Member

0001698926-21-000002.txt : 20210518 0001698926-21-000002.hdr.sgml : 20210518 20210517191742 ACCESSION NUMBER: 0001698926-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 21933221 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001698926 XXXXXXXX 03-31-2021 03-31-2021 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N Zoe Vlachos Member 2128325135 Zoe Vlachos New York NY 05-17-2021 0 125 173348 false INFORMATION TABLE 2 Adalta03312021.xml 1life Healthcare Inc COM 68269G107 1117 28588 SH SOLE 25088 0 3500 A10 Networks Inc COM 002121101 96 10000 SH SOLE 10000 0 0 Activision Blizzard Inc COM 00507V109 122 1310 SH SOLE 310 0 1000 Adaptive Biotechnologies COM 00650F109 40 1000 SH SOLE 1000 0 0 Advanced Micro Devices, Inc. COM 007903107 321 4095 SH SOLE 1595 0 2500 Alibaba Group ADR SPONSORED ADS 01609W102 3128 13798 SH SOLE 12998 0 800 Alphabet Inc. Class A CAP STK CL A 02079K305 235 114 SH OTR 114 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 4859 2356 SH SOLE 2164 0 192 Alphabet Inc. Class C CAP STK CL C 02079K107 31 15 SH OTR 15 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 1026 496 SH SOLE 401 0 95 Amarin Corp PLC ADR SPONS ADR NEW 023111206 8 1250 SH OTR 1250 0 0 Amarin Corp PLC ADR SPONS ADR NEW 023111206 248 40015 SH SOLE 36215 0 3800 American Express Co. COM 025816109 241 1700 SH OTR 1700 0 0 American Express Co. COM 025816109 3889 27413 SH SOLE 25373 0 2040 Anaplan Inc COM 03272L108 75 1400 SH SOLE 400 0 1000 Appian Corp CL A 03782L101 362 2725 SH SOLE 1725 0 1000 Apple COM 037833100 1521 12450 SH SOLE 12450 0 0 Applied Materials COM 038222105 281 2100 SH SOLE 2100 0 0 Arch Capital Group Ltd ORD G0450A105 714 18610 SH SOLE 15610 0 3000 Atac US Rotation ETF ATAC US ROTATION 886364843 669 30000 SH SOLE 15000 0 15000 Bank of America COM 060505104 132 3412 SH SOLE 3412 0 0 Baxter International COM 071813109 2 25 SH OTR 25 0 0 Baxter International COM 071813109 1431 16915 SH SOLE 13390 0 3525 Berkshire Hathaway Class B CL B NEW 084670702 141 553 SH SOLE 53 0 500 Biogen Inc COM 09062X103 224 800 SH SOLE 800 0 0 Blackstone Group Inc COM CL A 09260D107 75 1000 SH OTR 1000 0 0 Blackstone Group Inc COM CL A 09260D107 6858 92021 SH SOLE 84096 0 7925 Blackstone Mortgage Trust COM CL A 09257W100 101 3200 SH OTR 3200 0 0 Blackstone Mortgage Trust COM CL A 09257W100 1844 58310 SH SOLE 53195 0 5115 Boeing COM 097023105 2891 11348 SH SOLE 11348 0 0 Bristol-Myers Squibb COM 110122108 22 350 SH OTR 350 0 0 Bristol-Myers Squibb COM 110122108 1205 18948 SH SOLE 14893 0 4055 Brookfield Asset Management CL A LTD VT SH 112585104 251 5642 SH OTR 5642 0 0 Brookfield Asset Management CL A LTD VT SH 112585104 7163 160957 SH SOLE 144091 0 16866 Brookfield Renewable LP PARTNERSHIP UNIT G16258108 1117 26224 SH SOLE 25324 0 