EDGAR Filing Documents for 0001140361-17-009468

This page uses Javascript. Your browser either doesn't support Javascript or you have it turned off. To see this page as it is meant to appear please use a Javascript enabled browser.

Home | Latest Filings | Previous Page

SEC Seal

Search the Next-Generation EDGAR System

Filing Detail

Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]

SEC Accession No. 0001140361-17-009468

Filing Date

2017-02-27

Accepted

2017-02-27 17:27:07

Documents

1

Document Format Files

Seq	Description	Document	Type	Size
1	EXCELSIOR PRIVATE MARKETS FUND II (MASTER), LLC 40-APP A NO 3 2-27-2017	form40appa.htm	40-APP/A	181914
	Complete submission text file	0001140361-17-009468.txt		207672

Mailing Address C/O UNITED STATES TRUST CO OF NEW YORK 114 WEST 47TH ST NEW YORK NY 10036-1532

Business Address C/O UNITED STATES TRUST CO OF NEW YORK 114 WEST 47TH ST NEW YORK NY 10036-1532 2128521000

EXCELSIOR VENTURE PARTNERS III LLC (Filer) CIK: 0001103076 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-03 | Film No.: 17643352

Mailing Address 1290 AVENUE OF THE AMERICAS 26TH FLOOR NEW YORK NY 10104

Business Address 1290 AVENUE OF THE AMERICAS 26TH FLOOR NEW YORK NY 10104 6464974663

Neuberger Berman Investment Advisers LLC (Filer) CIK: 0001230440 (see all company filings)

IRS No.: 020654486 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-06 | Film No.: 17643322

Mailing Address 225 HIGH RIDGE ROAD STAMFORD CT 06905

Business Address 225 HIGH RIDGE ROAD STAMFORD CT 06905 800-647-6972

UST Global Private Markets Fund, LLC (Filer) CIK: 0001399793 (see all company filings)

IRS No.: 208592478 | State of Incorp.: DE | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-14548-01 | Film No.: 17643318

Mailing Address 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104

Business Address 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 212-476-9000

NB Alternatives Advisers LLC (Filer) CIK: 0001469000 (see all company filings)

IRS No.: 300536163 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-02 | Film No.: 17643350

Mailing Address 100 FEDERAL STREET BOSTON MA 02110

Business Address 100 FEDERAL STREET BOSTON MA 02110 866-921-7951

Excelsior Private Markets Fund II (Master), LLC (Filer) CIK: 0001501376 (see all company filings)

IRS No.: 273418978 | State of Incorp.: DE | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-14548-05 | Film No.: 17643316

Mailing Address BANK OF AMERICA CAPITAL ADVISORS 100 FEDERAL STREET BOSTON MA 02110

Business Address BANK OF AMERICA CAPITAL ADVISORS 100 FEDERAL STREET BOSTON MA 02110 866-921-7951

Excelsior Private Markets Fund III (Master), LLC (Filer) CIK: 0001572914 (see all company filings)

IRS No.: 300769347 | State of Incorp.: DE | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-14548-04 | Film No.: 17643353

Mailing Address C/O NB ALTERNATIVES ADVISERS LLC 605 THIRD AVENUE, 22ND FLOOR NEW YORK NY 10158

Business Address C/O NB ALTERNATIVES ADVISERS LLC 605 THIRD AVENUE, 22ND FLOOR NEW YORK NY 10158 212-476-9253

NB Private Debt Fund LP (Filer) CIK: 0001597114 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: 40-APP/A | Act: 40 | File No.: 812-14548-12 | Film No.: 17643317

Mailing Address C/O NEUBERGER BERMAN INVESTMENT ADVISERS 605 THIRD AVENUE NEW YORK NY 10158

Business Address C/O NEUBERGER BERMAN INVESTMENT ADVISERS 605 THIRD AVENUE NEW YORK NY 10158 800-223-6448

NB Crossroads Private Markets Fund IV Holdings LLC (Filer) CIK: 0001669382 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-14548-07 | Film No.: 17643345

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NYSCRF NB Co-Investment Fund LLC (Filer) CIK: 0001698408 (see all company filings)

IRS No.: 473903678 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-13 | Film No.: 17643319

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NorthBound NCRS Fund LP (Filer) CIK: 0001698411 (see all company filings)

IRS No.: 474287727 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-14 | Film No.: 17643320

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NorthBound Emerging Manager Fund II - A LP (Filer) CIK: 0001698412 (see all company filings)

IRS No.: 901017604 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-15 | Film No.: 17643321

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB ASGA Fund Holdings LP (Filer) CIK: 0001698413 (see all company filings)

IRS No.: 364792779 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-40 | Film No.: 17643349

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Canafund Private Debt LP (Filer) CIK: 0001698414 (see all company filings)

IRS No.: 463711023 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-39 | Film No.: 17643348

