Chief Compliance Officer

0001698750-21-000002.txt : 20210422 0001698750-21-000002.hdr.sgml : 20210422 20210422152418 ACCESSION NUMBER: 0001698750-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 EFFECTIVENESS DATE: 20210422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TFO-TDC, LLC CENTRAL INDEX KEY: 0001698750 IRS NUMBER: 201017513 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19687 FILM NUMBER: 21844565 BUSINESS ADDRESS: STREET 1: 1440 ARROWHEAD DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 4198919999 MAIL ADDRESS: STREET 1: 1440 ARROWHEAD DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698750 XXXXXXXX 03-31-2021 03-31-2021 TFO-TDC, LLC

1440 ARROWHEAD DRIVE MAUMEE OH 43537

13F HOLDINGS REPORT 028-19687 N Dejah Krajcar Chief Compliance Officer 567.314.1020 Dejah Krajcar Maumee OH 04-21-2021 0 171 333174 false INFORMATION TABLE 2 tdc1q21.xml AbbVie Inc COM 00287Y109 22 200 SH SOLE 0 0 200 Abiomed Inc Com COM 003654101 10 30 SH SOLE 0 0 30 Activision Blizzard Inc COM 00507V109 28 300 SH SOLE 0 0 300 Adobe Systems Inc COM 00724F101 25 52 SH SOLE 0 0 52 Alphabet Inc A COM 02079K305 43 21 SH SOLE 0 0 21 Alphabet Inc C COM 02079K107 48 23 SH SOLE 0 0 23 Amazon.com Inc COM 023135106 675 218 SH SOLE 0 0 218 Apollo SR Flting Rate Fd COM 037636107 19 1299 SH SOLE 0 0 1299 Appian Corp Cl A COM 03782L101 266 2000 SH SOLE 0 0 2000 Apple Inc COM 037833100 889 7274 SH SOLE 0 0 7274 AT&T Inc COM 00206R102 21 700 SH SOLE 0 0 700 Atlassian Corporation PLC COM G06242104 63 300 SH SOLE 0 0 300 Babson Cap Global Short Duration HY COM 06760L100 16 999 SH SOLE 0 0 999 Berkshire Hathaway Inc B COM 084670702 341 1333 SH SOLE 0 0 1333 BlackBerry Ltd COM 09228F103 0 15 SH SOLE 0 0 15 BlackRock Municipal 2030 Target Term COM 09257P105 76 2998 SH SOLE 0 0 2998 Blucora Inc COM 095229100 0 10 SH SOLE 0 0 10 Boeing Co COM 097023105 118 465 SH SOLE 0 0 465 Brookfield Real Assets Income Fund Inc. COM 112830104 20 984 SH SOLE 0 0 984 Carrier Global Corp COM 14448C104 4 100 SH SOLE 0 0 100 Chevron Corp COM 166764100 21 200 SH SOLE 0 0 200 ClearBridge MLP and Midstream TR COM 18469Q207 5 258 SH SOLE 0 0 258 Cloudflare Inc COM 18915M107 14 200 SH SOLE 0 0 200 DCP Midstream Partners LP COM 23311P100 6 267 SH SOLE 0 0 267 Delta Air Lines Inc COM 247361702 240 4975 SH SOLE 0 0 4975 Docusign INC COM 256163106 61 300 SH SOLE 0 0 300 Dow Chemical Co. COM 260557103 22 350 SH SOLE 0 0 350 DraftKings Inc COM 26142R104 1 10 SH SOLE 0 0 10 DUFF PHLPS SLT MLP MDSTRM ENG NAV COM 26433F207 1 129 SH SOLE 0 0 129 Elastic NV COM N14506104 52 466 SH SOLE 0 0 466 Energy Transfer Equity LP COM 29273V100 20 2554 SH SOLE 0 0 2554 Enterprise Products Partners LP COM 293792107 119 5404 SH SOLE 0 0 5404 ETFMG Alternative Harvest ETF COM 26924G508 38 1645 SH SOLE 0 0 1645 Etsy Inc com COM 29786A106 222 1100 SH SOLE 0 0 1100 EV Risk-Mgd Divers Equity Inc COM 27829G106 