0001704300-19-000001.txt : 20190114
0001704300-19-000001.hdr.sgml : 20190114
20190114154248
ACCESSION NUMBER: 0001704300-19-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190114
DATE AS OF CHANGE: 20190114
EFFECTIVENESS DATE: 20190114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Founders Capital Management
CENTRAL INDEX KEY: 0001704300
IRS NUMBER: 760456940
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1217
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18033
FILM NUMBER: 19525036
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 7138771188
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001704300
XXXXXXXX
12-31-2018
12-31-2018
Founders Capital Management
4400 POST OAK PARKWAY
STE 2530
HOUSTON
TX
77027
13F HOLDINGS REPORT
028-18033
N
James Walter
Vice President
713 877-1188
James Walter
Houston
TX
01-14-2019
0
344
93681
false
INFORMATION TABLE
2
FCM13FHR12312018.xml
AT&T INC
COM
00206R102
472
16535
SH
SOLE
16535
0
0
AXT INC
COM
00246W103
17
4000
SH
SOLE
4000
0
0
ABBOTT LABS
COM
002824100
43
600
SH
SOLE
600
0
0
ABBVIE INC
COM
00287Y109
4053
43965
SH
SOLE
43965
0
0
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
25
5034
SH
SOLE
5034
0
0
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
5
2000
SH
SOLE
2000
0
0
ADOBE INC
COM
00724F101
3959
17500
SH
SOLE
17500
0
0
AEHR TEST SYSTEMS
COM
00760J108
14
10000
SH
SOLE
10000
0
0
ADVANCED ENERGY INDS
COM
007973100
13
300
SH
SOLE
300
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
7
50
SH
SOLE
50
0
0
ALLSTATE CORP
COM
020002101
17
201
SH
SOLE
201
0
0
ALPHA PRO TECH LTD
COM
020772109
22
6000
SH
SOLE
6000
0
0
ALPHABET INC
CAP STK CL C
02079K107
104
100
SH
SOLE
100
0
0
ALPHABET INC
CAP STK CL A
02079K305
104
100
SH
SOLE
100
0
0
AMAZON COM INC
COM
023135106
8
5
SH
SOLE
5
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
11
1000
SH
SOLE
1000
0
0
AMERICAN ELEC PWR INC
COM
025537101
13
173
SH
SOLE
173
0
0
AMERICAN EXPRESS CO
COM
025816109
1504
15775
SH
SOLE
15775
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
16
100
SH
SOLE
100
0
0
AMGEN INC
COM
031162100
2276
11690
SH
SOLE
11690
0
0
AMPCO-PITTSBURGH CORP
COM
032037103
3
1000
SH
SOLE
1000
0
0
AMPHENOL CORP NEW
CL A
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251
3100
SH
SOLE
3100
0
0
ANADARKO PETE CORP
COM
032511107
2
50
SH
SOLE
50
0
0
ANNALY CAP MGMT INC
COM
035710409
25
2500
SH
SOLE
2500
0
0
APOLLO INVT CORP
COM NEW
03761U502
6
500
SH
SOLE
500
0
0
APPLE INC
COM
037833100
4594
29121
SH
SOLE
29121
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
9
3600
SH
SOLE
3600
0
0
APPLIED MATLS INC
COM
038222105
37
1132
SH
SOLE
1132
0
0
ARATANA THERAPEUTICS INC
COM
03874P101
6
1000
SH
SOLE
1000
0
0
ARBOR RLTY TR INC
COM
038923108
30
3000
SH
SOLE
3000
0
0
ARGAN INC
COM
04010E109
26
700
SH
SOLE
700
0
0
ARES CAP CORP
COM
04010L103
17
1110
SH
SOLE
1110
0
0
ASTERIAS BIOTHERAPEUTICS INC
COM SER A
04624N107
4
7000
SH
SOLE
7000
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
51
1200
SH
SOLE
1200
0
0
BB&T CORP
COM
054937107
10
225
SH
SOLE
225
0
0
BGC PARTNERS INC
CL A
05541T101
5
1000
SH
SOLE
1000
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
5
218
SH
SOLE
218
0
0
BRT APARTMENTS CORP
COM
055645303
29
2500
SH
SOLE
2500
0
0
BAIDU INC
SPON ADR REP A
056752108
3
20
SH
SOLE
20
0
0
BAKER HUGHES A GE CO
CL A
05722G100
15
700
SH
SOLE
700
0
0
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
26
1000
SH
SOLE
1000
0
0
BANC OF CALIFORNIA INC
COM
05990K106
13
1000
SH
SOLE
1000
0
0
BANK AMER CORP
COM
060505104
525
21310
SH
SOLE
21310
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1378
29265
SH
SOLE
29265
0
0
BELLATRIX EXPLORATION LTD
COM NEW
078314507
5
10000
SH
SOLE
10000
0
0
BENCHMARK ELECTRS INC
COM
08160H101
85
4000
SH
SOLE
4000
