0001697934-20-000002.txt : 20200508
0001697934-20-000002.hdr.sgml : 20200508
20200508140617
ACCESSION NUMBER: 0001697934-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200508
DATE AS OF CHANGE: 20200508
EFFECTIVENESS DATE: 20200508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 20859942
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
13F-HR
1
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03-31-2020
03-31-2020
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
SUITE 300
MANCHESTER
MO
63021
13F HOLDINGS REPORT
028-17870
N
Jeff Roseman
VP & CCO
3149090600
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Manchester
MO
05-08-2020
0
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SH
SOLE
16486
0
1727
MERCK & CO INC
COM
58933y105
3363
43708
SH
SOLE
36849
0
6859
MICRON TECHNOLOGY INC
COM
595112103
241
5733
SH
SOLE
2958
0
2775
MICROSOFT CORP
COM
594918104
8806
55835
SH
SOLE
36771
0
19064
MODERNA INC COMMON STOCK
COM
60770k107
1065
35565
SH
SOLE
11990
0
23575
MONDELEZ INTERNATIONAL INC COM
COM
609207105
364
7277
SH
SOLE
3638
0
3639
MOODYS CORP
COM
615369105
384
1814
SH
SOLE
1243
0
571
MORGAN STANLEY
COM
617446448
1317
38742
SH
SOLE
38742
0
0
NATIONAL STORAGE AFFILIATES TR
COM
637870106
275
9285
SH
SOLE
8847
0
437
NEOGENOMICS INC
COM
64049m209
344
12444
SH
SOLE
12016
0
428
NETFLIX COM INC
COM
64110l106
262
698
SH
SOLE
188
0
510
NEW MOUNTAIN FINANCE CORPORATI
COM
647551100
123
18049
SH
SOLE
15846
0
2203
NEXTERA ENERGY INC
COM
65339f101
2320
9643
SH
SOLE
8996
0
647
NIKE INC CLASS B COM
COM
654106103
1164
14062
SH
SOLE
10644
0
3419
NORTHROP GRUMMAN CORP
COM
666807102
275
909
SH
SOLE
422
0
487
NORTHWEST BIOTHERAPEUTICS INC
COM
66737p600
5
31000
SH
SOLE
10000
0
21000
NUVEEN CREDIT STRATEGIES INCOM
COM
67073d102
68
12000
SH
SOLE
0
0
12000
NUVEEN PREFERRED & INCOME OPPO
COM
67073b106
88
11944
SH
SOLE
8544
0
3400
NVIDIA CORP
COM
67066g104
645
2447
SH
SOLE
1020
0
1427
O REILLY AUTOMOTIVE INC
COM
67103h107
203
674
SH
SOLE
547
0
127
OXFORD SQUARE CAPITAL CORP COM
COM
69181v107
211
82683
SH
SOLE
82683
0
0
PACIFIC BIOSCIENCES OF CALIFOR
COM
69404d108
74
24100
SH
SOLE
23000
0
1100
PACIFIC OAK STRATEGIC OPPORTUN
COM
694701103
122
11480
SH
SOLE
6090
0
5390
PAYPAL HOLDINGS INC COM
COM
70450y103
355
3707
SH
SOLE
2526
0
1181
PEPSICO INC COMMON STOCK
COM
713448108
2769
23054
SH
SOLE
20264
0
2790
PFIZER INC
COM
717081103
1096
33579
SH
SOLE
16995
0
16584
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
760
10423
SH
SOLE
6152
0
4271
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l363
560
23603
SH
SOLE
14155
0
9448
PINNACLE WEST CAPITAL CORP
COM
723484101
260
3431
SH
SOLE
3313
0
118
POLAR POWER INC COMMON STOCK
COM
73102v105
12
10055
SH
SOLE
3600
0
6455
PRECISION BIOSCIENCES INC COMM
COM
74019p108
675
112000
SH
SOLE
67500
0
44500
PROCTER & GAMBLE CO
COM
742718109
4612
41929
SH
SOLE
30600
0
11329
PROSPECT CAPITAL CORPORATION
COM
74348t102
68
15920
SH
SOLE
5848
0
10072
QUALCOMM INC
COM
747525103
1866
27577
SH
SOLE
24762
0
2815
QUEST DIAGNOSTICS INC
COM
74834l100
341
4245
SH
SOLE
4145
0
100
REDWOOD FINANCIAL INC-MINN
COM
757903109
248
2250
SH
SOLE
150
0
2100
REPUBLIC SERVICES INC
COM
760759100
253
3372
SH
SOLE
3256
0
116
RINGCENTRAL INC CL A
COM
76680r206
505
2385
SH
SOLE
100
0
2285
RIVERNORTH DOUBLELINE STRATEGC
COM
76882g107
