0000950103-21-019014.txt : 20211201 0000950103-21-019014.hdr.sgml : 20211201 20211201191413 ACCESSION NUMBER: 0000950103-21-019014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211129 FILED AS OF DATE: 20211201 DATE AS OF CHANGE: 20211201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crestview Partners II GP, L.P. CENTRAL INDEX KEY: 0001505639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 211464400 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 906-0723 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crestview Victory, L.P. CENTRAL INDEX KEY: 0001703029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 211464399 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS STREET 2: 667 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS STREET 2: 667 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crestview Advisors, L.L.C. CENTRAL INDEX KEY: 0001559054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 211464398 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Victory Capital Holdings, Inc. CENTRAL INDEX KEY: 0001570827 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 BUSINESS PHONE: 216-898-2400 MAIL ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 4 1 dp162889_4-crestview2.xml X0306 4 2021-11-29 0 0001570827 Victory Capital Holdings, Inc. VCTR 0001505639 Crestview Partners II GP, L.P. C/O CRESTVIEW PARTNERS 590 MADISON AVENUE, 42ND FLOOR NEW YORK NY 10022 1 0 1 0 0001703029 Crestview Victory, L.P. C/O CRESTVIEW PARTNERS 590 MADISON AVENUE, 42ND FLOOR NEW YORK NY 10022 1 0 1 0 0001559054 Crestview Advisors, L.L.C. C/O CRESTVIEW PARTNERS 590 MADISON AVENUE, 42ND FLOOR NEW YORK NY 10022 1 0 1 0 Common Stock 2021-11-29 4 S 0 470435 34.00 D 31145378 I See Footnote Common Stock 2021-11-29 4 J 0 74798 D 31070580 I See Footnote Reflects the sale of shares of Common Stock of the Issuer ("Common Stock") by the Reporting Persons upon the exercise of the overallotment option by the underwriters in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated as of November 17, 2021. Reflects a prorata distribution of shares of Common Stock held by Crestview Partners II GP, L.P ("Crestview GP") to certain of its limited partners for no consideration. Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Exhibit 99--Joint Filer Statement By: Crestview Partners II GP, L.P., the Designated Filer, by: Crestview, L.L.C., its general partner, by: /s/ Ross A. Oliver, General Counsel 2021-12-01 EX-99 2 dp162889_ex99.htm EXHIBIT 99

Exhibit 99

Joint Filer Information

 

Each of the following joint filers has designated Crestview Partners II GP, L.P. as the “Designated Filer” for purposes of the attached Form 4:

 

1.  

Crestview Victory, L.P.

c/o Crestview Partners

590 Madison Avenue, 42nd Floor

New York, NY 10022

2.  

Crestview Advisors, L.L.C.

c/o Crestview Partners

590 Madison Avenue, 42nd Floor

New York, NY 10022

   

Date of Event Requiring Statement: November 29, 2021

Issuer Name and Ticker or Trading Symbol: Victory Capital Holdings, Inc.

 

CRESTVIEW VICTORY, L.P.

 

By:

/s/ Ross A. Oliver

  Name: Ross A. Oliver
  Title: General Counsel

 

CRESTVIEW ADVISORS, L.L.C.

 

By:

/s/ Ross A. Oliver

  Name: Ross A. Oliver
  Title: General Counsel

 

 

Date: December 1, 2021