0001704300-19-000003.txt : 20190711
0001704300-19-000003.hdr.sgml : 20190711
20190711120857
ACCESSION NUMBER: 0001704300-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190711
DATE AS OF CHANGE: 20190711
EFFECTIVENESS DATE: 20190711
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Founders Capital Management
CENTRAL INDEX KEY: 0001704300
IRS NUMBER: 760456940
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1217
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18033
FILM NUMBER: 19950729
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 7138771188
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001704300
XXXXXXXX
06-30-2019
06-30-2019
Founders Capital Management
4400 POST OAK PARKWAY
STE 2530
HOUSTON
TX
77027
13F HOLDINGS REPORT
028-18033
N
James Walter
Vice President
7138771188
James Walter
Houston
TX
07-11-2019
0
333
113390
false
INFORMATION TABLE
2
FCM13FHR06302019.xml
AT&T INC
COM
00206R102
537
16021
SH
SOLE
16021
0
0
AXT INC
COM
00246W103
16
4000
SH
SOLE
4000
0
0
ABBOTT LABS
COM
002824100
55
650
SH
SOLE
650
0
0
ABBVIE INC
COM
00287Y109
3209
44133
SH
SOLE
44133
0
0
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
32
5034
SH
SOLE
5034
0
0
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
3
2000
SH
SOLE
2000
0
0
ADOBE INC
COM
00724F101
5145
17460
SH
SOLE
17460
0
0
AEHR TEST SYSTEMS
COM
00760J108
17
10000
SH
SOLE
10000
0
0
ADVANCED ENERGY INDS
COM
007973100
17
300
SH
SOLE
300
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
8
50
SH
SOLE
50
0
0
ALLSTATE CORP
COM
020002101
20
201
SH
SOLE
201
0
0
ALPHA PRO TECH LTD
COM
020772109
24
7000
SH
SOLE
7000
0
0
ALPHABET INC
CAP STK CL C
02079K107
108
100
SH
SOLE
100
0
0
ALPHABET INC
CAP STK CL A
02079K305
108
100
SH
SOLE
100
0
0
AMAZON COM INC
COM
023135106
9
5
SH
SOLE
5
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
13
1000
SH
SOLE
1000
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
15
173
SH
SOLE
173
0
0
AMERICAN EXPRESS CO
COM
025816109
1942
15735
SH
SOLE
15735
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
20
100
SH
SOLE
100
0
0
AMGEN INC
COM
031162100
2163
11740
SH
SOLE
11740
0
0
AMPCO-PITTSBURGH CORP
COM
032037103
4
1000
SH
SOLE
1000
0
0
AMPHENOL CORP NEW
CL A
032095101
297
3100
SH
SOLE
3100
0
0
ANADARKO PETE CORP
COM
032511107
4
50
SH
SOLE
50
0
0
ANNALY CAP MGMT INC
COM
035710409
23
2500
SH
SOLE
2500
0
0
ANTERO RES CORP
COM
03674X106
6
1000
SH
SOLE
1000
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
11
1000
SH
SOLE
1000
0
0
APOLLO INVT CORP
COM NEW
03761U502
8
500
SH
SOLE
500
0
0
APPLE INC
COM
037833100
5733
28966
SH
SOLE
28966
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
14
3600
SH
SOLE
3600
0
0
APPLIED MATLS INC
COM
038222105
53
1188
SH
SOLE
1188
0
0
ARATANA THERAPEUTICS INC
COM
03874P101
5
1000
SH
SOLE
1000
0
0
ARBOR RLTY TR INC
COM
038923108
37
3029
SH
SOLE
3029
0
0
ARGAN INC
COM
04010E109
28
700
SH
SOLE
700
0
0
ARES CAP CORP
COM
04010L103
20
1110
SH
SOLE
1110
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
54
1200
SH
SOLE
1200
0
0
BB&T CORP
COM
054937107
11
225
SH
SOLE
225
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
3
218
SH
SOLE
218
0
0
BRT APARTMENTS CORP
COM
055645303
35
2500
SH
SOLE
2500
0
0
BK TECHNOLOGIES CORPORATION
COM
05587G104
15
3500
SH
SOLE
3500
0
0
BAIDU INC
SPON ADR REP A
056752108
2
20
SH
SOLE
20
0
0
