0001704300-18-000002.txt : 20180409
0001704300-18-000002.hdr.sgml : 20180409
20180409133359
ACCESSION NUMBER: 0001704300-18-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180409
DATE AS OF CHANGE: 20180409
EFFECTIVENESS DATE: 20180409
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Founders Capital Management
CENTRAL INDEX KEY: 0001704300
IRS NUMBER: 760456940
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1217
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18033
FILM NUMBER: 18745173
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2540
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 7138771188
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2540
CITY: HOUSTON
STATE: TX
ZIP: 77027
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001704300
XXXXXXXX
03-31-2018
03-31-2018
Founders Capital Management
4400 POST OAK PARKWAY
STE 2540
HOUSTON
TX
77027
13F HOLDINGS REPORT
028-18033
N
James Walter
Vice President
713-877-1188
James Walter
Houston
TX
04-09-2018
0
355
118754
false
INFORMATION TABLE
2
FCM13FHR03312018.xml
AFLAC INC
COM
001055102
22
494
SH
SOLE
494
0
0
AT&T INC
COM
00206R102
1908
53512
SH
SOLE
53512
0
0
AXT INC
COM
00246W103
22
3000
SH
SOLE
3000
0
0
ABBOTT LABS
COM
002824100
36
600
SH
SOLE
600
0
0
ABBVIE INC
COM
00287Y109
4259
44994
SH
SOLE
44994
0
0
ADOBE SYS INC
COM
00724F101
2284
10570
SH
SOLE
10570
0
0
AEHR TEST SYSTEMS
COM
00760J108
14
6000
SH
SOLE
6000
0
0
ADVANCED ENERGY INDS
COM
007973100
13
200
SH
SOLE
200
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
18
100
SH
SOLE
100
0
0
ALLSTATE CORP
COM
020002101
29
306
SH
SOLE
306
0
0
ALPHA PRO TECH LTD
COM
020772109
20
6000
SH
SOLE
6000
0
0
ALPHABET INC
CAP STK CL C
02079K107
144
140
SH
SOLE
140
0
0
ALPHABET INC
CAP STK CL A
02079K305
145
140
SH
SOLE
140
0
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
31
5034
SH
SOLE
5034
0
0
ALTRIA GROUP INC
COM
02209S103
529
8485
SH
SOLE
8485
0
0
AMAZON COM INC
COM
023135106
7
5
SH
SOLE
5
0
0
AMERICAN ELEC PWR INC
COM
025537101
26
373
SH
SOLE
373
0
0
AMERICAN EXPRESS CO
COM
025816109
1525
16352
SH
SOLE
16352
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
5
35
SH
SOLE
35
0
0
AMGEN INC
COM
031162100
2006
11765
SH
SOLE
11765
0
0
AMPHENOL CORP NEW
CL A
032095101
267
3100
SH
SOLE
3100
0
0
ANADARKO PETE CORP
COM
032511107
3
50
SH
SOLE
50
0
0
ANNALY CAP MGMT INC
COM
035710409
26
2500
SH
SOLE
2500
0
0
APACHE CORP
COM
037411105
5
120
SH
SOLE
120
0
0
APOLLO INVT CORP
COM
03761U106
8
1500
SH
SOLE
1500
0
0
APPLE INC
COM
037833100
5233
31190
SH
SOLE
31190
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
15
4000
SH
SOLE
4000
0
0
APPLIED MATLS INC
COM
038222105
57
1026
SH
SOLE
1026
0
0
ARATANA THERAPEUTICS INC
COM
03874P101
4
1000
SH
SOLE
1000
0
0
ARBOR RLTY TR INC
COM
038923108
35
4000
SH
SOLE
4000
0
0
ARGAN INC
COM
04010E109
26
600
SH
SOLE
600
0
0
ARES CAP CORP
COM
04010L103
18
1110
SH
SOLE
1110
0
0
ASTERIAS BIOTHERAPEUTICS INC
COM SER A
04624N107
4
3000
SH
SOLE
3000
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
73
1200
SH
SOLE
1200
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
5
40
SH
SOLE
40
0
0
BB&T CORP
COM
054937107
12
225
SH
SOLE
225
0
0
BGC PARTNERS INC
CL A
05541T101
13
1000
SH
SOLE
1000
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
5
218
SH
SOLE
218
0
0
BRT APARTMENTS CORP
COM
055645303
29
2500
SH
SOLE
2500
0
0
BAIDU INC
SPON ADR REP A
056752108
4
20
SH
SOLE
20
0
0
