0001704300-20-000002.txt : 20200422 0001704300-20-000002.hdr.sgml : 20200422 20200422105546 ACCESSION NUMBER: 0001704300-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200422 DATE AS OF CHANGE: 20200422 EFFECTIVENESS DATE: 20200422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Founders Capital Management CENTRAL INDEX KEY: 0001704300 IRS NUMBER: 760456940 STATE OF INCORPORATION: TX FISCAL YEAR END: 1217 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18033 FILM NUMBER: 20806960 BUSINESS ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: STE 2530 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7138771188 MAIL ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: STE 2530 CITY: HOUSTON STATE: TX ZIP: 77027 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001704300 XXXXXXXX 03-31-2020 03-31-2020 Founders Capital Management

4400 POST OAK PARKWAY STE 2530 HOUSTON TX 77027

13F HOLDINGS REPORT 028-18033 N James Walter 713-877-1188 James Walter Houston TX 04-22-2020 0 314 95721 false INFORMATION TABLE 2 FCM13FHR03312020.xml ABBOTT LABS COM 002824100 55 700 SH SOLE 700 0 0 ABBVIE INC COM 00287Y109 3819 50124 SH SOLE 50124 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 21 5034 SH SOLE 5034 0 0 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 3 8000 SH SOLE 8000 0 0 ADOBE INC COM 00724F101 4718 14825 SH SOLE 14825 0 0 AEHR TEST SYSTEMS COM 00760J108 17 10000 SH SOLE 10000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 10 50 SH SOLE 50 0 0 ALLERGAN PLC SHS G0177J108 24 138 SH SOLE 138 0 0 ALLSTATE CORP COM 020002101 18 201 SH SOLE 201 0 0 ALPHABET INC CAP STK CL C 02079K107 47 40 SH SOLE 40 0 0 ALPHABET INC CAP STK CL A 02079K305 46 40 SH SOLE 40 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 5 700 SH SOLE 700 0 0 AMAZON COM INC COM 023135106 10 5 SH SOLE 5 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 4 1000 SH SOLE 1000 0 0 AMERICAN ELEC PWR CO INC COM 025537101 14 173 SH SOLE 173 0 0 AMERICAN TOWER CORP NEW COM 03027X100 22 100 SH SOLE 100 0 0 AMPCO-PITTSBURGH CORP COM 032037103 3 1000 SH SOLE 1000 0 0 AMPHENOL CORP NEW CL A 032095101 169 2320 SH SOLE 2320 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 13 2500 SH SOLE 2500 0 0 ANTERO MIDSTREAM CORP COM 03676B102 4 2000 SH SOLE 2000 0 0 ANTERO RESOURCES CORP COM 03674X106 1 2000 SH SOLE 2000 0 0 APOLLO INVT CORP COM NEW 03761U502 7 1000 SH SOLE 1000 0 0 APPLE INC COM 037833100 5523 21720 SH SOLE 21720 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 13 4000 SH SOLE 4000 0 0 APPLIED MATLS INC COM 038222105 55 1195 SH SOLE 1195 0 0 ARBOR RLTY TR INC COM 038923108 20 4029 SH SOLE 4029 0 0 ARES CAPITAL CORP COM 04010L103 12 1110 SH SOLE 1110 0 0 ARGAN INC COM 04010E109 28 800 SH SOLE 800 0 0 AT&T INC COM 00206R102 2334 80060 SH SOLE 80060 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 39 1500 SH SOLE 1500 0 0 AXT INC COM 00246W103 22 7000 SH SOLE 7000 0 0 BAIDU INC SPON ADR REP A 056752108 2 20 SH SOLE 20 0 0 BANCORPSOUTH BK TUPELO MISS COM 05971J102 19 1000 SH SOLE 1000 0 0 BERRY CORP COM 08579X101 7 3000 SH SOLE 3000 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 