Chief Compliance Officer

0001085146-19-002562.txt : 20191017 0001085146-19-002562.hdr.sgml : 20191017 20191017143148 ACCESSION NUMBER: 0001085146-19-002562 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191017 DATE AS OF CHANGE: 20191017 EFFECTIVENESS DATE: 20191017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Comprehensive Portfolio Management, LLC CENTRAL INDEX KEY: 0001698218 IRS NUMBER: 463303127 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17973 FILM NUMBER: 191154916 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 455-9122 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698218 XXXXXXXX 09-30-2019 09-30-2019 false Comprehensive Portfolio Management, LLC

90 PARK AVENUE 18TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-17973 N Kris Venne Chief Compliance Officer 212-455-9122 /s/ Kris Venne New York NY 10-16-2019 0 144 615803 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 423 5050 SH SOLE 0 0 5050 ABBVIE INC COM 00287Y109 441 5824 SH SOLE 0 0 5824 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 208 1079 SH SOLE 0 0 1079 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 2035 264646 SH SOLE 0 0 264646 AIR PRODS & CHEMS INC COM 009158106 333 1500 SH SOLE 0 0 1500 ALASKA COMMUNICATIONS SYS GR COM 01167P101 25 14558 SH SOLE 0 0 14558 ALPHABET INC CAP STK CL A 02079K305 772 632 SH SOLE 0 0 632 ALPHABET INC CAP STK CL C 02079K107 605 496 SH SOLE 0 0 496 AMAZON COM INC COM 023135106 1139 656 SH SOLE 0 0 656 AMAZON COM INC COM 023135106 61 200 SH Call SOLE 0 0 200 AMGEN INC COM 031162100 716 3698 SH SOLE 0 0 3698 AON PLC SHS CL A G0408V102 414 2137 SH SOLE 0 0 2137 APPLE INC COM 037833100 6438 28744 SH SOLE 0 0 28744 APPLE INC COM 037833100 19 400 SH Call SOLE 0 0 400 ARC DOCUMENT SOLUTIONS INC COM 00191G103 14 10264 SH SOLE 0 0 10264 AT&T INC COM 00206R102 1033 27301 SH SOLE 0 0 27301 BANK AMER CORP COM 060505104 253 8663 SH SOLE 0 0 8663 BERKLEY W R CORP COM 084423102 220 3039 SH SOLE 0 0 3039 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 976 4690 SH SOLE 0 0 4690 BOEING CO COM 097023105 629 1652 SH SOLE 0 0 1652 BP PLC SPONSORED ADR 055622104 339 8934 SH SOLE 0 0 8934 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 203 3827 SH SOLE 0 0 3827 CATERPILLAR INC DEL COM 149123101 372 2946 SH SOLE 0 0 2946 CHEVRON CORP NEW COM 166764100 1010 8515 SH SOLE 0 0 8515 CISCO SYS INC COM 17275R102 403 8163 SH SOLE 0 0 8163 CITIGROUP INC COM NEW 172967424 305 4420 SH SOLE 0 0 4420 CODEXIS INC COM 192005106 453 33000 SH SOLE 0 0 33000 COLGATE PALMOLIVE CO COM 194162103 284 3862 SH SOLE 0 0 3862 COMCAST CORP NEW CL A 20030N101 455 10084 SH SOLE 0 0 10084 COSTCO WHSL CORP NEW COM 22160K105 462 1602 SH SOLE 0 0 1602 CSX CORP COM 126408103 371 5352 SH SOLE 0 0 5352 D R HORTON INC COM 23331A109 246 4665 SH SOLE 0 0 4665 DHI GROUP INC COM 23331S100 81 21132 SH SOLE 0 0 21132 DISNEY WALT CO COM DISNEY 254687106 2356 18078 SH SOLE 0 0 18078 DISNEY WALT CO COM DISNEY 254687106 19 700 SH Call SOLE 0 0 700 EMERSON ELEC CO COM 291011104 365 5464 SH SOLE 0 0 5464 EXXON MOBIL CORP COM 30231G102 1151 16296 SH SOLE 0 0 16296 FACEBOOK INC CL A 30303M102 406 2281 SH SOLE 0 0 2281 FLUENT INC COM 34380C102 31 11220 SH SOLE 0 0 11220 GENERAL ELECTRIC CO COM 369604103 100 11136 SH SOLE 0 0 11136 HOME DEPOT INC COM 437076102 3 100 SH Call SOLE 0 0 100 HOME DEPOT INC COM 437076102 336 1450 SH SOLE 0 0 1450 INTEL CORP COM 458140100 835 