Chief Compliance Officer

0001085146-20-001061.txt : 20200409 0001085146-20-001061.hdr.sgml : 20200409 20200409171949 ACCESSION NUMBER: 0001085146-20-001061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200409 DATE AS OF CHANGE: 20200409 EFFECTIVENESS DATE: 20200409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RITHOLTZ WEALTH MANAGEMENT CENTRAL INDEX KEY: 0001698218 IRS NUMBER: 463303127 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17973 FILM NUMBER: 20785436 BUSINESS ADDRESS: STREET 1: 24 WEST 40TH STREET STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (212) 455-9122 MAIL ADDRESS: STREET 1: 24 WEST 40TH STREET STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Comprehensive Portfolio Management, LLC DATE OF NAME CHANGE: 20170215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698218 XXXXXXXX 03-31-2020 03-31-2020 false RITHOLTZ WEALTH MANAGEMENT

24 WEST 40TH STREET 15TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-17973 N Kris Venne Chief Compliance Officer 212-455-9122 /s/ Kris Venne New York NY 04-06-2020 0 177 623913 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACCENTURE PLC IRELAND SHS CLASS A G1151C101 223 1367 SH SOLE 0 0 1367 ADOBE INC COM 00724F101 214 673 SH SOLE 0 0 673 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 1047 224646 SH SOLE 0 0 224646 AIR PRODS & CHEMS INC COM 009158106 302 1513 SH SOLE 0 0 1513 ALASKA COMMUNICATIONS SYS GR COM 01167P101 48 27698 SH SOLE 0 0 27698 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 376 1933 SH SOLE 0 0 1933 ALPHABET INC CAP STK CL C 02079K107 841 723 SH SOLE 0 0 723 ALPHABET INC CAP STK CL A 02079K305 752 647 SH SOLE 0 0 647 AMAZON COM INC COM 023135106 2254 1156 SH SOLE 0 0 1156 AMCOR PLC ORD G0250X107 85 10511 SH SOLE 0 0 10511 AMGEN INC COM 031162100 864 4262 SH SOLE 0 0 4262 AON PLC SHS CL A G0408V102 277 1677 SH SOLE 0 0 1677 APPLE INC COM 037833100 7717 30347 SH SOLE 0 0 30347 ASTRAZENECA PLC SPONSORED ADR 046353108 212 4755 SH SOLE 0 0 4755 AT&T INC COM 00206R102 839 28779 SH SOLE 0 0 28779 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1153 6306 SH SOLE 0 0 6306 BIG 5 SPORTING GOODS CORP COM 08915P101 21 19511 SH SOLE 0 0 19511 BK OF AMERICA CORP COM 060505104 273 12843 SH SOLE 0 0 12843 BOEING CO COM 097023105 276 1852 SH SOLE 0 0 1852 BP PLC SPONSORED ADR 055622104 262 10728 SH SOLE 0 0 10728 BRISTOL-MYERS SQUIBB CO COM 110122108 411 7370 SH SOLE 0 0 7370 CATERPILLAR INC DEL COM 149123101 263 2263 SH SOLE 0 0 2263 CEDAR REALTY TRUST INC COM NEW 150602209 14 15465 SH SOLE 0 0 15465 CHEETAH MOBILE INC ADR 163075104 41 19797 SH SOLE 0 0 19797 CHEVRON CORP NEW COM 166764100 473 6529 SH SOLE 0 0 6529 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 94 14062 SH SOLE 0 0 14062 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 241 6403 SH SOLE 0 0 6403 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 488 10026 SH SOLE 0 0 10026 CHINA YUCHAI INTL LTD COM G21082105 119 11073 SH SOLE 0 0 11073 CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW 16965P202 260 14842 SH SOLE 0 0 14842 CISCO SYS INC COM 17275R102 403 10243 SH SOLE 0 0 10243 CITIGROUP INC COM NEW 