BAKER HUGHES A GE CO
CL A
05722G100
17
700
SH
SOLE
700
0
0
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
29
1000
SH
SOLE
1000
0
0
BANC OF CALIFORNIA INC
COM
05990K106
14
1000
SH
SOLE
1000
0
0
BANK AMER CORP
COM
060505104
618
21310
SH
SOLE
21310
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1292
29265
SH
SOLE
29265
0
0
BENCHMARK ELECTRS INC
COM
08160H101
100
4000
SH
SOLE
4000
0
0
BIOTIME INC
COM
09066L105
5
4970
SH
SOLE
4970
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
15
422
SH
SOLE
422
0
0
BOEING CO
COM
097023105
7317
20101
SH
SOLE
20101
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
54
1200
SH
SOLE
1200
0
0
CIGNA CORP NEW
COM
125523100
110
700
SH
SOLE
700
0
0
CSS INDS INC
COM
125906107
7
1500
SH
SOLE
1500
0
0
CNO FINL GROUP INC
COM
12621E103
22
1300
SH
SOLE
1300
0
0
CVR PARTNERS LP
COM
126633106
12
3000
SH
SOLE
3000
0
0
CVS HEALTH CORP
COM
126650100
2
30
SH
SOLE
30
0
0
CALLON PETE CO DEL
COM
13123X102
11
1700
SH
SOLE
1700
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
203
1940
SH
SOLE
1940
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
17
2000
SH
SOLE
2000
0
0
CATERPILLAR INC DEL
COM
149123101
11
80
SH
SOLE
80
0
0
CENTERSTATE BK CORP
COM
15201P109
17
738
SH
SOLE
738
0
0
CHARLES & COLVARD LTD
COM
159765106
13
8000
SH
SOLE
8000
0
0
CHATHAM LODGING TR
COM
16208T102
19
1000
SH
SOLE
1000
0
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
36
850
SH
SOLE
850
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
7
100
SH
SOLE
100
0
0
CHEVRON CORP NEW
COM
166764100
3430
27562
SH
SOLE
27562
0
0
CISCO SYS INC
COM
17275R102
3118
56975
SH
SOLE
56975
0
0
CITIGROUP INC
COM NEW
172967424
63
900
SH
SOLE
900
0
0
COCA COLA CO
COM
191216100
1926
37828
SH
SOLE
37828
0
0
COFFEE HLDG CO INC
COM
192176105
12
3000
SH
SOLE
3000
0
0
COMPASS MINERALS INTL INC
COM
20451N101
322
5860
SH
SOLE
5860
0
0
CONOCOPHILLIPS
COM
20825C104
1314
21534
SH
SOLE
21534
0
0
CORNING INC
COM
219350105
133
4000
SH
SOLE
4000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
95
360
SH
SOLE
360
0
0
COWEN INC
CL A NEW
223622606
43
2500
SH
SOLE
2500
0
0
CREDIT SUISSE NASSAU BRH
VELOCITY SHS DAI
22542D332
1
60
SH
SOLE
60
0
0
CULLEN FROST BANKERS INC
COM
229899109
55
590
SH
SOLE
590
0
0
DISNEY WALT CO
COM DISNEY
254687106
3114
22297
SH
SOLE
22297
0
0
DISCOVER FINL SVCS
COM
254709108
9
118
SH
SOLE
118
0
0
DOW INC
COM
260557103
5
97
SH
SOLE
97
0
0
DUPONT DE NEMOURS INC
COM
26614N102
7
97
SH
SOLE
97
0
0
EOG RES INC
COM
26875P101
207
2220
SH
SOLE
2220
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
35
2800
SH
SOLE
2800
0
0
EMERSON ELEC CO
COM
291011104
1015
15214
SH
SOLE
15214
0
0
ENBRIDGE INC
COM
29250N105
80
2222
SH
SOLE
2222
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
4
2000
SH
SOLE
2000
0
0
ENERGY RECOVERY INC
COM
29270J100
45
4300
SH
SOLE
4300
0
0
ENTERGY CORP NEW
COM
29364G103
53
510
SH
SOLE
510
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
387
13420
SH
SOLE
13420
0
0
ESSA BANCORP INC
COM
29667D104
15
1000
SH
SOLE
1000
0
0
EXELIXIS INC
COM
30161Q104
10
450
SH
SOLE
450
0
0
EXXON MOBIL CORP
COM
30231G102
3838
50085
SH
SOLE
50085
0
0
FS KKR CAPITAL CORP
COM
302635107
6
1000
SH
SOLE
1000
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
13
90
SH
SOLE
90
0
0
FIRST TR VALUE LINE 100 ETF
COM SHS
33735G107
2
85
SH
SOLE
85
0
0
FITBIT INC
CL A
33812L102