16198 SH SOLE 0 0 16198 INTERNATIONAL BUSINESS MACHS COM 459200101 381 2619 SH SOLE 0 0 2619 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 217 2010 SH SOLE 0 0 2010 INVESCO QQQ TR UNIT SER 1 46090E103 45389 240394 SH SOLE 0 0 240394 ISHARES INC CORE MSCI EMKT 46434G103 32160 656056 SH SOLE 0 0 656056 ISHARES INC ESG MSCI EM ETF 46434G863 833 25594 SH SOLE 0 0 25594 ISHARES TR 3 7 YR TREAS BD 464288661 653 5153 SH SOLE 0 0 5153 ISHARES TR AGGRES ALLOC ETF 464289859 1332 24248 SH SOLE 0 0 24248 ISHARES TR CORE MSCI EAFE 46432F842 1173 19201 SH SOLE 0 0 19201 ISHARES TR CORE MSCI EURO 46434V738 2822 61689 SH SOLE 0 0 61689 ISHARES TR CORE MSCI PAC 46434V696 1940 34516 SH SOLE 0 0 34516 ISHARES TR CORE S&P MCP ETF 464287507 15125 78277 SH SOLE 0 0 78277 ISHARES TR CORE S&P TTL STK 464287150 229 3415 SH SOLE 0 0 3415 ISHARES TR CORE S&P500 ETF 464287200 90316 302547 SH SOLE 0 0 302547 ISHARES TR CORE US AGGBD ET 464287226 403 3560 SH SOLE 0 0 3560 ISHARES TR CRE U S REIT ETF 464288521 1133 20401 SH SOLE 0 0 20401 ISHARES TR HDG MSCI JAPAN 46434V886 567 18210 SH SOLE 0 0 18210 ISHARES TR IBONDS DEC19 ETF 46434VAU4 1376 55356 SH SOLE 0 0 55356 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 770 30345 SH SOLE 0 0 30345 ISHARES TR IBONDS DEC21 ETF 46434VBK5 2455 98198 SH SOLE 0 0 98198 ISHARES TR IBONDS DEC22 ETF 46434VBA7 3034 119826 SH SOLE 0 0 119826 ISHARES TR IBONDS DEC23 ETF 46434VAX8 1445 56435 SH SOLE 0 0 56435 ISHARES TR IBONDS MAR20 ETF 46432FBC0 964 36878 SH SOLE 0 0 36878 ISHARES TR MODERT ALLOC ETF 464289875 698 17759 SH SOLE 0 0 17759 ISHARES TR MSCI LW CRB TG 46434V464 1032 8592 SH SOLE 0 0 8592 ISHARES TR MSCI USA ESG SLC 464288802 418 3383 SH SOLE 0 0 3383 ISHARES TR NATIONAL MUN ETF 464288414 3774 33075 SH SOLE 0 0 33075 ISHARES TR PFD AND INCM SEC 464288687 1213 32331 SH SOLE 0 0 32331 ISHARES TR SELECT DIVID ETF 464287168 420 4120 SH SOLE 0 0 4120 ISHARES TR TIPS BD ETF 464287176 48724 418989 SH SOLE 0 0 418989 ISHARES TR US TREAS BD ETF 46429B267 494 18771 SH SOLE 0 0 18771 JOHNSON & JOHNSON COM 478160104 1779 13751 SH SOLE 0 0 13751 JOHNSON & JOHNSON COM 478160104 9 700 SH Call SOLE 0 0 700 JPMORGAN CHASE & CO COM 46625H100 1175 9984 SH SOLE 0 0 9984 KRYSTAL BIOTECH INC COM 501147102 278 8000 SH SOLE 0 0 8000 LEE ENTERPRISES INC COM 523768109 37 18186 SH SOLE 0 0 18186 LOCKHEED MARTIN CORP COM 539830109 287 737 SH SOLE 0 0 737 MASTERCARD INC CL A 57636Q104 377 1388 SH SOLE 0 0 1388 MCDONALDS CORP COM 580135101 462 2150 SH SOLE 0 0 2150 MERCK & CO INC COM 58933Y105 571 6789 SH SOLE 0 0 6789 MICROSOFT CORP COM 594918104 2250 16185 SH SOLE 0 0 16185 MICROSOFT CORP COM 594918104 16 500 SH Call SOLE 0 0 500 NORFOLK SOUTHERN CORP COM 655844108 1405 7818 SH SOLE 0 0 7818 NVIDIA CORP COM 67066G104 32 700 SH Call SOLE 0 0 700 NVIDIA CORP COM 67066G104 812 4663 SH SOLE 0 0 4663 ORACLE CORP COM 68389X105 1026 18653 SH SOLE 0 0 18653 PEPSICO INC COM 713448108 625 4562 SH SOLE 0 0 4562 PFIZER INC COM 717081103 439 12206 SH SOLE 0 0 12206 PHILIP MORRIS INTL INC COM 718172109 332 4377 SH SOLE 0 0 4377 PNC FINL SVCS GROUP INC COM 693475105 255 1820 SH SOLE 0 0 1820 POLARITYTE INC COM 731094108 109 33700 SH SOLE 0 0 33700 PROCTER & GAMBLE CO COM 742718109 1096 8809 SH SOLE 0 0 8809 PUBLIC STORAGE COM 74460D109 227 925 SH SOLE 0 0 925 QUALCOMM INC COM 747525103 599 7849 SH SOLE 0 0 7849 REGENERON PHARMACEUTICALS COM 75886F107 222 800 SH SOLE 0 0 800 RICEBRAN