38 3499 SH SOLE 0 0 3499 Exxon Mobil Corp COM 30231G102 17 300 SH SOLE 0 0 300 Facebook Inc A COM 30303M102 29 100 SH SOLE 0 0 100 FARFETCH LTD CL A COM 30744W107 1 11 SH SOLE 0 0 11 Fastly Inc COM 31188V100 13 200 SH SOLE 0 0 200 Fifth Third Bancorp COM 316773100 1 18 SH SOLE 0 0 18 Financial Select Sector SPDR ETF COM 81369Y605 7 200 SH SOLE 0 0 200 Fiverr Intl Ltd Ord Shs COM M4R82T106 119 550 SH SOLE 0 0 550 General Motors Co COM 37045V100 9 165 SH SOLE 0 0 165 Gilead Sciences Inc COM 375558103 29 450 SH SOLE 0 0 450 GlaxoSmithKline PLC ADR COM 37733W105 93 2600 SH SOLE 0 0 2600 GrowGeneration Corp COM 39986L109 108 2174 SH SOLE 0 0 2174 Guardant Health Inc. COM 40131M109 76 500 SH SOLE 0 0 500 HubSpot Inc COM 443573100 68 150 SH SOLE 0 0 150 Huntington Bancshares Inc COM 446150104 17 1100 SH SOLE 0 0 1100 Impinj Inc Com COM 453204109 1 10 SH SOLE 0 0 10 Innovator MSCI EAFE Power Buffer ETF Jan COM 45782C524 64 2446 SH SOLE 0 0 2446 Innovator MSCI Em Mkts Pwr Bffr ETF Jan COM 45782C516 63 2083 SH SOLE 0 0 2083 INNOVATOR RUSSEL 2000 PWR BFR ETF COM 45782C342 79 2930 SH SOLE 0 0 2930 INNOVATOR RUSSELL 2000 PWR BUFR ETF COM 45782C284 143 5410 SH SOLE 0 0 5410 INNOVATOR RUSSLL 2000 PWR BFR ETF COM 45782C474 67 2188 SH SOLE 0 0 2188 INNOVATOR S AND P 500 PWR BFR ETF COM 45782C318 285 9873 SH SOLE 0 0 9873 Innovator S&P 500 Power Bffr ETF Apr New COM 45782C870 216 7857 SH SOLE 0 0 7857 INNOVATOR S&P 500 POWER BUFFER ETF COM 45782C540 259 8710 SH SOLE 0 0 8710 Innovator S&P 500 Power Buffer ETF Jan COM 45782C508 65 2070 SH SOLE 0 0 2070 Innovator S&P 500 Power Buffer ETF July COM 45782C813 137 4659 SH SOLE 0 0 4659 Innovator S&P 500 Power Buffer ETF New COM 45782C748 275 8977 SH SOLE 0 0 8977 Invesco QQQ Trust COM 46090E103 14 45 SH SOLE 0 0 45 Invesco S&P 500 Low Volatility ETF COM 46138E354 735 12644 SH SOLE 0 0 12644 iShares 1-3 Year Treasury Bond COM 464287457 101 1171 SH SOLE 0 0 1171 iShares 3-7 Year Treasury Bond ETF COM 464288661 58 446 SH SOLE 0 0 446 iShares Core MSCI EAFE COM 46432F842 18 250 SH SOLE 0 0 250 ISHARES CORE MSCI EMERGING ETF COM 46434G103 104 1622 SH SOLE 0 0 1622 iShares Core MSCI Emerging Markets ETF COM 46434G103 2685 41713 SH SOLE 0 0 41713 iShares Core S&P 500 COM 464287200 9303 23386 SH SOLE 0 0 23386 iShares Core S&P Mid-Cap COM 464287507 10 38 SH SOLE 0 0 38 iShares Core S&P Small-Cap COM 464287804 10543 97144 SH SOLE 0 0 97144 iShares Core S&P Total US Stock Mkt ETF COM 464287150 3701 40408 SH SOLE 0 0 40408 iShares Edge MSCI USA Quality Factor ETF COM 46432F339 179 1470 SH SOLE 0 0 1470 iShares MSCI ACWI COM 464288257 1474 15489 SH SOLE 0 0 15489 iShares MSCI EAFE COM 464287465 317 4172 SH SOLE 0 0 4172 iShares MSCI USA Minimum Volatility COM 46429B697 39 560 SH SOLE 0 0 560 iShares MSCI USA Momentum Factor COM 46432F396 43 265 SH SOLE 0 0 265 iShares Russell 1000 COM 464287622 20342 90879 SH SOLE 0 0 90879 