Director of Operations

0001701132-19-000002.txt : 20190501 0001701132-19-000002.hdr.sgml : 20190501 20190501165742 ACCESSION NUMBER: 0001701132-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190501 DATE AS OF CHANGE: 20190501 EFFECTIVENESS DATE: 20190501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Investment Advisors, Ltd. CENTRAL INDEX KEY: 0001701132 IRS NUMBER: 233034280 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18056 FILM NUMBER: 19788385 BUSINESS ADDRESS: STREET 1: 1055 WESTLAKES DRIVE STREET 2: SUITE 150 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 6105600400 MAIL ADDRESS: STREET 1: 1055 WESTLAKES DRIVE STREET 2: SUITE 150 CITY: BERWYN STATE: PA ZIP: 19312 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001701132 XXXXXXXX 03-31-2019 03-31-2019 Sterling Investment Advisors, Ltd.

1055 WESTLAKES DRIVE SUITE 150 BERWYN PA 19312

13F HOLDINGS REPORT 028-18056 N Matthew Croley Director of Operations 610-560-0400 ext. 13 Matthew Croley Berwyn PA 05-01-2019 0 426 196283 false INFORMATION TABLE 2 sterling1q19.xml Call - General Elect. - $20 - Exp. 1/17/20 CALL 369604103 0 100 SH Call SOLE 0 0 100 2U Inc. COM 90214J101 28 400 SH SOLE 0 0 400 3M Company COM 604059105 1981 9535 SH SOLE 0 0 9535 ABIOMED, Inc. COM 003654100 29 100 SH SOLE 0 0 100 AFLAC Inc. COM 001055102 45 900 SH SOLE 0 0 900 AT&T Inc. COM 00206R102 210 6689 SH SOLE 0 0 6689 AVEO Pharmaceuticals, Inc. COM 053588109 0 65 SH SOLE 0 0 65 AbbVie, Inc. COM 00287Y109 1304 16177 SH SOLE 0 0 16177 Abbott Laboratories COM 002824100 1112 13916 SH SOLE 0 0 13916 Abraxas Petroleum Corp. COM 003830106 13 10000 SH SOLE 0 0 10000 Accenture Ltd. COM G1151C101 68 389 SH SOLE 0 0 389 Adobe Systems, Inc. COM 00724F101 362 1357 SH SOLE 0 0 1357 Advanced Micro Devices COM 007903107 77 3000 SH SOLE 0 0 3000 Air Products & Chemicals, Inc. COM 009158106 81 425 SH SOLE 0 0 425 Akamai Technologies, Inc. COM 00971T101 1538 21450 SH SOLE 0 0 21450 Alarm.com Holdings, Inc. COM 011642105 13 200 SH SOLE 0 0 200 Alaska Air Group, Inc. COM 011659109 10 177 SH SOLE 0 0 177 Alibaba Group Holdings Ltd. ADS 01609W102 134 733 SH SOLE 0 0 733 Align Technology, Inc. COM 016255101 1403 4936 SH SOLE 0 0 4936 Allergan plc COM 018490102 12 81 SH SOLE 0 0 81 Alphabet, Inc. Class A COM 02079K305 4317 3668 SH SOLE 0 0 3668 Alphabet, Inc. Class C COM 02079K107 1549 1320 SH SOLE 0 0 1320 Altaba, Inc. COM 021346101 25 333 SH SOLE 0 0 333 Altria Group, Inc. COM 02209S103 106 1846 SH SOLE 0 0 1846 Amazon.com, Inc. COM 023135106 5111 2870 SH SOLE 0 0 2870 American Express COM 025816109 164 1500 SH SOLE 0 0 1500 American Tower Corp. COM 03027X100 2073 10517 SH SOLE 0 0 10517 Amgen, Inc. COM 031162100 2545 13395 SH SOLE 0 0 13395 Annaly Capital Management, Inc. COM 035710409 126 12591 SH SOLE 0 0 12591 Antero Resources Corp. COM 03674X106 26 3000 SH SOLE 0 0 3000 Aphria, Inc. COM 03765K104 0 40 SH SOLE 0 0 40 Apple, Inc. COM 037833100 10337 54419 SH SOLE 0 0 54419 Applied Materials COM 038222105 97 2450 SH SOLE 0 0 2450 Aqua America, Inc. COM 03836W103 1600 43900 SH SOLE 0 0 43900 Arbutus Biopharma Corp. COM 03879J100 11 3000 SH SOLE 0 0 3000 Archer Daniels Midland Co. COM 039483102 86 2000 SH SOLE 0 0 2000 Ares Capital Corp. COM 04010L103 256 14962 SH