0001704300-21-000005.txt : 20210609
0001704300-21-000005.hdr.sgml : 20210609
20210609113326
ACCESSION NUMBER: 0001704300-21-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210609
DATE AS OF CHANGE: 20210609
EFFECTIVENESS DATE: 20210609
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Founders Capital Management
CENTRAL INDEX KEY: 0001704300
IRS NUMBER: 760456940
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1217
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18033
FILM NUMBER: 211004456
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 7138771188
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
13F-HR/A
1
primary_doc.xml
13F-HR/A
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false
true
false
0001704300
XXXXXXXX
03-31-2021
03-31-2021
true
1
RESTATEMENT
Founders Capital Management
4400 POST OAK PARKWAY
STE 2530
HOUSTON
TX
77027
13F HOLDINGS REPORT
028-18033
N
James Walter
VP
713-877-1188
Will Oliver
Houston
TX
06-09-2021
0
279
140497
false
INFORMATION TABLE
2
13FHR03312021.xml
ABBOTT LABS
COM
002824100
84
700
SH
SOLE
700
0
0
ABBVIE INC
COM
00287Y109
4557
42108
SH
SOLE
42108
0
0
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
30
5034
SH
SOLE
5034
0
0
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
8
8000
SH
SOLE
8000
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
6158
12955
SH
SOLE
12955
0
0
AEHR TEST SYS
COM
00760J108
18
7000
SH
SOLE
7000
0
0
AGILE THERAPEUTICS INC
COM
00847L100
10
5000
SH
SOLE
5000
0
0
AIR PRODS & CHEMS INC
COM
009158106
35
125
SH
SOLE
125
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
7
30
SH
SOLE
30
0
0
ALLSTATE CORP
COM
020002101
23
201
SH
SOLE
201
0
0
ALPHABET INC
CAP STK CL C
02079K107
83
40
SH
SOLE
40
0
0
ALPHABET INC
CAP STK CL A
02079K305
83
40
SH
SOLE
40
0
0
ALTRIA GROUP INC
COM
02209S103
22
439
SH
SOLE
439
0
0
AMAZON COM INC
COM
023135106
6
2
SH
SOLE
2
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
15
173
SH
SOLE
173
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
36
150
SH
SOLE
150
0
0
AMPHENOL CORP NEW
CL A
032095101
306
4640
SH
SOLE
4640
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
22
2500
SH
SOLE
2500
0
0
ANTERO RESOURCES CORP
COM
03674X106
20
2000
SH
SOLE
2000
0
0
APOLLO INVT CORP
COM NEW
03761U502
14
1000
SH
SOLE
1000
0
0
APPLE INC
COM
037833100
8706
71274
SH
SOLE
71274
0
0
APPLIED MATLS INC
COM
038222105
174
1302
SH
SOLE
1302
0
0
ARES CAPITAL CORP
COM
04010L103
21
1110
SH
SOLE
1110
0
0
ARGAN INC
COM
04010E109
43
800
SH
SOLE
800
0
0
AT&T INC
COM
00206R102
2136
70561
SH
SOLE
70561
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
30
500
SH
SOLE
500
0
0
AXT INC
COM
00246W103
12
1000
SH
SOLE
1000
0
0
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
32
1000
SH
SOLE
1000
0
0
BARINGS BDC INC
COM
06759L103
10
979
SH
SOLE
979
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
23
6000
SH
SOLE
6000
0
0
BK OF AMERICA CORP
COM
060505104
42
1090
SH
SOLE
1090
0
0
BOEING CO
COM
097023105
6283
24665
SH
SOLE
24665
0
0
BP PLC
SPONSORED ADR
055622104
8
323
SH
SOLE
323
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
1
218
SH
SOLE
218
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
32
499
SH
SOLE
499
0
0
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
9
500
SH
SOLE
500