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
22
6000
SH
SOLE
6000
0
0
BK TECHNOLOGIES INC
COM
09180A100
13
3500
SH
SOLE
3500
0
0
BOEING CO
COM
097023105
5830
18079
SH
SOLE
18079
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
62
1200
SH
SOLE
1200
0
0
CIGNA CORP NEW
COM
125523100
133
700
SH
SOLE
700
0
0
CNO FINL GROUP INC
COM
12621E103
19
1300
SH
SOLE
1300
0
0
CSX CORP
COM
126408103
12
200
SH
SOLE
200
0
0
CVR PARTNERS LP
COM
126633106
7
2000
SH
SOLE
2000
0
0
CVS HEALTH CORP
COM
126650100
2
30
SH
SOLE
30
0
0
CALLON PETE CO DEL
COM
13123X102
11
1700
SH
SOLE
1700
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
171
1940
SH
SOLE
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0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
13
2000
SH
SOLE
2000
0
0
CATERPILLAR INC DEL
COM
149123101
10
80
SH
SOLE
80
0
0
CELGENE CORP
COM
151020104
19
300
SH
SOLE
300
0
0
CENTERSTATE BK CORP
COM
15201P109
16
738
SH
SOLE
738
0
0
CHARLES & COLVARD LTD
COM
159765106
5
6000
SH
SOLE
6000
0
0
CHATHAM LODGING TR
COM
16208T102
18
1000
SH
SOLE
1000
0
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
31
850
SH
SOLE
850
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
6
100
SH
SOLE
100
0
0
CHEVRON CORP NEW
COM
166764100
3006
27633
SH
SOLE
27633
0
0
CISCO SYS INC
COM
17275R102
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57285
SH
SOLE
57285
0
0
CITIGROUP INC
COM NEW
172967424
47
900
SH
SOLE
900
0
0
COCA COLA CO
COM
191216100
1787
37736
SH
SOLE
37736
0
0
COFFEE HLDGS INC
COM
192176105
11
3000
SH
SOLE
3000
0
0
COMPASS MINERALS INTL INC
COM
20451N101
244
5860
SH
SOLE
5860
0
0
CONOCOPHILLIPS
COM
20825C104
1345
21569
SH
SOLE
21569
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CORNING INC
COM
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3800
SH
SOLE
3800
0
0
COSTCO WHSL CORP NEW
COM
22160K105
71
350
SH
SOLE
350
0
0
COWEN INC
CL A NEW
223622606
33
2500
SH
SOLE
2500
0
0
CREDIT SUISSE NASSAU BRH
VELOCITY SHS DAI
22542D332
4
60
SH
SOLE
60
0
0
CULLEN FROST BANKERS INC
COM
229899109
52
590
SH
SOLE
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0
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DISNEY WALT CO
COM DISNEY
254687106
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22351
SH
SOLE
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COM
254709108
7
118
SH
SOLE
118
0
0
DOWDUPONT INC
COM
26078J100
16
294
SH
SOLE
294
0
0
EOG RES INC
COM
26875P101
194
2220
SH
SOLE
2220
0
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EATON VANCE LTD DUR INCOME F
COM
27828H105
33
2800
SH
SOLE
2800
0
0
EMERSON ELEC CO
COM
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878
14701
SH
SOLE
14701
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ENBRIDGE INC
COM
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69
2222
SH
SOLE
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ENDEAVOUR SILVER CORP
COM
29258Y103
4
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SH
SOLE
2000
0
0
ENERGY RECOVERY INC
COM
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29
4300
SH
SOLE
4300
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ENTERGY CORP NEW
COM
29364G103
44
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SH
SOLE
510
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
330
13420
SH
SOLE
13420
0
0
ESSA BANCORP INC
COM
29667D104
16
1000
SH
SOLE
1000
0
0
EXXON MOBIL CORP
COM
30231G102
3399
49842
SH
SOLE
49842
0
0
FS KKR CAPITAL CORP
COM
302635107
5
1000
SH
SOLE
1000
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
10
90
SH
SOLE
90
0
0
FIRST TR VALUE LINE 100 ETF
COM SHS
33735G107
2
85
SH
SOLE
85
0
0
FITBIT INC
CL A
33812L102
10
2000
SH
SOLE
2000
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
8
700
SH
SOLE
700
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
