0001415889-24-007877.txt : 20240313 0001415889-24-007877.hdr.sgml : 20240313 20240313192144 ACCESSION NUMBER: 0001415889-24-007877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240311 FILED AS OF DATE: 20240313 DATE AS OF CHANGE: 20240313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caimi Lara CENTRAL INDEX KEY: 0001868796 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 24747471 MAIL ADDRESS: STREET 1: C/O CONFLUENT, INC. STREET 2: 899 W EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 form4-03132024_110337.xml X0508 4 2024-03-11 0001699838 Confluent, Inc. CFLT 0001868796 Caimi Lara C/O CONFLUENT, INC. 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 true false false false 1 Class A Common Stock 2024-03-11 4 C 0 46875 A 52274 D Class A Common Stock 2024-03-11 4 S 0 44125 31.85 D 8149 D Class A Common Stock 2024-03-11 4 S 0 2750 32.69 D 5399 D Class B Common Stock 2024-03-11 4 C 0 46875 0 D Class A Common Stock 46875 239357 D Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Shares were sold pursuant to a 10b5-1 Plan dated December 11, 2023. The shares were sold at prices ranging from $31.42 to $32.35. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares were sold at prices ranging from $32.42 to $32.84. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Melanie Vinson, Attorney-in-Fact 2024-03-13