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
1
33
SH
SOLE
33
0
0
BRT APARTMENTS CORP
COM
055645303
25
1500
SH
SOLE
1500
0
0
CALLON PETE CO DEL
COM
13123X508
31
800
SH
SOLE
800
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
126
1150
SH
SOLE
1150
0
0
CAPITAL PRODUCT PARTNERS L P
PARTNERSHP UNITS
Y11082206
28
2500
SH
SOLE
2500
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
12
2000
SH
SOLE
2000
0
0
CATERPILLAR INC
COM
149123101
19
80
SH
SOLE
80
0
0
CEDAR REALTY TRUST INC
COM NEW
150602605
11
757
SH
SOLE
757
0
0
CHARLES & COLVARD LTD
COM
159765106
24
8000
SH
SOLE
8000
0
0
CHATHAM LODGING TR
COM
16208T102
13
1000
SH
SOLE
1000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
10
135
SH
SOLE
135
0
0
CHEVRON CORP NEW
COM
166764100
3991
38081
SH
SOLE
38081
0
0
CIGNA CORP NEW
COM
125523100
138
570
SH
SOLE
570
0
0
CISCO SYS INC
COM
17275R102
83
1607
SH
SOLE
1607
0
0
CITIGROUP INC
COM NEW
172967424
51
700
SH
SOLE
700
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
40
2000
SH
SOLE
2000
0
0
CNO FINL GROUP INC
COM
12621E103
32
1300
SH
SOLE
1300
0
0
COCA COLA CO
COM
191216100
1732
32867
SH
SOLE
32867
0
0
COFFEE HLDG CO INC
COM
192176105
20
4000
SH
SOLE
4000
0
0
COMPASS MINERALS INTL INC
COM
20451N101
368
5860
SH
SOLE
5860
0
0
CORNING INC
COM
219350105
174
4000
SH
SOLE
4000
0
0
COSTAMARE INC
SHS
Y1771G102
29
3000
SH
SOLE
3000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
157
445
SH
SOLE
445
0
0
COWEN INC
CL A NEW
223622606
25
700
SH
SOLE
700
0
0
CROSSAMERICA PARTNERS LP
UT LTD PTN INT
22758A105
1
30
SH
SOLE
30
0
0
CVR PARTNERS LP
COM
126633205
12
300
SH
SOLE
300
0
0
DIAMOND S SHIPPING INC
COM
Y20676105
3
294
SH
SOLE
294
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
2
24
SH
SOLE
24
0
0
DISCOVER FINL SVCS
COM
254709108
11
118
SH
SOLE
118
0
0
DISNEY WALT CO
COM
254687106
4040
21896
SH
SOLE
21896
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
26
2000
SH
SOLE
2000
0
0
DOW INC
COM
260557103
32
500
SH
SOLE
500
0
0
DUPONT DE NEMOURS INC
COM
26614N102
7
97
SH
SOLE
97
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
4
148
SH
SOLE
148
0
0
EMERSON ELEC CO
COM
291011104
1294
14346
SH
SOLE
14346
0
0
ENBRIDGE INC
COM
29250N105
81
2222
SH
SOLE
2222
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
10
2000
SH
SOLE
2000
0
0
ENERGY RECOVERY INC
COM
29270J100
24
1300
SH
SOLE
1300
0
0
ENTERGY CORP NEW
COM
29364G103
51
510
SH
SOLE
510
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
186
8446
SH
SOLE
8446
0
0
EOG RES INC
COM
26875P101
31
425
SH
SOLE
425
0
0
ESSA BANCORP INC
COM
29667D104
16
1000
SH
SOLE
1000
0
0
ETFIS SER TR I
INFRAC ACT MLP
26923G772
12
500
SH
SOLE
500
0
0
ETFIS SER TR I
VIRTUS INFRCAP
26923G822
24
1000
SH
SOLE
1000
0
0
EXXON MOBIL CORP
COM
30231G102
1750
31338
SH
SOLE
31338
0
0
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
15
70
SH
SOLE
70
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
9
1000
SH
SOLE
1000
0
0
FORD MTR CO DEL
COM
345370860
25
2000
SH
SOLE
2000
0
0
FRIEDMAN INDS INC
COM
358435105
32
4000
SH
SOLE
4000
0
0
FS KKR CAP CORP
COM
302635206
5
250
SH
SOLE
250
0
0
GENERAL DYNAMICS CORP
COM
369550108
18
100
SH
SOLE
100
0
0
GENERAL ELECTRIC CO
COM
369604103
63
4800
SH
SOLE
4800
0
0
GENERAL MTRS CO
COM
37045V100
35
612
SH
SOLE
