Member

0001698926-17-000002.txt : 20170816 0001698926-17-000002.hdr.sgml : 20170816 20170816164211 ACCESSION NUMBER: 0001698926-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170816 DATE AS OF CHANGE: 20170816 EFFECTIVENESS DATE: 20170816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 171036747 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698926 XXXXXXXX 06-30-2017 06-30-2017 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N Zoe Vlachos Member 2128325107 Zoe Vlachos New York NY 08-15-2017 0 123 123926 false INFORMATION TABLE 2 adalta2017q2_13f.xml Agrofresh Solutions Warrants Exp 07/31/20 *W EXP 07/31/2020 00856G117 6 6350 SH OTR 6350 0 0 Agrofresh Solutions Warrants Exp 07/31/20 COM 00856G117 60 64166 SH SOLE 59816 0 4350 Alibaba Group ADR SPONSORED ADR 01609W102 3100 22000 SH SOLE 22000 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 130 140 SH OTR 140 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 2654 2855 SH SOLE 2650 0 205 Alphabet Inc. Class C CAP STK CL C 02079K107 127 140 SH OTR 140 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 1548 1704 SH SOLE 1514 0 190 American Express Co. COM 025816109 249 2950 SH OTR 2950 0 0 American Express Co. COM 025816109 2956 35085 SH SOLE 32960 0 2125 Anheuser-Busch InBev ADR SPONSORED ADR 03524A108 364 3300 SH OTR 3300 0 0 Anheuser-Busch InBev ADR SPONSORED ADR 03524A108 3794 34375 SH SOLE 32375 0 2000 Apollo Global Management LP CL A SHS 037612306 229 8500 SH SOLE 8500 0 0 Apple COM 037833100 587 4077 SH SOLE 4077 0 0 Arch Cap Group LTD ORD G0450A105 373 4000 SH SOLE 2800 0 1200 AT&T COM 00206R102 547 14508 SH SOLE 7906 0 6602 Baidu Inc SPON ADR REP A 056752108 959 5361 SH SOLE 5361 0 0 Bank of America Corp Warrants Exp 01/16/19 *W EXP 01/16/2019 060505146 22 1800 SH OTR 1800 0 0 Bank of America Corp Warrants Exp 01/16/19 *W EXP 01/16/2019 060505146 1034 85900 SH SOLE 85900 0 0 Barclays Bank PLC IPATH S&P500 VIX 06740Q252 296 23182 SH SOLE 23182 0 0 Baxter International COM 071813109 64 1050 SH OTR 1050 0 0 Baxter International COM 071813109 1279 21075 SH SOLE 20575 0 500 Biogen Inc COM 09062X103 217 800 SH SOLE 800 0 0 Blackstone Group LP COM UNIT LTD 09253U108 197 5900 SH OTR 5900 0 0 Blackstone Group LP COM UNIT LTD 09253U108 3861 115771 SH SOLE 111146 0 4625 BorgWarner Inc. COM 099724106 73 1725 SH OTR 1725 0 0 BorgWarner Inc. COM 099724106 1013 23925 SH SOLE 23075 0 850 Boulevard Acquisition Corp II CL A 10157Q201 87 8400 SH OTR 8400 0 0 Boulevard Acquisition Corp II CL A 10157Q201 1072 104025 SH SOLE 96780 0 7245 Bristol-Myers Squibb COM 110122108 85 1525 SH OTR 1525 0 0 Bristol-Myers Squibb COM 110122108 1212 21758 SH SOLE 17703 0 4055 Brookfield Asset Management Class A CL A LTD VT SH 112585104 270 6887 SH OTR 6887 0 0 Brookfield Asset Management Class A CL A LTD VT SH 112585104 3873 98766 SH SOLE 91571 0 