11 3000 SH SOLE 3000 0 0 BK OF AMERICA CORP COM 060505104 70 3290 SH SOLE 3290 0 0 BK TECHNOLOGIES CORPORATION COM 05587G104 6 3500 SH SOLE 3500 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 8 444 SH SOLE 444 0 0 BOEING CO COM 097023105 3101 20795 SH SOLE 20795 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 1 218 SH SOLE 218 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 28 499 SH SOLE 499 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 4 500 SH SOLE 500 0 0 BRT APARTMENTS CORP COM 055645303 26 2500 SH SOLE 2500 0 0 CALLON PETE CO DEL COM 13123X102 6 10700 SH SOLE 10700 0 0 CAMDEN PPTY TR SH BEN INT 133131102 143 1800 SH SOLE 1800 0 0 CAPITAL PRODUCT PARTNERS L P PARTNERSHP UNITS Y11082206 18 2500 SH SOLE 2500 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 8 2000 SH SOLE 2000 0 0 CATERPILLAR INC DEL COM 149123101 9 80 SH SOLE 80 0 0 CEDAR REALTY TRUST INC COM NEW 150602209 3 3000 SH SOLE 3000 0 0 CENTERSTATE BK CORP COM 15201P109 13 738 SH SOLE 738 0 0 CHARLES & COLVARD LTD COM 159765106 11 16000 SH SOLE 16000 0 0 CHATHAM LODGING TR COM 16208T102 6 1000 SH SOLE 1000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 3 100 SH SOLE 100 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 9 350 SH SOLE 350 0 0 CHEVRON CORP NEW COM 166764100 2520 34782 SH SOLE 34782 0 0 CIGNA CORP NEW COM 125523100 101 570 SH SOLE 570 0 0 CISCO SYS INC COM 17275R102 2613 66472 SH SOLE 66472 0 0 CITIGROUP INC COM NEW 172967424 49 1152 SH SOLE 1152 0 0 CLEVELAND CLIFFS INC COM 185899101 12 3000 SH SOLE 3000 0 0 CNO FINL GROUP INC COM 12621E103 16 1300 SH SOLE 1300 0 0 COCA COLA CO COM 191216100 1714 38729 SH SOLE 38729 0 0 COFFEE HLDG CO INC COM 192176105 9 4000 SH SOLE 4000 0 0 COMPASS MINERALS INTL INC COM 20451N101 225 5860 SH SOLE 5860 0 0 CORNING INC COM 219350105 82 4000 SH SOLE 4000 0 0 COSTAMARE INC SHS Y1771G102 9 2000 SH SOLE 2000 0 0 COSTCO WHSL CORP NEW COM 22160K105 108 380 SH SOLE 380 0 0 COWEN INC CL A NEW 223622606 34 3500 SH SOLE 3500 0 0 CREDIT SUISSE AG NASSAU BRH VELOCITY SHS NEW 22542D258 2 5 SH SOLE 5 0 0 CROSSAMERICA PARTNERS LP UT LTD PTN INT 22758A105 0 17 SH SOLE 17 0 0 CVR PARTNERS LP COM 126633106 3 3000 SH SOLE 3000 0 0 CVS HEALTH CORP COM 126650100 39 657 SH SOLE 657 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 9 302 SH SOLE 302 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 19 2500 SH SOLE 2500 0 0 DIAMOND S SHIPPING INC COM Y20676105 3 294 SH SOLE 294 0 0 DIAMONDBACK ENERGY INC COM 25278X109 0 5 SH SOLE 5 0 0 DISCOVER FINL SVCS COM 254709108 4 118 SH SOLE 118 0 0 DISNEY WALT CO COM DISNEY 254687106 2438 25238 SH SOLE 25238 0 0 DORIAN LPG LTD SHS USD Y2106R110 9 1000 SH SOLE 1000 0 0 DOW INC COM 260557103 3 97 SH SOLE 97 0 0 DUPONT DE NEMOURS INC COM 26614N102 3 97 SH SOLE 97 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 3 148 SH SOLE 148 0 0 EMERSON ELEC CO COM 291011104 711 14911 SH SOLE 14911 0 0 ENBRIDGE INC COM 29250N105 65 2222 SH SOLE 2222 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 3 2000 SH SOLE 2000 0 0 ENERGY RECOVERY INC COM 29270J100 32 4300 SH SOLE 4300 0 0 ENTERGY CORP NEW COM 