612
0
0
GENWORTH FINL INC
COM CL A
37247D106
34
10300
SH
SOLE
10300
0
0
GILEAD SCIENCES INC
COM
375558103
65
1000
SH
SOLE
1000
0
0
GLOBAL X FDS
SOCIAL MED ETF
37950E416
17
250
SH
SOLE
250
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
90
275
SH
SOLE
275
0
0
HANCOCK JOHN INCOME SECS TR
COM
410123103
44
2800
SH
SOLE
2800
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
20
300
SH
SOLE
300
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
7
150
SH
SOLE
150
0
0
HESS CORP
COM
42809H107
57
800
SH
SOLE
800
0
0
HOME DEPOT INC
COM
437076102
3452
11309
SH
SOLE
11309
0
0
HOMESTREET INC
COM
43785V102
44
1000
SH
SOLE
1000
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
52
10000
SH
SOLE
10000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
31
2000
SH
SOLE
2000
0
0
ICONIX BRAND GROUP INC
COM NEW
451055305
5
2500
SH
SOLE
2500
0
0
INSPERITY INC
COM
45778Q107
23
270
SH
SOLE
270
0
0
INTEL CORP
COM
458140100
182
2845
SH
SOLE
2845
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
247
1857
SH
SOLE
1857
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
19
1000
SH
SOLE
1000
0
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
8
520
SH
SOLE
520
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
117
2010
SH
SOLE
2010
0
0
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
30
300
SH
SOLE
300
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
106
700
SH
SOLE
700
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
451
3180
SH
SOLE
3180
0
0
INVESCO PA VALUE MUN INC TR
COM
46132K109
26
2000
SH
SOLE
2000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
13651
42775
SH
SOLE
42775
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
103
2500
SH
SOLE
2500
0
0
IRON MTN INC NEW
COM
46284V101
22
600
SH
SOLE
600
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
27
300
SH
SOLE
300
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
9
36
SH
SOLE
36
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
10
110
SH
SOLE
110
0
0
ISHARES TR
TIPS BD ETF
464287176
18
140
SH
SOLE
140
0
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
18
339
SH
SOLE
339
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
19
73
SH
SOLE
73
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
19
380
SH
SOLE
380
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
31
250
SH
SOLE
250
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
36
329
SH
SOLE
329
0
0
ISHARES TR
U.S. PHARMA ETF
464288836
46
260
SH
SOLE
260
0
0
ISHARES TR
U.S. TECH ETF
464287721
53
600
SH
SOLE
600
0
0
ISHARES TR
EXPANDED TECH
464287515
68
200
SH
SOLE
200
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
79
680
SH
SOLE
680
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
91
277
SH
SOLE
277
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
106
750
SH
SOLE
750
0
0
ISHARES TR
SHORT TREAS BD
464288679
118
1070
SH
SOLE
1070
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
125
1450
SH
SOLE
1450
0
0
ISHARES TR
ROBOTICS ARTIF
46435U556
1242
28800
SH
SOLE
28800
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
2322
42460
SH
SOLE
42460
0
0
ISHARES TR
CORE US AGGBD ET
464287226
2656
23330
SH
SOLE
23330
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
3674
24405
SH
SOLE
24405
0
0
ITERIS INC NEW
COM
46564T107
12