900 Brookfield Renewable C F Class A CL A SUB VTG 11284V105 281 6013 SH SOLE 5788 0 225 Cambria Tail Risk ETF TAIL RISK 132061862 703 37500 SH SOLE 20500 0 17000 Canadian National Railway Co. COM 136375102 1995 17200 SH SOLE 14500 0 2700 CBOE Global Markets Inc COM 12503M108 148 1500 SH SOLE 0 0 1500 Chevron Corp. COM 166764100 959 9155 SH SOLE 7397 0 1758 Cisco Systems COM 17275R102 16 300 SH OTR 300 0 0 Cisco Systems COM 17275R102 2694 52090 SH SOLE 49090 0 3000 Civeo Corp COM NEW 17878Y207 153 10000 SH SOLE 0 0 10000 CM Life Sciences Inc COM CL A 18978W109 194 13000 SH SOLE 5000 0 8000 Cognex Corp COM 192422103 118 1425 SH SOLE 1425 0 0 Colgate-Palmolive Co COM 194162103 706 8960 SH SOLE 1460 0 7500 Comcast Corporation CL A 20030N101 165 3050 SH OTR 3050 0 0 Comcast Corporation CL A 20030N101 4480 82800 SH SOLE 75450 0 7350 Consolidated Edison COM 209115104 15 200 SH OTR 200 0 0 Consolidated Edison COM 209115104 550 7350 SH SOLE 6950 0 400 Contextlogic Inc - A COM CL A 21077C107 273 17300 SH SOLE 300 0 17000 Costco Wholesale Co COM 22160K105 141 400 SH SOLE 400 0 0 Coupang, Inc. CL A 22266T109 266 5400 SH SOLE 2400 0 3000 Cree Inc COM 225447101 252 2330 SH SOLE 1030 0 1300 CrowdStrike Holdings, Inc. CL A 22788C105 400 2191 SH SOLE 1291 0 900 Datadog Inc - Class A CL A COM 23804L103 144 1725 SH SOLE 525 0 1200 Duke Energy Corp COM NEW 26441C204 121 1256 SH SOLE 1256 0 0 eBay Inc. COM 278642103 296 4830 SH SOLE 1330 0 3500 Echo Global Logistics Inc COM 27875T101 314 10000 SH SOLE 3000 0 7000 ExxonMobil Corp COM 30231G102 474 8496 SH SOLE 5166 0 3330 Fastly Inc CL A 31188V100 147 2185 SH SOLE 1185 0 1000 Fulgent Genetics Inc Com COM 359664109 531 5500 SH SOLE 2500 0 3000 General Motors Co COM 37045V100 725 12625 SH SOLE 12050 0 575 GoodRx Holdings, Inc. COM CL A 38246G108 295 7570 SH SOLE 7570 0 0 Guardant Health Inc COM 40131M109 687 4500 SH OTR 4500 0 0 Guardant Health Inc COM 40131M109 15669 102645 SH SOLE 93445 0 9200 Home Depot COM 437076102 214 700 SH OTR 700 0 0 Home Depot COM 437076102 8622 28245 SH SOLE 23845 0 4400 Honeywell Intl Inc COM 438516106 326 1500 SH SOLE 1500 0 0 Johnson & Johnson COM 478160104 279 1700 SH OTR 1700 0 0 Johnson & Johnson COM 478160104 2452 14921 SH SOLE 14471 0 450 JPMorgan Chase & Co COM 46625H100 1751 11500 SH OTR 11500 0 0 JPMorgan Chase & Co COM 46625H100 5814 38195 SH SOLE 32995 0 5200 Kimberly-Clark Corp COM 494368103 141 1005 SH SOLE 1005 0 0 Lattice Semiconductor Corp COM 518415104 88 1950 SH SOLE 1950 0 0 Markel Corp. COM 570535104 410 360 SH SOLE 250 0 110 Marriott Vacations COM 57164Y107 1392 7990 SH SOLE 7990 0 0 Martin Marietta Matr COM 573284106 403 1200 SH SOLE 1200 0 0 Merck & Co. Inc. COM 58933Y105 264 3390 SH OTR 3390 0 0 Merck & Co. Inc. COM 58933Y105 5652 72710 SH SOLE 66730 0 5980 