iShares Russell 1000 Growth COM 464287614 6307 25950 SH SOLE 0 0 25950 iShares Russell 1000 Value COM 464287598 1122 7402 SH SOLE 0 0 7402 iShares Russell 2000 COM 464287655 3741 16931 SH SOLE 0 0 16931 iShares Russell 2000 Value COM 464287630 71 448 SH SOLE 0 0 448 iShares S&P 500 Growth COM 464287309 786 12079 SH SOLE 0 0 12079 iShares S&P National AMT-Free Municipal Bond ETF COM 464288414 185 1594 SH SOLE 0 0 1594 ISHARES TOTAL US STOCK MARKET ETF COM 464287150 283 3085 SH SOLE 0 0 3085 iShares US Real Estate COM 464287739 10 113 SH SOLE 0 0 113 JD.com Inc ADR COM 47215P106 17 200 SH SOLE 0 0 200 JPMorgan Alerian MLP ETN COM 46625H365 19 1145 SH SOLE 0 0 1145 JPMorgan Chase & Co COM 46625H100 20 132 SH SOLE 0 0 132 Lemonade Inc COM 52567D107 40 429 SH SOLE 0 0 429 Magellan Midstream Partners LP COM 559080106 21 488 SH SOLE 0 0 488 MarketAxess Holdings Inc COM 57060D108 50 100 SH SOLE 0 0 100 Mastercard Inc A COM 57636Q104 121 341 SH SOLE 0 0 341 MercadoLibre Inc COM 58733R102 147 100 SH SOLE 0 0 100 Mongodb Inc Cl A COM 60937P106 82 308 SH SOLE 0 0 308 MPLX LP Partnership Units COM 55336V100 31 1228 SH SOLE 0 0 1228 Mylan Nv COM 92556V106 0 20 SH SOLE 0 0 20 Nanoviricides Inc COM 630087302 0 65 SH SOLE 0 0 65 NB MLP and Energy Income Fund Inc. COM 64129H104 5 1248 SH SOLE 0 0 1248 NuStar Energy LP COM 67058H102 6 363 SH SOLE 0 0 363 Nuveen Inter Dur Qual Muni Term COM 670677103 44 3000 SH SOLE 0 0 3000 Nuveen Intermediate Duration Muni Term COM 670671106 29 1998 SH SOLE 0 0 1998 NUVEEN MUNICIPAL CREDIT OPPORTUN CF COM 670663103 28 1998 SH SOLE 0 0 1998 Nuveen Municipal Opportunity COM 62914V106 1 20 SH SOLE 0 0 20 NVIDIA Corp COM 67066G104 160 300 SH SOLE 0 0 300 Okta Inc COM 679295105 22 100 SH SOLE 0 0 100 Oracle Corp COM 68389X105 4 50 SH SOLE 0 0 50 Owens-Corning Inc COM 690742101 752 8163 SH SOLE 0 0 8163 Palantir Technologies Inc COM 69608A108 6 250 SH SOLE 0 0 250 PayPal Holdings Inc COM 70450Y103 121 500 SH SOLE 0 0 500 Pfizer Inc COM 717081103 6 167 SH SOLE 0 0 167 Phillips 66 Partners LP COM 718549207 11 361 SH SOLE 0 0 361 PIMCO Dynamic Credit Income COM 72202D106 36 1599 SH SOLE 0 0 1599 Pinterest Inc COM 72352L106 444 6000 SH SOLE 0 0 6000 Plains All American Pipeline LP COM 726503105 16 1760 SH SOLE 0 0 1760 Principal Real Estate Income COM 74255X104 20 1500 SH SOLE 0 0 1500 Prudential Global Short Duration High COM 69346J106 22 1500 SH SOLE 0 0 1500 QUALTRICS INTERNATIONAL-CL A COM 747601201 8 250 SH SOLE 0 0 250 Roblox Corp Com Cl A COM 771049103 3 50 SH SOLE 0 0 50 Roku Inc COM 77543R102 98 300 SH SOLE 0 0 300 Roper Technologies Inc COM 776696106 22 55 SH SOLE 0 0 55 Salesforce.com Inc COM 79466L302 189 890 SH SOLE 0 0 890 SAP SE ADR COM 803054204 12 100 SH SOLE 0 0 100 Saratoga Investment Corp COM 80349A208 1 51 SH SOLE 0 0 51 SCHWAB INTERNATIONAL EQUITY ETF COM 808524805 1 31 SH SOLE 0 0 31 Select Sector Spdr Trust