7195 Canadian National Railway Co. COM 136375102 81 1000 SH OTR 1000 0 0 Canadian National Railway Co. COM 136375102 1589 19600 SH SOLE 19600 0 0 Chevron Corp. COM 166764100 345 3306 SH OTR 3306 0 0 Chevron Corp. COM 166764100 2034 19492 SH SOLE 17426 0 2066 Cisco Systems COM 17275R102 1707 54549 SH SOLE 54549 0 0 Colgate-Palmolive Co COM 194162103 642 8660 SH SOLE 1160 0 7500 Consolidated Edison COM 209115104 40 500 SH OTR 500 0 0 Consolidated Edison COM 209115104 701 8675 SH SOLE 8275 0 400 Controladora Vuela Cia De Avia SPON ADR RP 10 21240E105 251 17273 SH SOLE 17273 0 0 Credit Acceptance Corp. COM 225310101 71 275 SH OTR 275 0 0 Credit Acceptance Corp. COM 225310101 671 2610 SH SOLE 2610 0 0 Devon Energy Corp COM 25179M103 117 3650 SH OTR 3650 0 0 Devon Energy Corp COM 25179M103 1064 33280 SH SOLE 30845 0 2435 Dover Corporation COM 260003108 72 900 SH OTR 900 0 0 Dover Corporation COM 260003108 433 5400 SH SOLE 4700 0 700 Enbridge Inc COM 29250N105 100 2518 SH OTR 2518 0 0 Enbridge Inc COM 29250N105 1366 34309 SH SOLE 31459 0 2850 Enstar Group LTD COM G3075P101 489 2460 SH SOLE 2460 0 0 ExxonMobil Corp COM 30231G102 1005 12448 SH SOLE 9118 0 3330 Foundation Medicine COM 350465100 346 8700 SH OTR 8700 0 0 Foundation Medicine COM 350465100 4881 122780 SH SOLE 115380 0 7400 General Electric COM 369604103 89 3275 SH OTR 3275 0 0 General Electric COM 369604103 1145 42034 SH SOLE 39309 0 2725 Gilead Sciences Inc. COM 375558103 212 3000 SH SOLE 3000 0 0 Granite REIT UNIT 99/99/9999 387437114 395 10000 SH SOLE 10000 0 0 Grupo Aeroportuario Del Pacifi SPON ADR B 400506101 418 3719 SH SOLE 3719 0 0 Home Depot COM 437076102 107 700 SH OTR 700 0 0 Home Depot COM 437076102 4583 29875 SH SOLE 26475 0 3400 Honeywell Intl Inc COM 438516106 430 3228 SH SOLE 3228 0 0 Impinj Inc COM 453204109 145 2975 SH OTR 2975 0 0 Impinj Inc COM 453204109 1880 38635 SH SOLE 34735 0 3900 Johnson & Johnson COM 478160104 291 2200 SH OTR 2200 0 0 Johnson & Johnson COM 478160104 1808 13669 SH SOLE 13219 0 450 JPMorgan Chase & Co COM 46625H100 146 1600 SH OTR 1600 0 0 JPMorgan Chase & Co COM 46625H100 3764 41178 SH SOLE 41178 0 0 JPMorgan Chase & Co. Warrants Exp 10/28/18 *W EXP 10/28/2018 46634E114 50 1000 SH OTR 1000 0 0 JPMorgan Chase & Co. Warrants Exp 10/28/18 *W EXP 10/28/2018 46634E114 3628 72150 SH SOLE 72150 0 0 KKR & Co LP COM UNITS 48248M102 687 36934 SH SOLE 36934 0 0 Laboratory Corp Of America Holdings COM NEW 50540R409 498 3230 SH SOLE 3230 0 0 Level 3 Communications COM NEW 52729N308 3 50 SH OTR 50 0 0 Level 3 Communications COM NEW 52729N308 317 5350 SH SOLE 5350 0 0 Markel Corp. COM 570535104 283 290 SH OTR 290 0 0 Markel Corp. COM 570535104 3134 3212 SH SOLE 2897 0 315 Martin Marietta Matr COM 573284106 267 1200 SH SOLE 1200 0 0 Matador Resources Co COM 576485205 75 3500 SH OTR 3500 0 0 Matador Resources Co COM 576485205 