9
2000
SH
SOLE
2000
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
12
1000
SH
SOLE
1000
0
0
FORD MTR CO DEL
COM
345370860
20
2000
SH
SOLE
2000
0
0
FRIEDMAN INDS INC
COM
358435105
7
1000
SH
SOLE
1000
0
0
FUEL TECH INC
COM
359523107
31
22000
SH
SOLE
22000
0
0
GALECTIN THERAPEUTICS INC
COM NEW
363225202
4
1000
SH
SOLE
1000
0
0
GENCOR INDS INC
COM
368678108
20
1500
SH
SOLE
1500
0
0
GENERAL DYNAMICS CORP
COM
369550108
18
100
SH
SOLE
100
0
0
GENERAL ELECTRIC CO
COM
369604103
50
4800
SH
SOLE
4800
0
0
GENERAL MTRS CO
COM
37045V100
42
1078
SH
SOLE
1078
0
0
GENWORTH FINL INC
COM CL A
37247D106
46
12300
SH
SOLE
12300
0
0
GILEAD SCIENCES INC
COM
375558103
41
600
SH
SOLE
600
0
0
GLOBAL X FDS
SOCIAL MED ETF
37950E416
8
250
SH
SOLE
250
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
56
275
SH
SOLE
275
0
0
HALCON RES CORP
COM
40537Q605
0
1000
SH
SOLE
1000
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
14
2500
SH
SOLE
2500
0
0
HALLIBURTON CO
COM
406216101
384
16893
SH
SOLE
16893
0
0
HANCOCK JOHN INCOME SECS TR
COM
410123103
40
2800
SH
SOLE
2800
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
33
600
SH
SOLE
600
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
7
150
SH
SOLE
150
0
0
HECLA MNG CO
COM
422704106
4
2000
SH
SOLE
2000
0
0
HESS CORP
COM
42809H107
32
500
SH
SOLE
500
0
0
HOME DEPOT INC
COM
437076102
2647
12730
SH
SOLE
12730
0
0
HOMESTREET INC
COM
43785V102
30
1000
SH
SOLE
1000
0
0
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
6
250
SH
SOLE
250
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
16
3000
SH
SOLE
3000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
14
1000
SH
SOLE
1000
0
0
IAMGOLD CORP
COM
450913108
7
2000
SH
SOLE
2000
0
0
ICONIX BRAND GROUP INC
COM NEW
451055305
2
2500
SH
SOLE
2500
0
0
INSPERITY INC
COM
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70
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SH
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570
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INTEL CORP
COM
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45300
SH
SOLE
45300
0
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INTERNATIONAL BUSINESS MACHS
COM
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1030
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INVESCO QQQ TR
UNIT SER 1
46090E103
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SH
SOLE
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COM
46132K109
51
4000
SH
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INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
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SH
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INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
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0
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INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
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194
3520
SH
SOLE
3520
0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
15
1000
SH
SOLE
1000
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
93
4000
SH
SOLE
4000
0
0
ISHARES TR
TIPS BD ETF
464287176
17
147
SH
SOLE
147
0
0
ISHARES TR
CORE US AGGBD ET
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SH
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0
