X0306
4
2017-12-22
0
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001718133
Spence John Yogi
321 N. CLARK STREET
CHICAGO
IL
60054
0
1
0
0
CFO & Treasurer
Common Shares of Beneficial Interest
2017-12-22
4
P
0
500
9.51
A
444450
D
Common Shares of Beneficial Interest
2017-12-29
4
P
0
700
9.39
A
445150
D
Common Shares of Beneficial Interest
10205
I
XA Investments LLC (1)
Common Shares acquired by XA Investments LLC ("XAI"), the Trust's investment manager, to provide the Trust with required seed capital. Mr.
Spence may be deemed to indirectly beneficially own Common Shares owned by XAI, by virtue of his control of XAI.
/s/ John Yogi Spence
2017-01-02