0001701132-20-000002.txt : 20200430 0001701132-20-000002.hdr.sgml : 20200430 20200430162040 ACCESSION NUMBER: 0001701132-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200430 DATE AS OF CHANGE: 20200430 EFFECTIVENESS DATE: 20200430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Investment Advisors, Ltd. CENTRAL INDEX KEY: 0001701132 IRS NUMBER: 233034280 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18056 FILM NUMBER: 20835939 BUSINESS ADDRESS: STREET 1: 1055 WESTLAKES DRIVE STREET 2: SUITE 150 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 6105600400 MAIL ADDRESS: STREET 1: 1055 WESTLAKES DRIVE STREET 2: SUITE 150 CITY: BERWYN STATE: PA ZIP: 19312 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001701132 XXXXXXXX 03-31-2020 03-31-2020 Sterling Investment Advisors, Ltd.

1055 WESTLAKES DRIVE SUITE 150 BERWYN PA 19312

13F HOLDINGS REPORT 028-18056 N Matthew Croley 610-560-0400 ext. 13 Matthew Croley Berwyn PA 04-30-2020 0 424 189232 false INFORMATION TABLE 2 sterling1q20.xml 3M Company COM 604059105 169 1239 SH SOLE 0 0 1239 Abbott Laboratories COM 002824100 1083 13732 SH SOLE 0 0 13732 AbbVie Inc. COM 00287Y109 1131 14845 SH SOLE 0 0 14845 ABIOMED Inc. COM 003654100 21 150 SH SOLE 0 0 150 Acasti Pharma Inc. COM 00430K402 15 40000 SH SOLE 0 0 40000 Accenture Ltd. COM G1151C101 63 389 SH SOLE 0 0 389 Adaptec Inc. COM 00651F108 55 2000 SH SOLE 0 0 2000 Adobe Systems Inc. COM 00724F101 431 1357 SH SOLE 0 0 1357 Advanced Micro Devices COM 007903107 204 4500 SH SOLE 0 0 4500 AFLAC Inc. COM 001055102 51 1500 SH SOLE 0 0 1500 Akamai Technologies Inc. COM 00971T101 1843 20150 SH SOLE 0 0 20150 Alcon Inc. COM H01301128 0 12 SH SOLE 0 0 12 Aldeyra Therapeutics Inc. COM 01438T106 0 345 SH SOLE 0 0 345 Alexion Pharmaceuticals Inc. COM 015351109 0 2 SH SOLE 0 0 2 Alibaba Group Holdings Ltd. ADS 01609W102 243 1254 SH SOLE 0 0 1254 Align Technology Inc. COM 016255101 832 4786 SH SOLE 0 0 4786 Allergan plc COM 018490102 14 81 SH SOLE 0 0 81 Alphabet Inc. Class A COM 02079K305 3900 3357 SH SOLE 0 0 3357 Alphabet Inc. Class C COM 02079K107 1475 1269 SH SOLE 0 0 1269 ALPS Alerian MLP ETF ETF 00162Q866 185 54000 SH SOLE 0 0 54000 Altria Group Inc. COM 02209S103 122 3171 SH SOLE 0 0 3171 Amazon.com Inc. COM 023135106 8089 4149 SH SOLE 0 0 4149 American Airlines Group Inc. CALL 02376R902 8 20 SH Call SOLE 0 0 20 American Airlines Group Inc. COM 02376R102 0 80 SH SOLE 0 0 80 American Express COM 025816109 128 1500 SH SOLE 0 0 1500 American Tower Corp. COM 03027X100 2780 12767 SH SOLE 0 0 12767 Amgen Inc. COM 031162100 2491 12288 SH SOLE 0 0 12288 Annaly Capital Management Inc. COM 035710409 14 2801 SH SOLE 0 0 2801 Aphria Inc. COM 03765K104 0 40 SH SOLE 0 0 40 Apple Inc. COM 037833100 12960 50967 SH SOLE 0 0 50967 Applied Materials COM 038222105 112 2450 SH SOLE 0 0 2450 Arbutus Biopharma Corp. COM 03879J100 4 4000 SH SOLE 0 0 4000 Ares Capital Corp. COM 04010L103 161 14962 SH SOLE 0 0 14962 Argo Group International Holdings Ltd. COM G0464B107 18 500 SH SOLE 0 0 500 AT&T Inc. COM 00206R102 145 4996 SH SOLE 0 0 4996 Aurora Cannabis Inc. COM 05156X108 0 100 SH SOLE 0 0 100 Automatic Data Processing COM 053015103 86 630 SH SOLE 0 0 630 AVEO Pharmaceuticals Inc. COM 053588109 0 6 SH SOLE 0 0 6 Axcelis Technologies COM 054540109 36 2000 SH SOLE 0 0 2000 Baidu Inc. ADS 056752108 0 9 SH SOLE 0 0 9 Balchem Corp. COM 057665200 19 200 SH SOLE 0 0 