0001703301-19-000004.txt : 20190729
0001703301-19-000004.hdr.sgml : 20190729
20190729140225
ACCESSION NUMBER: 0001703301-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190729
DATE AS OF CHANGE: 20190729
EFFECTIVENESS DATE: 20190729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SpiderRock Advisors, LLC
CENTRAL INDEX KEY: 0001703301
IRS NUMBER: 461932846
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18017
FILM NUMBER: 19980496
BUSINESS ADDRESS:
STREET 1: 300 S. RIVERSIDE PLAZA
STREET 2: SUITE 2350
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 256-9663
MAIL ADDRESS:
STREET 1: 300 S. RIVERSIDE PLAZA
STREET 2: SUITE 2350
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: SpiderRock Advisors LLC
DATE OF NAME CHANGE: 20170420
FORMER COMPANY:
FORMER CONFORMED NAME: Spiderrock Advisors LLC
DATE OF NAME CHANGE: 20170410
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001703301
XXXXXXXX
06-30-2019
06-30-2019
SpiderRock Advisors, LLC
300 S. RIVERSIDE PLAZA
SUITE 2350
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-18017
N
Edwin Bruce Mumford
Chief Financial Officer and Chief Compliance Officer
3122828049
Edwin Bruce Mumford
Chicago
IL
07-29-2019
0
93
8031
false
INFORMATION TABLE
2
form2019Q2SRA.xml
AGILENT TECHNOLOGIES
COM
00846U101
8
3500
PRN
Put
SOLE
3500
0
0
APPLE INC
COM
037833100
332
44000
PRN
Put
SOLE
44000
0
0
ABBVIE INC
COM
00287Y109
87
24800
PRN
Put
SOLE
24800
0
0
ABBOTT LABS
COM
002824100
69
52800
PRN
Put
SOLE
52800
0
0
ACCENTURE PLC IRELAN
SHS CLASS A
G1151C101
47
12400
PRN
Put
SOLE
12400
0
0
AMCOR PLC
ORDINARY SHARES
G0250X107
0
10000
PRN
Put
SOLE
10000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
83
77600
PRN
Put
SOLE
77600
0
0
AMAZON COM INC
COM
023135106
46
800
PRN
Put
SOLE
800
0
0
AMERICAN EXPRESS CO
ORDINARY SHARES
025816109
3
3300
PRN
Put
SOLE
3300
0
0
BANK AMER CORP
COM
060505104
13
14500
PRN
Put
SOLE
14500
0
0
BAIDU INC
ADR
056752108
7
2200
PRN
Put
SOLE
2200
0
0
TOPBUILD CORP
ORDINARY SHARES
89055F103
17
5500
PRN
Put
SOLE
5500
0
0
BIOMARIN PHARMACEUTI
COM
09061G101
33
9600
PRN
Put
SOLE
9600
0
0
COCA COLA EUROPEAN P
SHS
G25839104
0
54800
PRN
Put
SOLE
54800
0
0
CELGENE CORP
COM
151020104
18
5800
PRN
Put
SOLE
5800
0
0
CIGNA CORP
ORDINARY SHARES
125523100
7
1200
PRN
Put
SOLE
1200
0
0
CINCINNATI FINL CORP
COM
172062101
2
1500
PRN
Put
SOLE
1500
0
0
CENTENE CORP DEL
COM
15135B101
10
7900
PRN
Put
SOLE
7900
0
0
CSX CORP
COM
126408103
8
3100
PRN
Put
SOLE
3100
0
0
CHEVRON CORP NEW
