0001704300-17-000002.txt : 20170509 0001704300-17-000002.hdr.sgml : 20170509 20170509171446 ACCESSION NUMBER: 0001704300-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170509 DATE AS OF CHANGE: 20170509 EFFECTIVENESS DATE: 20170509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Founders Capital Management CENTRAL INDEX KEY: 0001704300 IRS NUMBER: 760456940 STATE OF INCORPORATION: TX FISCAL YEAR END: 1217 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18033 FILM NUMBER: 17827489 BUSINESS ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: STE 2540 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7138771188 MAIL ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: STE 2540 CITY: HOUSTON STATE: TX ZIP: 77027 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001704300 XXXXXXXX 03-31-2017 03-31-2017 Founders Capital Management

4400 POST OAK PARKWAY STE 2540 HOUSTON TX 77027

13F HOLDINGS REPORT 028-18033 N James Walter 7138771188 James Walter Houston TX 05-09-2017 0 382 111251 false INFORMATION TABLE 2 FCM13F03312017.xml 3M CO COM 88579Y101 257 1345 SH SOLE 1345 0 0 ABBOTT LABS COM 002824100 516 11630 SH SOLE 11630 0 0 ABBVIE INC COM 00287Y109 2937 45079 SH SOLE 45079 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2 15 SH SOLE 15 0 0 ADVANCED ENERGY INDS COM 007973100 34 500 SH SOLE 500 0 0 AFLAC INC COM 001055102 18 247 SH SOLE 247 0 0 AIR PRODS & CHEMS INC COM 009158106 3 25 SH SOLE 25 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 11 100 SH SOLE 100 0 0 ALLERGAN PLC SHS G0177J108 66 276 SH SOLE 276 0 0 ALLSTATE CORP COM 020002101 25 306 SH SOLE 306 0 0 ALPHA PRO TECH LTD COM 020772109 17 6000 SH SOLE 6000 0 0 ALPHABET INC CAP STK CL C 02079K107 116 140 SH SOLE 140 0 0 ALPHABET INC CAP STK CL A 02079K305 119 140 SH SOLE 140 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 29 5034 SH SOLE 5034 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 37 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0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 49 2080 SH SOLE 2080 0 0 SERVICE CORP INTL COM 817565104 185 6000 SH SOLE 6000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 13 130 SH SOLE 130 0 0 SMUCKER J M CO COM NEW 832696405 1924 14675 SH SOLE 14675 0 0 SNAP INC CL A 83304A106 5 200 SH SOLE 200 0 0 SORL AUTO PTS INC COM 78461U101 8 2000 SH SOLE 2000 0 0 SOUTHERN CO COM 842587107 144 2886 SH SOLE 2886 0 0 SOUTHWEST AIRLS CO COM 844741108 5 100 SH SOLE 100 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 328 1590 SH SOLE 1590 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 18 155 SH SOLE 155 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 323 1371 SH SOLE 1371 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 119 2477 SH SOLE 2477 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 4 107 SH SOLE 107 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 13 131 SH SOLE 131 0 0 SPDR SERIES TRUST BLOMBRG BRC AGRT 78464A649 17 300 SH SOLE 300 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 26 1300 SH SOLE 1300 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 54 610 SH SOLE 610 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 74 1965 SH SOLE 1965 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 386 12615 SH SOLE 12615 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 98 2250 SH SOLE 2250 0 0 STAR BULK CARRIERS CORP SHS PAR Y8162K204 14 1200 SH SOLE 1200 0 0 STERLING CONSTRUCTION CO INC COM 859241101 32 3500 SH SOLE 3500 0 0 STRYKER CORP COM 863667101 5 35 SH SOLE 35 0 0 SUPER MICRO COMPUTER INC COM 86800U104 15 600 SH SOLE 600 0 0 SYNERON MEDICAL LTD ORD SHS M87245102 6 600 SH SOLE 600 0 0 SYSCO CORP COM 871829107 4 80 SH SOLE 80 0 0 TECH DATA CORP COM 