172967424 399 9480 SH SOLE 0 0 9480 COLGATE PALMOLIVE CO COM 194162103 264 3979 SH SOLE 0 0 3979 CONTANGO OIL & GAS CO COM NEW 21075N204 23 15000 SH SOLE 0 0 15000 COSTCO WHSL CORP NEW COM 22160K105 494 1733 SH SOLE 0 0 1733 CSX CORP COM 126408103 257 4484 SH SOLE 0 0 4484 CUMMINS INC COM 231021106 289 2134 SH SOLE 0 0 2134 DAVITA INC COM 23918K108 223 2936 SH SOLE 0 0 2936 DHI GROUP INC COM 23331S100 32 14682 SH SOLE 0 0 14682 DISNEY WALT CO COM DISNEY 254687106 1799 18628 SH SOLE 0 0 18628 EASTMAN KODAK CO COM NEW 277461406 22 12935 SH SOLE 0 0 12935 EXXON MOBIL CORP COM 30231G102 808 21270 SH SOLE 0 0 21270 FACEBOOK INC CL A 30303M102 454 2723 SH SOLE 0 0 2723 GILEAD SCIENCES INC COM 375558103 219 2923 SH SOLE 0 0 2923 GLOBALSCAPE INC COM 37940G109 128 17964 SH SOLE 0 0 17964 GOLDFIELD CORP COM 381370105 36 12554 SH SOLE 0 0 12554 HOME DEPOT INC COM 437076102 362 1938 SH SOLE 0 0 1938 HONDA MOTOR LTD AMERN SHS 438128308 317 14109 SH SOLE 0 0 14109 INFORMATION SERVICES GROUP I COM 45675Y104 42 16196 SH SOLE 0 0 16196 ING GROEP N.V. SPONSORED ADR 456837103 57 11126 SH SOLE 0 0 11126 INTEL CORP COM 458140100 615 11369 SH SOLE 0 0 11369 INTERNATIONAL BUSINESS MACHS COM 459200101 233 2104 SH SOLE 0 0 2104 INVESCO QQQ TR UNIT SER 1 46090E103 30867 162114 SH SOLE 0 0 162114 ISHARES INC CORE MSCI EMKT 46434G103 30422 751723 SH SOLE 0 0 751723 ISHARES INC ESG MSCI EM ETF 46434G863 722 26372 SH SOLE 0 0 26372 ISHARES TR SELECT DIVID ETF 464287168 273 3719 SH SOLE 0 0 3719 ISHARES TR TIPS BD ETF 464287176 48567 411862 SH SOLE 0 0 411862 ISHARES TR CORE S&P500 ETF 464287200 541 2095 SH SOLE 0 0 2095 ISHARES TR CORE US AGGBD ET 464287226 6578 57020 SH SOLE 0 0 57020 ISHARES TR IBOXX INV CP ETF 464287242 1757 14224 SH SOLE 0 0 14224 ISHARES TR BARCLAYS 7 10 YR 464287440 1512 12445 SH SOLE 0 0 12445 ISHARES TR 1 3 YR TREAS BD 464287457 3784 43659 SH SOLE 0 0 43659 ISHARES TR CORE S&P MCP ETF 464287507 220 1529 SH SOLE 0 0 1529 ISHARES TR NATIONAL MUN ETF 464288414 2811 24873 SH SOLE 0 0 24873 ISHARES TR IBOXX HI YD ETF 464288513 1066 13832 SH SOLE 0 0 13832 ISHARES TR CRE U S REIT ETF 464288521 631 16108 SH SOLE 0 0 16108 ISHARES TR SH TR CRPORT ETF 464288646 2574 49158 SH SOLE 0 0 49158 ISHARES TR 3 7 YR TREAS BD 464288661 133815 1003561 SH SOLE 0 0 1003561 ISHARES TR SHORT TREAS BD 464288679 1172 10560 SH SOLE 0 0 10560 ISHARES TR PFD AND INCM SEC 464288687 1006 31600 SH SOLE 0 0 31600 ISHARES TR MSCI USA ESG SLC 464288802 353 3216 SH SOLE 0 0 3216 ISHARES TR AGGRES ALLOC ETF 464289859 1484 31269 SH SOLE 0 0 31269 ISHARES TR MODERT ALLOC ETF 464289875 642 17488 SH SOLE 0 0 17488 ISHARES TR CONSER ALLOC ETF 464289883 233 6907 SH SOLE 0 0 6907 ISHARES TR US TREAS BD ETF 46429B267 382 13635 SH SOLE 0 0 13635 ISHARES TR CORE MSCI EAFE 46432F842 440 8829 SH SOLE 0 0 8829 ISHARES TR MSCI LW CRB TG 46434V464 864 8449 SH SOLE 0 0 8449 ISHARES TR CORE MSCI PAC 46434V696 1522 32837 SH SOLE 0 0 32837 ISHARES TR CORE MSCI EURO 46434V738 2123 57256 SH SOLE 0 0 57256 ISHARES TR HDG MSCI JAPAN 46434V886 307 11275 SH SOLE 0 0 11275 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 752 29815 SH SOLE 0 0 29815 ISHARES TR