BAKER HUGHES A GE CO
CL A
05722G100
23
820
SH
SOLE
820
0
0
BANC OF CALIFORNIA INC
COM
05990K106
19
1000
SH
SOLE
1000
0
0
BANK AMER CORP
COM
060505104
564
18810
SH
SOLE
18810
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1506
29235
SH
SOLE
29235
0
0
BELLATRIX EXPLORATION LTD
COM NEW
078314507
11
10000
SH
SOLE
10000
0
0
BENCHMARK ELECTRS INC
COM
08160H101
119
4000
SH
SOLE
4000
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
14
6000
SH
SOLE
6000
0
0
BOEING CO
COM
097023105
6403
19530
SH
SOLE
19530
0
0
BOVIE MEDICAL CORP
COM
10211F100
15
5000
SH
SOLE
5000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2679
42359
SH
SOLE
42359
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
50
867
SH
SOLE
867
0
0
CIGNA CORPORATION
COM
125509109
117
700
SH
SOLE
700
0
0
CSX CORP
COM
126408103
17
300
SH
SOLE
300
0
0
CVS HEALTH CORP
COM
126650100
924
14846
SH
SOLE
14846
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
163
1940
SH
SOLE
1940
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
9
1000
SH
SOLE
1000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
11
500
SH
SOLE
500
0
0
CATERPILLAR INC DEL
COM
149123101
12
80
SH
SOLE
80
0
0
CELGENE CORP
COM
151020104
27
300
SH
SOLE
300
0
0
CENTERPOINT ENERGY INC
COM
15189T107
90
3275
SH
SOLE
3275
0
0
CHARLES & COLVARD LTD
COM
159765106
8
6000
SH
SOLE
6000
0
0
CHARTER FINL CORP MD
COM
16122W108
20
1000
SH
SOLE
1000
0
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
25
850
SH
SOLE
850
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
16
290
SH
SOLE
290
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
3
1100
SH
SOLE
1100
0
0
CHEVRON CORP NEW
COM
166764100
3403
29839
SH
SOLE
29839
0
0
CISCO SYS INC
COM
17275R102
2622
61124
SH
SOLE
61124
0
0
CITIGROUP INC
COM NEW
172967424
54
800
SH
SOLE
800
0
0
COCA COLA CO
COM
191216100
2183
50263
SH
SOLE
50263
0
0
COFFEE HLDGS INC
COM
192176105
4
1000
SH
SOLE
1000
0
0
COLGATE PALMOLIVE CO
COM
194162103
870
12144
SH
SOLE
12144
0
0
COMCAST CORP NEW
CL A
20030N101
103
3000
SH
SOLE
3000
0
0
COMPASS MINERALS INTL INC
COM
20451N101
353
5860
SH
SOLE
5860
0
0
CONOCOPHILLIPS
COM
20825C104
1245
21004
SH
SOLE
21004
0
0
CORNING INC
COM
219350105
106
3800
SH
SOLE
3800
0
0
COSTCO WHSL CORP NEW
COM
22160K105
57
300
SH
SOLE
300
0
0
COWEN INC
CL A NEW
223622606
33
2500
SH
SOLE
2500
0
0
CULLEN FROST BANKERS INC
COM
229899109
2107
19860
SH
SOLE
19860
0
0
DAVITA INC
COM
23918K108
13
200
SH
SOLE
200
0
0
DEERE & CO
COM
244199105
26
165
SH
SOLE
165
0
0
DISNEY WALT CO
COM DISNEY
254687106
2339
23283
SH
SOLE
23283
0
0
DISCOVER FINL SVCS
COM
254709108
8
118
SH
SOLE
118
0
0
DOWDUPONT INC
COM
26078J100
19
294
SH
SOLE
294
0
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
6
750
SH
SOLE
750
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
55
713
SH
SOLE
713
0
0
EOG RES INC
COM
26875P101
234
2220
SH
SOLE
2220
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
36
2800
SH
SOLE
2800
0
0
EMERSON ELEC CO
COM
291011104
1053
15412
SH
SOLE
15412
0
0
ENBRIDGE INC
COM
29250N105
500
15902
SH
SOLE
15902
0
0
ENERGY RECOVERY INC
COM
29270J100
35
4300
SH
SOLE
4300
0
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
17
1050
SH
SOLE
1050
0
0
ENTERGY CORP NEW
COM
29364G103
40
510
SH
SOLE
510
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
329
13420
SH
SOLE
13420
0
0
ESSA BANCORP INC
COM
29667D104
15
1000
SH
SOLE
1000
0
0
EVERSOURCE ENERGY
COM
30040W108
4
60
SH
SOLE
60