SOLE 0 0 14962 Aurora Cannabis, Inc. COM 05156X108 1 100 SH SOLE 0 0 100 Automatic Data Processing COM 053015103 125 780 SH SOLE 0 0 780 Axcelis Technologies COM 054540109 40 2000 SH SOLE 0 0 2000 BB&T Corp. COM 054937107 760 16341 SH SOLE 0 0 16341 Baidu, Inc. ADS 056752108 1 9 SH SOLE 0 0 9 Balchem Corp. COM 057665200 19 200 SH SOLE 0 0 200 Banc of California, Inc. COM 05990K106 3 237 SH SOLE 0 0 237 Bank of America Corp. COM 066050105 336 12185 SH SOLE 0 0 12185 Baxter International, Inc. 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Index ETF ETF 92189F361 16 250 SH SOLE 0 0 250 VanEck Vectors Junior Gold Miners ETF ETF 92189F791 527 16600 SH SOLE 0 0 16600 VanEck Vectors Oil Services ETF ETF 92189F718 26 1500 SH SOLE 0 0 1500 VanEck Vectors Vietnam ETF ETF 92189F817 17 1000 SH SOLE 0 0 1000 Vanguard Energy ETF ETF 92204A306 18 200 SH SOLE 0 0 200 Vanguard Extended Market ETF ETF 922908652 167 1450 SH SOLE 0 0 1450 Vanguard FTSE All World ex U.S. ETF ETF 922042775 2 48 SH SOLE 0 0 48 Vanguard FTSE Emerging Markets ETF ETF 922042858 358 8412 SH SOLE 0 0 8412 Vanguard Growth ETF ETF 922908736 203 1296 SH SOLE 0 0 1296 Vanguard High Dividend Yield ETF ETF 921946406 45 526 SH SOLE 0 0 526 Vanguard MSCI Europe ETF ETF 922042874 4 75 SH SOLE 0 0 75 Vanguard REIT Index ETF ETF 922908553 55 637 SH SOLE 0 0 637 Vanguard Short Term Bond ETF ETF 921937827 35 444 SH SOLE 0 0 444 Vanguard Small Cap Value ETF ETF 922908611 23 182 SH SOLE 0 0 182 Vanguard Total Bond Market ETF ETF 921937835 91 1125 SH SOLE 0 0 1125 Vanguard Total Stock ETF ETF 922908769 18 125 SH SOLE 0 0 125 Vanguard Utilities ETF ETF 92204A876 195 1501 SH SOLE 0 0 1501 Vanguard Value ETF ETF 922908744 30 277 SH SOLE 0 0 277 Vector Group Ltd. COM 92240M108 27 2508 SH SOLE 0 0 2508 Verizon Communications, Inc. COM 92343V104 4894 82773 SH SOLE 0 0 82773 Visa, Inc. COM 92851S204 4351 27855 SH SOLE 0 0 27855 Vishay Precision Group, Inc. COM 92835K103 3 85 SH SOLE 0 0 85 Vivus, Inc. COM 928551308 42 10000 SH SOLE 0 0 10000 Vodafone Group plc ADS 92857W100 1 76 SH SOLE 0 0 76 W.P. Carey, Inc. COM 92826C839 14 177 SH SOLE 0 0 177 WSFS Financial Corp. COM 929328102 208 5398 SH SOLE 0 0 5398 Wabtec Corp. COM 929740108 1 19 SH SOLE 0 0 19 Walgreens Boots Alliance, Inc. COM 931427108 10 160 SH SOLE 0 0 160 Walmart, Inc. COM 931142103 1581 16210 SH SOLE 0 0 16210 Walt Disney Co. COM 254687106 547 4930 SH SOLE 0 0 4930 Weight Watchers International, Inc. COM 948626106 7 350 SH SOLE 0 0 350 Wells Fargo & Company COM 949746101 40 836 SH SOLE 0 0 836 Welltower, Inc. COM 95040Q104 662 8525 SH SOLE 0 0 8525 Western Digital Corp. COM 958102105 2 47 SH SOLE 0 0 47 Weyerhauser Company COM 962166104 3 100 SH SOLE 0 0 100 Wynn Resorts, LTD COM 983134107 89 750 SH SOLE 0 0 750 Yum Brands, Inc. COM 988498101 30 304 SH SOLE 0 0 304 Zimmer Biomet Holdings, Inc. COM 98956P102 83 650 SH SOLE 0 0 650 iPath Bloomb. Lead Subindex Total Ret. ETN ETN 06739H263 128 2000 SH SOLE 0 0 2000 iShares Barclays Aggregate Bond ETF ETF 464289859 75 690 SH SOLE 0 0 690 iShares Barclays TIPS Bond ETF ETF 464287176 272 2405 SH SOLE 0 0 2405 iShares Cohen & Steers Realty Index ETF ETF 464287564 658 5915 SH SOLE 0 0 5915 iShares Core MSCI EAFE ETF ETF 46432F842 43 702 SH SOLE 0 0 702 iShares Core S&P Small-Cap ETF ETF 464287150 6765 87688 SH SOLE 0 0 87688 iShares Dow Jones Select Divid. Index ETF ETF 464287846 292 2978 SH SOLE 0 0 2978 iShares Floating Rate Bond ETF ETF 46429B655 127 2500 SH SOLE 0 0 2500 iShares GS InvesTop Corporate Bond ETF ETF 464287242 82 690 SH SOLE 0 0 690 iShares Global Infrastructure ETF ETF 464288372 243 5425 SH SOLE 0 0 5425 iShares Intl Developed Property ETF ETF 464288422 368 9469 SH SOLE 0 0 9469 iShares Intermed.