COM
166764100
4
1600
PRN
Put
SOLE
1600
0
0
ECOLAB INC
ORDINARY SHARES
278865100
5
3600
PRN
Put
SOLE
3600
0
0
ISHARES TR
MSCI EMG MKT ET
464287234
20
5300
PRN
Call
SOLE
5300
0
0
ISHARES TR
MSCI EAFE ETF
464287465
7
86200
PRN
Call
SOLE
86200
0
0
ISHARES TR
MSCI EAFE ETF
464287465
91
128600
PRN
Put
SOLE
128600
0
0
EXELON CORP
COM
30161N101
2
2500
PRN
Put
SOLE
2500
0
0
FACEBOOK INC
ORDINARY SHARES
30303M102
13
2600
PRN
Put
SOLE
2600
0
0
FEDEX CORP
COM
31428X106
2
8700
PRN
Call
SOLE
8700
0
0
FEDEX CORP
COM
31428X106
9
1000
PRN
Put
SOLE
1000
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
3
1400
PRN
Call
SOLE
1400
0
0
GENERAL ELECTRIC CO
ORDINARY SHARES
369604103
12
410000
PRN
Put
SOLE
410000
0
0
ALPHABET INC
ORDINARY SHARES
02079K107
17
400
PRN
Put
SOLE
400
0
0
GROUPON INC
COM
399473107
103
758000
PRN
Put
SOLE
758000
0
0
WW GRAINGER INC
ORDINARY SHARES
384802104
277
9000
PRN
Put
SOLE
9000
0
0
HOME DEPOT INC
COM
437076102
2
1600
PRN
Put
SOLE
1600
0
0
HONEYWELL INTL INC
COM
438516106
6
1400
PRN
Put
SOLE
1400
0
0
IAC INTERACTIVECORP
ORDINARY SHARES
44919P508
29
10400
PRN
Put
SOLE
10400
0
0
INTERNATIONAL BUSINE
ORDINARY SHARES
459200101
5
1500
PRN
Put
SOLE
1500
0
0
INTEL CORP
COM
458140100
12
10000
PRN
Put
SOLE
10000
0
0
ISHARES TR
RUSSELL 2000 ET
464287655
146
18100
PRN
Call
SOLE
18100
0
0
JOHNSON & JOHNSON
COM
478160104
5
3300
PRN
Put
SOLE
3300
0
0
JPMORGAN CHASE & CO
COM
46625H100
25
19200
PRN
Put
SOLE
19200
0
0
KEYSIGHT TECHNOLOGIE
COM
49338L103
2
1700
PRN
Put
SOLE
1700
0
0
COCA-COLA CO
ORDINARY SHARES
191216100
54
77000
PRN
Put
SOLE
77000
0
0
LILLY ELI & CO
COM
532457108
16
11800
PRN
Put
SOLE
11800
0
0
LAM RESEARCH CORP
COM
512807108
13
2400
PRN
Put
SOLE
2400
0
0
LIVE NATION ENTERTAI
ORDINARY SHARES
538034109
1
28800
PRN
Put
SOLE
28800
0
0
MASTERCARD INCORPORA
CL A
57636Q104
11
2200
PRN
Put
SOLE
2200
0
0
MASCO CORP
ORDINARY SHARES
574599106
61
50100
PRN
Put
SOLE
50100
0
0
MCDONALDS CORP
COM
580135101
10
3700
PRN
Put
SOLE
3700
0
0
MONDELEZ INTERNATION
ORDINARY SHARES
609207105
4
8100
PRN
Put
SOLE
8100
0
0
MDU RESOURCES GROUP
ORDINARY SHARES
552690109
9
130000
PRN
Put
SOLE
130000
0
0
METLIFE INC
COM
59156R108
2
3500
PRN
Put
SOLE
3500
0
0
3M CO
COM
88579Y101
96
17800
PRN
Put
SOLE
17800
0
0
ALTRIA GROUP INC
COM
02209S103
165
73900
PRN
Put
SOLE
73900
0
0
MICROSOFT CORP
COM
594918104
86
41800
PRN
Put
SOLE
41800
0
0
NETFLIX INC
COM
64110L106
39
1700
PRN
Put
SOLE
1700
0
0
NORTHROP GRUMMAN COR
COM
666807102
23
8500
PRN
Put
SOLE
8500