15
2000
SH
SOLE
2000
0
0
FRIEDMAN INDS INC
COM
358435105
7
1000
SH
SOLE
1000
0
0
FUEL TECH INC
COM
359523107
24
20000
SH
SOLE
20000
0
0
GENCOR INDS INC
COM
368678108
27
2500
SH
SOLE
2500
0
0
GENERAL DYNAMICS CORP
COM
369550108
21
135
SH
SOLE
135
0
0
GENERAL ELECTRIC CO
COM
369604103
49
6530
SH
SOLE
6530
0
0
GENERAL MTRS CO
COM
37045V100
36
1078
SH
SOLE
1078
0
0
GENWORTH FINL INC
COM CL A
37247D106
57
12300
SH
SOLE
12300
0
0
GILEAD SCIENCES INC
COM
375558103
25
400
SH
SOLE
400
0
0
GLOBAL X FDS
SOCIAL MED ETF
37950E416
7
250
SH
SOLE
250
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
46
275
SH
SOLE
275
0
0
HALCON RES CORP
COM PAR NEW
40537Q605
2
1000
SH
SOLE
1000
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
13
2500
SH
SOLE
2500
0
0
HALLIBURTON CO
COM
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17043
SH
SOLE
17043
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0
HANCOCK JOHN INCOME SECS TR
COM
410123103
36
2800
SH
SOLE
2800
0
0
HARTFORD FINL SVCS GROUP INC
COM
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27
600
SH
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600
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
5
150
SH
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150
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HECLA MNG CO
COM
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2000
SH
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2000
0
0
HESS CORP
COM
42809H107
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SH
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400
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HOME DEPOT INC
COM
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12800
SH
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12800
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HOMESTREET INC
COM
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1000
SH
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1000
0
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HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
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250
SH
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250
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
15
3000
SH
SOLE
3000
0
0
HUNTINGTON BANCSHARES INC
COM
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12
1000
SH
SOLE
1000
0
0
IAMGOLD CORP
COM
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7
2000
SH
SOLE
2000
0
0
ICONIX BRAND GROUP INC
COM
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SH
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INSPERITY INC
COM
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SH
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INTEL CORP
COM
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COM
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UNIT SER 1
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INVESCO PA VALUE MUN INCOME
COM
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SH
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S&P500 EQL WGT
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FTSE RAFI 1000
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DWA BASIC MATL
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S&P500 LOW VOL
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INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
13
1000
SH
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0
IRIDIUM COMMUNICATIONS INC
COM
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92
5000
SH
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0
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ISHARES TR
TIPS BD ETF
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ISHARES TR