ISHARES TR
IBOXX INV CP ETF
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7
55
SH
SOLE
55
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
184
1580
SH
SOLE
1580
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
123
1450
SH
SOLE
1450
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
14
71
SH
SOLE
71
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
315
2891
SH
SOLE
2891
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ISHARES TR
S&P MC 400GR ETF
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57
251
SH
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251
0
0
ISHARES TR
RUS 1000 GRW ETF
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6
36
SH
SOLE
36
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
56
354
SH
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354
0
0
ISHARES TR
U.S. TECH ETF
464287721
30
150
SH
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150
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
22
276
SH
SOLE
276
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
24
250
SH
SOLE
250
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
44
390
SH
SOLE
390
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
158
1810
SH
SOLE
1810
0
0
ISHARES TR
SHORT TREAS BD
464288679
118
1070
SH
SOLE
1070
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
30
126
SH
SOLE
126
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
40
236
SH
SOLE
236
0
0
ISHARES TR
U.S. PHARMA ETF
464288836
39
260
SH
SOLE
260
0
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
16
339
SH
SOLE
339
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
19
380
SH
SOLE
380
0
0
ITERIS INC
COM
46564T107
21
4000
SH
SOLE
4000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1325
11853
SH
SOLE
11853
0
0
JMP GROUP LLC
COM
46629U107
20
5000
SH
SOLE
5000
0
0
JD COM INC
SPON ADR CL A
47215P106
73
2400
SH
SOLE
2400
0
0
JOHNSON & JOHNSON
COM
478160104
1160
8332
SH
SOLE
8332
0
0
KELLY SVCS INC
CL A
488152208
65
2500
SH
SOLE
2500
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
1
300
SH
SOLE
300
0
0
KIMBALL INTL INC
CL B
494274103
35
2000
SH
SOLE
2000
0
0
KINDER MORGAN INC DEL
COM
49456B101
26
1238
SH
SOLE
1238
0
0
KINDRED BIOSCIENCES INC
COM
494577109
12
1500
SH
SOLE
1500
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
15
1000
SH
SOLE
1000
0
0
KRONOS WORLDWIDE INC
COM
50105F105
8
500
SH
SOLE
500
0
0
LAWSON PRODS INC
COM
520776105
22
600
SH
SOLE
600
0
0
LOCKHEED MARTIN CORP
COM
539830109
4372
12025
SH
SOLE
12025
0
0
LOWES COS INC
COM
548661107
3035
30080
SH
SOLE
30080
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
11
1850
SH
SOLE
1850
0
0
MVC CAPITAL INC
COM
553829102
9
1000
SH
SOLE
1000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
96
1500
SH
SOLE
1500
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
25
600
SH
SOLE
600
0
0
MARATHON PETE CORP
COM
56585A102
76
1353
SH
SOLE
1353
0
0
MASTERCARD INC
CL A
57636Q104
119
450
SH
SOLE
450
0
0
MCDERMOTT INTL INC
COM
580037703
32
3333
SH
SOLE
3333
0
0
MCDONALDS CORP
COM
580135101
3959
19066
SH
SOLE
19066
0
0
MERCK & CO INC
COM
58933Y105
1142
13615
SH
SOLE
13615
0
0
MERITAGE HOMES CORP
COM
59001A102
3
56
SH
SOLE
56
0
0
METLIFE INC
COM
59156R108
45
900
SH
SOLE
900
0
0
MICROSOFT CORP
COM
594918104
6778
50600
SH
SOLE
50600
0
0
MICRON TECHNOLOGY INC
COM
595112103
108