200 Bank of America Corp. COM 066050105 83 3935 SH SOLE 0 0 3935 Baxter International Inc. COM 071813109 761 9378 SH SOLE 0 0 9378 Becton Dickinson and Co. COM 075887109 57 250 SH SOLE 0 0 250 Berkshire Hathaway B COM 084670702 2757 15084 SH SOLE 0 0 15084 Beyond Meat Inc. COM 08862E109 0 3 SH SOLE 0 0 3 BiondVax Pharmaceuticals Ltd. ADS 09073Q105 0 20 SH SOLE 0 0 20 BlackRock Inc. COM 09247X101 1934 4398 SH SOLE 0 0 4398 Blackrock Science & Technology Trust II CEF 09260K101 0 6 SH SOLE 0 0 6 Blink Charging Co. COM 09354A100 0 250 SH SOLE 0 0 250 BlueStar TA-BIGITech Israel Tech. ETF ETF 26924G870 14 400 SH SOLE 0 0 400 Bookings Holdings Inc. COM 09857L108 24 18 SH SOLE 0 0 18 Booz Allen Hamilton Holding Corp. COM 099502106 137 2000 SH SOLE 0 0 2000 Bristol-Myers Squibb Co. COM 110122108 135 2425 SH SOLE 0 0 2425 Broadcom Inc. COM 11135F101 23 100 SH SOLE 0 0 100 Brookfield Infrastructure Corp. COM 11275Q107 1 55 SH SOLE 0 0 55 Brookfield Infrastructure Partners L.P. COM G16252101 17 500 SH SOLE 0 0 500 C.H. Robinson Worldwide Inc. COM 12541W209 8 125 SH SOLE 0 0 125 Cabot Oil & Gas Corp. COM 127097103 22 1280 SH SOLE 0 0 1280 Camden Property Trust COM 133131102 15 200 SH SOLE 0 0 200 Canopy Growth Corp. COM 138035100 3 247 SH SOLE 0 0 247 Carnival Corporation COM 143658102 4 337 SH SOLE 0 0 337 Caterpillar Inc. COM 149123101 321 2774 SH SOLE 0 0 2774 Celanese Corp. COM 150870103 7 104 SH SOLE 0 0 104 Centrus Energy Corp. COM 15643U104 0 40 SH SOLE 0 0 40 CenturyLink Inc. COM 156700106 6 683 SH SOLE 0 0 683 Cerus Corp. COM 157085101 11 2500 SH SOLE 0 0 2500 Charter Communications Inc. COM 16119P108 38 89 SH SOLE 0 0 89 Chevron Corp. COM 166764100 745 10289 SH SOLE 0 0 10289 CIGNA Corp. COM 125509109 185 1049 SH SOLE 0 0 1049 Cisco Systems COM 17275R102 486 12380 SH SOLE 0 0 12380 Citigroup Inc. COM 172967424 235 5603 SH SOLE 0 0 5603 Cloudflare Inc. COM 18915M107 46 2000 SH SOLE 0 0 2000 CME Group Inc. COM 12572Q105 17 100 SH SOLE 0 0 100 Cognizant Technology Solutions Corp. COM 192446102 37 800 SH SOLE 0 0 800 Colgate-Palmolive Company COM 194162103 71 1077 SH SOLE 0 0 1077 Comcast Corp. Class A COM 20030N101 1287 37453 SH SOLE 0 0 37453 Communications Select Sector SPDR ETF ETF 81369Y852 18 415 SH SOLE 0 0 415 Compugen Ltd. COM M25722105 14 2000 SH SOLE 0 0 2000 ConocoPhillips COM 20825c104 54 1768 SH SOLE 0 0 1768 CoreLogic Inc. COM 21871D103 30 986 SH SOLE 0 0 986 Corning Inc. COM 219350105 503 24525 SH SOLE 0 0 24525 Corteva Inc. COM 22052L104 17 738 SH SOLE 0 0 738 Costco Wholesale Corp. COM 22160K105 1146 4021 SH SOLE 0 0 4021 Cree Inc. COM 225447101 70 2000 SH SOLE 0 0 2000 CrowdStrike Holdings Inc. COM 22788C105 2365 42475 SH SOLE 0 0 42475 Cummins Inc. COM 231021106 984 7275 SH SOLE 0 0 7275 Curis Inc. COM 231269200 9 13000 SH SOLE 0 0 13000 CVS Health Corp. COM 126650100 2030 34226 SH SOLE 0 0 34226 DASAN Zhone Solutions Inc. COM 23305L206 2 500 SH SOLE 0 0 500 Deere & Company COM 244199105 4 36 SH SOLE 0 0 36 Delta Air Lines Inc. COM 247361108 10 378 SH SOLE 0 0 378 Deutsche MSCI EAFE Hedged Equity ETF ETF 233051200 33 1232 SH SOLE 0 0 1232 DexCom Inc. COM 252131107 9 37 SH SOLE 0 0 37 Diageo plc ADS 25243Q205 746 5871 SH SOLE 0 0 5871 Digital Realty Trust Inc. COM 253868103 42 303 SH SOLE 0 0 303 Digital Turbine Inc. COM 25400W102 172 40000 SH SOLE 0 0 40000 Dollar General Corporation COM 256669102 19 132 SH SOLE 0 0 132 Dominion