Managing Partner

0001606587-20-001032.txt : 20201014 0001606587-20-001032.hdr.sgml : 20201014 20201014140810 ACCESSION NUMBER: 0001606587-20-001032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201014 DATE AS OF CHANGE: 20201014 EFFECTIVENESS DATE: 20201014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ridgewood Investments LLC CENTRAL INDEX KEY: 0001703556 IRS NUMBER: 203507122 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18012 FILM NUMBER: 201238787 BUSINESS ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 BUSINESS PHONE: 9735446970 MAIL ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703556 XXXXXXXX 09-30-2020 09-30-2020 false Ridgewood Investments LLC

623 MORRIS AVENUE SPRINGFIELD NJ 07081

13F HOLDINGS REPORT 028-18012 N Kaushal Majmudar Managing Partner 9735446970 Kaushal Majmudar Springfield NJ 10-14-2020 0 170 127737 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ISHARES TR CORE S&P MCP ETF 464287507 239 1292 SH SOLE NONE 0 0 1292 ISHARES TR RUS 1000 VAL ETF 464287598 423 3581 SH SOLE NONE 0 0 3581 ISHARES TR RUS 1000 GRW ETF 464287614 583 2687 SH SOLE NONE 0 0 2687 AMAZON COM INC COM 023135106 2210 702 SH SOLE NONE 0 0 702 BRISTOL-MYERS SQUIBB CO COM 110122108 1661 27553 SH SOLE NONE 0 0 27553 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 17682 83037 SH SOLE NONE 0 0 83037 EMERSON ELEC CO COM 291011104 543 8285 SH SOLE NONE 0 0 8285 REALTY INCOME CORP COM 756109104 503 8280 SH SOLE NONE 0 0 8280 INVESCO QQQ TR UNIT SER 1 46090E103 601 2161 SH SOLE NONE 0 0 2161 AMGEN INC COM 031162100 575 2261 SH SOLE NONE 0 0 2261 ABBOTT LABS COM 002824100 353 3248 SH SOLE NONE 0 0 3248 EBAY INC. COM 278642103 312 5986 SH SOLE NONE 0 0 5986 FEDEX CORP COM 31428X106 597 2375 SH SOLE NONE 0 0 2375 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 391 10383 SH SOLE NONE 0 0 10383 GRAINGER W W INC COM 384802104 529 1482 SH SOLE NONE 0 0 1482 INTEL CORP COM 458140100 459 8859 SH SOLE NONE 0 0 8859 ORACLE CORP COM 68389X105 1010 16926 SH SOLE NONE 0 0 16926 QUALCOMM INC COM 747525103 1774 15075 SH SOLE NONE 0 0 15075 US BANCORP DEL COM NEW 902973304 374 10444 SH SOLE NONE 0 0 10444 JOHNSON & JOHNSON COM 478160104 960 6449 SH SOLE NONE 0 0 6449 MEDTRONIC PLC SHS G5960L103 574 5522 SH SOLE NONE 0 0 5522 PFIZER INC COM 717081103 805 21927 SH SOLE NONE 0 0 21927 ISHARES TR MSCI EAFE ETF 464287465 281 4416 SH SOLE NONE 0 0 4416 MICROSOFT CORP COM 594918104 905 4301 SH SOLE NONE 0 0 4301 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 206 15384 SH SOLE NONE 0 0 15384 UNITED PARCEL SERVICE INC CL B 911312106 670 4021 SH SOLE NONE 0 0 4021 AT&T INC COM 00206R102 499 17495 SH SOLE NONE 0 0 17495 PRUDENTIAL FINL INC COM 744320102 741 11669 SH SOLE NONE 0 0 11669 CISCO SYS INC COM 17275R102 934 23702 SH SOLE NONE 0 0 23702 INTERNATIONAL BUSINESS MACHS COM 459200101 709 5825 SH SOLE NONE 0 0 5825 COCA COLA CO COM 191216100 466 9439 SH SOLE NONE 0 0 9439 PEPSICO INC COM 713448108 952 6872 SH SOLE NONE 0 0 6872 STRYKER CORPORATION COM 863667101 447 2147 SH SOLE NONE 0 0 2147 JOHNSON CTLS INTL PLC SHS G51502105 236 5772 SH SOLE