29364G103 48 510 SH SOLE 510 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 178 12434 SH SOLE 12434 0 0 EOG RES INC COM 26875P101 26 715 SH SOLE 715 0 0 ESSA BANCORP INC COM 29667D104 14 1000 SH SOLE 1000 0 0 EXXON MOBIL CORP COM 30231G102 2193 57768 SH SOLE 57768 0 0 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 0 5 SH SOLE 5 0 0 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 0 6 SH SOLE 6 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 0 3 SH SOLE 3 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 9 70 SH SOLE 70 0 0 FLEXION THERAPEUTICS INC COM 33938J106 8 1000 SH SOLE 1000 0 0 FORD MTR CO DEL COM 345370860 10 2000 SH SOLE 2000 0 0 FRIEDMAN INDS INC COM 358435105 9 2000 SH SOLE 2000 0 0 FS KKR CAPITAL CORP COM 302635107 3 1000 SH SOLE 1000 0 0 FUEL TECH INC COM 359523107 9 22000 SH SOLE 22000 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T131 6 900 SH SOLE 900 0 0 GENCOR INDS INC COM 368678108 16 1500 SH SOLE 1500 0 0 GENERAL DYNAMICS CORP COM 369550108 13 100 SH SOLE 100 0 0 GENERAL ELECTRIC CO COM 369604103 38 4800 SH SOLE 4800 0 0 GENERAL MTRS CO COM 37045V100 23 1112 SH SOLE 1112 0 0 GENWORTH FINL INC COM CL A 37247D106 21 6300 SH SOLE 6300 0 0 GILEAD SCIENCES INC COM 375558103 67 900 SH SOLE 900 0 0 GLOBAL X FDS SOCIAL MED ETF 37950E416 7 250 SH SOLE 250 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 43 275 SH SOLE 275 0 0 HALLADOR ENERGY COMPANY COM 40609P105 5 5000 SH SOLE 5000 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 39 2800 SH SOLE 2800 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 11 300 SH SOLE 300 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 6 150 SH SOLE 150 0 0 HECLA MNG CO COM 422704106 4 2000 SH SOLE 2000 0 0 HESS CORP COM 42809H107 27 800 SH SOLE 800 0 0 HOME DEPOT INC COM 437076102 2259 12100 SH SOLE 12100 0 0 HOMESTREET INC COM 43785V102 22 1000 SH SOLE 1000 0 0 HOUSTON WIRE & CABLE CO COM 44244K109 18 8000 SH SOLE 8000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 8 1000 SH SOLE 1000 0 0 IAMGOLD CORP COM 450913108 5 2000 SH SOLE 2000 0 0 ICONIX BRAND GROUP INC COM NEW 451055305 2 2500 SH SOLE 2500 0 0 INSPERITY INC COM 45778Q107 21 570 SH SOLE 570 0 0 INTEL CORP COM 458140100 3729 68900 SH SOLE 68900 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 164 1480 SH SOLE 1480 0 0 INTERNATIONAL SEAWAYS INC COM Y41053102 24 1000 SH SOLE 1000 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 65 700 SH SOLE 700 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 375 4461 SH SOLE 4461 0 0 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 11 800 SH SOLE 800 0 0 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 177 3780 SH SOLE 3780 0 0 INVESCO PA VALUE MUN INC TR COM 46132K109 49 4000 SH SOLE 4000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8171 42915 SH SOLE 42915 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 89 4000 SH SOLE 4000 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 5 36 SH SOLE 36 0 0 ISHARES TR IBOXX INV CP ETF 464287242 7 55 SH SOLE 55 0 0 ISHARES TR CORE S&P MCP ETF 464287507 10 72 SH SOLE 72 0 0 ISHARES TR RUS 1000 ETF 464287622 20 139 