPHABET INC CAP STK CL A
CAP STK CL A
02079K305
1028
842
SH
SOLE
NONE
0
0
842
ALPHABET INC CAP STK CL C
CAP STK CL C
02079K107
2348
1926
SH
SOLE
NONE
0
0
1926
ALPS ETF TRUST RIVERFRONT STRATEGIC INCOME FD
RIVRFRNT STR INC
00162Q783
293
11777
SH
SOLE
NONE
0
0
11777
ALTRIA GROUP INC
COM
02209S103
403
9853
SH
SOLE
NONE
0
0
9853
AMAZON.COM INC
COM
023135106
6610
3808
SH
SOLE
NONE
0
0
3808
AMBEV SA SPON ADR EACH REP 1 ORD SHS
SPONSORED ADR
02319V103
114
24700
SH
SOLE
NONE
0
0
24700
AMERICAN EAGLE OUTFITTERS INC COM
COM
02553E106
169
10425
SH
SOLE
NONE
0
0
10425
AMERICAN TOWER CORP COM USD0.01
COM
03027X100
750
3390
SH
SOLE
NONE
0
0
3390
ANALOG DEVICES INC COM USD0.16 2/3
COM
032654105
297
2658
SH
SOLE
NONE
0
0
2658
ANTERO RESOURCES CORPORATION USD0.01
COM
03674X106
438
145034
SH
SOLE
NONE
0
0
145034
APPLE INC COM USD0.00001
COM
037833100
13782
61534
SH
SOLE
NONE
0
0
61534
ARK ETF TR INNOVATION ETF
INNOVATION ETF
00214Q104
1257
29308
SH
SOLE
NONE
0
0
29308
ATT INC COM USD1
COM
00206R102
345
9105
SH
SOLE
NONE
0
0
9105
ATLASSIAN CORPORATION PLC COM USD0.1 CL A
CL A
G06242104
563
4492
SH
SOLE
NONE
0
0
4492
AURORA CANNABIS INC COM NPV ISIN CA05156X1087 SEDOL BTGWJY9
COM
05156X108
55
12500
SH
SOLE
NONE
0
0
12500
AUTOZONE INC COM USD0.01
COM
053332102
546
503
SH
SOLE
NONE
0
0
503
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR
SPONSORED ADR
05946K101
154
29686
SH
SOLE
NONE
0
0
29686
BANK OF AMERICA CORP
COM
060505104
203
6944
SH
SOLE
NONE
0
0
6944
BAXTER INTERNATIONAL INC COM USD1.00
COM
071813109
270
3087
SH
SOLE
NONE
0
0
3087
BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B
CL B NEW
084670702
1258
6047
SH
SOLE
NONE
0
0
6047
BIOGEN INC COM USD0.0005
COM
09062X103
490
2106
SH
SOLE
NONE
0
0
2106
BLACKROCK CORPORATE HIGH YIELD INC COM STK USD0.10
COM
09255P107
505
46982
SH
SOLE
NONE
0
0
46982
BOEING CO COM USD5.00
COM
097023105
649
1705
SH
SOLE
NONE
0
0
1705
BROADCOM INC COM
COM
11135F101
260
941
SH
SOLE
NONE
0
0
941
CARNIVAL CORP PAIRED CTF
UNIT 99/99/9999
143658300
225
5149
SH
SOLE
NONE
0
0
5149
CHECK POINT SOFTWARE TECHNOLOGIES ORD ILS0.01
ORD
M22465104
213
1949
SH
SOLE
NONE
0
0
1949
CIGNA CORP NEW COM
COM
125523100
254
1671
SH
SOLE
NONE
0
0
1671
CISCO SYS INC COM
COM
17275R102
869
17584
SH
SOLE
NONE
0
0
17584
COCA COLA CO
COM
191216100
442
8121
SH
SOLE
NONE
0
0
8121
COMCAST CORP NEW CL A
CL A
20030N101
578
12828
SH
SOLE
NONE
0
0
12828
CONOCOPHILLIPS COM
COM
20825C104
218
3818
SH
SOLE
NONE
0
0
3818
COSTCO WHOLESALE CORP COM USD0.01
COM
22160K105
215
747