1574 73650 SH SOLE 71950 0 1700 Merck & Co. Inc. COM 58933Y105 406 6290 SH OTR 6290 0 0 Merck & Co. Inc. COM 58933Y105 4679 72475 SH SOLE 66815 0 5660 Microsoft Corp. COM 594918104 605 8775 SH OTR 8775 0 0 Microsoft Corp. COM 594918104 5311 77042 SH SOLE 71007 0 6035 Monsanto Co. COM 61166W101 424 3582 SH SOLE 3582 0 0 Nextera Energy Inc COM 65339F101 78 560 SH OTR 560 0 0 Nextera Energy Inc COM 65339F101 578 4125 SH SOLE 4125 0 0 Oaktree Cap Group LLC UNIT CL A 674001201 228 4900 SH SOLE 4900 0 0 Obsidian Energy Ltd. COM 674482104 829 653000 SH SOLE 653000 0 0 Oneok Partners LP UNIT LTD PARTN 68268N103 286 5600 SH OTR 5600 0 0 Oneok Partners LP UNIT LTD PARTN 68268N103 1125 22030 SH SOLE 22030 0 0 Philip Morris International, Inc. COM 718172109 207 1750 SH OTR 1750 0 0 Philip Morris International, Inc. COM 718172109 1924 16234 SH SOLE 15104 0 1130 Plug Power Inc COM NEW 72919P202 106 52000 SH SOLE 52000 0 0 PNC Financial Services Group Warrants Exp 12/31/18 *W EXP 12/31/2018 693475121 231 4000 SH SOLE 4000 0 0 Procter & Gamble COM 742718109 43 495 SH OTR 495 0 0 Procter & Gamble COM 742718109 329 3780 SH SOLE 3780 0 0 Qualcomm Inc. COM 747525103 248 4500 SH OTR 4500 0 0 Qualcomm Inc. COM 747525103 2996 54250 SH SOLE 51375 0 2875 Radnet Inc COM 750491102 83 10700 SH SOLE 10700 0 0 San Juan Basin Royalty Trust UNIT BEN INT 798241105 2 250 SH OTR 250 0 0 San Juan Basin Royalty Trust UNIT BEN INT 798241105 207 30237 SH SOLE 28337 0 1900 Schlumberger Ltd. COM 806857108 121 1825 SH OTR 1825 0 0 Schlumberger Ltd. COM 806857108 3531 53222 SH SOLE 52647 0 575 STMicroelectronics N. V. NY REGISTRY 861012102 378 26278 SH SOLE 26278 0 0 Total SA ADR SPONSORED ADR 89151E109 45 900 SH OTR 900 0 0 Total SA ADR SPONSORED ADR 89151E109 191 3850 SH SOLE 2750 0 1100 U.S. Bancorp COM NEW 902973304 89 1700 SH OTR 1700 0 0 U.S. Bancorp COM NEW 902973304 1311 25114 SH SOLE 23414 0 1700 Union Pacific Corp. COM 907818108 419 3850 SH OTR 3850 0 0 Union Pacific Corp. COM 907818108 3123 28675 SH SOLE 28675 0 0 USG Corp. COM NEW 903293405 2049 70613 SH SOLE 69338 0 1275 USG Corp. COM NEW 903293405 38 1325 SH OTR 1325 0 0 Verizon COM 92343V104 9 200 SH OTR 200 0 0 Verizon COM 92343V104 508 11371 SH SOLE 9171 0 2200 Wayfair Inc- Class A CL A 94419L101 166 2160 SH OTR 2160 0 0 Wayfair Inc- Class A CL A 94419L101 1989 25875 SH SOLE 24985 0 890 Wells Fargo & Co. COM 949746101 1004 18125 SH SOLE 18125 0 0 Wells Fargo & Co. Warrants Exp 10/28/18 *W EXP 10/28/2018 949746119 955 43000 SH SOLE 43000 0 0 Weyerhaeuser Co REIT COM 962166104 306 9125 SH OTR 9125 0 0 Weyerhaeuser Co REIT COM 962166104 4879 145650 SH SOLE 138475 0 7175 Woodward, Inc. COM 980745103 416 6150 SH OTR 6150 0 0 Woodward, Inc. COM 980745103 4693 69445 SH SOLE 66585 0 2860 Yelp Inc CL A 985817105 3 100 SH OTR 100 0 0 Yelp Inc CL A 985817105 506 16850 SH SOLE 16450 0 400