CORE US AGGBD ET
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ISHARES TR
IBOXX INV CP ETF
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ISHARES TR
S&P 500 VAL ETF
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ISHARES TR
1 3 YR TREAS BD
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ISHARES TR
CORE S&P MCP ETF
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NASDAQ BIOTECH
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S&P MC 400GR ETF
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RUS 1000 GRW ETF
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36
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S&P MC 400VL ETF
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ISHARES TR
U.S. TECH ETF
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24
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150
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0
ISHARES TR
U.S. ENERGY ETF
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109
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ISHARES TR
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ISHARES TR
U.S. BAS MTL ETF
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250
0
0
ISHARES TR
NATIONAL MUN ETF
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43
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390
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0
ISHARES TR
IBOXX HI YD ETF
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1847
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16
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16
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SHORT TREAS BD
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1070
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1070
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ISHARES TR
U.S. MED DVC ETF
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126
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0
ISHARES TR
US HLTHCR PR ETF
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37
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227
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ISHARES TR
U.S. PHARMA ETF
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37
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ISHARES TR
MICRO-CAP ETF
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ISHARES TR
GRWT ALLOCAT ETF
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339
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339
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
19
380
SH
SOLE
380
0
0
ITERIS INC
COM
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SH
SOLE
4000
0
0
JPMORGAN CHASE & CO
COM
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1142
11696
SH
SOLE
11696
0
0
JMP GROUP LLC
COM
46629U107
20
5000
SH
SOLE
5000
0
0
JD COM INC
SPON ADR CL A
47215P106
50
2400
SH
SOLE
2400
0
0
JOHNSON & JOHNSON
COM
478160104
1075
8332
SH
SOLE
8332
0
0
KELLY SVCS INC
CL A
488152208
51
2500
SH
SOLE
2500
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
1
300
SH
SOLE
300
0
0
KINDER MORGAN INC DEL
COM
49456B101
6
378
SH
SOLE
378
0
0
KINDRED BIOSCIENCES INC
COM
494577109
16
1500
SH
SOLE
1500
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
14
1000
SH
SOLE
1000
0
0
KRONOS WORLDWIDE INC
COM
50105F105
6
500
SH
SOLE
500
0
0
LAWSON PRODS INC
COM
520776105
19
600
SH
SOLE
600
0
0
LEGACY RESVS INC
COM
524706108
1
350
SH
SOLE
350
0
0
LOCKHEED MARTIN CORP
COM
539830109
1421
5427
SH
SOLE
5427
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0
LOWES COS INC
COM
548661107
2843
30780
SH
SOLE
30780
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
9
1850
SH
SOLE
1850
0
0
MVC CAPITAL INC
COM
553829102
8
1000
SH
SOLE
