0001700286-21-000003.txt : 20210217 0001700286-21-000003.hdr.sgml : 20210217 20210216180320 ACCESSION NUMBER: 0001700286-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris (UK) Ltd CENTRAL INDEX KEY: 0001700286 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18103 FILM NUMBER: 21641504 BUSINESS ADDRESS: STREET 1: 1 ST JAMESS MARKET CITY: LONDON STATE: X0 ZIP: SW1Y 4AH BUSINESS PHONE: 00442031962450 MAIL ADDRESS: STREET 1: 1 ST JAMESS MARKET CITY: LONDON STATE: X0 ZIP: SW1Y 4AH 13F-HR 1 primary_doc.xml 13F-HR LIVE false false 0001700286 XXXXXXXX 12-31-2020 12-31-2020 false Algebris (UK) Ltd

1 St Jamess Market London X0 SW1Y 4AH

13F HOLDINGS REPORT 028-18103 N Karina Cooper 44-203-196-2450 /s/ Karina Cooper London X0 02-16-2021 0 33 326260 false INFORMATION TABLE 2 Form13fInfoTable.xml ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 3278 97062 SH SOLE 97062 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 1689 50000 SH Call SOLE 0 0 0 BANK NEW YORK MELLON CORP COM 064058100 3856 90846 SH SOLE 90846 0 0 CAPITAL ONE FINL CORP COM 14040H105 1336 13517 SH SOLE 13517 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 3665 169205 SH Call SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 19251 312210 SH SOLE 312210 0 0 EQUITABLE HLDGS INC COM 29452E101 17398 679885 SH SOLE 679885 0 0 FEDERATED HERMES INC CL B 314211103 2253 78000 SH SOLE 78000 0 0 FEDERATED HERMES INC CL B 314211103 1445 50000 SH Call SOLE 0 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 4304 105587 SH SOLE 105587 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4286 16253 SH SOLE 16253 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4219 16000 SH Call SOLE 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 75679 479800 SH Put SOLE 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 20045 127085 SH Call SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 38194 437500 SH Put SOLE 0 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 3430 325085 SH SOLE 325085 0 0 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 3208 3000000 PRN SOLE 3000000 0 0 POPULAR INC COM NEW 733174700 6198 110041 SH SOLE 110041 0 0 PRUDENTIAL FINL INC COM 744320102 19050 244006 SH SOLE 244006 0 0 RADIAN GROUP INC COM 750236101 709 35000 SH SOLE 35000 0 0 VALERO ENERGY CORP COM 91913Y100 10511 185800 SH Call SOLE 0 0 0 VOYA FINANCIAL INC COM 929089100 5393 91705 SH SOLE 91705 0 0 VOYA FINANCIAL INC COM 929089100 2646 45000 SH Call SOLE 0 0 0 WELLS FARGO CO NEW COM 949746101 23374 774494 SH SOLE 774494 0 0 WELLS FARGO CO NEW COM 949746101 8149 270000 SH Call SOLE 0 0 0 ATHENE HOLDING LTD CL A G0684D107 21709 503220 SH SOLE 503220 0 0 INVESCO LTD SHS G491BT108 3768 216191 SH SOLE 216191 0 0 INVESCO LTD SHS G491BT108 732 42000 SH Call SOLE 0 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 1003 56000 SH SOLE 56000 0 0 AGNC INVESTMENT REIT ORD (NMS) SHS 02503X105 12635 809927 SH SOLE 809927 0 0 APOLLO CMMRL REAL EST FI NOTE 4.500% 2022-08-23 03762UAB1 949 1000000 PRN SOLE 1000000 0 0 PENNYMAC FINANCIAL ORD (NYS) ORD 70932M107 667 10161 SH SOLE 10161 0 0 PINDUODUO INC NOTE 0.000% 2025-12-01 722304AC6 1231 1000000 PRN SOLE 1000000 0 0