SH SOLE 139 0 0 ISHARES TR TIPS BD ETF 464287176 17 140 SH SOLE 140 0 0 ISHARES TR U.S. TECH ETF 464287721 31 150 SH SOLE 150 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 12 227 SH SOLE 227 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 17 250 SH SOLE 250 0 0 ISHARES TR S&P MC 400GR ETF 464287606 45 252 SH SOLE 252 0 0 ISHARES TR U.S. PHARMA ETF 464288836 35 260 SH SOLE 260 0 0 ISHARES TR IBOXX HI YD ETF 464288513 21 270 SH SOLE 270 0 0 ISHARES TR U.S. MED DVC ETF 464288810 62 276 SH SOLE 276 0 0 ISHARES TR PFD AND INCM SEC 464288687 10 300 SH SOLE 300 0 0 ISHARES TR CORE S&P SCP ETF 464287804 18 328 SH SOLE 328 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 14 339 SH SOLE 339 0 0 ISHARES TR S&P MC 400VL ETF 464287705 39 357 SH SOLE 357 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 19 380 SH SOLE 380 0 0 ISHARES TR NATIONAL MUN ETF 464288414 44 390 SH SOLE 390 0 0 ISHARES TR SHORT TREAS BD 464288679 119 1070 SH SOLE 1070 0 0 ISHARES TR S&P 500 VAL ETF 464287408 138 1430 SH SOLE 1430 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 126 1450 SH SOLE 1450 0 0 ISHARES TR NASDAQ BIOTECH 464287556 433 4020 SH SOLE 4020 0 0 ISHARES TR CORE US AGGBD ET 464287226 3505 30380 SH SOLE 30380 0 0 ITERIS INC COM 46564T107 13 4000 SH SOLE 4000 0 0 JD COM INC SPON ADR CL A 47215P106 97 2400 SH SOLE 2400 0 0 JMP GROUP LLC COM 46629U107 12 5000 SH SOLE 5000 0 0 JOHNSON & JOHNSON COM 478160104 1994 15209 SH SOLE 15209 0 0 JPMORGAN CHASE & CO COM 46625H100 980 10888 SH SOLE 10888 0 0 KELLY SVCS INC CL A 488152208 38 3000 SH SOLE 3000 0 0 KIMBALL INTL INC CL B 494274103 24 2000 SH SOLE 2000 0 0 KINDER MORGAN INC DEL COM 49456B101 12 892 SH SOLE 892 0 0 KINDRED BIOSCIENCES INC COM 494577109 6 1500 SH SOLE 1500 0 0 KITE RLTY GROUP TR COM NEW 49803T300 15 1600 SH SOLE 1600 0 0 LAWSON PRODS INC COM 520776105 8 300 SH SOLE 300 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 4 4970 SH SOLE 4970 0 0 LOCKHEED MARTIN CORP COM 539830109 3676 10845 SH SOLE 10845 0 0 LOWES COS INC COM 548661107 2123 24675 SH SOLE 24675 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 10 200 SH SOLE 200 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 44 1200 SH SOLE 1200 0 0 MAIN STR CAP CORP COM 56035L104 16 800 SH SOLE 800 0 0 MARATHON PETE CORP COM 56585A102 17 715 SH SOLE 715 0 0 MASTERCARD INC CL A 57636Q104 203 840 SH SOLE 840 0 0 MCDONALDS CORP COM 580135101 2655 16058 SH SOLE 16058 0 0 MEDTRONIC PLC SHS G5960L103 20 225 SH SOLE 225 0 0 MERCK & CO. INC COM 58933Y105 2321 30160 SH SOLE 30160 0 0 MERITAGE HOMES CORP COM 59001A102 2 56 SH SOLE 56 0 0 METLIFE INC COM 59156R108 28 900 SH SOLE 900 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 44 8820 SH SOLE 8820 0 0 MICRON TECHNOLOGY INC COM 595112103 84 2000 SH SOLE 2000 0 0 MICROSOFT CORP COM 594918104 6195 39280 SH SOLE 39280 0 0 MOMO INC ADR 60879B107 7 300 SH SOLE 300 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 12 1000 SH SOLE 1000 0 0 MORGAN STANLEY COM NEW 617446448 32 933 SH SOLE 933 0 0 MVC CAPITAL INC COM 553829102 4 1000 SH SOLE 1000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 5 13040 SH SOLE 