1000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
86
1500
SH
SOLE
1500
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
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600
SH
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600
0
0
MARATHON PETE CORP
COM
56585A102
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1050
SH
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1050
0
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MASTERCARD INCORPORATED
CL A
57636Q104
151
800
SH
SOLE
800
0
0
MCDERMOTT INTL INC
COM
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3333
SH
SOLE
3333
0
0
MCDONALDS CORP
COM
580135101
3440
19375
SH
SOLE
19375
0
0
MERCK & CO INC
COM
58933Y105
1040
13615
SH
SOLE
13615
0
0
MERITAGE HOMES CORP
COM
59001A102
2
56
SH
SOLE
56
0
0
METLIFE INC
COM
59156R108
37
900
SH
SOLE
900
0
0
MICROSOFT CORP
COM
594918104
4068
40048
SH
SOLE
40048
0
0
MICRON TECHNOLOGY INC
COM
595112103
79
2500
SH
SOLE
2500
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
12
1000
SH
SOLE
1000
0
0
MORGAN STANLEY
COM NEW
617446448
56
1408
SH
SOLE
1408
0
0
NL INDS INC
COM NEW
629156407
7
2000
SH
SOLE
2000
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
22
458
SH
SOLE
458
0
0
NEWMARK GROUP INC
CL A
65158N102
4
463
SH
SOLE
463
0
0
NIKE INC
CL B
654106103
49
665
SH
SOLE
665
0
0
NORFOLK SOUTHERN CORP
COM
655844108
7
45
SH
SOLE
45
0
0
NORTHEAST BANCORP
COM NEW
663904209
13
800
SH
SOLE
800
0
0
NORTHWEST PIPE CO
COM
667746101
42
1800
SH
SOLE
1800
0
0
NOVAVAX INC
COM
670002104
11
6000
SH
SOLE
6000
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
62
5000
SH
SOLE
5000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
13
1000
SH
SOLE
1000
0
0
OHA INVT CORP
COM
67091U102
6
6000
SH
SOLE
6000
0
0
O2MICRO INTERNATIONAL LTD
SPONS ADR
67107W100
8
5000
SH
SOLE
5000
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
8
2000
SH
SOLE
2000
0
0
OASIS PETE INC NEW
COM
674215108
8
1500
SH
SOLE
1500
0
0
OBSIDIAN ENERGY LTD
COM
674482104
4
10000
SH
SOLE
10000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
338
5500
SH
SOLE
5500
0
0
OCEAN BIO CHEM INC
COM
674631106
10
3000
SH
SOLE
3000
0
0
OLYMPIC STEEL INC
COM
68162K106
7
500
SH
SOLE
500
0
0
ORACLE CORP
COM
68389X105
581
12867
SH
SOLE
12867
0
0
ORION GROUP HOLDINGS INC
COM
68628V308
17
4000
SH
SOLE
4000
0
0
OVERSEAS SHIPHOLDING GROUP I
CL A NEW
69036R863
3
2000
SH
SOLE
2000
0
0
OWENS & MINOR INC NEW
COM
690732102
6
1000
SH
SOLE
1000
0
0
PICO HLDGS INC
COM NEW
693366205
5
500
SH
SOLE
500
0
0
PACER FDS TR
TRENDP US LAR CP
69374H105
19
675
SH
SOLE
675
0
0
PEPSICO INC
COM
713448108
1046
9464
SH
SOLE
9464
0
0
PERMA PIPE INTL HLDGS INC
COM
714167103
49
5600
SH
SOLE
5600
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
13
1000
SH
SOLE
1000
0
0
PFIZER INC
COM
717081103
3528
80832
SH
SOLE
80832
0
0
PHILLIPS 66
COM
718546104
354
4110
SH
SOLE
4110
0
0
PHOTRONICS INC
COM
719405102
68
7000
SH
SOLE
7000
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
18
400
SH
SOLE
400
0
0
PIONEER NAT RES CO
COM
723787107
66
500
SH
SOLE
500
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
36
1800
SH
SOLE
1800
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
10
5500
SH
SOLE
5500
0
0
PREFORMED LINE PRODS CO
COM
740444104
11
200
SH
SOLE
200
0
0
PROCTER AND GAMBLE CO
COM
742718109
207
2250
SH
SOLE
2250
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
4
1000
SH
SOLE
1000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
19
3000
SH
SOLE
3000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
25
400
SH
SOLE
400
0
0
PRUDENTIAL FINL INC
COM
744320102
33
400
SH
SOLE
400
0
0
PUBLIC STORAGE
COM
74460D109
415
2050
SH
SOLE
2050
0
0
QUALCOMM INC
COM
747525103
19
340
SH
SOLE
340
0
0
RF INDS LTD
COM PAR $0.01
749552105
15
2000
SH
SOLE