TECHNOLOGIES COM NEW 762831204 33 13000 SH SOLE 0 0 13000 SCHLUMBERGER LTD COM 806857108 476 13926 SH SOLE 0 0 13926 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 422 13234 SH SOLE 0 0 13234 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 282 5240 SH SOLE 0 0 5240 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 370 5204 SH SOLE 0 0 5204 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 208 3676 SH SOLE 0 0 3676 SHERWIN WILLIAMS CO COM 824348106 896 1629 SH SOLE 0 0 1629 SMUCKER J M CO COM NEW 832696405 235 2140 SH SOLE 0 0 2140 SPDR GOLD TRUST GOLD SHS 78463V107 962 6924 SH SOLE 0 0 6924 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 4579 121322 SH SOLE 0 0 121322 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3862 112663 SH SOLE 0 0 112663 SPDR S&P 500 ETF TR TR UNIT 78462F103 2005 6757 SH SOLE 0 0 6757 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 418 8535 SH SOLE 0 0 8535 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 28955 571216 SH SOLE 0 0 571216 SPDR SERIES TRUST PORTFLI TIPS ETF 78464A656 3027 106126 SH SOLE 0 0 106126 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 8213 277093 SH SOLE 0 0 277093 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 3340 95840 SH SOLE 0 0 95840 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 2398 39137 SH SOLE 0 0 39137 SPDR SERIES TRUST S&P DIVID ETF 78464A763 607 5913 SH SOLE 0 0 5913 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 434 9820 SH SOLE 0 0 9820 TASEKO MINES LTD COM 876511106 10 25000 SH SOLE 0 0 25000 UNITED TECHNOLOGIES CORP COM 913017109 359 2630 SH SOLE 0 0 2630 UNITEDHEALTH GROUP INC COM 91324P102 199 916 SH SOLE 0 0 916 UNITEDHEALTH GROUP INC COM 91324P102 14 700 SH Call SOLE 0 0 700 VAALCO ENERGY INC COM NEW 91851C201 25 12522 SH SOLE 0 0 12522 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 52570 650704 SH SOLE 0 0 650704 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1476 17483 SH SOLE 0 0 17483 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 318 5399 SH SOLE 0 0 5399 VANGUARD GROUP DIV APP ETF 921908844 718 6002 SH SOLE 0 0 6002 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 270 2319 SH SOLE 0 0 2319 VANGUARD INDEX FDS GROWTH ETF 922908736 261 1568 SH SOLE 0 0 1568 VANGUARD INDEX FDS MID CAP ETF 922908629 403 2405 SH SOLE 0 0 2405 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5737 61522 SH SOLE 0 0 61522 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3593 13181 SH SOLE 0 0 13181 VANGUARD INDEX FDS TOTAL STK MKT 922908769 77410 512648 SH SOLE 0 0 512648 VANGUARD INDEX FDS VALUE ETF 922908744 358 3205 SH SOLE 0 0 3205 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 603 14973 SH SOLE 0 0 14973 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 42232 787755 SH SOLE 0 0 787755 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3529 47164 SH SOLE 0 0 47164 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2367 38849 SH SOLE 0 0 38849 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 35329 859995 SH SOLE 0 0 859995 VERIZON COMMUNICATIONS INC COM 92343V104 494 8187 SH SOLE 0 0 8187 VISA INC COM CL A 92826C839 1104 6421 SH SOLE 0 0 6421 W P CAREY INC COM 92936U109 239 2667 SH SOLE 0 0 2667 WELLS FARGO CO NEW COM 949746101 703 13936 SH SOLE 0 0 13936 WISDOMTREE TR INTL SMCAP DIV 97717W760 3579 56341 SH SOLE 0 0 56341 WISDOMTREE TR JAPN HEDGE EQT 97717W851 16931 335539 SH SOLE 0 0 335539