IBONDS DEC23 ETF 46434VAX8 3026 121056 SH SOLE 0 0 121056 ISHARES TR IBONDS DEC22 ETF 46434VBA7 3157 127352 SH SOLE 0 0 127352 ISHARES TR IBONDS DEC24 ETF 46434VBG4 897 36305 SH SOLE 0 0 36305 ISHARES TR IBONDS DEC21 ETF 46434VBK5 2831 114843 SH SOLE 0 0 114843 JOHNSON & JOHNSON COM 478160104 1340 10216 SH SOLE 0 0 10216 JPMORGAN CHASE & CO COM 46625H100 871 9677 SH SOLE 0 0 9677 KAMADA LTD SHS M6240T109 69 11874 SH SOLE 0 0 11874 KRYSTAL BIOTECH INC COM 501147102 389 9000 SH SOLE 0 0 9000 LAUDER ESTEE COS INC CL A 518439104 204 1281 SH SOLE 0 0 1281 LEIDOS HOLDINGS INC COM 525327102 335 3658 SH SOLE 0 0 3658 LILLY ELI & CO COM 532457108 308 2219 SH SOLE 0 0 2219 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 62 40847 SH SOLE 0 0 40847 LOCKHEED MARTIN CORP COM 539830109 259 765 SH SOLE 0 0 765 LSI INDS INC COM 50216C108 66 17490 SH SOLE 0 0 17490 MAGNA INTL INC COM 559222401 224 7023 SH SOLE 0 0 7023 MANULIFE FINL CORP COM 56501R106 142 11291 SH SOLE 0 0 11291 MASTERCARD INC CL A 57636Q104 480 1988 SH SOLE 0 0 1988 MCDONALDS CORP COM 580135101 272 1646 SH SOLE 0 0 1646 MECHEL PAO SPONSORED ADR NE 583840608 57 39798 SH SOLE 0 0 39798 MERCK & CO. INC COM 58933Y105 390 5065 SH SOLE 0 0 5065 MICROSOFT CORP COM 594918104 3012 19101 SH SOLE 0 0 19101 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 41 11219 SH SOLE 0 0 11219 NETFLIX INC COM 64110L106 235 626 SH SOLE 0 0 626 NEXTERA ENERGY INC COM 65339F101 374 1553 SH SOLE 0 0 1553 NIKE INC CL B 654106103 252 3046 SH SOLE 0 0 3046 NOMURA HLDGS INC SPONSORED ADR 65535H208 128 29951 SH SOLE 0 0 29951 NORFOLK SOUTHERN CORP COM 655844108 1134 7766 SH SOLE 0 0 7766 NOVARTIS A G SPONSORED ADR 66987V109 581 7046 SH SOLE 0 0 7046 NVIDIA CORP COM 67066G104 1184 4491 SH SOLE 0 0 4491 NXP SEMICONDUCTORS N V COM N6596X109 276 3328 SH SOLE 0 0 3328 ORACLE CORP COM 68389X105 1074 22213 SH SOLE 0 0 22213 ORION ENERGY SYSTEMS INC COM 686275108 67 18133 SH SOLE 0 0 18133 PC-TEL INC COM 69325Q105 87 13084 SH SOLE 0 0 13084 PEPSICO INC COM 713448108 690 5743 SH SOLE 0 0 5743 PFIZER INC COM 717081103 507 15537 SH SOLE 0 0 15537 PHILIP MORRIS INTL INC COM 718172109 211 2892 SH SOLE 0 0 2892 POLARITYTE INC COM 731094108 67 61700 SH SOLE 0 0 61700 PROCTER & GAMBLE CO COM 742718109 1076 9781 SH SOLE 0 0 9781 QUALCOMM INC COM 747525103 550 8129 SH SOLE 0 0 8129 REGENERON PHARMACEUTICALS COM 75886F107 391 800 SH SOLE 0 0 800 RETRACTABLE TECHNOLOGIES INC COM 76129W105 44 28515 SH SOLE 0 0 28515 RIO TINTO PLC SPONSORED ADR 767204100 518 11370 SH SOLE 0 0 11370 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 161 59020 SH SOLE 0 0 59020 RYERSON HLDG CORP COM 783754104 64 12002 SH SOLE 0 0 12002 SALESFORCE COM INC COM 79466L302 268 1862 SH SOLE 0 0 1862 SCHLUMBERGER LTD COM 806857108 181 13445 SH SOLE 0 0 13445 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 260 4295 SH SOLE 0 0 4295 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 302 11702 SH SOLE 0 0 11702 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 257 4738 SH SOLE 0 0 4738 SEAGATE TECHNOLOGY PLC SHS G7945M107 227 4646 SH SOLE 0 0 4646 SHERWIN WILLIAMS CO COM 824348106 721 1570 SH SOLE 0 0 1570 