0001700286-19-000005.txt : 20190215 0001700286-19-000005.hdr.sgml : 20190215 20190215161839 ACCESSION NUMBER: 0001700286-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 EFFECTIVENESS DATE: 20190215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris (UK) Ltd CENTRAL INDEX KEY: 0001700286 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18103 FILM NUMBER: 19611710 BUSINESS ADDRESS: STREET 1: 1 ST JAMESS MARKET CITY: LONDON STATE: X0 ZIP: SW1Y 4AH BUSINESS PHONE: 00442031962450 MAIL ADDRESS: STREET 1: 1 ST JAMESS MARKET CITY: LONDON STATE: X0 ZIP: SW1Y 4AH 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001700286 XXXXXXXX 12-31-2018 12-31-2018 false Algebris (UK) Ltd

1 St Jamess Market London X0 SW1Y 4AH

13F HOLDINGS REPORT 028-18103 N Karina Cooper 44-203-196-2450 /s/ Karina Cooper London X0 02-14-2019 0 52 589660 false INFORMATION TABLE 2 Form13fInfoTable.xml AMERIPRISE FINL INC COM 03076C106 1289 12350 SH SOLE 12350 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 20821 848451 SH SOLE 848451 0 0 AXA EQUITABLE HLDGS INC COM 054561105 8362 502810 SH SOLE 502810 0 0 BANK AMER CORP COM 060505104 9952 403900 SH SOLE 403900 0 0 BANK AMER CORP COM 060505104 9363 380000 SH Call SOLE 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 33803 1133951 SH SOLE 1133951 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 5962 200000 SH Call SOLE 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 1002 13254 SH SOLE 13254 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 23866 1515280 SH SOLE 1515280 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 6300 400000 SH Call SOLE 0 0 0 CHESAPEAKE ENERGY CORP COM 165167CY1 6437 8000000 PRN SOLE 8000000 0 0 CITIGROUP INC COM NEW 172967424 35870 689019 SH SOLE 689019 0 0 CITIGROUP INC COM NEW 172967424 20303 390000 SH Call SOLE 0 0 0 CITIZENS FINL GROUP INC COM 174610105 8595 289104 SH SOLE 289104 0 0 COMERICA INC COM 200340107 30020 437039 SH SOLE 437039 0 0 COMERICA INC COM 200340107 13738 200000 SH Call SOLE 0 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 5722 130397 SH SOLE 130397 0 0 ENCORE CAPITAL COM 292554AH5 1187 1416000 PRN SOLE 1416000 0 0 EVERCORE INC CLASS A 29977A105 1324 18500 SH SOLE 18500 0 0 FIRST HORIZON NATL CORP COM 320517105 5984 454738 SH SOLE 454738 0 0 HUNTINGTON BANCSHARES INC COM 446150104 17259 1447900 SH SOLE 1447900 0 0 KEYCORP NEW COM 493267108 9651 653000 SH SOLE 653000 0 0 KEYCORP NEW COM 493267108 2956 200000 SH Call SOLE 0 0 0 LEGG MASON INC COM 524901105 12745 499599 SH SOLE 499599 0 0 LINCOLN NATL CORP IND COM 534187109 9540 185924 SH SOLE 185924 0 0 LINCOLN NATL CORP IND COM 534187109 4618 90000 SH Call SOLE 0 0 0 M & T BK CORP COM 55261F104 4666 32600 SH SOLE 32600 0 0 M & T BK CORP COM 55261F104 7156 50000 SH Call SOLE 0 0 0 MORGAN STANLEY COM NEW 617446448 2932 73950 SH SOLE 73950 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2290 2488995 SH SOLE 2488995 0 0 PACWEST BANCORP DEL COM 695263103 7430 223257 SH SOLE 223257 0 0 PRUDENTIAL FINL INC COM 744320102 45805 561681 SH SOLE 561681 0 0 PRUDENTIAL FINL INC COM 744320102 8155 100000 SH Call SOLE 0 0 0 REGIONS FINL CORP NEW COM 7591EP100 8336 622998 SH SOLE 622998 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 6447 137796 SH SOLE 137796 0 0 SVB FINL GROUP COM 78486Q101 893 4700 SH SOLE 4700 0 0 STATE STR CORP COM 857477103 1028 16300 SH SOLE 16300 0 0 STERLING BANCORP DEL COM 85917A100 3987 241500 SH SOLE 241500 0 0 SYNOVUS FINANCIAL CORP COM 87161C105 19100 597069 SH SOLE 597069 0 0 SYNCHRONY FINL COM 87165B103 4591 195700 SH SOLE 195700 0 0 TESLA INC COM 88160R101 36608 110000 SH Put SOLE 0 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 1022 20000 SH SOLE 20000 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 4099 401052 SH SOLE 401052 0 0 VOYA FINL INC COM 929089100 5064 126150 SH SOLE 126150 0 0 WELLS FARGO CO NEW COM 949746101 34340 745234 SH SOLE 745234 0 0 ATHENE HLDG LTD CL A G0684D107 17153 430645 SH SOLE 430645 0 0 ATHENE HLDG LTD CL A G0684D107 15932 400000 SH Call SOLE 0 0 0 INVESCO LTD SHS G491BT108 15687 937123 SH SOLE 937123 0 0 LAZARD LTD SHS A G54050102 6182 167500 SH SOLE 167500 0 0 BRIGHTSPHERE INVESTMENT GROUP COM G67506108 8712 815772 SH SOLE 815772 0 0 PENNYMAC MORTGAGE INVESTMENT TRUST COM 70931T103 5396 227000 SH SOLE 227000 0 0 TWO HARBORS INV CORP COM NEW 90187B408 9980 381643 SH SOLE 381643 0 0