SH
SOLE
NONE
0
0
747
DIAGEO ADR EACH REPR 4 ORD GBX28.935185
SPON ADR NEW
25243Q205
612
3745
SH
SOLE
NONE
0
0
3745
DIAMONDBACK ENERGY INC COM USD0.01
COM
25278X109
236
2625
SH
SOLE
NONE
0
0
2625
DISNEY WALT CO
COM DISNEY
254687106
308
2366
SH
SOLE
NONE
0
0
2366
ENCOMPASS HEALTH CORP COM
COM
29261A100
229
3625
SH
SOLE
NONE
0
0
3625
ETF MANAGERS TR PRIME CYBR SCRTY
PRIME CYBR SCRTY
26924G201
1265
33814
SH
SOLE
NONE
0
0
33814
EXPEDIA GROUP INC
COM NEW
30212P303
525
3907
SH
SOLE
NONE
0
0
3907
EXXON MOBIL CORP
COM
30231G102
276
3912
SH
SOLE
NONE
0
0
3912
FACEBOOK INC-CLASS A
CL A
30303M102
4116
23111
SH
SOLE
NONE
0
0
23111
FIDELITY TOTAL BOND ETF
TOTAL BD ETF
316188309
223
4315
SH
SOLE
NONE
0
0
4315
FIRST REPUBLIC BANK SAN FRANCISCO COM USD0.01
COM
33616C100
488
5042
SH
SOLE
NONE
0
0
5042
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN
SHRT DUR MNG MUN
33739P830
1024
50000
SH
SOLE
NONE
0
0
50000
FIRST TR EXCHANGE TRADED FD III MANAGED MUN ETF
MANAGD MUN ETF
33739N108
2133
38392
SH
SOLE
NONE
0
0
38392
FIRST TR EXCHANGE TRADED FD IV NO AMER ENERGY
NO AMER ENERGY
33738D101
1130
44151
SH
SOLE
NONE
0
0
44151
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECHNOLOGY INDEX FD
NY ARCA BIOTECH
33733E203
1140
9212
SH
SOLE
NONE
0
0
9212
FIRST TR EXCHANGE TRADED FD VI FIRST TRUST NASDAQ BANK ETF
NASDAQ BK ETF
33738R860
1418
55405
SH
SOLE
NONE
0
0
55405
FIRST TR VALUE LINE DIVID INDEX FD SHS
SHS
33734H106
6642
190467
SH
SOLE
NONE
0
0
190467
FIRST TRUST ETF III ULTRA SHT DUR MU
ULTRA SHT DUR MU
33740J104
522
25990
SH
SOLE
NONE
0
0
25990
FIRST TRUST RIVERFRONT DYNAM
RIVR FRNT DYN
33739P707
2443
42271
SH
SOLE
NONE
0
0
42271
GILEAD SCIENCES INC COM USD0.001
COM
375558103
768
12123
SH
SOLE
NONE
0
0
12123
GLOBAL X FDS FINTECH ETF
FINTECH ETF
37954Y814
1375
47781
SH
SOLE
NONE
0
0
47781
GLOBAL X FDS MLP ENERGY INFRASTRUCTURE ETF
GLB X MLP ENRG I
37950E226
1408
114455
SH
SOLE
NONE
0
0
114455
GLOBAL X FDS MSCI CHINA COMMU
MSCI CHINA COMMU
37950E804
1188
54145
SH
SOLE
NONE
0
0
54145
GLOBE LIFE INC COM
COM
37959E102
247
2577
SH
SOLE
NONE
0
0
2577
HALLIBURTON CO COM USD2.50
COM
406216101
235
12454
SH
SOLE
NONE
0
0
12454
HOME DEPOT INC COM
COM
437076102
624
2687
SH
SOLE
NONE
0
0
2687
HONEYWELL INTERNATIONAL INC COM USD1
COM
438516106
615
3633
SH
SOLE
NONE
0
0
3633
INDEXIQ ETF TR HDGD FTSE INTL
HDGD FTSE INTL
45409B560
2030
99794
SH
SOLE
NONE
0
0
99794
INTEL CORP COM USD0.001
COM
458140100
400
7769
SH
SOLE
NONE
0
0
7769
INTERNATIONAL BUS MACH CORP COM USD0.20
COM
459200101