Resources COM 25746U109 294 4079 SH SOLE 0 0 4079 Dow Inc. COM 260557103 84 2904 SH SOLE 0 0 2904 Dropbox Inc. COM 26210C104 1 100 SH SOLE 0 0 100 Duke Energy Corporation COM 264399106 15 192 SH SOLE 0 0 192 Dunkin Brands Group Inc. COM 265504100 1 30 SH SOLE 0 0 30 DuPont de Nemours Inc. COM 263534109 32 939 SH SOLE 0 0 939 Eastman Chemical Co. COM 277432100 18 400 SH SOLE 0 0 400 Eaton Corp. COM 278058102 693 8925 SH SOLE 0 0 8925 Electronic Arts Inc. COM 285512109 5 50 SH SOLE 0 0 50 Eli Lilly & Co. COM 532457108 233 1680 SH SOLE 0 0 1680 Emerson Electric Co. COM 291011104 755 15845 SH SOLE 0 0 15845 Energy Select Sector SPDR ETF ETF 81369Y506 4 150 SH SOLE 0 0 150 Energy Transfer L.P. COM 29273V100 51 11184 SH SOLE 0 0 11184 Enterprise Products Partners L.P. COM 293792107 93 6530 SH SOLE 0 0 6530 EPAM Systems Inc. COM 29414B104 186 1003 SH SOLE 0 0 1003 Essential Utilities Inc. COM 29670G102 1621 39844 SH SOLE 0 0 39844 ETFMG Video Game Tech ETF ETF 26924G706 2 50 SH SOLE 0 0 50 Etsy Inc. COM 29786A106 76 2000 SH SOLE 0 0 2000 Exelon Corporation COM 30161N101 94 2558 SH SOLE 0 0 2558 Exxon Mobil Corp. COM 30231G102 369 9732 SH SOLE 0 0 9732 F5 Networks Inc. COM 315616102 10 100 SH SOLE 0 0 100 Facebook Inc. COM 30303M102 282 1691 SH SOLE 0 0 1691 Fastenal Company COM 311900104 3 100 SH SOLE 0 0 100 Fifth Third Bancorp COM 316773100 26 1800 SH SOLE 0 0 1800 Financial Select Sector SPDR ETF ETF 81369Y605 10 506 SH SOLE 0 0 506 FireEye Inc. COM 31816QAB7 41 3950 SH SOLE 0 0 3950 First Industrial Realty Trust Inc. COM 32054K103 33 1000 SH SOLE 0 0 1000 First Interstate BancSystem Inc. COM 32055Y201 24 842 SH SOLE 0 0 842 First Solar Inc. COM 336433107 86 2400 SH SOLE 0 0 2400 First Trust Dow Jones Internet Index ETF ETF 33733E302 15 128 SH SOLE 0 0 128 First Trust Large Cap Core AlphaDEX ETF ETF 33734K109 878 18435 SH SOLE 0 0 18435 First Trust Low Duration Opportunities ETF ETF 33739Q200 510 10000 SH SOLE 0 0 10000 First Trust Mid Cap Core AlphaDEX ETF ETF 33735B108 1261 26167 SH SOLE 0 0 26167 First Trust N.A. Energy Infrastructure ETF ETF 33738D101 53 3000 SH SOLE 0 0 3000 Firsthand Technology Value Fund Inc. COM 33766Y100 2 800 SH SOLE 0 0 800 Five9 Inc. COM 338307101 1238 16200 SH SOLE 0 0 16200 Flexion Therapeutics Inc. COM 33938J106 0 23 SH SOLE 0 0 23 FlexShares Quality Dividend ETF ETF 33939L860 17 500 SH SOLE 0 0 500 FNCB Bancorp Inc. COM 302578109 25 3655 SH SOLE 0 0 3655 Frontdoor Inc. COM 35905A109 69 2000 SH SOLE 0 0 2000 FS KKR Capital Corp. COM 302635107 1 500 SH SOLE 0 0 500 General Electric COM 369604103 5 750 SH SOLE 0 0 750 General Mills Inc. COM 370334104 1846 35000 SH SOLE 0 0 35000 Gilead Sciences Inc. COM 375558103 799 10700 SH SOLE 0 0 10700 GlaxoSmithKline plc ADS 37733W105 1 33 SH SOLE 0 0 33 Global X Lithium & Battery Tech ETF ETF 37954Y855 41 1925 SH SOLE 0 0 1925 Global X Robotics & A.I. ETF ETF 37954Y715 76 4200 SH SOLE 0 0 4200 Global X S&P 500 Catholic Values ETF ETF 37954Y889 9 300 SH SOLE 0 0 300 Globus Medical Inc. COM 379577208 11420 268523 SH SOLE 0 0 268523 Goldman Sachs BDC Inc. COM 38147U107 719 58333 SH SOLE 0 0 58333 Goldman Sachs Group COM 38141G104 102 665 SH SOLE 0 0 665 Goodrich Petroleum Corp. COM 382410843 0 1 SH SOLE 0 0 1 Grayscale Bitcoin Trust COM 389637109 3 500 SH SOLE 0 0 500 GW Pharmaceuticals ADS 36197T103 3 40 SH SOLE 0 0 40 H&R Block Inc. COM 093671105 5 400 SH SOLE 0 0 400 Halliburton