2000
0
0
RMR GROUP INC
CL A
74967R106
0
2
SH
SOLE
2
0
0
RANGE RES CORP
COM
75281A109
4
370
SH
SOLE
370
0
0
RAYTHEON CO
COM NEW
755111507
5
31
SH
SOLE
31
0
0
REALTY INCOME CORP
COM
756109104
180
2855
SH
SOLE
2855
0
0
RESOLUTE FST PRODS INC
COM
76117W109
28
3500
SH
SOLE
3500
0
0
REVOLUTION LIGHTING TECHNOLO
COM NEW
76155G206
1
2000
SH
SOLE
2000
0
0
RICHARDSON ELECTRS LTD
COM
763165107
13
1500
SH
SOLE
1500
0
0
RITE AID CORP
COM
767754104
2
2645
SH
SOLE
2645
0
0
ROPER TECHNOLOGIES INC
COM
776696106
53
200
SH
SOLE
200
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
411
7050
SH
SOLE
7050
0
0
SORL AUTO PTS INC
COM
78461U101
9
5000
SH
SOLE
5000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
66
266
SH
SOLE
266
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
151
5715
SH
SOLE
5715
0
0
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
3
63
SH
SOLE
63
0
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
1
10
SH
SOLE
10
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
3
88
SH
SOLE
88
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
297
9860
SH
SOLE
9860
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
48
1815
SH
SOLE
1815
0
0
SPDR SERIES TRUST
OILGAS EQUIP
78464A748
3
300
SH
SOLE
300
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
55
610
SH
SOLE
610
0
0
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
3
72
SH
SOLE
72
0
0
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
1
29
SH
SOLE
29
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
444
1902
SH
SOLE
1902
0
0
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
83
1730
SH
SOLE
1730
0
0
SALESFORCE COM INC
COM
79466L302
34
250
SH
SOLE
250
0
0
SCHLUMBERGER LTD
COM
806857108
650
18009
SH
SOLE
18009
0
0
SCHNITZER STL INDS
CL A
806882106
28
1300
SH
SOLE
1300
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
172
4150
SH
SOLE
4150
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1
23
SH
SOLE
23
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
3
42
SH
SOLE
42
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
28
1000
SH
SOLE
1000
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
1
20
SH
SOLE
20
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1
19
SH
SOLE
19
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
43
496
SH
SOLE
496
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
4
81
SH
SOLE
81
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
11
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
23
945
SH
SOLE
945
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
33
528
SH
SOLE
528
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
9
170
SH
SOLE
170
0
0
SERVICE CORP INTL
COM
817565104
141
3500
SH
SOLE
3500
0
0
SHORE BANCSHARES INC
COM
825107105
22
1500
SH
SOLE
1500
0
0
SILVERBOW RES INC
COM
82836G102
0
17
SH
SOLE
17
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
4
60
SH
SOLE
60
0
0
SOLAR CAP LTD
COM
83413U100
29
1500
SH
SOLE
1500
0
0
SOUTHERN CO
COM
842587107
31
700
SH
SOLE
700
0
0
SOUTHWEST AIRLS CO
COM
844741108
5
100
SH
SOLE
100
0
0
TECH DATA CORP
COM
878237106
25
300
SH
SOLE
300
0
0
TEXAS INSTRS INC
COM
882508104
331
3500
SH
SOLE
3500
0
0
3M CO
COM
88579Y101
123
645
SH
SOLE
645
0
0
TIDEWATER INC NEW
COM
88642R109
6
300
SH
SOLE
300
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
3
5113
SH
SOLE
5113
0
0
TRAVELCENTERS AMER LLC
COM
894174101
49
13000
SH
SOLE
13000
0
0
T2 BIOSYSTEMS INC
COM
89853L104
15
5000
SH
SOLE
5000
0
0
TUTOR PERINI CORP
COM
901109108
16
1000
SH
SOLE
1000
0
0
U S GLOBAL INVS INC
CL A
902952100
8
7000
SH
SOLE
7000
0
0
UNION PAC CORP
COM
907818108
61
440
SH
SOLE
440
0
0
UNITED FIRE GROUP INC
COM
910340108
39
700
SH
SOLE
700
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
534
5475
SH
SOLE
5475