206
1420
SH
SOLE
NONE
0
0
1420
INTUITIVE SURGICAL INC COM NEW
COM NEW
46120E602
323
599
SH
SOLE
NONE
0
0
599
INVESCO ACTIVELY MANAGD ETF TR ULTRA SHRT DUR
ULTRA SHRT DUR
46090A887
246
4880
SH
SOLE
NONE
0
0
4880
INVESCO EXCHANGE TRADED FD TR SP500 EQL STP
S&P500 EQL STP
46137V373
1382
9843
SH
SOLE
NONE
0
0
9843
INVESCO QQQ TR UNIT SER 1
UNIT SER 1
46090E103
631
3343
SH
SOLE
NONE
0
0
3343
ISHARES CORE SP MID-CAP ETF
CORE S&P MCP ETF
464287507
359
1858
SH
SOLE
NONE
0
0
1858
ISHARES CORE SP SMALL-CAP E
CORE S&P SCP ETF
464287804
905
11625
SH
SOLE
NONE
0
0
11625
ISHARES EDGE MSCI MIN VOL USA ETF
MSCI MIN VOL ETF
46429B697
239
3732
SH
SOLE
NONE
0
0
3732
ISHARES GLOBAL HEALTHCARE ETF
GLOB HLTHCRE ETF
464287325
1413
23128
SH
SOLE
NONE
0
0
23128
ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF
IBOXX INV CP ETF
464287242
211
1655
SH
SOLE
NONE
0
0
1655
ISHARES RUSSELL 1000 ETF
RUS 1000 ETF
464287622
7991
48567
SH
SOLE
NONE
0
0
48567
ISHARES RUSSELL 1000 GROWTH ETF
RUS 1000 GRW ETF
464287614
927
5809
SH
SOLE
NONE
0
0
5809
ISHARES RUSSELL 1000 VALUE ETF
RUS 1000 VAL ETF
464287598
3523
27470
SH
SOLE
NONE
0
0
27470
ISHARES TR EAFE SML CP ETF
EAFE SML CP ETF
464288273
422
7373
SH
SOLE
NONE
0
0
7373
ISHARES US ETF TR COMMOD SEL STG
COMMOD SEL STG
46431W853
217
6873
SH
SOLE
NONE
0
0
6873
ISHARES US ETF TR SHT MAT MUN ETF
SHT MAT MUN ETF
46431W838
251
5000
SH
SOLE
NONE
0
0
5000
JOHN HANCOCK ETF TRUST MULTIFACTOR MI
MULTIFACTOR MI
47804J206
1481
40215
SH
SOLE
NONE
0
0
40215
JOHNSON JOHNSON COM USD1.00
COM
478160104
960
7419
SH
SOLE
NONE
0
0
7419
JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC
ULTRA SHRT INC
46641Q837
1625
32219
SH
SOLE
NONE
0
0
32219
JPMORGAN CHASE CO COM USD1.00
COM
46625H100
1317
11193
SH
SOLE
NONE
0
0
11193
KOHLS CORPORATION COM USD0.01
COM
500255104
224
4512
SH
SOLE
NONE
0
0
4512
KRAFT HEINZ CO COM
COM
500754106
1271
45502
SH
SOLE
NONE
0
0
45502
LAREDO PETROLEUM INC COM
COM
516806106
143
59195
SH
SOLE
NONE
0
0
59195
LAS VEGAS SANDS CORP COM USD0.001
COM
517834107
316
5475
SH
SOLE
NONE
0
0
5475
LINDE PLC COM EUR0.001
SHS
G5494J103
265
1368
SH
SOLE
NONE
0
0
1368
LOWES COMPANIES INC COM USD0.50
COM
548661107
265
2413
SH
SOLE
NONE
0
0
2413
MARATHON OIL CORPORATION COM USD1.00
COM
565849106
192
15678
SH
SOLE
NONE
0
0
15678
MASTERCARD INC CL A
CL A
57636Q104
410
1509
SH
SOLE
NONE
0
0
1509
MCDONALDS CORP
COM
580135101
677
3152
SH
SOLE
NONE
0
0
3152
MEDTRONIC PLC USD0.0001
SHS
G5960L103
669
6162
SH
SOLE
NONE
0
0
6162
MERCK CO INC NEW COM
COM
58933Y105