Company COM 406216101 2 300 SH SOLE 0 0 300 Hartford Financial Svcs. COM 416515104 3 100 SH SOLE 0 0 100 Health Care Select Sector SPDR ETF ETF 81369Y209 38 433 SH SOLE 0 0 433 Hercules Capital Inc. COM 427096508 296 38800 SH SOLE 0 0 38800 Himax Technologies Inc. ADS 43289P106 4 1500 SH SOLE 0 0 1500 Honeywell International Inc. COM 438516106 1576 11780 SH SOLE 0 0 11780 Hormel Foods Corp. COM 440452100 12 270 SH SOLE 0 0 270 IBM COM 459200101 37 337 SH SOLE 0 0 337 ICU Medical Inc. COM 44930G107 25 125 SH SOLE 0 0 125 Illinois Tool Works Inc. COM 452308109 148 1045 SH SOLE 0 0 1045 Illumina Inc. COM 452327109 731 2680 SH SOLE 0 0 2680 India Fund Inc. CEF 454089103 6 445 SH SOLE 0 0 445 Innovator IBD 50 ETF ETF 45782C102 142 5100 SH SOLE 0 0 5100 Intel Corp. COM 458140100 1840 34005 SH SOLE 0 0 34005 International Paper COM 460146103 10 330 SH SOLE 0 0 330 Invesco QQQ ETF ETF 631100104 160 845 SH SOLE 0 0 845 Invesco S&P 500 Eq. Weight Health Care ETF ETF 46137V332 128 680 SH SOLE 0 0 680 iShares Barclays Aggregate Bond ETF ETF 464289859 125 1085 SH SOLE 0 0 1085 iShares Barclays TIPS Bond ETF ETF 464287176 212 1805 SH SOLE 0 0 1805 iShares Cohen & Steers Realty Index ETF ETF 464287564 439 4800 SH SOLE 0 0 4800 iShares Core MSCI EAFE ETF ETF 46432F842 24 500 SH SOLE 0 0 500 iShares Core S&P Small-Cap ETF ETF 464287150 4161 74173 SH SOLE 0 0 74173 iShares Dow Jones Select Divid. Index ETF ETF 464287846 212 2887 SH SOLE 0 0 2887 iShares Global Clean Energy ETF ETF 464288224 19 2000 SH SOLE 0 0 2000 iShares Global Infrastructure ETF ETF 464288372 132 3875 SH SOLE 0 0 3875 iShares GS USD InvesTop Corporate Bond ETF ETF 464287242 102 828 SH SOLE 0 0 828 iShares iBoxx USD High Yield Corp. Bond ETF ETF 464288513 30 400 SH SOLE 0 0 400 iShares Intermed.-Term Corporate Bond ETF ETF 464288638 87 1600 SH SOLE 0 0 1600 iShares Intl Developed Property ETF ETF 464288422 195 7007 SH SOLE 0 0 7007 iShares MBS ETF ETF 464288588 37 339 SH SOLE 0 0 339 iShares MSCI ACWI Index ETF ETF 464288240 9 159 SH SOLE 0 0 159 iShares MSCI EAFE ESG Optimized ETF ETF 46435G516 112 2123 SH SOLE 0 0 2123 iShares MSCI EAFE Index ETF ETF 464287465 273 5121 SH SOLE 0 0 5121 iShares MSCI EAFE Minimum Volatility ETF ETF 46429B689 187 3025 SH SOLE 0 0 3025 iShares MSCI Emerg. Mkts. Min. Volat. ETF ETF 464286533 37 800 SH SOLE 0 0 800 iShares MSCI Emerging Markets ETF ETF 464287234 62 1820 SH SOLE 0 0 1820 iShares MSCI KLD 400 Social Index ETF ETF 464288570 190 1956 SH SOLE 0 0 1956 iShares Nasdaq Biotechnology ETF ETF 464287556 9 90 SH SOLE 0 0 90 iShares Russell 1000 Index ETF ETF 464287655 27 192 SH SOLE 0 0 192 iShares Russell 2000 Index ETF ETF 464287655 48 424 SH SOLE 0 0 424 iShares Russell Mid-Cap Growth ETF ETF 464287481 59 491 SH SOLE 0 0 491 iShares Russell MidCap Index ETF ETF 464287499 17 400 SH SOLE 0 0 400 iShares Russell Mid-Cap Value ETF ETF 464287473 27 434 SH SOLE 0 0 434 iShares S&P Mid Cap 400 Index ETF ETF 464287507 158 1100 SH SOLE 0 0 1100 iShares S&P Mid-Cap 400 Growth ETF ETF 464287606 19 110 SH SOLE 0 0 110 iShares S&P MidCap 400 Value Index ETF ETF 464287705 16 154 SH SOLE 0 0 154 iShares S&P National Municipal Bond ETF ETF 464288414 1048 9274 SH SOLE 0 0 9274 iShares S&P SmallCap 600 Growth Index ETF ETF 464287887 42 307 SH SOLE 0 0 307 iShares S&P SmallCap 600 Value Index ETF ETF 464287879 13 135 SH SOLE 0 0 135 iShares S&P US Preferred Stock Index ETF ETF 