878237106 28 300 SH SOLE 300 0 0 TECHNIPFMC PLC COM G87110105 2 70 SH SOLE 70 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 2 100 SH SOLE 100 0 0 TEXAS INSTRS INC COM 882508104 282 3500 SH SOLE 3500 0 0 TIDEWATER INC COM 886423102 2 2000 SH SOLE 2000 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 9 5000 SH SOLE 5000 0 0 TRANSOCEAN LTD REG SHS H8817H100 12 930 SH SOLE 930 0 0 TRILOGY METALS INC NEW COM 89621C105 4 7000 SH SOLE 7000 0 0 TRONOX LTD SHS CL A Q9235V101 37 2000 SH SOLE 2000 0 0 TUPPERWARE BRANDS CORP COM 899896104 110 1750 SH SOLE 1750 0 0 U S CONCRETE INC COM NEW 90333L201 282 4376 SH SOLE 4376 0 0 U S GLOBAL INVS INC CL A 902952100 5 3000 SH SOLE 3000 0 0 U S SILICA HLDGS INC COM 90346E103 19 400 SH SOLE 400 0 0 ULTA BEAUTY INC COM 90384S303 29 100 SH SOLE 100 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 67 4000 SH SOLE 4000 0 0 UNDER ARMOUR INC CL A 904311107 8 400 SH SOLE 400 0 0 UNION PAC CORP COM 907818108 59 555 SH SOLE 555 0 0 UNITED PARCEL SERVICE INC CL B 911312106 574 5352 SH SOLE 5352 0 0 UNITED TECHNOLOGIES CORP COM 913017109 518 4614 SH SOLE 4614 0 0 UNITEDHEALTH GROUP INC COM 91324P102 135 825 SH SOLE 825 0 0 V F CORP COM 918204108 3 50 SH SOLE 50 0 0 VAALCO ENERGY INC COM NEW 91851C201 6 6000 SH SOLE 6000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 2 175 SH SOLE 175 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 11 143 SH SOLE 143 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 14 150 SH SOLE 150 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 21 263 SH SOLE 263 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 65 485 SH SOLE 485 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 124 1025 SH SOLE 1025 0 0 VANGUARD INDEX FDS REIT ETF 922908553 576 6975 SH SOLE 6975 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 30 754 SH SOLE 754 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 295 3700 SH SOLE 3700 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 25 645 SH SOLE 645 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 153 1969 SH SOLE 1969 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 10 75 SH SOLE 75 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 25 200 SH SOLE 200 0 0 VENTAS INC COM 92276F100 20 300 SH SOLE 300 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2312 47427 SH SOLE 47427 0 0 VIRTU FINL INC CL A 928254101 9 500 SH SOLE 500 0 0 VISA INC COM CL A 92826C839 178 2000 SH SOLE 2000 0 0 VOLT INFORMATION SCIENCES IN COM 928703107 10 1500 SH SOLE 1500 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 161 1941 SH SOLE 1941 0 0 WAL-MART STORES INC COM 931142103 1582 21943 SH SOLE 21943 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 1 185 SH SOLE 185 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 140 4203 SH SOLE 4203 0 0 WELLS FARGO & CO NEW COM 949746101 2599 46703 SH SOLE 46703 0 0 WESTERN ASSET HIGH INCM FD I COM 95766J102 50 6950 SH SOLE 6950 0 0 WESTERN ASSET INCOME FD COM 95766T100 125 8610 SH SOLE 8610 0 0 WESTERN ASSET INVT GRADE DEF COM 95790A101 10 500 SH SOLE 500 0 0 WESTERN DIGITAL CORP COM 958102105 85 1026 SH SOLE 1026 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 11 1000 SH SOLE 1000 0 0 WESTERN UN CO COM 959802109 11 537 SH SOLE 537 0 0 WHITING PETE CORP NEW COM 966387102 11 1200 SH SOLE 1200 0 0 WIDEPOINT CORP COM 967590100 9 20000 SH SOLE 20000 0 0 WILLIAMS COS INC DEL COM 969457100 16 543 SH SOLE 543 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 14 346 SH SOLE 346 0 0 XCEL ENERGY INC COM 98389B100 124 2787 SH SOLE 2787 0 0 YUM BRANDS INC COM 988498101 40 620 SH SOLE 620 0 0 YUM CHINA HLDGS INC COM 98850P109 17 620 SH SOLE 620 0 0 ZOETIS INC CL A 98978V103 25 464 SH SOLE 464 0 0