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
5
77
SH
SOLE
77
0
0
EXXON MOBIL CORP
COM
30231G102
3821
51209
SH
SOLE
51209
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
16
130
SH
SOLE
130
0
0
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
9
610
SH
SOLE
610
0
0
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
8
300
SH
SOLE
300
0
0
FITBIT INC
CL A
33812L102
5
1000
SH
SOLE
1000
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
11
500
SH
SOLE
500
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
22
2000
SH
SOLE
2000
0
0
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
6
500
SH
SOLE
500
0
0
FRIEDMAN INDS INC
COM
358435105
12
2000
SH
SOLE
2000
0
0
FUEL TECH INC
COM
359523107
12
10000
SH
SOLE
10000
0
0
GENCOR INDS INC
COM
368678108
40
2500
SH
SOLE
2500
0
0
GENERAL DYNAMICS CORP
COM
369550108
28
125
SH
SOLE
125
0
0
GENERAL ELECTRIC CO
COM
369604103
477
35375
SH
SOLE
35375
0
0
GENERAL MTRS CO
COM
37045V100
21
578
SH
SOLE
578
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1
71
SH
SOLE
71
0
0
GENWORTH FINL INC
COM CL A
37247D106
1
300
SH
SOLE
300
0
0
GERON CORP
COM
374163103
17
4000
SH
SOLE
4000
0
0
GILEAD SCIENCES INC
COM
375558103
30
400
SH
SOLE
400
0
0
GLOBAL X FDS
SOCIAL MED ETF
37950E416
9
250
SH
SOLE
250
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
69
275
SH
SOLE
275
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
17
2500
SH
SOLE
2500
0
0
HALLIBURTON CO
COM
406216101
1101
23462
SH
SOLE
23462
0
0
HANCOCK JOHN INCOME SECS TR
COM
410123103
40
2800
SH
SOLE
2800
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
5
150
SH
SOLE
150
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
44
1672
SH
SOLE
1672
0
0
HECLA MNG CO
COM
422704106
7
2000
SH
SOLE
2000
0
0
HESS CORP
COM
42809H107
20
400
SH
SOLE
400
0
0
HILLTOP HOLDINGS INC
COM
432748101
54
2310
SH
SOLE
2310
0
0
HOME DEPOT INC
COM
437076102
2074
11635
SH
SOLE
11635
0
0
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
4
170
SH
SOLE
170
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
22
3000
SH
SOLE
3000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
15
1000
SH
SOLE
1000
0
0
ICONIX BRAND GROUP INC
COM
451055107
2
2000
SH
SOLE
2000
0
0
INSPERITY INC
COM
45778Q107
40
570
SH
SOLE
570
0
0
INTEL CORP
COM
458140100
2440
46853
SH
SOLE
46853
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3101
20214
SH
SOLE
20214
0
0
INVESCO PA VALUE MUN INCOME
COM
46132K109
47
4000
SH
SOLE
4000
0
0
ISHARES TR
TIPS BD ETF
464287176
38
340
SH
SOLE
340
0
0
ISHARES TR
CORE US AGGBD ET
464287226
182
1695
SH
SOLE
1695
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
95
809
SH
SOLE
809
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
173
1580
SH
SOLE
1580
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
192
2300
SH
SOLE
2300
0
0
ISHARES TR
MSCI EAFE ETF
464287465
14
200
SH
SOLE
200
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
22
120
SH
SOLE
120
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
154
1440
SH
SOLE
1440
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
3
24
SH
SOLE
24
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
54
247
SH
SOLE
247
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
5
36
SH
SOLE
36
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
15
100
SH
SOLE
100
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
57
372
SH
SOLE
372
0
0
ISHARES TR
U.S. TECH ETF
464287721
25
150
SH
SOLE
150