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
530
4980
SH
SOLE
4980
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
206
825
SH
SOLE
825
0
0
VAALCO ENERGY INC
COM NEW
91851C201
15
10000
SH
SOLE
10000
0
0
VANGUARD GROUP
DIV APP ETF
921908844
29
300
SH
SOLE
300
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
37
350
SH
SOLE
350
0
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
2
13
SH
SOLE
13
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
13
150
SH
SOLE
150
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
1
10
SH
SOLE
10
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1
11
SH
SOLE
11
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
135
1735
SH
SOLE
1735
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
82
1800
SH
SOLE
1800
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
11
75
SH
SOLE
75
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
6
50
SH
SOLE
50
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
213
2739
SH
SOLE
2739
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
4
44
SH
SOLE
44
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
131
1755
SH
SOLE
1755
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
2
13
SH
SOLE
13
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
4
35
SH
SOLE
35
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
94
712
SH
SOLE
712
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
338
2645
SH
SOLE
2645
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
60
1070
SH
SOLE
1070
0
0
VISA INC
COM CL A
92826C839
198
1500
SH
SOLE
1500
0
0
WALMART INC
COM
931142103
2470
26520
SH
SOLE
26520
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
163
6551
SH
SOLE
6551
0
0
WELLS FARGO CO NEW
COM
949746101
2629
57050
SH
SOLE
57050
0
0
WESTERN ASSET INVESTMENT GRA
COM
95766T100
64
4835
SH
SOLE
4835
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
9
500
SH
SOLE
500
0
0
WESTERN DIGITAL CORP
COM
958102105
49
1326
SH
SOLE
1326
0
0
WESTERN NEW ENG BANCORP INC
COM
958892101
10
1000
SH
SOLE
1000
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
7
5000
SH
SOLE
5000
0
0
WHITING PETE CORP NEW
COM NEW
966387409
7
300
SH
SOLE
300
0
0
WORKDAY INC
CL A
98138H101
16
100
SH
SOLE
100
0
0
XCEL ENERGY INC
COM
98389B100
137
2787
SH
SOLE
2787
0
0
YUM BRANDS INC
COM
988498101
151
1640
SH
SOLE
1640
0
0
YUM CHINA HLDGS INC
COM
98850P109
21
620
SH
SOLE
620
0
0
ZYNERBA PHARMACEUTICALS INC
COM
98986X109
3
1000
SH
SOLE
1000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
16
2000
SH
SOLE
2000
0
0
ALLERGAN PLC
SHS
G0177J108
37
276
SH
SOLE
276
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
8
500
SH
SOLE
500
0
0
ICHOR HOLDINGS
SHS
G4740B105
8
500
SH
SOLE
500
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
0
185
SH
SOLE
185
0
0
MEDTRONIC PLC
SHS
G5960L103
20
225
SH
SOLE
225
0
0
MFC BANCORP LTD
USD MFC SHS
G60630103
4
800
SH
SOLE
800
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
6
3040
SH
SOLE
3040
0
0
NOBLE CORP PLC
SHS USD
G65431101
103
39250
SH
SOLE
39250
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
8
1200
SH
SOLE
1200
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
16
700
SH
SOLE
700
0
0
NOVA MEASURING INSTRUMENTS L
COM
M7516K103
23
1000
SH
SOLE
1000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
25
300
SH
SOLE
300
0
0
TRONOX LTD
SHS CL A
Q9235V101
8
1000
SH
SOLE
1000
0
0
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
6
3000
SH
SOLE
3000
0
0
COSTAMARE INC
SHS
Y1771G102
9
2000
SH
SOLE
2000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
6
1500
SH
SOLE
1500
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
12
1500
SH
SOLE
1500
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
17
1000
SH
SOLE
1000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
11
1200
SH
SOLE
1200
0
0