-Term Corporate Bond ETF ETF 464288638 88 1600 SH SOLE 0 0 1600 iShares MSCI ACWI Index ETF ETF 464288240 11 159 SH SOLE 0 0 159 iShares MSCI EAFE ESG Optimized ETF ETF 46435G516 185 2923 SH SOLE 0 0 2923 iShares MSCI EAFE Index ETF ETF 464287465 378 5832 SH SOLE 0 0 5832 iShares MSCI EAFE Minimum Volatility ETF ETF 46429B689 679 9425 SH SOLE 0 0 9425 iShares MSCI Emerg. Mkts. Min. Volat. ETF ETF 464286533 237 4000 SH SOLE 0 0 4000 iShares MSCI Emerging Markets ETF ETF 464287234 78 1820 SH SOLE 0 0 1820 iShares MSCI Israel Capped ETF ETF 464286632 11 200 SH SOLE 0 0 200 iShares MSCI KLD 400 Social Index ETF ETF 464288570 206 1956 SH SOLE 0 0 1956 iShares MSCI Pacific ex-Japan ETF ETF 464286665 32 700 SH SOLE 0 0 700 iShares Nasdaq Biotechnology ETF ETF 464287556 144 1290 SH SOLE 0 0 1290 iShares Russell 1000 Index ETF ETF 464287655 30 192 SH SOLE 0 0 192 iShares Russell 2000 Index ETF ETF 464287655 65 424 SH SOLE 0 0 424 iShares Russell Mid-Cap Growth ETF ETF 464287481 67 491 SH SOLE 0 0 491 iShares Russell Mid-Cap Value ETF ETF 464287473 38 434 SH SOLE 0 0 434 iShares Russell MidCap Index ETF ETF 464287499 22 400 SH SOLE 0 0 400 iShares S&P Mid Cap 400 Index ETF ETF 464287507 208 1100 SH SOLE 0 0 1100 iShares S&P Mid-Cap 400 Growth ETF ETF 464287606 24 110 SH SOLE 0 0 110 iShares S&P MidCap 400 Value Index ETF ETF 464287705 24 154 SH SOLE 0 0 154 iShares S&P National Municipal Bond ETF ETF 464288414 731 6574 SH SOLE 0 0 6574 iShares S&P SmallCap 600 Growth Index ETF ETF 464287887 24 134 SH SOLE 0 0 134 iShares S&P SmallCap 600 Value Index ETF ETF 464287879 20 135 SH SOLE 0 0 135 iShares S&P US Preferred Stock Index ETF ETF 464288687 4533 124030 SH SOLE 0 0 124030 iShares Short Term Corporate Bond ETF ETF 464288646 85 1616 SH SOLE 0 0 1616 iShares Short Term National Muni Bond ETF ETF 464288158 72 681 SH SOLE 0 0 681 iShares iBoxx High Yield Corp. Bond ETF ETF 464288513 35 400 SH SOLE 0 0 400 salesforce.com, inc. COM 79466L302 63 400 SH SOLE 0 0 400 uniQure N.V. COM N90064101 30 500 SH SOLE 0 0 500 Spark Therapeutics XXX Submit. for Tender COM 84652J103 68 600 SH SOLE 0 0 600 CBRE Clarion Glob. Real Estate Income Fund CEF 12504G100 39 5200 SH SOLE 0 0 5200 DoubleLine Income Solutions Fund CEF 258622109 42 2100 SH SOLE 0 0 2100 India Fund, Inc. CEF 454089103 10 445 SH SOLE 0 0 445 Kayne Anderson MLP Midstream Invest. Co. CEF 486606106 828 51650 SH SOLE 0 0 51650 Nuveen High Inc. Dec 2019 Target Term Fund CEF 67076E107 49 5000 SH SOLE 0 0 5000 Nuveen Intermed. Duration Muni. Term Fund CEF 670671106 723 55000 SH SOLE 0 0 55000 PIMCO Dynamic Credit & Mortg. Income Fund CEF 72202D106 50 2150 SH SOLE 0 0 2150 PIMCO Strategic Income Fund, Inc. CEF 72200X104 90 8582 SH SOLE 0 0 8582 Reaves Utility Income Fund CEF 756158101 74 2195 SH SOLE 0 0 2195