464288687 4090 128478 SH SOLE 0 0 128478 iShares Short-Term Corporate Bond ETF ETF 464288646 85 1641 SH SOLE 0 0 1641 iShares Short-Term National Muni Bond ETF ETF 464288158 72 681 SH SOLE 0 0 681 iShares Silver Trust ETF ETF 46428Q109 32 2500 SH SOLE 0 0 2500 Jefferies Financial Group Inc. COM 47233W109 51 3782 SH SOLE 0 0 3782 Johnson & Johnson COM 478160104 6708 51161 SH SOLE 0 0 51161 JPMorgan Chase & Co. COM 46625H100 2291 25448 SH SOLE 0 0 25448 JPMorgan Ultra-Short Income ETF ETF 46641Q837 6793 136763 SH SOLE 0 0 136763 Kimberly-Clark Corp. COM 494368103 118 927 SH SOLE 0 0 927 Kinder Morgan Inc. COM 49456B101 1253 90083 SH SOLE 0 0 90083 KKR & Co. COM 48248M102 1756 74848 SH SOLE 0 0 74848 Kohls Corporation COM 500255104 0 15 SH SOLE 0 0 15 Kraft Heinz Company COM 500754106 3 133 SH SOLE 0 0 133 Laboratory Corp. of America Holdings COM 50540R409 25 200 SH SOLE 0 0 200 LAM Research Corp. COM 512807108 49 207 SH SOLE 0 0 207 Landmark Bancorp Inc. COM 51504L107 4 500 SH SOLE 0 0 500 Las Vegas Sands Corp. COM 517834107 850 20030 SH SOLE 0 0 20030 Legg Mason Low Volatility High Div. ETF ETF 52468L406 46 1800 SH SOLE 0 0 1800 Leidos Holdings Inc. COM 525327102 0 5 SH SOLE 0 0 5 Levi Strauss & Co. COM 52736R102 0 2 SH SOLE 0 0 2 Linde AG COM G5494J103 12 75 SH SOLE 0 0 75 Livongo Health Inc. COM 539183103 119 4200 SH SOLE 0 0 4200 Lockheed Martin Corp. COM 539830109 232 687 SH SOLE 0 0 687 Louisiana-Pacific Corp. COM 546347105 5 320 SH SOLE 0 0 320 Lowes Companies Inc. COM 548661107 1455 16913 SH SOLE 0 0 16913 Lyft Inc. COM 55087P104 0 10 SH SOLE 0 0 10 Magellan Midstream Partners L.P. COM 559080106 18 500 SH SOLE 0 0 500 Magna International Inc. COM 559222401 10 334 SH SOLE 0 0 334 Manhattan Associates Inc. COM 562750109 99 2000 SH SOLE 0 0 2000 Marathon Petroleum Corp. COM 56585A102 2 123 SH SOLE 0 0 123 MasterCard Inc. COM 57636Q104 24 100 SH SOLE 0 0 100 Match Group Inc. COM 57665R106 0 4 SH SOLE 0 0 4 McDonalds Corp. COM 580135101 642 3887 SH SOLE 0 0 3887 Medtronic plc COM G5960L103 72 800 SH SOLE 0 0 800 Merck & Co. Inc. COM 589331107 1749 22733 SH SOLE 0 0 22733 Meridian Bank COM 587405101 20 1500 SH SOLE 0 0 1500 MetLife Inc. COM 59156R108 30 1000 SH SOLE 0 0 1000 Micron Technology Inc. COM 595112103 96 2300 SH SOLE 0 0 2300 Microsoft Corp. COM 594918104 4095 25969 SH SOLE 0 0 25969 MiMedx Group Inc. COM 602496101 7 2200 SH SOLE 0 0 2200 Mondelez International Inc. COM 609207105 1201 23989 SH SOLE 0 0 23989 Nabriva Therapeutics plc COM G63637105 17 30000 SH SOLE 0 0 30000 National Fuel Gas Co. COM 636180101 0 2 SH SOLE 0 0 2 Nektar Therapeutics COM 640268108 13 750 SH SOLE 0 0 750 Netflix Inc. COM 64110L106 88 235 SH SOLE 0 0 235 Newmont Goldcorp Corp. COM 651639106 29 656 SH SOLE 0 0 656 NextEra Energy Inc. COM 65339F101 50 211 SH SOLE 0 0 211 Nike Inc. COM 654106103 1729 20899 SH SOLE 0 0 20899 Northrop Grumman Corp. COM 666807102 90 300 SH SOLE 0 0 300 NortonLifeLock Inc. COM 668771108 18 1007 SH SOLE 0 0 1007 Novartis AG ADS 66987V109 5 63 SH SOLE 0 0 63 Nuveen Intermed. Duration Muni. Term Fund CEF 670671106 740 57000 SH SOLE 0 0 57000 Nuveen Maryland Quality Muni. Income Fund CEF 67061Q107 6 484 SH SOLE 0 0 484 Nuveen Municipal Credit Income Fund CEF 67070X101 7 516 SH SOLE 0 0 516 Nuveen Municipal Value Fund Inc. CEF 670928100 4 500 SH SOLE 0 0 500 Nuveen Pennsylvania Municipal Value Fund CEF 67074K105 41 3200 SH SOLE 0 0 3200 