2800
SH
SOLE
2800
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
14
1000
SH
SOLE
1000
0
0
MORGAN STANLEY
COM NEW
617446448
79
1800
SH
SOLE
1800
0
0
NL INDS INC
COM NEW
629156407
7
2000
SH
SOLE
2000
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
24
458
SH
SOLE
458
0
0
NIKE INC
CL B
654106103
39
469
SH
SOLE
469
0
0
NORFOLK SOUTHERN CORP
COM
655844108
9
45
SH
SOLE
45
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
22
800
SH
SOLE
800
0
0
NORTHWEST PIPE CO
COM
667746101
46
1800
SH
SOLE
1800
0
0
NOVAVAX INC
COM NEW
670002401
3
500
SH
SOLE
500
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
69
5000
SH
SOLE
5000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
14
1000
SH
SOLE
1000
0
0
OHA INVT CORP
COM
67091U102
7
6000
SH
SOLE
6000
0
0
O2MICRO INTERNATIONAL LTD
SPONS ADR
67107W100
7
5000
SH
SOLE
5000
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
11
2000
SH
SOLE
2000
0
0
OASIS PETE INC NEW
COM
674215108
14
2500
SH
SOLE
2500
0
0
OBSIDIAN ENERGY LTD
COM
674482203
3
2857
SH
SOLE
2857
0
0
OCCIDENTAL PETE CORP
COM
674599105
284
5652
SH
SOLE
5652
0
0
OCEAN BIO CHEM INC
COM
674631106
10
3000
SH
SOLE
3000
0
0
OLYMPIC STEEL INC
COM
68162K106
7
500
SH
SOLE
500
0
0
ORACLE CORP
COM
68389X105
733
12867
SH
SOLE
12867
0
0
ORION GROUP HOLDINGS INC
COM
68628V308
21
8000
SH
SOLE
8000
0
0
OVERSEAS SHIPHOLDING GROUP I
CL A NEW
69036R863
4
2000
SH
SOLE
2000
0
0
OWENS & MINOR INC NEW
COM
690732102
3
1000
SH
SOLE
1000
0
0
PICO HLDGS INC
COM NEW
693366205
6
500
SH
SOLE
500
0
0
PACER FDS TR
TRENDP US LAR CP
69374H105
21
675
SH
SOLE
675
0
0
PEPSICO INC
COM
713448108
924
7047
SH
SOLE
7047
0
0
PERMA PIPE INTL HLDGS INC
COM
714167103
47
5200
SH
SOLE
5200
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
16
1000
SH
SOLE
1000
0
0
PFIZER INC
COM
717081103
3480
80336
SH
SOLE
80336
0
0
PHILLIPS 66
COM
718546104
375
4010
SH
SOLE
4010
0
0
PHOTRONICS INC
COM
719405102
57
7000
SH
SOLE
7000
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
23
400
SH
SOLE
400
0
0
PIONEER NAT RES CO
COM
723787107
77
500
SH
SOLE
500
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
44
1800
SH
SOLE
1800
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
10
5500
SH
SOLE
5500
0
0
PREFORMED LINE PRODS CO
COM
740444104
11
200
SH
SOLE
200
0
0
PROCTER AND GAMBLE CO
COM
742718109
214
1950
SH
SOLE
1950
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
6
1000
SH
SOLE
1000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
20
3000
SH
SOLE
3000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
26
400
SH
SOLE
400
0
0
PRUDENTIAL FINL INC
COM
744320102
40
400
SH
SOLE
400
0
0
PUBLIC STORAGE
COM
74460D109
488
2050
SH
SOLE
2050
0
0
QUALCOMM INC
COM
747525103
26
340
SH
SOLE
340
0
0
RF INDS LTD
COM PAR $0.01
749552105
17
2000
SH
SOLE
2000
0
0
RMR GROUP INC
CL A
74967R106
0
2
SH
SOLE
2
0
0
RANGE RES CORP
COM
75281A109
3
370
SH
SOLE
370
0
0
RAYTHEON CO
COM NEW
755111507
5
31
SH
SOLE
31
0
0
REALTY INCOME CORP
COM
756109104
197
2855
SH
SOLE
2855
0
0
RESOLUTE FST PRODS INC
COM
76117W109
32
4500
SH
SOLE
4500
0
0
REVOLUTION LIGHTING TECHNOLO
COM NEW
76155G206
0
2000
SH
SOLE
2000
0
0
RICHARDSON ELECTRS LTD
COM
763165107
14
2500
SH
SOLE
2500
0
0
RITE AID CORP
COM
767754872
1
132
SH
SOLE
132
0
0
ROPER TECHNOLOGIES INC
COM
776696106
73
200
SH
SOLE
200
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