13040 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 35 608 SH SOLE 608 0 0 NIKE INC CL B 654106103 39 472 SH SOLE 472 0 0 NL INDS INC COM NEW 629156407 12 4000 SH SOLE 4000 0 0 NOBLE ENERGY INC COM 655044105 10 1600 SH SOLE 1600 0 0 NORFOLK SOUTHERN CORP COM 655844108 7 45 SH SOLE 45 0 0 NORTHEAST BK LEWISTON ME COM 66405S100 16 1400 SH SOLE 1400 0 0 NORTHWEST PIPE CO COM 667746101 33 1500 SH SOLE 1500 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 54 4000 SH SOLE 4000 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 27 2000 SH SOLE 2000 0 0 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 6 5000 SH SOLE 5000 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 13 4000 SH SOLE 4000 0 0 OASIS PETROLEUM INC COM 674215108 7 20000 SH SOLE 20000 0 0 OBSIDIAN ENERGY LTD COM 674482203 0 2857 SH SOLE 2857 0 0 OCCIDENTAL PETE CORP COM 674599105 10 850 SH SOLE 850 0 0 OCEAN BIO CHEM INC COM 674631106 15 3000 SH SOLE 3000 0 0 OLYMPIC STEEL INC COM 68162K106 5 500 SH SOLE 500 0 0 ORACLE CORP COM 68389X105 479 9920 SH SOLE 9920 0 0 ORION GROUP HOLDINGS INC COM 68628V308 21 8000 SH SOLE 8000 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 9 4000 SH SOLE 4000 0 0 OWENS & MINOR INC NEW COM 690732102 18 2000 SH SOLE 2000 0 0 PEPSICO INC COM 713448108 884 7357 SH SOLE 7357 0 0 PERMA PIPE INTL HLDGS INC COM 714167103 32 5200 SH SOLE 5200 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 6 1000 SH SOLE 1000 0 0 PFIZER INC COM 717081103 3519 107801 SH SOLE 107801 0 0 PHOTRONICS INC COM 719405102 41 4000 SH SOLE 4000 0 0 PICO HLDGS INC COM NEW 693366205 4 500 SH SOLE 500 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 11 300 SH SOLE 300 0 0 PIONEER NAT RES CO COM 723787107 40 565 SH SOLE 565 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 7 1300 SH SOLE 1300 0 0 PRECISION DRILLING CORP COM 2010 74022D308 3 10000 SH SOLE 10000 0 0 PREFORMED LINE PRODS CO COM 740444104 10 200 SH SOLE 200 0 0 PROCTER & GAMBLE CO COM 742718109 267 2430 SH SOLE 2430 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 13 3000 SH SOLE 3000 0 0 PROSPERITY BANCSHARES INC COM 743606105 19 400 SH SOLE 400 0 0 PRUDENTIAL FINL INC COM 744320102 26 500 SH SOLE 500 0 0 PUBLIC STORAGE COM 74460D109 278 1400 SH SOLE 1400 0 0 RANGE RES CORP COM 75281A109 5 2000 SH SOLE 2000 0 0 RAYTHEON CO COM NEW 755111507 4 31 SH SOLE 31 0 0 REALTY INCOME CORP COM 756109104 129 2580 SH SOLE 2580 0 0 RESOLUTE FST PRODS INC COM 76117W109 8 6000 SH SOLE 6000 0 0 RF INDS LTD COM PAR $0.01 749552105 8 2000 SH SOLE 2000 0 0 RICHARDSON ELECTRS LTD COM 763165107 10 2500 SH SOLE 2500 0 0 RMR GROUP INC CL A 74967R106 0 2 SH SOLE 2 0 0 ROPER TECHNOLOGIES INC COM 776696106 62 200 SH SOLE 200 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 14 5000 SH SOLE 5000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1621 46460 SH SOLE 46460 0 0 SALESFORCE COM INC COM 79466L302 36 250 SH SOLE 250 0 0 SCHLUMBERGER LTD COM 806857108 1198 88774 SH SOLE 88774 0 0 SCHNITZER STL INDS CL A 806882106 17 1300 SH SOLE 1300 0 0 SCHWAB CHARLES CORP COM 808513105 126 3750 SH SOLE 3750 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 