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
4
107
SH
SOLE
107
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
15
196
SH
SOLE
196
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
24
250
SH
SOLE
250
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
112
1030
SH
SOLE
1030
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
208
2431
SH
SOLE
2431
0
0
ISHARES TR
SHORT TREAS BD
464288679
118
1070
SH
SOLE
1070
0
0
ISHARES TR
US HOME CONS ETF
464288752
32
800
SH
SOLE
800
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
19
100
SH
SOLE
100
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
32
201
SH
SOLE
201
0
0
ISHARES TR
U.S. PHARMA ETF
464288836
42
284
SH
SOLE
284
0
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
15
339
SH
SOLE
339
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
14
280
SH
SOLE
280
0
0
ITERIS INC
COM
46564T107
20
4000
SH
SOLE
4000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1303
11845
SH
SOLE
11845
0
0
JD COM INC
SPON ADR CL A
47215P106
97
2400
SH
SOLE
2400
0
0
JOHNSON & JOHNSON
COM
478160104
1049
8188
SH
SOLE
8188
0
0
KAYNE ANDERSON ENERGY DEV CO
COM
48660Q102
34
2164
SH
SOLE
2164
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
4
300
SH
SOLE
300
0
0
KIMBERLY CLARK CORP
COM
494368103
676
6140
SH
SOLE
6140
0
0
KINDER MORGAN INC DEL
COM
49456B101
974
64674
SH
SOLE
64674
0
0
KINDRED BIOSCIENCES INC
COM
494577109
17
2000
SH
SOLE
2000
0
0
KRONOS WORLDWIDE INC
COM
50105F105
11
500
SH
SOLE
500
0
0
LEGGETT & PLATT INC
COM
524660107
58
1315
SH
SOLE
1315
0
0
LOCKHEED MARTIN CORP
COM
539830109
1790
5297
SH
SOLE
5297
0
0
LONESTAR RES US INC
CL A VTG
54240F103
0
100
SH
SOLE
100
0
0
LOWES COS INC
COM
548661107
2160
24620
SH
SOLE
24620
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
8
282
SH
SOLE
282
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
38
4650
SH
SOLE
4650
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
28
4800
SH
SOLE
4800
0
0
MVC CAPITAL INC
COM
553829102
10
1000
SH
SOLE
1000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
88
1500
SH
SOLE
1500
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
22
600
SH
SOLE
600
0
0
MARATHON PETE CORP
COM
56585A102
77
1050
SH
SOLE
1050
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
202
1155
SH
SOLE
1155
0
0
MCDERMOTT INTL INC
COM
580037109
37
6000
SH
SOLE
6000
0
0
MCDONALDS CORP
COM
580135101
3162
20217
SH
SOLE
20217
0
0
MERCK & CO INC
COM
58933Y105
667
12239
SH
SOLE
12239
0
0
MERITAGE HOMES CORP
COM
59001A102
3
56
SH
SOLE
56
0
0
MICROSOFT CORP
COM
594918104
3896
42690
SH
SOLE
42690
0
0
MONDELEZ INTL INC
CL A
609207105
179
4288
SH
SOLE
4288
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
15
1000
SH
SOLE
1000
0
0
MORGAN STANLEY
COM NEW
617446448
75
1396
SH
SOLE
1396
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
26
458
SH
SOLE
458
0
0
NIKE INC
CL B
654106103
41
611
SH
SOLE
611
0
0
NORFOLK SOUTHERN CORP
COM
655844108
6
45
SH
SOLE
45
0
0
NORTHEAST BANCORP
COM NEW
663904209
16
800
SH
SOLE
800
0
0
NORTHWEST PIPE CO
COM
667746101
31
1800
SH
SOLE
1800
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
2726
33720
SH
SOLE
33720
0
0
NOVAVAX INC
COM
670002104
13
6000
SH
SOLE
6000
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
52
4000
SH
SOLE
4000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
13
1000
SH
SOLE
1000
0
0
NUVEEN TEXAS QLTY MUN INCME
COM
670983105
11
850
SH
SOLE
850
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
