0001415889-24-007877.txt : 20240313
0001415889-24-007877.hdr.sgml : 20240313
20240313192144
ACCESSION NUMBER: 0001415889-24-007877
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240311
FILED AS OF DATE: 20240313
DATE AS OF CHANGE: 20240313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caimi Lara
CENTRAL INDEX KEY: 0001868796
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 24747471
MAIL ADDRESS:
STREET 1: C/O CONFLUENT, INC.
STREET 2: 899 W EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
form4-03132024_110337.xml
X0508
4
2024-03-11
0001699838
Confluent, Inc.
CFLT
0001868796
Caimi Lara
C/O CONFLUENT, INC.
899 W. EVELYN AVENUE
MOUNTAIN VIEW
CA
94041
true
false
false
false
1
Class A Common Stock
2024-03-11
4
C
0
46875
A
52274
D
Class A Common Stock
2024-03-11
4
S
0
44125
31.85
D
8149
D
Class A Common Stock
2024-03-11
4
S
0
2750
32.69
D
5399
D
Class B Common Stock
2024-03-11
4
C
0
46875
0
D
Class A Common Stock
46875
239357
D
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Shares were sold pursuant to a 10b5-1 Plan dated December 11, 2023.
The shares were sold at prices ranging from $31.42 to $32.35. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $32.42 to $32.84. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Melanie Vinson, Attorney-in-Fact
2024-03-13