14 172 SH SOLE 172 0 0 SCULLY ROYALTY LTD COM SHS G7T96K107 14 1800 SH SOLE 1800 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 0 4 SH SOLE 4 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 9 170 SH SOLE 170 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 6 200 SH SOLE 200 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 40 450 SH SOLE 450 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 36 450 SH SOLE 450 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 13 630 SH SOLE 630 0 0 SERVICE CORP INTL COM 817565104 137 3500 SH SOLE 3500 0 0 SERVICE PPTYS TR COM SH BEN INT 81761L102 1 250 SH SOLE 250 0 0 SHORE BANCSHARES INC COM 825107105 16 1500 SH SOLE 1500 0 0 SILVERBOW RES INC COM 82836G102 0 17 SH SOLE 17 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 5 60 SH SOLE 60 0 0 SOLAR CAP LTD COM 83413U100 17 1500 SH SOLE 1500 0 0 SOUTHERN CO COM 842587107 38 700 SH SOLE 700 0 0 SOUTHWEST AIRLS CO COM 844741108 4 100 SH SOLE 100 0 0 SOUTHWESTERN ENERGY CO COM 845467109 7 4000 SH SOLE 4000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 397 1812 SH SOLE 1812 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1892 7340 SH SOLE 7340 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 0 10 SH SOLE 10 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 11 242 SH SOLE 242 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 12 273 SH SOLE 273 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 19 589 SH SOLE 589 0 0 SPDR SER TR S&P DIVID ETF 78464A763 53 660 SH SOLE 660 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 87 1730 SH SOLE 1730 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 315 10420 SH SOLE 10420 0 0 STAR BULK CARRIERS CORP. SHS PAR Y8162K204 7 1200 SH SOLE 1200 0 0 SUPER MICRO COMPUTER INC COM 86800U104 21 1000 SH SOLE 1000 0 0 T2 BIOSYSTEMS INC COM 89853L104 23 36000 SH SOLE 36000 0 0 TERRAFORM PWR INC COM CL A 88104R209 1 38 SH SOLE 38 0 0 TEXAS INSTRS INC COM 882508104 200 2000 SH SOLE 2000 0 0 TIDEWATER INC NEW COM 88642R109 7 1000 SH SOLE 1000 0 0 TRANSOCEAN LTD REG SHS H8817H100 1 700 SH SOLE 700 0 0 TRAVELCENTERS OF AMERICA INC COM NEW 89421B109 35 3600 SH SOLE 3600 0 0 TRUIST FINL CORP COM 89832Q109 7 225 SH SOLE 225 0 0 U S GLOBAL INVS INC CL A 902952100 7 7000 SH SOLE 7000 0 0 UNION PAC CORP COM 907818108 62 440 SH SOLE 440 0 0 UNITED FIRE GROUP INC COM 910340108 23 700 SH SOLE 700 0 0 UNITED PARCEL SERVICE INC CL B 911312106 450 4815 SH SOLE 4815 0 0 UNITED STATES STL CORP NEW COM 912909108 9 1400 SH SOLE 1400 0 0 UNITEDHEALTH GROUP INC COM 91324P102 151 605 SH SOLE 605 0 0 VAALCO ENERGY INC COM NEW 91851C201 9 10000 SH SOLE 10000 0 0 VALERO ENERGY CORP COM 91913Y100 78 1720 SH SOLE 1720 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 16 150 SH SOLE 150 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4 46 SH SOLE 46 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 70 607 SH SOLE 607 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 112 1610 SH SOLE 1610 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 209 1620 SH SOLE 1620 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 