2000
SH
SOLE
2000
0
0
JMP GROUP LLC
COM
46629U107
30
5000
SH
SOLE
5000
0
0
JOHNSON & JOHNSON
COM
478160104
3432
20882
SH
SOLE
20882
0
0
JPMORGAN CHASE & CO
COM
46625H100
3886
25527
SH
SOLE
25527
0
0
KELLY SVCS INC
CL A
488152208
22
1000
SH
SOLE
1000
0
0
KIMBALL INTL INC
CL B
494274103
28
2000
SH
SOLE
2000
0
0
KINDRED BIOSCIENCES INC
COM
494577109
7
1500
SH
SOLE
1500
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
31
1600
SH
SOLE
1600
0
0
LAWSON PRODS INC
COM
520776105
16
300
SH
SOLE
300
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
12
4970
SH
SOLE
4970
0
0
LIVENT CORP
COM
53814L108
14
800
SH
SOLE
800
0
0
LOCKHEED MARTIN CORP
COM
539830109
3701
10017
SH
SOLE
10017
0
0
LOWES COS INC
COM
548661107
3700
19456
SH
SOLE
19456
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
52
1200
SH
SOLE
1200
0
0
MAIN STR CAP CORP
COM
56035L104
31
800
SH
SOLE
800
0
0
MARATHON PETE CORP
COM
56585A102
21
400
SH
SOLE
400
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
299
840
SH
SOLE
840
0
0
MCDONALDS CORP
COM
580135101
3810
16999
SH
SOLE
16999
0
0
MEDTRONIC PLC
SHS
G5960L103
27
225
SH
SOLE
225
0
0
MERCK & CO. INC
COM
58933Y105
2078
26955
SH
SOLE
26955
0
0
MERITAGE HOMES CORP
COM
59001A102
5
56
SH
SOLE
56
0
0
METLIFE INC
COM
59156R108
55
900
SH
SOLE
900
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
57
8820
SH
SOLE
8820
0
0
MICRON TECHNOLOGY INC
COM
595112103
132
1500
SH
SOLE
1500
0
0
MICROSOFT CORP
COM
594918104
7764
32930
SH
SOLE
32930
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
18
1000
SH
SOLE
1000
0
0
MORGAN STANLEY
COM NEW
617446448
74
951
SH
SOLE
951
0
0
NABORS INDUSTRIES LTD
SHS
G6359F137
24
260
SH
SOLE
260
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
36
608
SH
SOLE
608
0
0
NIKE INC
CL B
654106103
63
477
SH
SOLE
477
0
0
NL INDS INC
COM NEW
629156407
30
4000
SH
SOLE
4000
0
0
NORFOLK SOUTHN CORP
COM
655844108
12
45
SH
SOLE
45
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
18
700
SH
SOLE
700
0
0
NORTHWEST PIPE CO
COM
667746101
50
1500
SH
SOLE
1500
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
30
2000
SH
SOLE
2000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
15
1000
SH
SOLE
1000
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
19
3000
SH
SOLE
3000
0
0
OCCIDENTAL PETE CORP
COM
674599105
16
600
SH
SOLE
600
0
0
OLYMPIC STEEL INC
COM
68162K106
15
500
SH
SOLE
500
0
0
ORACLE CORP
COM
68389X105
681
9703
SH
SOLE
9703
0
0
ORION GROUP HLDGS INC
COM
68628V308
18
3000
SH
SOLE
3000
0
0
OVERSEAS SHIPHOLDING GROUP I
CL A NEW
69036R863
41
20000
SH
SOLE
20000
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
40
500
SH
SOLE
500
0
0
PEPSICO INC
COM
713448108
2594
18337
SH
SOLE
18337
0
0
PERMA-PIPE INTL HLDGS INC
COM
714167103
44
7200
SH
SOLE
7200
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
8
1000
SH
SOLE
1000
0
0
PFIZER INC
COM
717081103
3412
94165
SH
SOLE
94165
0
0
PHOTRONICS INC
COM
719405102
64
5000
SH
SOLE
5000
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
27
300
SH
SOLE
300
0
0
PIONEER NAT RES CO
COM
723787107
92
580
SH
SOLE
580
0
0
PRECISION DRILLING CORP
COM NEW
74022D407
11
500
SH
SOLE
500
0
0
PREFORMED LINE PRODS CO
COM
740444104
28
400
SH
SOLE
400
0
0
PROCTER AND GAMBLE CO
COM
742718109
253
1866
SH
SOLE
1866
0
0
PROLOGIS INC.