Nuveen Quality Municipal Income Fund CEF 67066V101 6 500 SH SOLE 0 0 500 Nuveen Taxable Municipal Income Fund CEF 67074C103 20 1092 SH SOLE 0 0 1092 NVIDIA Corp. COM 67066G104 263 1001 SH SOLE 0 0 1001 Nymox Pharmaceutical Corp. COM P73398102 5 2500 SH SOLE 0 0 2500 Oracle Corp. COM 68389X105 595 12313 SH SOLE 0 0 12313 Oramed Pharmaceuticals Inc. COM 68403P203 9 3150 SH SOLE 0 0 3150 OReilly Automotive Inc. COM 67103H107 45 150 SH SOLE 0 0 150 Park Aerospace Corp. COM 70014A104 0 11 SH SOLE 0 0 11 Paychex Inc. COM 704326107 1369 21770 SH SOLE 0 0 21770 PayPal Holdings Inc. COM 70450Y103 38 398 SH SOLE 0 0 398 Peloton Interactive Inc. COM 70614W100 5 200 SH SOLE 0 0 200 Penn National Gaming Inc. COM 707569109 18 1480 SH SOLE 0 0 1480 Peoples Financial Services Corp. COM 711040105 39 1004 SH SOLE 0 0 1004 PepsiCo Inc. COM 713448108 1710 14245 SH SOLE 0 0 14245 PetMed Express Inc. COM 716382106 67 2350 SH SOLE 0 0 2350 Pfizer Inc. COM 717081103 1411 43243 SH SOLE 0 0 43243 Philip Morris International Inc. COM 718172109 63 869 SH SOLE 0 0 869 Phillips 66 COM 718546104 57 1073 SH SOLE 0 0 1073 Piedmont Office Realty Trust Inc. COM 720190206 30 1720 SH SOLE 0 0 1720 PIMCO Strategic Income Fund Inc. CEF 72200X104 62 10326 SH SOLE 0 0 10326 PNC Financial Services Group Inc. COM 693475105 32 343 SH SOLE 0 0 343 Positive Physicians Holdings Inc. COM 73740G106 25 2500 SH SOLE 0 0 2500 PPG Industries COM 693506107 100 1200 SH SOLE 0 0 1200 PPL Corp. COM 69351T106 1617 65535 SH SOLE 0 0 65535 Proofpoint Inc. COM 743424103 30 300 SH SOLE 0 0 300 ProShares Pet Care ETF ETF 74348A145 1 40 SH SOLE 0 0 40 ProShares S&P 500 Dividend Aristocrats ETF ETF 74348A467 0 12 SH SOLE 0 0 12 ProShares Ultra Technology ETF ETF 74347R693 16 150 SH SOLE 0 0 150 Public Service Enterprise Group Inc. COM 744573106 13 300 SH SOLE 0 0 300 Public Storage COM 74460D109 1114 5611 SH SOLE 0 0 5611 Qorvo Inc. COM 74736K101 24 300 SH SOLE 0 0 300 QUALCOMM Inc. CALL 747525903 12 9 SH Call SOLE 0 0 9 QUALCOMM Inc. COM 747525103 68 1006 SH SOLE 0 0 1006 Quanta Services Inc. COM 74762E102 33 1058 SH SOLE 0 0 1058 Quantum Materials Corp. COM 747906501 2 100000 SH SOLE 0 0 100000 RADA Electronic Industries Ltd. COM M81863124 31 9000 SH SOLE 0 0 9000 Raytheon Co. COM 755111507 22 174 SH SOLE 0 0 174 Real Estate Select Sector SPDR ETF ETF 81369Y860 9 294 SH SOLE 0 0 294 Realty Income Corp. COM 756109104 28 581 SH SOLE 0 0 581 Reaves Utility Income Fund CEF 756158101 63 2220 SH SOLE 0 0 2220 Regeneron Pharmaceuticals Inc. COM 75886F107 501 1028 SH SOLE 0 0 1028 Rio Tinto plc ADS 767204100 31 700 SH SOLE 0 0 700 RLI Corp. COM 749607107 9 104 SH SOLE 0 0 104 Robo Global Robotics & Automation ETF ETF 301505707 53 1590 SH SOLE 0 0 1590 Roku Inc. COM 77543R102 292 3345 SH SOLE 0 0 3345 Ross Stores Inc. COM 778296103 13 150 SH SOLE 0 0 150 Royal Carribean Cruises Ltd. COM V7780T103 4 150 SH SOLE 0 0 150 Royal Dutch Shell plc A ADS 780259206 31 900 SH SOLE 0 0 900 Royal Dutch Shell plc B ADS 780259107 20 631 SH SOLE 0 0 631 salesforce.com inc. COM 79466L302 57 400 SH SOLE 0 0 400 Sanofi-Aventis ADS 80105N105 17 400 SH SOLE 0 0 400 Sarepta Therapeutics Inc. COM 803607100 29 300 SH SOLE 0 0 300 Schwab Emerging Markets Equity ETF ETF 808524706 9 442 SH SOLE 0 0 442 Schwab International Equity ETF ETF 808524805 8 339 SH SOLE 0 0 339 Schwab U.S. Broad Market ETF ETF 808524102 90 1502 SH SOLE 0 0 1502 Schwab