252 3184 SH SOLE 3184 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 41 400 SH SOLE 400 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 130 1839 SH SOLE 1839 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 44 350 SH SOLE 350 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 7 50 SH SOLE 50 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 9 85 SH SOLE 85 0 0 VERASTEM INC COM 92337C104 11 4000 SH SOLE 4000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 56 1050 SH SOLE 1050 0 0 VISA INC COM CL A 92826C839 250 1550 SH SOLE 1550 0 0 WALMART INC COM 931142103 3391 29845 SH SOLE 29845 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 115 8001 SH SOLE 8001 0 0 WELLS FARGO CO NEW COM 949746101 2240 78065 SH SOLE 78065 0 0 WESTERN ASSET INVESTMENT GRA COM 95766T100 104 7795 SH SOLE 7795 0 0 WESTERN ASSET INVT GRADE DEF COM 95790A101 9 500 SH SOLE 500 0 0 WESTERN DIGITAL CORP. COM 958102105 55 1326 SH SOLE 1326 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 5 5000 SH SOLE 5000 0 0 WIDEPOINT CORP COM 967590100 7 20000 SH SOLE 20000 0 0 XCEL ENERGY INC COM 98389B100 168 2787 SH SOLE 2787 0 0 YUM BRANDS INC COM 988498101 42 620 SH SOLE 620 0 0 YUM CHINA HLDGS INC COM 98850P109 26 620 SH SOLE 620 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 4 1000 SH SOLE 1000 0 0 WESTERN DIGITAL CORP COM 958102105 63 1326 SH SOLE 1326 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 9 1000 SH SOLE 1000 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 14 5000 SH SOLE 5000 0 0 WHITING PETE CORP NEW COM NEW 966387409 6 300 SH SOLE 300 0 0 WORKDAY INC CL A 98138H101 21 100 SH SOLE 100 0 0 XCEL ENERGY INC COM 98389B100 166 2787 SH SOLE 2787 0 0 YUM BRANDS INC COM 988498101 69 620 SH SOLE 620 0 0 YUM CHINA HLDGS INC COM 98850P109 29 620 SH SOLE 620 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 14 1000 SH SOLE 1000 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 15 2000 SH SOLE 2000 0 0 ALLERGAN PLC SHS G0177J108 46 276 SH SOLE 276 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 9 500 SH SOLE 500 0 0 MEDTRONIC PLC SHS G5960L103 22 225 SH SOLE 225 0 0 NABORS INDUSTRIES LTD SHS G6359F103 9 3040 SH SOLE 3040 0 0 SCULLY ROYALTY LTD COM SHS G7T96K107 11 800 SH SOLE 800 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 13 1000 SH SOLE 1000 0 0 TRANSOCEAN LTD REG SHS H8817H100 8 1200 SH SOLE 1200 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 14 700 SH SOLE 700 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 26 1000 SH SOLE 1000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 30 350 SH SOLE 350 0 0 CAPITAL PRODUCT PARTNERS L P PARTNERSHP UNITS Y11082206 4 428 SH SOLE 428 0 0 COSTAMARE INC SHS Y1771G102 10 2000 SH SOLE 2000 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 15 2500 SH SOLE 2500 0 0 DIAMOND S SHIPPING INC COM Y20676105 4 294 SH SOLE 294 0 0 DORIAN LPG LTD SHS USD Y2106R110 27 3000 SH SOLE 3000 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T131 13 1500 SH SOLE 1500 0 0 INTERNATIONAL SEAWAYS INC COM Y41053102 19 1000 SH SOLE 1000 0 0 STAR BULK CARRIERS CORP SHS PAR Y8162K204 12 1200 SH SOLE 1200 0 0