Microsoft Corp. COM 594918104 837 3550 SH OTR 3550 0 0 Microsoft Corp. COM 594918104 15595 66145 SH SOLE 59510 0 6635 Mitek Systems, Inc. COM NEW 606710200 102 7000 SH SOLE 7000 0 0 Natera Inc COM 632307104 122 1200 SH SOLE 1200 0 0 NextEra Energy, Inc. COM 65339F101 144 1900 SH OTR 1900 0 0 NextEra Energy, Inc. COM 65339F101 1741 23031 SH SOLE 23031 0 0 OGE Energy Corp. COM 670837103 582 18000 SH SOLE 17200 0 800 Palantir Technologies In Class A CL A 69608A108 227 9730 SH SOLE 4730 0 5000 Paypal Holdings Inc COM 70450Y103 619 2550 SH SOLE 1650 0 900 Portland General Electric Co. COM NEW 736508847 138 2875 SH OTR 2875 0 0 Portland General Electric Co. COM NEW 736508847 1952 40770 SH SOLE 37320 0 3450 Procter & Gamble COM 742718109 493 3640 SH SOLE 3640 0 0 Qorvo Inc COM 74736K101 952 5210 SH SOLE 3500 0 1710 Qualcomm Inc. COM 747525103 212 1600 SH OTR 1600 0 0 Qualcomm Inc. COM 747525103 6708 50591 SH SOLE 48241 0 2350 QuickLogic Corporation COM NEW 74837P405 346 50000 SH SOLE 20000 0 30000 Raytheon Technologies Co COM 75513E101 100 1300 SH SOLE 1300 0 0 Rekor Systems, Inc. COM 759419104 100 5000 SH SOLE 5000 0 0 Roku Inc CL A COM CL A 77543R102 81 250 SH SOLE 250 0 0 Saba Cef ETF SABA INT RATE 30151E806 276 13231 SH SOLE 13231 0 0 Schlumberger Ltd. COM 806857108 1032 37794 SH SOLE 32944 0 4850 Simulations Plus Inc Com COM 829214105 295 4670 SH SOLE 2670 0 2000 Smartsheet Inc Class A COM CL A 83200N103 456 7135 SH SOLE 6410 0 725 Spotify Technology F SHS L8681T102 134 500 SH SOLE 0 0 500 Square Inc - A CL A 852234103 92 405 SH SOLE 405 0 0 StoneCo Ltd COM CL A G85158106 285 4655 SH SOLE 2655 0 2000 Sunrun Inc. COM 86771W105 161 2655 SH SOLE 2655 0 0 Teladoc Health, Inc. COM 87918A105 198 1090 SH SOLE 1090 0 0 Teradyne Inc COM 880770102 414 3400 SH OTR 3400 0 0 Teradyne Inc COM 880770102 9397 77225 SH SOLE 71225 0 6000 The Container Store Group Inc COM 210751103 166 10000 SH SOLE 5000 0 5000 The Trade Desk Inc Com CL A COM CL A 88339J105 245 376 SH SOLE 126 0 250 Union Pacific Corp. COM 907818108 468 2125 SH OTR 2125 0 0 Union Pacific Corp. COM 907818108 5829 26445 SH SOLE 26445 0 0 Vaneck Vectors Green Bond ETF GREEN BD ETF 92189F171 223 8250 SH SOLE 8250 0 0 Verizon COM 92343V104 151 2600 SH OTR 2600 0 0 Verizon COM 92343V104 2424 41684 SH SOLE 36914 0 4770 Walt Disney COM DISNEY 254687106 217 1175 SH OTR 1175 0 0 Walt Disney COM DISNEY 254687106 4069 22050 SH SOLE 19140 0 2910 Wells Fargo & Co. COM 949746101 273 7000 SH OTR 7000 0 0 Wells Fargo & Co. COM 949746101 12 300 SH SOLE 300 0 0 Weyerhaeuser Co REIT COM NEW 962166104 205 5750 SH OTR 5750 0 0 Weyerhaeuser Co REIT COM NEW 962166104 4431 124475 SH SOLE 115700 0 8775 Woodward, Inc. COM 980745103 380 3150 SH OTR 3150 0 0 Woodward, Inc. COM 980745103 6304 52260 SH SOLE 49595 0 2665