8
2000
SH
SOLE
2000
0
0
OASIS PETE INC NEW
COM
674215108
12
1500
SH
SOLE
1500
0
0
OBSIDIAN ENERGY LTD
COM
674482104
14
14000
SH
SOLE
14000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
338
5200
SH
SOLE
5200
0
0
OCEAN BIO CHEM INC
COM
674631106
12
3000
SH
SOLE
3000
0
0
ORACLE CORP
COM
68389X105
602
13167
SH
SOLE
13167
0
0
ORION GROUP HOLDINGS INC
COM
68628V308
20
3000
SH
SOLE
3000
0
0
OVERSEAS SHIPHOLDING GROUP I
CL A NEW
69036R863
6
2000
SH
SOLE
2000
0
0
PICO HLDGS INC
COM NEW
693366205
6
500
SH
SOLE
500
0
0
PACER FDS TR
TRENDP US LAR CP
69374H105
19
675
SH
SOLE
675
0
0
PARKER DRILLING CO
COM
701081101
6
10000
SH
SOLE
10000
0
0
PAYCHEX INC
COM
704326107
18
300
SH
SOLE
300
0
0
PENGROWTH ENERGY CORP
COM
70706P104
8
12000
SH
SOLE
12000
0
0
PEPSICO INC
COM
713448108
1173
10751
SH
SOLE
10751
0
0
PERMA PIPE INTL HLDGS INC
COM
714167103
51
5600
SH
SOLE
5600
0
0
PFIZER INC
COM
717081103
1939
54631
SH
SOLE
54631
0
0
PHILIP MORRIS INTL INC
COM
718172109
2443
24582
SH
SOLE
24582
0
0
PHILLIPS 66
COM
718546104
453
4720
SH
SOLE
4720
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
130
2030
SH
SOLE
2030
0
0
PIONEER NAT RES CO
COM
723787107
86
500
SH
SOLE
500
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
46
2100
SH
SOLE
2100
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
65
1600
SH
SOLE
1600
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2965
18515
SH
SOLE
18515
0
0
POWERSHARES ETF TRUST
BASIC MAT SECT
73935X427
11
165
SH
SOLE
165
0
0
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
607
5505
SH
SOLE
5505
0
0
POWERSHARES ETF TRUST
DYN PHRMA PORT
73935X799
46
731
SH
SOLE
731
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
15
1000
SH
SOLE
1000
0
0
POWERSHARES ETF TR II
DEV MKTS EX-US
73936T789
48
1075
SH
SOLE
1075
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
176
3740
SH
SOLE
3740
0
0
PRAXAIR INC
COM
74005P104
102
708
SH
SOLE
708
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
12
4500
SH
SOLE
4500
0
0
PREFORMED LINE PRODS CO
COM
740444104
13
200
SH
SOLE
200
0
0
PROCTER AND GAMBLE CO
COM
742718109
557
7022
SH
SOLE
7022
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
7
1000
SH
SOLE
1000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
29
400
SH
SOLE
400
0
0
PRUDENTIAL FINL INC
COM
744320102
41
400
SH
SOLE
400
0
0
PUBLIC STORAGE
COM
74460D109
516
2575
SH
SOLE
2575
0
0
QUALCOMM INC
COM
747525103
2437
43984
SH
SOLE
43984
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
4
22000
SH
SOLE
22000
0
0
RMR GROUP INC
CL A
74967R106
0
2
SH
SOLE
2
0
0
RANGE RES CORP
COM
75281A109
5
370
SH
SOLE
370
0
0
RAYTHEON CO
COM NEW
755111507
7
31
SH
SOLE
31
0
0
REALTY INCOME CORP
COM
756109104
149
2875
SH
SOLE
2875
0
0
RELM WIRELESS CORP
COM
759525108
14
3500
SH
SOLE
3500
0
0
RESOLUTE FST PRODS INC
COM
76117W109
29
3500
SH
SOLE
3500
0
0
REVOLUTION LIGHTING TECHNOLO
COM NEW
76155G206
3
1000
SH
SOLE
1000
0
0
RICHARDSON ELECTRS LTD
COM
763165107
12
1500
SH
SOLE
1500
0
0
RITE AID CORP
COM
767754104
4
2645
SH
SOLE
2645
0
0
ROPER TECHNOLOGIES INC
COM
776696106
56
200
SH
SOLE
200
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
112
1750
SH
SOLE
1750
0
0
SEI INVESTMENTS CO
COM
784117103
318
4250
SH
SOLE
4250
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
416
1582
SH
SOLE
1582
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
19
155
SH
SOLE
155
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