SONY CORP SPONSORED ADR 835699307 389 6574 SH SOLE 0 0 6574 SPDR GOLD TRUST GOLD SHS 78463V107 928 6266 SH SOLE 0 0 6266 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 3148 106692 SH SOLE 0 0 106692 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2684 94305 SH SOLE 0 0 94305 SPDR S&P 500 ETF TR TR UNIT 78462F103 1458 5658 SH SOLE 0 0 5658 SPDR SER TR WELLS FG PFD ETF 78464A292 305 7795 SH SOLE 0 0 7795 SPDR SER TR S&P 600 SMCP VAL 78464A300 1696 41503 SH SOLE 0 0 41503 SPDR SER TR PORTFOLIO AGRGTE 78464A649 6961 230342 SH SOLE 0 0 230342 SPDR SER TR PORTFLI TIPS ETF 78464A656 2380 81956 SH SOLE 0 0 81956 SPDR SER TR S&P DIVID ETF 78464A763 465 5826 SH SOLE 0 0 5826 SPDR SER TR PORTFOLIO S&P500 78464A854 2631 86973 SH SOLE 0 0 86973 SPDR SER TR NUVEEN BRC MUNIC 78468R721 27782 555640 SH SOLE 0 0 555640 STARBUCKS CORP COM 855244109 381 5791 SH SOLE 0 0 5791 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 67 13911 SH SOLE 0 0 13911 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 408 8541 SH SOLE 0 0 8541 TARGET CORP COM 87612E106 221 2374 SH SOLE 0 0 2374 THERMO FISHER SCIENTIFIC INC COM 883556102 220 777 SH SOLE 0 0 777 THOMSON REUTERS CORP COM NEW 884903709 231 3409 SH SOLE 0 0 3409 UBER TECHNOLOGIES INC COM 90353T100 821 29397 SH SOLE 0 0 29397 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 45 20579 SH SOLE 0 0 20579 UNITED TECHNOLOGIES CORP COM 913017109 278 2951 SH SOLE 0 0 2951 UNITEDHEALTH GROUP INC COM 91324P102 409 1640 SH SOLE 0 0 1640 UNIVERSAL TECHNICAL INST INC COM 913915104 69 11557 SH SOLE 0 0 11557 VAALCO ENERGY INC COM NEW 91851C201 13 14894 SH SOLE 0 0 14894 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 55705 677838 SH SOLE 0 0 677838 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 988 11581 SH SOLE 0 0 11581 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2195 9267 SH SOLE 0 0 9267 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3404 48731 SH SOLE 0 0 48731 VANGUARD INDEX FDS MID CAP ETF 922908629 279 2119 SH SOLE 0 0 2119 VANGUARD INDEX FDS GROWTH ETF 922908736 268 1710 SH SOLE 0 0 1710 VANGUARD INDEX FDS TOTAL STK MKT 922908769 72926 565710 SH SOLE 0 0 565710 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4062 64676 SH SOLE 0 0 64676 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1085 32342 SH SOLE 0 0 32342 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 37521 866938 SH SOLE 0 0 866938 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2464 39522 SH SOLE 0 0 39522 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 524 5066 SH SOLE 0 0 5066 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 32199 965784 SH SOLE 0 0 965784 VERIZON COMMUNICATIONS INC COM 92343V104 439 8164 SH SOLE 0 0 8164 VISA INC COM CL A 92826C839 1190 7383 SH SOLE 0 0 7383 WALMART INC COM 931142103 205 1807 SH SOLE 0 0 1807 WELLS FARGO CO NEW COM 949746101 311 10841 SH SOLE 0 0 10841 WESTERN UN CO COM 959802109 243 13398 SH SOLE 0 0 13398 WIPRO LTD SPON ADR 1 SH 97651M109 72 23126 SH SOLE 0 0 23126 WISDOMTREE TR INTL SMCAP DIV 97717W760 2377 49462 SH SOLE 0 0 49462 WISDOMTREE TR JAPN HEDGE EQT 97717W851 15811 375122 SH SOLE 0 0 375122