0001698926-20-000002.txt : 20200518
0001698926-20-000002.hdr.sgml : 20200518
20200515215332
ACCESSION NUMBER: 0001698926-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200518
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200518
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Adalta Capital Management LLC
CENTRAL INDEX KEY: 0001698926
IRS NUMBER: 812481155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18082
FILM NUMBER: 20887609
BUSINESS ADDRESS:
STREET 1: 452 FIFTH AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 2128325135
MAIL ADDRESS:
STREET 1: 452 FIFTH AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001698926
XXXXXXXX
03-31-2020
03-31-2020
Adalta Capital Management LLC
452 FIFTH AVENUE
14TH FLOOR
NEW YORK
NY
10018
13F HOLDINGS REPORT
028-18082
N
ZOE VLACHOS
Member
2128325135
ZOE VLACHOS
NEW YORK
NY
05-15-2020
0
101
110127
false
INFORMATION TABLE
2
adalta033120.xml
Agfiq US Market Neutral Anti-Beta Fund
AGFIQ US MK ANTI
00110G408
1093
42550
SH
SOLE
22550
0
20000
Agrofresh Solutions Warrants Exp 07/31/20
*W EXP 07/31/202
00856G117
0
3700
SH
OTR
3700
0
0
Agrofresh Solutions Warrants Exp 07/31/20
*W EXP 07/31/202
00856G117
1
58791
SH
SOLE
55591
0
3200
Alibaba Group ADR
SPONSORED ADS
01609W102
3044
15650
SH
SOLE
14350
0
1300
Alphabet Inc. Class A
CAP STK CL A
02079K305
148
127
SH
OTR
127
0
0
Alphabet Inc. Class A
CAP STK CL A
02079K305
3299
2839
SH
SOLE
2657
0
182
Alphabet Inc. Class C
CAP STK CL C
02079K107
17
15
SH
OTR
15
0
0
Alphabet Inc. Class C
CAP STK CL C
02079K107
734
631
SH
SOLE
546
0
85
Amarin Corp PLC ADR
SPONS ADR NEW
023111206
40
10100
SH
OTR
10100
0
0
Amarin Corp PLC ADR
SPONS ADR NEW
023111206
866
216615
SH
SOLE
189415
0
27200
American Express Co.
COM
025816109
154
1800
SH
OTR
1800
0
0
American Express Co.
COM
025816109
2630
30720
SH
SOLE
28845
0
1875
Apple
COM
037833100
833
3275
SH
SOLE
3275
0
0
Arch Capital Group Ltd
ORD
G0450A105
675
23710
SH
SOLE
20710
0
3000
AT&T
COM
00206R102
242
8287
SH
SOLE
1100
0
7187
Baxter International
COM
071813109
4
50
SH
OTR
50
0
0
Baxter International
COM
071813109
1373
16865
SH
SOLE
16440
0
425
Biogen Inc
COM
09062X103
253
800
SH
SOLE
800
0
0
Blackstone Group Inc Class A
COM CL A
09260D107
46
1000
SH
OTR
1000
0
0
Blackstone Group Inc Class A
COM CL A
09260D107
4251
93296
SH
SOLE
89121
0
4175
Blackstone Mortgage Trust Inc
COM CL A
09257W100
126
6525
SH
OTR
6525
0
0
Blackstone Mortgage Trust Inc
COM CL A
09257W100
2016
104760
SH
SOLE
95845
0
8915
Boeing
COM
097023105
1695
11364
SH
SOLE
11364
0
0
Box Inc
CL A
10316T104
6
450
SH
OTR
450
0
0
Box Inc
CL A
10316T104
628
44735
SH
SOLE
42810
0
1925
Bristol-Myers Squibb
COM
110122108
29
525
SH
OTR
525
0
0
Bristol-Myers Squibb
COM
110122108
1035
18573
SH
SOLE
14943
0
3630
Brookfield Asset Management Class A
CL A LTD VT SH
112585104
199
4487
SH
OTR
4487
0
0
Brookfield Asset Management Class A
CL A LTD VT SH
112585104
4898
110679
SH
SOLE
103884
0
6795
Brookfield Real Assets I
SHS BEN INT
112830104
318
21650
SH
SOLE
21650
0
0
Brookfield Renewable LP
PARTNERSHIP UNIT
G16258108
752
17710
SH
SOLE
17110
0
600
Canadian National Railway Co.
COM
136375102
1335
17200
SH
SOLE
17200
0
0
Cerner Corp
COM
156782104
290
4610
SH
SOLE
2610
0
2000
Chevron Corp.
COM
166764100
141
1950
SH
OTR
1950
0
0
Chevron Corp.
COM
166764100
978
13495
SH
SOLE
12045
0
1450
Cisco Systems
COM
17275R102
12
300
SH
OTR
300
0
0
Cisco Systems
COM
17275R102
2028
51590
SH
SOLE
51590
0
0
Colgate-Palmolive Co
COM
194162103
595
8960
SH
SOLE
3060
0
5900
Comcast Corporation
CL A
20030N101
112
3225
SH
OTR
3225
0
0
Comcast Corporation
CL A
20030N101
2765
79895
SH
SOLE
75920
0
3975
Consolidated Edison
COM
209115104
39
500
SH
OTR
500
0
0
Consolidated Edison
COM
209115104
573
7350
SH
SOLE
7050
0
300
CrowdStrike Holdings, Inc.