224
7120
SH
SOLE
7120
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
7
191
SH
SOLE
191
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
386
12770
SH
SOLE
12770
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
17
600
SH
SOLE
600
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
67
1890
SH
SOLE
1890
0
0
SPDR SERIES TRUST
OILGAS EQUIP
78464A748
19
1300
SH
SOLE
1300
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
56
610
SH
SOLE
610
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
401
1662
SH
SOLE
1662
0
0
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
106
2207
SH
SOLE
2207
0
0
SALESFORCE COM INC
COM
79466L302
23
200
SH
SOLE
200
0
0
SCANA CORP NEW
COM
80589M102
9
240
SH
SOLE
240
0
0
SCHLUMBERGER LTD
COM
806857108
1746
26954
SH
SOLE
26954
0
0
SCHNITZER STL INDS
CL A
806882106
36
1100
SH
SOLE
1100
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
211
4050
SH
SOLE
4050
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2603
77220
SH
SOLE
77220
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
38
472
SH
SOLE
472
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
9
162
SH
SOLE
162
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
54
800
SH
SOLE
800
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
59
2145
SH
SOLE
2145
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
19
250
SH
SOLE
250
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
35
528
SH
SOLE
528
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
9
170
SH
SOLE
170
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
16
1000
SH
SOLE
1000
0
0
SERVICE CORP INTL
COM
817565104
204
5400
SH
SOLE
5400
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
13
130
SH
SOLE
130
0
0
SMUCKER J M CO
COM NEW
832696405
40
320
SH
SOLE
320
0
0
SNAP INC
CL A
83304A106
3
200
SH
SOLE
200
0
0
SOUTHERN CO
COM
842587107
74
1656
SH
SOLE
1656
0
0
SOUTHWEST AIRLS CO
COM
844741108
6
100
SH
SOLE
100
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
76
2250
SH
SOLE
2250
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
10
600
SH
SOLE
600
0
0
TECH DATA CORP
COM
878237106
26
300
SH
SOLE
300
0
0
TEXAS INSTRS INC
COM
882508104
364
3500
SH
SOLE
3500
0
0
3M CO
COM
88579Y101
295
1345
SH
SOLE
1345
0
0
TIDEWATER INC NEW
COM
88642R109
6
200
SH
SOLE
200
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
6
5113
SH
SOLE
5113
0
0
TRAVELCENTERS AMER LLC
COM
894174101
47
13000
SH
SOLE
13000
0
0
T2 BIOSYSTEMS INC
COM
89853L104
13
2000
SH
SOLE
2000
0
0
TUPPERWARE BRANDS CORP
COM
899896104
85
1750
SH
SOLE
1750
0
0
TUTOR PERINI CORP
COM
901109108
11
500
SH
SOLE
500
0
0
U S GLOBAL INVS INC
CL A
902952100
5
2000
SH
SOLE
2000
0
0
U S CONCRETE INC
COM NEW
90333L201
264
4376
SH
SOLE
4376
0
0
U S SILICA HLDGS INC
COM
90346E103
10
400
SH
SOLE
400
0
0
ULTA BEAUTY INC
COM
90384S303
31
150
SH
SOLE
150
0
0
UNION PAC CORP
COM
907818108
75
555
SH
SOLE
555
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
583
5567
SH
SOLE
5567
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
597
4745
SH
SOLE
4745
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
177
825
SH
SOLE
825
0
0
VAALCO ENERGY INC
COM NEW
91851C201
12
14000
SH
SOLE
14000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
3
175
SH
SOLE
175
0
0
VANGUARD GROUP
DIV APP ETF
921908844
30
300
SH
SOLE
300
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
34
300
SH
SOLE
300
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