459
7050
SH
SOLE
7050
0
0
SORL AUTO PTS INC
COM
78461U101
18
5000
SH
SOLE
5000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
76
260
SH
SOLE
260
0
0
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
15
240
SH
SOLE
240
0
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
1
10
SH
SOLE
10
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
305
9920
SH
SOLE
9920
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
49
1815
SH
SOLE
1815
0
0
SPDR SERIES TRUST
OILGAS EQUIP
78464A748
3
300
SH
SOLE
300
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
67
660
SH
SOLE
660
0
0
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
15
270
SH
SOLE
270
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
510
1920
SH
SOLE
1920
0
0
SPDR SERIES TRUST
NUVEEN BRC MUNIC
78468R721
87
1730
SH
SOLE
1730
0
0
SALESFORCE COM INC
COM
79466L302
38
250
SH
SOLE
250
0
0
SCHLUMBERGER LTD
COM
806857108
2449
61629
SH
SOLE
61629
0
0
SCHNITZER STL INDS
CL A
806882106
34
1300
SH
SOLE
1300
0
0
THE CHARLES SCHWAB CORPORATI
COM
808513105
167
4150
SH
SOLE
4150
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
14
200
SH
SOLE
200
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
14
170
SH
SOLE
170
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
32
1000
SH
SOLE
1000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
42
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
13
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
26
945
SH
SOLE
945
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
35
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
10
170
SH
SOLE
170
0
0
SERVICE CORP INTL
COM
817565104
164
3500
SH
SOLE
3500
0
0
SHORE BANCSHARES INC
COM
825107105
25
1500
SH
SOLE
1500
0
0
SILVERBOW RES INC
COM
82836G102
0
17
SH
SOLE
17
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
5
60
SH
SOLE
60
0
0
SOLAR CAP LTD
COM
83413U100
31
1500
SH
SOLE
1500
0
0
SOUTHERN CO
COM
842587107
39
700
SH
SOLE
700
0
0
SOUTHWEST AIRLS CO
COM
844741108
5
100
SH
SOLE
100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
6
2000
SH
SOLE
2000
0
0
TECH DATA CORP
COM
878237106
31
300
SH
SOLE
300
0
0
TEXAS INSTRS INC
COM
882508104
402
3500
SH
SOLE
3500
0
0
3M CO
COM
88579Y101
112
645
SH
SOLE
645
0
0
TIDEWATER INC NEW
COM
88642R109
7
300
SH
SOLE
300
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
3
11859
SH
SOLE
11859
0
0
TRAVELCENTERS AMER LLC
COM
894174101
47
13000
SH
SOLE
13000
0
0
T2 BIOSYSTEMS INC
COM
89853L104
10
6000
SH
SOLE
6000
0
0
TUTOR PERINI CORP
COM
901109108
14
1000
SH
SOLE
1000
0
0
U S GLOBAL INVS INC
CL A
902952100
13
7000
SH
SOLE
7000
0
0
UNION PACIFIC CORP
COM
907818108
74
440
SH
SOLE
440
0
0
UNITED FIRE GROUP INC
COM
910340108
34
700
SH
SOLE
700
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
565
5475
SH
SOLE
5475
0
0
UNITED STATES STL CORP NEW
COM
912909108
15
1000
SH
SOLE
1000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2312
17755
SH
SOLE
17755
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
201
825
SH
SOLE
825
0
0
VAALCO ENERGY INC
COM NEW
91851C201
17
10000
SH
SOLE
10000
0
0
VANGUARD GROUP
DIV APP ETF
921908844
35
300
SH
SOLE
300
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
45
350
SH
SOLE
350
0
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
2
13
SH
SOLE
13
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
15
150
SH