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Crossroads XXI - VC Holdings LP (Filer) CIK: 0001698415 (see all company filings)

IRS No.: 473067425 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-33 | Film No.: 17643341

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Crossroads XXI - SS Holdings LP (Filer) CIK: 0001698417 (see all company filings)

IRS No.: 473073878 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-34 | Film No.: 17643342

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Crossroads XXI - MC Holdings LP (Filer) CIK: 0001698419 (see all company filings)

IRS No.: 473042137 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-35 | Film No.: 17643343

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Crossroads XXI - LC Holdings LP (Filer) CIK: 0001698420 (see all company filings)

IRS No.: 473032094 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-36 | Film No.: 17643344

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Caspian Holdings LP (Filer) CIK: 0001698421 (see all company filings)

IRS No.: 371784730 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-38 | Film No.: 17643347

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB SBS US 1 Fund LP (Filer) CIK: 0001698422 (see all company filings)

IRS No.: 364780930 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-22 | Film No.: 17643330

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Flamingo Private Debt LP (Filer) CIK: 0001698423 (see all company filings)

IRS No.: 611721508 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-32 | Film No.: 17643340

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB LAOF - Holdings LP (Filer) CIK: 0001698424 (see all company filings)

IRS No.: 981097278 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-30 | Film No.: 17643338

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB - Iowa's Public Universities LP (Filer) CIK: 0001698425 (see all company filings)

IRS No.: 474408884 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-41 | Film No.: 17643351

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Private Equity Credit Opportunities Holdings LP (Filer) CIK: 0001698426 (see all company filings)

IRS No.: 814136882 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-26 | Film No.: 17643334

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB PEP Holdings Ltd (Filer) CIK: 0001698427 (see all company filings)

IRS No.: 980539397 | State of Incorp.: Y7 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-29 | Film No.: 17643337

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Pine Private Debt LP (Filer) CIK: 0001698428 (see all company filings)

IRS No.: 465118174 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-28 | Film No.: 17643336

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Private Debt II Holdings LP (Filer) CIK: 0001698429 (see all company filings)

IRS No.: 814172670 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-27 | Film No.: 17643335

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Renaissance Partners Holdings S.a r.l. (Filer) CIK: 0001698430 (see all company filings)

IRS No.: 981231785 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-25 | Film No.: 17643333

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB RPPE Partners LP (Filer) CIK: 0001698431 (see all company filings)

IRS No.: 465645930 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-23 | Film No.: 17643331

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Wildcats Fund LP (Filer) CIK: 0001698432 (see all company filings)

IRS No.: 352423702 | State of Incorp.: KY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-17 | Film No.: 17643324

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Granite Private Debt LP (Filer) CIK: 0001698433 (see all company filings)

IRS No.: 810826060 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-31 | Film No.: 17643339

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Strategic Co-Investment Partners III Holdings LP (Filer) CIK: 0001698434 (see all company filings)

IRS No.: 364811087 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-18 | Film No.: 17643325

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

Columbia NB Crossroads Fund II LP (Filer) CIK: 0001698435 (see all company filings)

IRS No.: 383911012 | State of Incorp.: TX | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-11 | Film No.: 17643315

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB CPEG Fund Holdings LP (Filer) CIK: 0001698436 (see all company filings)

IRS No.: 474345830 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-37 | Film No.: 17643346

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Sonoran Fund Limited Partnership (Filer) CIK: 0001698437 (see all company filings)

IRS No.: 383939019 | State of Incorp.: AZ | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-19 | Film No.: 17643326

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB-Sompo RA Holdings LP (Filer) CIK: 0001698438 (see all company filings)

IRS No.: 475167998 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-16 | Film No.: 17643323

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB SOF IV Cayman Holdings LP (Filer) CIK: 0001698439 (see all company filings)

IRS No.: 981299571 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-10 | Film No.: 17643314

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB SOF IV Holdings LP (Filer) CIK: 0001698440 (see all company filings)

IRS No.: 611790701 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-09 | Film No.: 17643313

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB SOF III Holdings LP (Filer) CIK: 0001698441 (see all company filings)

IRS No.: 900818976 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-20 | Film No.: 17643327

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB SOF 2016-A Master LP (Filer) CIK: 0001698442 (see all company filings)

IRS No.: 813243726 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-21 | Film No.: 17643329

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB Crystal PE Holdings LP (Filer) CIK: 0001698443 (see all company filings)

IRS No.: 812566235 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-08 | Film No.: 17643312

Mailing Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201

Business Address 325 NORTH SAINT PAUL STREET 49TH FLOOR DALLAS TX 75201 214-647-9500

NB RP Co-Investment & Secondary Fund LLC (Filer) CIK: 0001698444 (see all company filings)

IRS No.: 465418360 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14548-24 | Film No.: 17643332