CL A
22788C105
209
3760
SH
SOLE
2260
0
1500
Doubleline Income Soluti
COM
258622109
137
10300
SH
SOLE
10300
0
0
Dover Corporation
COM
260003108
76
900
SH
OTR
900
0
0
Dover Corporation
COM
260003108
399
4750
SH
SOLE
4050
0
700
Enbridge Inc
COM
29250N105
10
354
SH
OTR
354
0
0
Enbridge Inc
COM
29250N105
827
28413
SH
SOLE
25355
0
3058
Estre Ambiental Inc WTS
*W EXP 12/21/202
G3206V118
0
200
SH
OTR
200
0
0
Estre Ambiental Inc WTS
*W EXP 12/21/202
G3206V118
0
12036
SH
SOLE
11376
0
660
ExxonMobil Corp
COM
30231G102
296
7786
SH
SOLE
4786
0
3000
Gilead Sciences Inc.
COM
375558103
224
3000
SH
OTR
3000
0
0
GTT Communications Inc
COM
362393100
241
30350
SH
SOLE
350
0
30000
Guardant Health Inc
COM
40131M109
324
4650
SH
OTR
4650
0
0
Guardant Health Inc
COM
40131M109
7410
106460
SH
SOLE
96485
0
9975
Home Depot
COM
437076102
131
700
SH
OTR
700
0
0
Home Depot
COM
437076102
5259
28165
SH
SOLE
24765
0
3400
Honeywell Intl Inc
COM
438516106
417
3114
SH
SOLE
3114
0
0
Johnson & Johnson
COM
478160104
223
1700
SH
OTR
1700
0
0
Johnson & Johnson
COM
478160104
1922
14659
SH
SOLE
14209
0
450
JPMorgan Chase & Co
COM
46625H100
1044
11600
SH
OTR
11600
0
0
JPMorgan Chase & Co
COM
46625H100
3296
36615
SH
SOLE
36615
0
0
Markel Corp.
COM
570535104
181
195
SH
OTR
195
0
0
Markel Corp.
COM
570535104
2344
2526
SH
SOLE
2241
0
285
Marriott Vacations
COM
57164Y107
4
75
SH
OTR
75
0
0
Marriott Vacations
COM
57164Y107
475
8545
SH
SOLE
8545
0
0
Martin Marietta Matr
COM
573284106
227
1200
SH
SOLE
1200
0
0
Matador Resources Co
COM
576485205
37
15000
SH
SOLE
15000
0
0
Merck & Co. Inc.
COM
58933Y105
325
4190
SH
OTR
4190
0
0
Merck & Co. Inc.
COM
58933Y105
5662
73015
SH
SOLE
67681
0
5334
Microsoft Corp.
COM
594918104
753
4775
SH
OTR
4775
0
0
Microsoft Corp.
COM
594918104
10987
69667
SH
SOLE
63107
0
6560
Nextera Energy Inc
COM
65339F101
135
560
SH
OTR
560
0
0
Nextera Energy Inc
COM
65339F101
979
4069
SH
SOLE
4069
0
0
Obsidian Energy LTD NPV
COM
674482203
25
152427
SH
SOLE
9570
0
142857
Paypal Holdings Inc
COM
70450Y103
263
2750
SH
SOLE
1750
0
1000
Philip Morris International, Inc.
COM
718172109
7
100
SH
OTR
100
0
0
Philip Morris International, Inc.
COM
718172109
962
12983
SH
SOLE
11953
0
1030
Procter & Gamble
COM
742718109
21
195
SH
OTR
195
0
0
Procter & Gamble
COM
742718109
367
3340
SH
SOLE
3340
0
0
Qualcomm Inc.
COM
747525103
108
1600
SH
OTR
1600
0
0
Qualcomm Inc.
COM
747525103
3286
48570
SH
SOLE
47270
0
1300
Saba Cef ETF
SABA INT RATE
30151E806
1022
66981
SH
SOLE
43981
0
23000
Schlumberger Ltd.
COM
806857108
2
125
SH
OTR
125
0
0
Schlumberger Ltd.
COM
806857108
667
47690
SH
SOLE
46840
0
850
Suncor Energy Inc F
COM
867224107
356
22500
SH
SOLE
5500
0
17000
Switch Inc - A
CL A
87105L104
162
11200
SH
SOLE
4200
0
7000
Teladoc Inc
COM
87918A105
258
1665
SH
SOLE
1065
0
600
Teradyne Inc
COM
880770102
191
3525
SH
OTR
3525
0
0
Teradyne Inc
COM
880770102
4224
77985
SH
SOLE
71860
0
6125
Union Pacific Corp.
COM
907818108
300
2125
SH
OTR
2125
0
0
Union Pacific Corp.
COM
907818108
3730
26445
SH
SOLE
26445
0
0
Vaneck Vectors Green Bond ETF
GREEN BD ETF
92189F171
218
8250
SH
SOLE
8250
0
0
Verizon
COM
92343V104
159
2950
SH
OTR
2950
0
0
Verizon
COM
92343V104
2364
43993
SH
SOLE
39498
0
4495
Walt Disney
COM DISNEY
254687106
414
4286
SH
SOLE
1686
0
2600
Wells Fargo & Co.
COM
949746101
201
7000
SH
OTR
7000
0
0
Weyerhaeuser Co REIT
COM
962166104
117
6925
SH
OTR
6925
0
0
Weyerhaeuser Co REIT
COM
962166104
2441
144025
SH
SOLE
137425
0
6600
Woodward, Inc.
COM
980745103
192
3225
SH
OTR
3225
0
0
Woodward, Inc.
COM
980745103
3243
54555
SH
SOLE
52590
0
1965