U.S. Large Cap ETF ETF 808524201 50 832 SH SOLE 0 0 832 Schwab U.S. Mid-Cap ETF ETF 808524508 17 414 SH SOLE 0 0 414 Sculptor Capital Management Inc. COM 811246107 10 750 SH SOLE 0 0 750 SecureWorks Corp. COM 81374A105 1 150 SH SOLE 0 0 150 SEI Investments Co. COM 784117103 46 1011 SH SOLE 0 0 1011 Seneca Biopharma Inc. COM 81689B103 0 5 SH SOLE 0 0 5 ShockWave Medical Inc. COM 82489T104 6 200 SH SOLE 0 0 200 Shopify Inc. COM 82509L107 1342 3220 SH SOLE 0 0 3220 SIRIUS XM Radio Inc. COM 82966U103 2 430 SH SOLE 0 0 430 Skyworks Solutions Inc. COM 83088M102 22 250 SH SOLE 0 0 250 Slack Technologies Inc. COM 83088V102 33 1240 SH SOLE 0 0 1240 Snap Inc. COM 833034101 7 617 SH SOLE 0 0 617 Southwest Airlines Co. COM 844741108 1 30 SH SOLE 0 0 30 SPDR Barclays Convertible Securities ETF ETF 78464A359 3538 73936 SH SOLE 0 0 73936 SPDR Dow Jones Global Real Estate ETF ETF 78463X749 20 582 SH SOLE 0 0 582 SPDR Gold Shares ETF ETF 78463V107 4859 32820 SH SOLE 0 0 32820 SPDR Portfolio Mid Cap ETF ETF 78464A847 509 20100 SH SOLE 0 0 20100 SPDR S&P 500 ETF ETF 78462f103 926 3596 SH SOLE 0 0 3596 SPDR S&P 500 Growth ETF ETF 78464A409 4 135 SH SOLE 0 0 135 SPDR S&P Aerospace & Defense ETF ETF 78464A631 7 100 SH SOLE 0 0 100 SPDR S&P MidCap 400 ETF ETF 464287507 1923 7317 SH SOLE 0 0 7317 Spectrum Brands Holdings Inc. COM 84790A105 3 94 SH SOLE 0 0 94 Splunk Inc. COM 848637104 252 2000 SH SOLE 0 0 2000 Spotify Technology S.A. COM L8681T102 44 366 SH SOLE 0 0 366 Square Inc. COM 852234103 1644 31398 SH SOLE 0 0 31398 Starbucks Corp. COM 855244109 1433 21802 SH SOLE 0 0 21802 Stryker Corp. COM 863667101 591 3550 SH SOLE 0 0 3550 Tandem Diabetes Care Inc. COM 875372203 0 7 SH SOLE 0 0 7 Target Corp. COM 87612E106 0 1 SH SOLE 0 0 1 TE Connectivity Ltd. COM H84989104 115 1834 SH SOLE 0 0 1834 Teladoc Inc. COM 87918A105 38 250 SH SOLE 0 0 250 Teradata Corp. COM 88076W103 0 9 SH SOLE 0 0 9 Tesla Motors Inc. COM 88160R101 283 541 SH SOLE 0 0 541 Teva Pharmaceutical Industries Ltd. ADS 881624209 8 1000 SH SOLE 0 0 1000 The Blackstone Group Inc. COM 09253U108 1150 25237 SH SOLE 0 0 25237 The Boeing Co. COM 097023105 1137 7627 SH SOLE 0 0 7627 The Coca-Cola Co. COM 191216100 588 13288 SH SOLE 0 0 13288 The Gap Inc. COM 364760108 0 20 SH SOLE 0 0 20 The Hershey Co. COM 427866108 53 400 SH SOLE 0 0 400 The Home Depot Inc. COM 437076102 1017 5447 SH SOLE 0 0 5447 The Kroger Co. COM 501044101 60 2000 SH SOLE 0 0 2000 The Procter & Gamble Co. COM 742718109 2256 20509 SH SOLE 0 0 20509 The Scotts Miracle-Gro Co. COM 810186106 2 22 SH SOLE 0 0 22 The Southern Company COM 842587107 27 500 SH SOLE 0 0 500 The Trade Desk Inc. COM 88339J105 144 750 SH SOLE 0 0 750 The Western Union Company COM 959802109 17 948 SH SOLE 0 0 948 TJX Companies Inc. COM 872540109 31 660 SH SOLE 0 0 660 Tonix Pharmaceuticals Holdings Corp. COM 890260706 0 125 SH SOLE 0 0 125 Toronto-Dominion Bank COM 891160509 41 978 SH SOLE 0 0 978 Toyota Motor Corp. ADS 892331307 0 5 SH SOLE 0 0 5 Transocean Ltd. COM G90078109 0 165 SH SOLE 0 0 165 TripAdvisor Inc. COM 896945201 93 5400 SH SOLE 0 0 5400 TriState Capital Holdings Inc. COM 89678F100 11 1200 SH SOLE 0 0 1200 Truist Financial Corp. COM 89832Q109 394 12797 SH SOLE 0 0 12797 Twilio Inc. COM 90138F102 13 150 SH SOLE 0 0 150 Twitter Inc. COM 90184L102 184 7532 SH SOLE 0 0 7532 UGI Corporation COM 902681105 19 720 SH SOLE 0 0 720 Ulta Beauty Inc. COM 90384S303 