14
150
SH
SOLE
150
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
11
143
SH
SOLE
143
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
21
263
SH
SOLE
263
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
29
645
SH
SOLE
645
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
133
1610
SH
SOLE
1610
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
98
1800
SH
SOLE
1800
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
12
254
SH
SOLE
254
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
12
75
SH
SOLE
75
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
7
50
SH
SOLE
50
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
414
5275
SH
SOLE
5275
0
0
VENTAS INC
COM
92276F100
15
300
SH
SOLE
300
0
0
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
26
503
SH
SOLE
503
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
5
44
SH
SOLE
44
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
419
5557
SH
SOLE
5557
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
101
690
SH
SOLE
690
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
413
3045
SH
SOLE
3045
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
107
2240
SH
SOLE
2240
0
0
VISA INC
COM CL A
92826C839
179
1500
SH
SOLE
1500
0
0
WALMART INC
COM
931142103
2408
27068
SH
SOLE
27068
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
127
1941
SH
SOLE
1941
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
183
6503
SH
SOLE
6503
0
0
WELLS FARGO CO NEW
COM
949746101
2835
54100
SH
SOLE
54100
0
0
WESTERN ASSET INVESTMENT GRA
COM
95766T100
124
8960
SH
SOLE
8960
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
11
500
SH
SOLE
500
0
0
WESTERN DIGITAL CORP
COM
958102105
95
1026
SH
SOLE
1026
0
0
WESTERN NEW ENG BANCORP INC
COM
958892101
11
1000
SH
SOLE
1000
0
0
WESTERN UN CO
COM
959802109
10
537
SH
SOLE
537
0
0
WHITING PETE CORP NEW
COM NEW
966387409
10
300
SH
SOLE
300
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
12
346
SH
SOLE
346
0
0
XCEL ENERGY INC
COM
98389B100
127
2787
SH
SOLE
2787
0
0
YUM BRANDS INC
COM
988498101
140
1640
SH
SOLE
1640
0
0
YUM CHINA HLDGS INC
COM
98850P109
26
620
SH
SOLE
620
0
0
ZOETIS INC
CL A
98978V103
39
464
SH
SOLE
464
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
28
2000
SH
SOLE
2000
0
0
ALLERGAN PLC
SHS
G0177J108
46
276
SH
SOLE
276
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
10
500
SH
SOLE
500
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
21
500
SH
SOLE
500
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
0
185
SH
SOLE
185
0
0
MEDTRONIC PLC
SHS
G5960L103
172
2140
SH
SOLE
2140
0
0
MFC BANCORP LTD
USD MFC SHS
G60630103
10
1600
SH
SOLE
1600
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
21
3040
SH
SOLE
3040
0
0
NOBLE CORP PLC
SHS USD
G65431101
132
35480
SH
SOLE
35480
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
16
1400
SH
SOLE
1400
0
0
TECHNIPFMC PLC
COM
G87110105
2
70
SH
SOLE
70
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
36
3600
SH
SOLE
3600
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
32
300
SH
SOLE
300
0
0
TRONOX LTD
SHS CL A
Q9235V101
18
1000
SH
SOLE
1000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
5
1500
SH
SOLE
1500
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
13
906
SH
SOLE
906
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
18
1000
SH
SOLE
1000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
14
1200
SH
SOLE
1200
0
0