COM
74340W103
21
202
SH
SOLE
202
0
0
PROSHARES TR II
ULTRA BLOOMBERG
74347Y870
21
1000
SH
SOLE
1000
0
0
PROSPECT CAP CORP
COM
74348T102
23
3000
SH
SOLE
3000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
42
565
SH
SOLE
565
0
0
PRUDENTIAL FINL INC
COM
744320102
55
600
SH
SOLE
600
0
0
PUBLIC STORAGE
COM
74460D109
291
1180
SH
SOLE
1180
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
2982
38591
SH
SOLE
38591
0
0
REALTY INCOME CORP
COM
756109104
164
2580
SH
SOLE
2580
0
0
RESOLUTE FST PRODS INC
COM
76117W109
66
6000
SH
SOLE
6000
0
0
RF INDS LTD
COM PAR $0.01
749552105
12
2000
SH
SOLE
2000
0
0
RICHARDSON ELECTRS LTD
COM
763165107
16
2500
SH
SOLE
2500
0
0
ROPER TECHNOLOGIES INC
COM
776696106
81
200
SH
SOLE
200
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
39
1000
SH
SOLE
1000
0
0
SALESFORCE COM INC
COM
79466L302
64
300
SH
SOLE
300
0
0
SANDRIDGE ENERGY INC
COM NEW
80007P869
8
2000
SH
SOLE
2000
0
0
SCHLUMBERGER LTD
COM
806857108
931
34229
SH
SOLE
34229
0
0
SCHNITZER STEEL INDS INC
CL A
806882106
54
1300
SH
SOLE
1300
0
0
SCHWAB CHARLES CORP
COM
808513105
244
3750
SH
SOLE
3750
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
22
173
SH
SOLE
173
0
0
SCULLY ROYALTY LTD
COM SHS
G7T96K107
9
1000
SH
SOLE
1000
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
9
126
SH
SOLE
126
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
9
188
SH
SOLE
188
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
11
165
SH
SOLE
165
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
11
170
SH
SOLE
170
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
29
861
SH
SOLE
861
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
32
270
SH
SOLE
270
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
37
280
SH
SOLE
280
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
39
396
SH
SOLE
396
0
0
SERVICE CORP INTL
COM
817565104
128
2500
SH
SOLE
2500
0
0
SERVICE PPTYS TR
COM SH BEN INT
81761L102
3
250
SH
SOLE
250
0
0
SHORE BANCSHARES INC
COM
825107105
26
1500
SH
SOLE
1500
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
344
3020
SH
SOLE
3020
0
0
SLR INVESTMENT CORP
COM
83413U100
27
1500
SH
SOLE
1500
0
0
SOUTH ST CORP
COM
840441109
17
221
SH
SOLE
221
0
0
SOUTHERN CO
COM
842587107
44
700
SH
SOLE
700
0
0
SOUTHWEST AIRLS CO
COM
844741108
21
350
SH
SOLE
350
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
19
4000
SH
SOLE
4000
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
407
1232
SH
SOLE
1232
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4573
11538
SH
SOLE
11538
0
0
SPDR SER TR
S&P 600 SMCP VAL
78464A300
2
20
SH
SOLE
20
0
0
SPDR SER TR
S&P 600 SMCP GRW
78464A201
21
244
SH
SOLE
244
0
0
SPDR SER TR
S&P 400 MDCP GRW
78464A821
21
275
SH
SOLE
275
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
43
532
SH
SOLE
532
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
57
485
SH
SOLE
485
0
0
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
89
1730
SH
SOLE
1730