17 100 SH SOLE 0 0 100 Under Armour Inc. Class A COM 904311107 1 150 SH SOLE 0 0 150 Under Armour Inc. Class C COM 904311206 0 100 SH SOLE 0 0 100 Unilever N.V. COM 904784709 34 700 SH SOLE 0 0 700 Unilever plc ADS 904767704 840 16625 SH SOLE 0 0 16625 United Airlines Holdings Inc. COM 910047109 33 1050 SH SOLE 0 0 1050 United Parcel Service Inc. COM 911312106 1327 14214 SH SOLE 0 0 14214 United States Oil ETF ETF 91232N108 0 200 SH SOLE 0 0 200 United Technologies COM 913017109 205 2183 SH SOLE 0 0 2183 UnitedHealth Group Inc. COM 91324P102 146 587 SH SOLE 0 0 587 USA Compression Partners L.P. COM 90290N109 5 1000 SH SOLE 0 0 1000 VanEck Vectors Gold Miners ETF ETF 92189F106 2753 119495 SH SOLE 0 0 119495 VanEck Vectors High-Yield Muni. Index ETF ETF 92189F361 13 250 SH SOLE 0 0 250 VanEck Vectors Israel ETF ETF 92189F635 0 6 SH SOLE 0 0 6 VanEck Vectors Junior Gold Miners ETF ETF 92189F791 478 17035 SH SOLE 0 0 17035 VanEck Vectors Low Carbon Energy ETF ETF 92189F502 30 500 SH SOLE 0 0 500 VanEck Vectors Vietnam ETF ETF 92189F817 10 1000 SH SOLE 0 0 1000 Vanguard Energy ETF ETF 92204A306 7 200 SH SOLE 0 0 200 Vanguard Extended Market ETF ETF 922908652 131 1450 SH SOLE 0 0 1450 Vanguard FTSE All-World ex-U.S. ETF ETF 922042775 1 48 SH SOLE 0 0 48 Vanguard FTSE Emerging Markets ETF ETF 922042858 403 12018 SH SOLE 0 0 12018 Vanguard Growth ETF ETF 922908736 265 1696 SH SOLE 0 0 1696 Vanguard High Dividend Yield ETF ETF 921946406 37 526 SH SOLE 0 0 526 Vanguard Industrials ETF ETF 92204A603 23 211 SH SOLE 0 0 211 Vanguard Information Technology ETF ETF 92204A702 33 156 SH SOLE 0 0 156 Vanguard Interm.-Term Corporate Bond ETF ETF 92206C870 200 2302 SH SOLE 0 0 2302 Vanguard REIT Index ETF ETF 922908553 302 4337 SH SOLE 0 0 4337 Vanguard Short-Term Bond ETF ETF 921937827 36 444 SH SOLE 0 0 444 Vanguard Short-Term Corp. Bond Index ETF ETF 92206C409 49 629 SH SOLE 0 0 629 Vanguard Small-Cap Value ETF ETF 922908611 16 182 SH SOLE 0 0 182 Vanguard Total Bond Market ETF ETF 921937835 1565 18345 SH SOLE 0 0 18345 Vanguard Total Stock ETF ETF 922908769 21 165 SH SOLE 0 0 165 Vanguard Utilities ETF ETF 92204A876 167 1376 SH SOLE 0 0 1376 Vanguard Value ETF ETF 922908744 103 1162 SH SOLE 0 0 1162 Varian Medical Systems Inc. COM 92220P105 41 400 SH SOLE 0 0 400 Vector Group Ltd. COM 92240M108 24 2633 SH SOLE 0 0 2633 Veeva Systems Inc. COM 922475108 0 3 SH SOLE 0 0 3 Verizon Communications Inc. COM 92343V104 4433 82506 SH SOLE 0 0 82506 Visa Inc. COM 92851S204 3866 23998 SH SOLE 0 0 23998 W.P. Carey Inc. COM 92826C839 10 185 SH SOLE 0 0 185 Wabtec Corp. COM 929740108 0 16 SH SOLE 0 0 16 Walgreens Boots Alliance Inc. COM 931427108 7 160 SH SOLE 0 0 160 Walmart Inc. COM 931142103 1735 15273 SH SOLE 0 0 15273 Walt Disney Co. COM 254687106 830 8594 SH SOLE 0 0 8594 Weight Watchers International Inc. COM 948626106 5 350 SH SOLE 0 0 350 Wells Fargo & Company COM 949746101 18 648 SH SOLE 0 0 648 Welltower Inc. COM 95040Q104 259 5675 SH SOLE 0 0 5675 Weyerhauser Company COM 962166104 5 309 SH SOLE 0 0 309 Wrap Technologies Inc. COM 98212N107 85 20000 SH SOLE 0 0 20000 WSFS Financial Corp. COM 929328102 75 3020 SH SOLE 0 0 3020 Wynn Resorts LTD COM 983134107 54 900 SH SOLE 0 0 900 Yum Brands Inc. COM 988498101 20 304 SH SOLE 0 0 304 Zimmer Biomet Holdings Inc. COM 98956P102 65 650 SH SOLE 0 0 650 Zoom Video Communications Inc. COM 98980L101 2133 14603 SH SOLE 0 0 14603