304
3613
SH
SOLE
NONE
0
0
3613
MICROCHIP TECHNOLOGY COM USD0.001
COM
595017104
531
5716
SH
SOLE
NONE
0
0
5716
MICROSOFT CORP
COM
594918104
1835
13200
SH
SOLE
NONE
0
0
13200
MONDELEZ INTL INC COM NPV
CL A
609207105
351
6349
SH
SOLE
NONE
0
0
6349
MORGAN STANLEY COM USD0.01
COM NEW
617446448
238
5570
SH
SOLE
NONE
0
0
5570
NETFLIX COM INC COM
COM
64110L106
636
2377
SH
SOLE
NONE
0
0
2377
NIKE INC CLASS B COM NPV
CL B
654106103
723
7695
SH
SOLE
NONE
0
0
7695
NOVARTIS A G SPONSORED ADR
SPONSORED ADR
66987V109
260
2991
SH
SOLE
NONE
0
0
2991
NUVEEN NEW YORK QLT MUN INC FD COM
COM
67066X107
293
20552
SH
SOLE
NONE
0
0
20552
NUVEEN QUALITY MUNCP INCOME FD COM
COM
67066V101
173
12051
SH
SOLE
NONE
0
0
12051
NVIDIA CORP
COM
67066G104
370
2125
SH
SOLE
NONE
0
0
2125
ORACLE CORP COM
COM
68389X105
526
9556
SH
SOLE
NONE
0
0
9556
PEPSICO INC
COM
713448108
243
1773
SH
SOLE
NONE
0
0
1773
PFIZER INC
COM
717081103
305
8490
SH
SOLE
NONE
0
0
8490
PHILIP MORRIS INTERNATIONAL INC COM NPV
COM
718172109
523
6890
SH
SOLE
NONE
0
0
6890
PIMCO DYNMIC CREDIT AND MRT IN COM SHS
COM SHS
72202D106
559
22846
SH
SOLE
NONE
0
0
22846
PIMCO ETF TRUST ENHANCED SHORT MATURITY ACTIVE ETF USD
ENHAN SHRT MA AC
72201R833
2692
26464
SH
SOLE
NONE
0
0
26464
PNC FINANCIAL SERVICES GROUP COM USD5
COM
693475105
228
1626
SH
SOLE
NONE
0
0
1626
PROCTER GAMBLE CO COM
COM
742718109
9686
77877
SH
SOLE
NONE
0
0
77877
PRUDENTIAL FINL INC
COM
744320102
241
2679
SH
SOLE
NONE
0
0
2679
PUBLIC SVC ENTERPRISE GRP INC COM
COM
744573106
222
3581
SH
SOLE
NONE
0
0
3581
PUTNAM PREMIER INCOME TR SH BEN INT
SH BEN INT
746853100
53
10000
SH
SOLE
NONE
0
0
10000
QUALCOMM INC
COM
747525103
672
8813
SH
SOLE
NONE
0
0
8813
QUEST DIAGNOSTICS INC COM USD0.01
COM
74834L100
352
3288
SH
SOLE
NONE
0
0
3288
RAYTHEON CO COM NEW
COM NEW
755111507
307
1564
SH
SOLE
NONE
0
0
1564
REGIONS FINL CORP
COM
7591EP100
176
11131
SH
SOLE
NONE
0
0
11131
SALESFORCE.COM INC COM USD0.001
COM
79466L302
684
4607
SH
SOLE
NONE
0
0
4607
SAP SE SPON ADR
SPON ADR
803054204
321
2725
SH
SOLE
NONE
0
0
2725
SCHWAB STRATEGIC TR FUNDAMENTAL INTL LARGE CO INDEX ETF
SCHWB FDT INT LG
808524755
1016
36835
SH
SOLE
NONE
0
0
36835
SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL
SCHWB FDT INT SC
808524748
455
14793
SH
SOLE
NONE
0
0
14793
SCHWAB STRATEGIC TR US LARGE-CAP GROWTH ETF
US LCAP GR ETF
808524300
1722
20498
SH
SOLE
NONE
0
0
20498
SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06/24/2002
SBI HEALTHCARE
81369Y209
236
2614
SH
SOLE
NONE
0
0
2614