NONE 0 0 5772 VERIZON COMMUNICATIONS INC COM 92343V104 518 8707 SH SOLE NONE 0 0 8707 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 944 7335 SH SOLE NONE 0 0 7335 SCHWAB CHARLES CORP COM 808513105 377 10399 SH SOLE NONE 0 0 10399 WALGREENS BOOTS ALLIANCE INC COM 931427108 791 22018 SH SOLE NONE 0 0 22018 DEERE & CO COM 244199105 698 3148 SH SOLE NONE 0 0 3148 BK OF AMERICA CORP COM 060505104 644 26746 SH SOLE NONE 0 0 26746 STARBUCKS CORP COM 855244109 701 8158 SH SOLE NONE 0 0 8158 EXXON MOBIL CORP COM 30231G102 395 11502 SH SOLE NONE 0 0 11502 AFLAC INC COM 001055102 549 15104 SH SOLE NONE 0 0 15104 CARDINAL HEALTH INC COM 14149Y108 648 13798 SH SOLE NONE 0 0 13798 MACK CALI RLTY CORP COM 554489104 181 14372 SH SOLE NONE 0 0 14372 CVS HEALTH CORP COM 126650100 492 8432 SH SOLE NONE 0 0 8432 DOMINION ENERGY INC COM 25746U109 509 6447 SH SOLE NONE 0 0 6447 STATE STR CORP COM 857477103 201 3390 SH SOLE NONE 0 0 3390 QUEST DIAGNOSTICS INC COM 74834L100 207 1804 SH SOLE NONE 0 0 1804 SCHLUMBERGER LTD COM 806857108 298 19154 SH SOLE NONE 0 0 19154 MCKESSON CORP COM 58155Q103 452 3033 SH SOLE NONE 0 0 3033 MERCK & CO. INC COM 58933Y105 1014 12221 SH SOLE NONE 0 0 12221 KIMBERLY CLARK CORP COM 494368103 221 1500 SH SOLE NONE 0 0 1500 GILEAD SCIENCES INC COM 375558103 816 12910 SH SOLE NONE 0 0 12910 GOLDMAN SACHS GROUP INC COM 38141G104 1452 7225 SH SOLE NONE 0 0 7225 HOME DEPOT INC COM 437076102 1257 4526 SH SOLE NONE 0 0 4526 WELLS FARGO CO NEW COM 949746101 354 15037 SH SOLE NONE 0 0 15037 ISHARES TR 20 YR TR BD ETF 464287432 241 1476 SH SOLE NONE 0 0 1476 ISHARES TR IBOXX INV CP ETF 464287242 414 3076 SH SOLE NONE 0 0 3076 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 542 2400 SH SOLE NONE 0 0 2400 AMERICAN TOWER CORP NEW COM 03027X100 1813 7498 SH SOLE NONE 0 0 7498 RAYTHEON TECHNOLOGIES CORP COM 75513E101 579 10065 SH SOLE NONE 0 0 10065 3M CO COM 88579Y101 1128 7043 SH SOLE NONE 0 0 7043 ALBEMARLE CORP COM 012653101 289 3233 SH SOLE NONE 0 0 3233 COMCAST CORP NEW CL A 20030N101 803 17365 SH SOLE NONE 0 0 17365 XILINX INC COM 983919101 672 6446 SH SOLE NONE 0 0 6446 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2067 12138 SH SOLE NONE 0 0 12138 WASTE MGMT INC DEL COM 94106L109 458 4044 SH SOLE NONE 0 0 4044 DUKE ENERGY CORP NEW COM NEW 26441C204 260 2933 SH SOLE NONE 0 0 2933 CONSTELLATION BRANDS INC CL A 21036P108 811 4278 SH SOLE NONE 0 0 4278 CSX CORP COM 126408103 498 6411 SH SOLE NONE 0 0 6411 APPLE INC COM 037833100 1988 17170 SH SOLE NONE 0 0 17170 CATERPILLAR INC DEL COM 149123101 237 1589 SH SOLE NONE 0 0 1589 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 630 19585 SH SOLE NONE 0 0 19585 KINDER MORGAN INC DEL COM 49456B101 463 37581 SH SOLE NONE 0 0 37581 ISHARES TR MSCI EMG MKT ETF 464287234 331 7500 SH SOLE NONE 0 0 7500 BANK OZK COM 06417N103 593 27834 SH SOLE NONE 0 0 27834 CHUBB LIMITED COM H1467J104 420 3621 SH SOLE NONE 0 0 3621 AMERICAN EXPRESS CO COM 025816109 334 3334 SH SOLE NONE 0 0 3334 OLD REP INTL CORP COM 680223104 664 45041 SH SOLE NONE 0 0 45041 ARCHER DANIELS MIDLAND CO COM 039483102 889 19128 SH