SOLE
150
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
156
1784
SH
SOLE
1784
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
92
1800
SH
SOLE
1800
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
13
75
SH
SOLE
75
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
12
85
SH
SOLE
85
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
221
2739
SH
SOLE
2739
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
5
44
SH
SOLE
44
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
147
1685
SH
SOLE
1685
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
2
13
SH
SOLE
13
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
115
732
SH
SOLE
732
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
397
2645
SH
SOLE
2645
0
0
VERASTEM INC
COM
92337C104
6
4000
SH
SOLE
4000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
61
1070
SH
SOLE
1070
0
0
VISA INC
COM CL A
92826C839
165
950
SH
SOLE
950
0
0
WALMART INC
COM
931142103
2930
26520
SH
SOLE
26520
0
0
WEINGARTEN RLTY INVS
SH BEN INT
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180
6551
SH
SOLE
6551
0
0
WELLS FARGO CO NEW
COM
949746101
3695
78075
SH
SOLE
78075
0
0
WESTERN ASSET INVESTMENT GRA
COM
95766T100
72
4835
SH
SOLE
4835
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
10
500
SH
SOLE
500
0
0
WESTERN DIGITAL CORP
COM
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63
1326
SH
SOLE
1326
0
0
WESTERN NEW ENG BANCORP INC
COM
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9
1000
SH
SOLE
1000
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
14
5000
SH
SOLE
5000
0
0
WHITING PETE CORP NEW
COM NEW
966387409
6
300
SH
SOLE
300
0
0
WORKDAY INC
CL A
98138H101
21
100
SH
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100
0
0
XCEL ENERGY INC
COM
98389B100
166
2787
SH
SOLE
2787
0
0
YUM BRANDS INC
COM
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69
620
SH
SOLE
620
0
0
YUM CHINA HLDGS INC
COM
98850P109
29
620
SH
SOLE
620
0
0
ZYNERBA PHARMACEUTICALS INC
COM
98986X109
14
1000
SH
SOLE
1000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
15
2000
SH
SOLE
2000
0
0
ALLERGAN PLC
SHS
G0177J108
46
276
SH
SOLE
276
0
0
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
9
500
SH
SOLE
500
0
0
MEDTRONIC PLC
SHS
G5960L103
22
225
SH
SOLE
225
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
9
3040
SH
SOLE
3040
0
0
SCULLY ROYALTY LTD
COM SHS
G7T96K107
11
800
SH
SOLE
800
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
13
1000
SH
SOLE
1000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
8
1200
SH
SOLE
1200
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
14
700
SH
SOLE
700
0
0
NOVA MEASURING INSTRUMENTS L
COM
M7516K103
26
1000
SH
SOLE
1000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
30
350
SH
SOLE
350
0
0
CAPITAL PRODUCT PARTNERS L P
PARTNERSHP UNITS
Y11082206
4
428
SH
SOLE
428
0
0
COSTAMARE INC
SHS
Y1771G102
10
2000
SH
SOLE
2000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
15
2500
SH
SOLE
2500
0
0
DIAMOND S SHIPPING INC
COM
Y20676105
4
294
SH
SOLE
294
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
27
3000
SH
SOLE
3000
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
13
1500
SH
SOLE
1500
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
19
1000
SH
SOLE
1000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
12
1200
SH
SOLE
1200
0
0