SELECT SECTOR SPDR TRUST AMEX FINANCIAL SELECT INDEX USD DIS
SBI INT-FINL
81369Y605
410
14648
SH
SOLE
NONE
0
0
14648
SKYWORKS SOLUTIONS INC COM
COM
83088M102
915
11551
SH
SOLE
NONE
0
0
11551
SMITH NEPHEW ADR EACH REPR 2 ORD
SPDN ADR NEW
83175M205
235
4887
SH
SOLE
NONE
0
0
4887
SPDR GOLD TR GOLD SHS
GOLD SHS
78463V107
319
2300
SH
SOLE
NONE
0
0
2300
SPDR PORTFOLIO MID CAP ETF
PORTFOLIO MD ETF
78464A847
818
24128
SH
SOLE
NONE
0
0
24128
SPDR SP500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT
TR UNIT
78462F103
6716
22630
SH
SOLE
NONE
0
0
22630
SQUARE INC CL A
CL A
852234103
284
4581
SH
SOLE
NONE
0
0
4581
STARBUCKS CORP COM USD0.001
COM
855244109
221
2497
SH
SOLE
NONE
0
0
2497
TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADS EACH REP 5 ORD TWD10
SPONSORED ADS
874039100
498
10709
SH
SOLE
NONE
0
0
10709
TARGET CORP COM
COM
87612E106
220
2062
SH
SOLE
NONE
0
0
2062
TEXAS INSTRUMENTS INC COM USD1.00
COM
882508104
272
2103
SH
SOLE
NONE
0
0
2103
THERMO FISHER SCIENTIFIC INC
COM
883556102
217
744
SH
SOLE
NONE
0
0
744
TJX COS INC NEW COM
COM
872540109
235
4224
SH
SOLE
NONE
0
0
4224
UNITED TECHNOLOGIES CORP COM USD1
COM
913017109
682
4999
SH
SOLE
NONE
0
0
4999
UNITEDHEALTH GROUP
COM
91324P102
651
2996
SH
SOLE
NONE
0
0
2996
VANECK VECTORS ETF TR GOLD MINERS ETF
GOLD MINERS ETF
92189F106
299
11200
SH
SOLE
NONE
0
0
11200
VANECK VECTORS ETF TR JR GOLD MINERS E
JR GOLD MINERS E
92189F791
399
11000
SH
SOLE
NONE
0
0
11000
VANGUARD ADMIRAL FDS INC SP SMALLCAP 600 INDEX FD ETF SHS
SMLLCP 600 IDX
921932828
3021
21179
SH
SOLE
NONE
0
0
21179
VANGUARD FTSE DEVELOPED MARKET ETF
FTSE DEV MKT ETF
921943858
2608
63475
SH
SOLE
NONE
0
0
63475
VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS
GROWTH ETF
922908736
2780
16716
SH
SOLE
NONE
0
0
16716
VANGUARD INTL EQUITY INDEX FDSFTSE ALL WORLD EX USA SMALL CAP INDEX FD ETF SHS
FTSE SMCAP ETF
922042718
813
7979
SH
SOLE
NONE
0
0
7979
VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF SHS
SHRT TRM CORP BD
92206C409
224
2768
SH
SOLE
NONE
0
0
2768
VARIAN MED SYS INC COM
COM
92220P105
287
2406
SH
SOLE
NONE
0
0
2406
VERIZON COMMUNICATIONS
COM
92343V104
444
7362
SH
SOLE
NONE
0
0
7362
VISA INC COM CL A
COM CL A
92826C839
693
4031
SH
SOLE
NONE
0
0
4031
WALMART INC COM
COM
931142103
362
3050
SH
SOLE
NONE
0
0
3050
WELLS FARGO CO NEW COM
COM
949746101
514
10197
SH
SOLE
NONE
0
0
10197
WISDOMTREE TR US MIDCAP FUND
US MIDCAP FUND
97717W570
2900
73522
SH
SOLE
NONE
0
0
73522
XCEL ENERGY INC COM USD2.5
COM
98389B100
259
3990
SH
SOLE
NONE
0
0
3990