SOLE NONE 0 0 19128 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 320 5830 SH SOLE NONE 0 0 5830 CHEMED CORP NEW COM 16359R103 522 1087 SH SOLE NONE 0 0 1087 GENERAL DYNAMICS CORP COM 369550108 1142 8246 SH SOLE NONE 0 0 8246 BUNGE LIMITED COM G16962105 223 4890 SH SOLE NONE 0 0 4890 TRACTOR SUPPLY CO COM 892356106 573 4000 SH SOLE NONE 0 0 4000 ISHARES TR CORE US AGGBD ET 464287226 312 2642 SH SOLE NONE 0 0 2642 HENRY SCHEIN INC COM 806407102 1558 26500 SH SOLE NONE 0 0 26500 ACTIVISION BLIZZARD INC COM 00507V109 322 3979 SH SOLE NONE 0 0 3979 PATTERSON COS INC COM 703395103 252 10454 SH SOLE NONE 0 0 10454 NVIDIA CORPORATION COM 67066G104 600 1110 SH SOLE NONE 0 0 1110 TRAVELERS COMPANIES INC COM 89417E109 466 4310 SH SOLE NONE 0 0 4310 EATON CORP PLC SHS G29183103 687 6729 SH SOLE NONE 0 0 6729 SNAP ON INC COM 833034101 540 3669 SH SOLE NONE 0 0 3669 GRACO INC COM 384109104 1115 18176 SH SOLE NONE 0 0 18176 BECTON DICKINSON & CO COM 075887109 891 3831 SH SOLE NONE 0 0 3831 NETEASE INC SPONSORED ADS 64110W102 227 500 SH SOLE NONE 0 0 500 POLARIS INC COM 731068102 352 3732 SH SOLE NONE 0 0 3732 HOPE BANCORP INC COM 43940T109 257 33892 SH SOLE NONE 0 0 33892 EATON VANCE CORP COM NON VTG 278265103 382 10000 SH SOLE NONE 0 0 10000 ALPHABET INC CAP STK CL A 02079K305 1344 917 SH SOLE NONE 0 0 917 SPDR GOLD TR GOLD SHS 78463V107 200 1129 SH SOLE NONE 0 0 1129 VANGUARD INDEX FDS MID CAP ETF 922908629 1192 6761 SH SOLE NONE 0 0 6761 MSC INDL DIRECT INC CL A 553530106 753 11902 SH SOLE NONE 0 0 11902 VANGUARD INDEX FDS SMALL CP ETF 922908751 829 5393 SH SOLE NONE 0 0 5393 MARKEL CORP COM 570535104 2539 2608 SH SOLE NONE 0 0 2608 RCI HOSPITALITY HLDGS INC COM 74934Q108 501 24548 SH SOLE NONE 0 0 24548 BAIDU INC SPON ADR REP A 056752108 340 2682 SH SOLE NONE 0 0 2682 SMTC CORP COM NEW 832682207 103 28387 SH SOLE NONE 0 0 28387 VIACOMCBS INC CL B 92556H206 401 14304 SH SOLE NONE 0 0 14304 WEBSTER FINL CORP CONN COM 947890109 373 14127 SH SOLE NONE 0 0 14127 SALESFORCE COM INC COM 79466L302 279 1109 SH SOLE NONE 0 0 1109 PEOPLES UNITED FINANCIAL INC COM 712704105 470 45579 SH SOLE NONE 0 0 45579 ABM INDS INC COM 000957100 367 10000 SH SOLE NONE 0 0 10000 UNITED THERAPEUTICS CORP DEL COM 91307C102 323 3200 SH SOLE NONE 0 0 3200 MASTERCARD INCORPORATED CL A 57636Q104 488 1444 SH SOLE NONE 0 0 1444 SCOTTS MIRACLE GRO CO CL A 810186106 768 5022 SH SOLE NONE 0 0 5022 MIDDLEBY CORP COM 596278101 496 5525 SH SOLE NONE 0 0 5525 BANK NOVA SCOTIA B C COM 064149107 212 5100 SH SOLE NONE 0 0 5100 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 342 787 SH SOLE NONE 0 0 787 HANESBRANDS INC COM 410345102 870 55234 SH SOLE NONE 0 0 55234 TRECORA RES COM 894648104 239 39000 SH SOLE NONE 0 0 39000 AXOS FINANCIAL INC COM 05465C100 1277 54791 SH SOLE NONE 0 0 54791 MELCO RESORTS AND ENTMNT LTD ADR 585464100 167 10037 SH SOLE NONE 0 0 10037 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 800 4439 SH SOLE NONE 0 0 4439 EMERGENT BIOSOLUTIONS INC COM 29089Q105 1034 10004 SH SOLE NONE 0 0 10004 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1217 87900 SH SOLE NONE 