The Utilities Select Sector Spdr Trust COM 81369Y886 5 78 SH SOLE 0 0 78 Skillz Cl A Ord COM 83067L109 57 3000 SH SOLE 0 0 3000 SPDR S&P 500 ETF COM 78462F103 9683 24432 SH SOLE 0 0 24432 SPDR S&P Insurance ETF COM 78464A789 5 140 SH SOLE 0 0 140 SPDR INDEX SHARES EMERG MARKT ETF COM 78463X509 1 24 SH SOLE 0 0 24 SPDR PORTFOLIO S P 1500 CMPST ST ETF COM 78464A805 21 435 SH SOLE 0 0 435 SPDR Portfolio Short Term Corporate Bond ETF COM 78464A474 47 1492 SH SOLE 0 0 1492 SPDR S&P 600 SMALL CAP VALUE ETF COM 78464A300 0 4 SH SOLE 0 0 4 SPDR S&P Internet ETF COM 78468R127 10 60 SH SOLE 0 0 60 SPDR S&P Semiconductor ETF COM 78464A862 8 46 SH SOLE 0 0 46 SPDR S&P Software & Services ETF COM 78464A599 8 48 SH SOLE 0 0 48 Spectra Energy Corp. COM 81141R100 45 200 SH SOLE 0 0 200 Starbucks Corp COM 855244109 13 120 SH SOLE 0 0 120 Suburban Propane Partners LP COM 864482104 15 1000 SH SOLE 0 0 1000 Tekla Healthcare Opportunities COM 879105104 27 1248 SH SOLE 0 0 1248 Teladoc Health Inc COM 87918A105 27 150 SH SOLE 0 0 150 Tellurian Inc New COM 87968A104 7 3000 SH SOLE 0 0 3000 The Trade Desk Inc Com Cl A COM 88339J105 325 499 SH SOLE 0 0 499 Tortoise MLP Fund COM 89148B200 5 198 SH SOLE 0 0 198 TransCanada Corp COM 87807B107 7 154 SH SOLE 0 0 154 Twilio Inc COM 90138F102 187 550 SH SOLE 0 0 550 UnitedHealth Group Inc COM 91324P102 260 700 SH SOLE 0 0 700 Upstart Holdings Inc COM 91680M107 19 150 SH SOLE 0 0 150 US Global Jets ETF COM 26922A842 8 300 SH SOLE 0 0 300 Vanguard 500 ETF COM 922908363 3160 8674 SH SOLE 0 0 8674 Vanguard FTSE Developed Markets ETF COM 921943858 237018 4826271 SH SOLE 0 0 4826271 Vanguard Global ex-US Real Estate ETF COM 922042676 4 68 SH SOLE 0 0 68 Vanguard REIT ETF COM 922908553 4287 46668 SH SOLE 0 0 46668 Vanguard Russell 2000 ETF COM 92206C664 11 62 SH SOLE 0 0 62 VANGUARD SMALL CAP VALUE ETF COM 922908611 205 1235 SH SOLE 0 0 1235 Vanguard Small-Cap Value ETF COM 922908611 483 2919 SH SOLE 0 0 2919 Vanguard Total Bond Market ETF COM 921937835 930 10978 SH SOLE 0 0 10978 Vanguard Total International Stock ETF COM 921909768 4022 64151 SH SOLE 0 0 64151 Vanguard Total Stock Market ETF COM 922908769 1023 4951 SH SOLE 0 0 4951 Veeva Systems Inc COM 922475108 78 300 SH SOLE 0 0 300 Visa Inc Class A COM 92826C839 43 202 SH SOLE 0 0 202 Voya Emerging Markets High Dividend Eq COM 92912P108 10 1248 SH SOLE 0 0 1248 Voya Financial Inc COM 929089100 33 511 SH SOLE 0 0 511 Walt Disney Co COM 254687106 134 725 SH SOLE 0 0 725 Wecenergy Group Inc COM 92939U106 11 116 SH SOLE 0 0 116 Western Asset High Yld Def Opp COM 95768B107 19 1248 SH SOLE 0 0 1248 Western Midstream Partners LP COM 958669103 27 1426 SH SOLE 0 0 1426 Wix.com Ltd COM M98068105 70 250 SH SOLE 0 0 250 Zillow Group Inc COM 98954M101 143 1100 SH SOLE 0 0 1100 Zoom video communications-A COM 98980L101 16 50 SH SOLE 0 0 50 Zscaler Inc COM 98980G102 86 500 SH SOLE 0 0 500