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
376
12020
SH
SOLE
12020
0
0
SPDR SER TR
S&P KENSHO SMART
78468R689
1233
20200
SH
SOLE
20200
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
6199
109905
SH
SOLE
109905
0
0
T2 BIOSYSTEMS INC
COM
89853L104
36
22000
SH
SOLE
22000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
468
3955
SH
SOLE
3955
0
0
TESLA INC
COM
88160R101
114
170
SH
SOLE
170
0
0
TEXAS INSTRS INC
COM
882508104
378
2000
SH
SOLE
2000
0
0
TIDEWATER INC NEW
COM
88642R109
13
1000
SH
SOLE
1000
0
0
TRAVELCENTERS OF AMERICA INC
COM NEW
89421B109
41
1500
SH
SOLE
1500
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
18
1000
SH
SOLE
1000
0
0
TRUIST FINL CORP
COM
89832Q109
13
225
SH
SOLE
225
0
0
UNION PAC CORP
COM
907818108
97
440
SH
SOLE
440
0
0
UNITED AIRLS HLDGS INC
COM
910047109
73
1270
SH
SOLE
1270
0
0
UNITED FIRE GROUP INC
COM
910340108
24
700
SH
SOLE
700
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
640
3765
SH
SOLE
3765
0
0
UNITED STATES STL CORP NEW
COM
912909108
26
1000
SH
SOLE
1000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
225
605
SH
SOLE
605
0
0
UNUM GROUP
COM
91529Y106
32
1134
SH
SOLE
1134
0
0
VAALCO ENERGY INC
COM NEW
91851C201
27
12000
SH
SOLE
12000
0
0
VALERO ENERGY CORP
COM
91913Y100
123
1720
SH
SOLE
1720
0
0
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
15
150
SH
SOLE
150
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
6
46
SH
SOLE
46
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
92
432
SH
SOLE
432
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
112
1220
SH
SOLE
1220
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
335
1620
SH
SOLE
1620
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2648
32094
SH
SOLE
32094
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
74
500
SH
SOLE
500
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
160
1585
SH
SOLE
1585
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
98
475
SH
SOLE
475
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
15
50
SH
SOLE
50
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
16
85
SH
SOLE
85
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
102
1757
SH
SOLE
1757
0
0
VERSO CORP
CL A
92531L207
10
700
SH
SOLE
700
0
0
VIATRIS INC
COM
92556V106
1
36
SH
SOLE
36
0
0
VIDLER WATER RESOUCES INC
COM
92660E107
9
1000
SH
SOLE
1000
0
0
VISA INC
COM CL A
92826C839
329
1555
SH
SOLE
1555
0
0
WALMART INC
COM
931142103
3754
27637
SH
SOLE
27637
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
196
7300
SH
SOLE
7300
0
0
WELLS FARGO CO NEW
COM
949746101
67
1703
SH
SOLE
1703
0
0
WESTERN ASSET INVESTMENT GRA
COM
95766T100
118
7795
SH
SOLE
7795
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
11
500
SH
SOLE
500
0
0
WESTERN DIGITAL CORP.
COM
958102105
67
1000
SH
SOLE
1000
0
0
XCEL ENERGY INC
COM
98389B100
166
2500
SH
SOLE
2500
0
0
YUM BRANDS INC
COM
988498101
56
520
SH
SOLE
520
0
0
YUM CHINA HLDGS INC
COM
98850P109
37
620
SH
SOLE
620
0
0