0
0
NORFOLK SOUTHERN COR
COM
655844108
8
1100
PRN
Put
SOLE
1100
0
0
REALTY INCOME CORP
COM
756109104
28
14500
PRN
Put
SOLE
14500
0
0
ON SEMICONDUCTOR COR
COM
682189105
9
5300
PRN
Put
SOLE
5300
0
0
PAYCHEX INC
ORDINARY SHARES
704326107
12
22700
PRN
Put
SOLE
22700
0
0
PFIZER INC
COM
717081103
9
18600
PRN
Put
SOLE
18600
0
0
PROCTER & GAMBLE CO
ORDINARY SHARES
742718109
37
26700
PRN
Put
SOLE
26700
0
0
PHILIP MORRIS INTL I
COM
718172109
22
10300
PRN
Put
SOLE
10300
0
0
PRUDENTIAL FINL INC
COM
744320102
14
12300
PRN
Put
SOLE
12300
0
0
RAYTHEON CO
COM NEW
755111507
17
14100
PRN
Put
SOLE
14100
0
0
SBA COMMUNICATIONS C
CL A
78410G104
6
3000
PRN
Put
SOLE
3000
0
0
STARBUCKS CORP
ORDINARY SHARES
855244109
153
242600
PRN
Put
SOLE
242600
0
0
SHERWIN-WILLIAMS CO
ORDINARY SHARES
824348106
20
2200
PRN
Put
SOLE
2200
0
0
SIX FLAGS ENTERTAINM
ORDINARY SHARES
83001A102
656
218600
PRN
Put
SOLE
218600
0
0
VANECK VECTORS ETF T
SEMICONDUCTOR E
92189F676
345
83800
PRN
Call
SOLE
83800
0
0
SP PLUS CORP
ORDINARY SHARES
78469C103
2
24100
PRN
Put
SOLE
24100
0
0
CBOE S&P 500 INDEX
S&P 500
648815108
204
6600
PRN
Call
SOLE
6600
0
0
CBOE S&P 500 INDEX
S&P 500
648815108
2496
42800
PRN
Put
SOLE
42800
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
35
1600
PRN
Call
SOLE
1600
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1432
234100
PRN
Put
SOLE
234100
0
0
AT&T INC
COM
00206R102
3
7700
PRN
Put
SOLE
7700
0
0
TEXAS INSTRS INC
COM
882508104
12
7400
PRN
Put
SOLE
7400
0
0
TEXTRON INC
ORDINARY SHARES
883203101
7
8200
PRN
Put
SOLE
8200
0
0
UNITEDHEALTH GROUP I
COM
91324P102
70
12500
PRN
Put
SOLE
12500
0
0
UNITED PARCEL SERVIC
ORDINARY SHARES
911312106
24
26000
PRN
Put
SOLE
26000
0
0
VISA INC
COM CL A
92826C839
24
6600
PRN
Put
SOLE
6600
0
0
VERISIGN INC
COM
92343E102
11
9300
PRN
Put
SOLE
9300
0
0
VERIZON COMMUNICATIO
COM
92343V104
1
1200
PRN
Put
SOLE
1200
0
0
WALGREENS BOOTS ALLI
COM
931427108
3
5900
PRN
Call
SOLE
5900
0
0
WALGREENS BOOTS ALLI
COM
931427108
22
11600
PRN
Put
SOLE
11600
0
0
WELLS FARGO CO NEW
COM
949746101
9
5200
PRN
Put
SOLE
5200
0
0
WORLD WRESTLING ENTM
CL A
98156Q108
60
24900
PRN
Put
SOLE
24900
0
0
SELECT SECTOR SPDR T
TECHNOLOGY
81369Y803
2
6700
PRN
Put
SOLE
6700
0
0
SELECT SECTOR SPDR T
SBI HEALTHCARE
81369Y209
9
1600
PRN
Put
SOLE
1600
0
0
EXXON MOBIL CORP
COM
30231G102
24
12400
PRN
Put
SOLE
12400
0
0
CBOE MINI SPX INDEX
NEW XSP PM
12505Q107
1
600
PRN
Call
SOLE
600
0
0
CBOE MINI SPX INDEX
NEW XSP PM
12505Q107
67
11800
PRN
Put
SOLE
11800
0
0