0 0 87900 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 551 6629 SH SOLE NONE 0 0 6629 VANGUARD BD INDEX FDS INTERMED TERM 921937819 252 2692 SH SOLE NONE 0 0 2692 UMH PPTYS INC COM 903002103 251 18547 SH SOLE NONE 0 0 18547 DISCOVER FINL SVCS COM 254709108 401 6932 SH SOLE NONE 0 0 6932 IMAGE SENSING SYS INC COM 45244C104 57 15785 SH SOLE NONE 0 0 15785 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 211 2006 SH SOLE NONE 0 0 2006 SPDR SER TR PORTFLI TIPS ETF 78464A656 221 7145 SH SOLE NONE 0 0 7145 VISA INC COM CL A 92826C839 251 1256 SH SOLE NONE 0 0 1256 MEDALLION FINL CORP COM 583928106 38 15348 SH SOLE NONE 0 0 15348 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2860 35463 SH SOLE NONE 0 0 35463 HCI GROUP INC COM 40416E103 1215 24640 SH SOLE NONE 0 0 24640 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1019 10637 SH SOLE NONE 0 0 10637 B. RILEY FINANCIAL INC COM 05580M108 239 9553 SH SOLE NONE 0 0 9553 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 772 9690 SH SOLE NONE 0 0 9690 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 772 9320 SH SOLE NONE 0 0 9320 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 566 10420 SH SOLE NONE 0 0 10420 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 506 7185 SH SOLE NONE 0 0 7185 QUEST RESOURCE HLDG CORP COM NEW 74836W203 38 20000 SH SOLE NONE 0 0 20000 WHITESTONE REIT COM 966084204 217 36098 SH SOLE NONE 0 0 36098 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1088 10490 SH SOLE NONE 0 0 10490 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1568 5097 SH SOLE NONE 0 0 5097 HERITAGE GLOBAL INC COM 42727E103 286 125000 SH SOLE NONE 0 0 125000 22ND CENTY GROUP INC COM 90137F103 19 29000 SH SOLE NONE 0 0 29000 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 3771 70299 SH SOLE NONE 0 0 70299 DUNKIN BRANDS GROUP INC COM 265504100 848 10356 SH SOLE NONE 0 0 10356 ISHARES TR MSCI USA MIN VOL 46429B697 1754 27517 SH SOLE NONE 0 0 27517 ISHARES INC MSCI EMERG MRKT 464286533 263 4774 SH SOLE NONE 0 0 4774 SPDR SER TR BLOMBERG BRC INV 78468R200 237 7758 SH SOLE NONE 0 0 7758 FACEBOOK INC CL A 30303M102 468 1788 SH SOLE NONE 0 0 1788 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 1495 52531 SH SOLE NONE 0 0 52531 ABBVIE INC COM 00287Y109 950 10845 SH SOLE NONE 0 0 10845 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 219 5251 SH SOLE NONE 0 0 5251 SABRE CORP COM 78573M104 65 10000 SH SOLE NONE 0 0 10000 ALPHABET INC CAP STK CL C 02079K107 1136 773 SH SOLE NONE 0 0 773 THE ONE GROUP HOSPITALITY IN COM 88338K103 95 47749 SH SOLE NONE 0 0 47749 HUBSPOT INC COM 443573100 672 2300 SH SOLE NONE 0 0 2300 PAYPAL HLDGS INC COM 70450Y103 1656 8406 SH SOLE NONE 0 0 8406 MIDLAND STS BANCORP INC ILL COM 597742105 161 12517 SH SOLE NONE 0 0 12517 SQUARE INC CL A 852234103 226 1393 SH SOLE NONE 0 0 1393 TESLA INC NOTE 2.375% 3/1 88160RAD3 65 10000 PRN SOLE NONE 0 0 10000 COVETRUS INC COM 22304C100 234 9600 SH SOLE NONE 0 0 9600 PINTEREST INC CL A 72352L106 297 7146 SH SOLE NONE 0 0 7146 ARCHER DANIELS MIDLAND CO COM 039483102 15 10000 SH Call SOLE NONE 0 0 10000