470
36740
SH
SOLE
7124
0
29616
ROSS STORES INC
COM
778296103
563
6472
SH
SOLE
6244
0
228
SABRA HEALTH CARE REIT INC
COM
78573l106
256
23427
SH
SOLE
22536
0
891
SCHRODINGER INC COMMON STOCK
COM
80810d103
453
10500
SH
SOLE
8500
0
2000
SCHWAB STRATEGIC TR INTERMEDIA
COM
808524854
322
5475
SH
SOLE
5039
0
436
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
311
5705
SH
SOLE
3197
0
2508
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
331
3375
SH
SOLE
1813
0
1562
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
438
21021
SH
SOLE
4935
0
16086
SELECT SECTOR SPDR TRUST THE H
COM
81369y209
2014
22733
SH
SOLE
19247
0
3486
SELECT SECTOR SPDR TRUST THE T
COM
81369y803
832
10348
SH
SOLE
3388
0
6960
SELECT SECTOR SPDR TRUST THE U
COM
81369y886
245
4421
SH
SOLE
860
0
3561
SERVICE PROPERTIES TRUST COMMO
COM
81761l102
142
26346
SH
SOLE
25446
0
900
SOUTHERN CO
COM
842587107
234
4315
SH
SOLE
3009
0
1306
SPDR GOLD TR GOLD SHS
COM
78463v107
523
3532
SH
SOLE
2256
0
1276
SPDR S&P 500 ETF TRUST
COM
78462f103
2482
9630
SH
SOLE
3263
0
6367
SPDR S&P DIVIDEND ETF
COM
78464a763
4183
52374
SH
SOLE
37719
0
14654
SPDR SER TR NUVEEN BLOOMBERG B
COM
78464a284
3329
60832
SH
SOLE
60832
0
0
SPDR SERIES TRUST S&P AEROSPAC
COM
78464a631
331
4353
SH
SOLE
1898
0
2455
SPDR SERIES TRUST SPDR BLOOMBE
COM
78468r663
1312
14321
SH
SOLE
10258
0
4063
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a359
226
4732
SH
SOLE
4055
0
677
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a649
358
11845
SH
SOLE
11546
0
299
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a144
1438
44020
SH
SOLE
44020
0
0
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a854
322
10639
SH
SOLE
8628
0
2011
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a409
951
26605
SH
SOLE
13863
0
12742
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r788
286
11632
SH
SOLE
4161
0
7471
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a508
403
15590
SH
SOLE
12490
0
3101
SPDR SERIES TRUST SPDR SSGA US
COM
78468r804
216
2383
SH
SOLE
270
0
2113
SPLUNK INC COM
COM
848637104
217
1722
SH
SOLE
1722
0
0
SQUARE INC CLASS A COM
COM
852234103
3784
72244
SH
SOLE
31877
0
40367
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
819
3114
SH
SOLE
799
0
2315
STARBUCKS CORP
COM
855244109
1982
30151
SH
SOLE
27992
0
2159
SYNAPTICS INC
COM
87157d109
277
4781
SH
SOLE
4617
0
164
SYSCO CORP
COM
871829107
291
6382
SH
SOLE
5988
0
394
TARGET CORP
COM
87612e106
267
2870
SH
SOLE
1936
0
935
TEJON RANCH CO
COM
879080109
1064
75650
SH
SOLE
13150
0
62500
TEKLA HEALTHCARE INVS SH BEN I
COM
87911j103
215
12083
SH
SOLE
5228
0
6855
TEMPLETON EMERGING MARKETS FUN
COM
880191101
558
50001
SH
SOLE
44012
0
5989
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
1679
16802
SH
SOLE
16317
0
485
THERAPEUTICSMD INC COMMON STOC
COM
88338n107
17
16200
SH
SOLE
1500
0
14700
THERMO FISHER SCIENTIFIC INC
COM
883556102
841
2964
SH
SOLE
1561
0
1403
TOMPKINS FINANCIAL CORPORATION
COM
890110109
359
5000
SH
SOLE
5000
0
0
TRACTOR SUPPLY CO
COM
892356106
347
4102
SH
SOLE
1294
0
2808
TRANSLATE BIO INC COMMON STOCK
COM
89374l104
100
10000
SH
SOLE
0
0
10000
TRUIST FINANCIAL CORPORATION C
COM
89832q109
1819
58969
SH
SOLE
56848
0
2121
UBER TECHNOLOGIES INC COMMON S
COM
90353t100
923
33045
SH
SOLE
9975
0
23070
UNION PACIFIC CORP
COM
907818108
353
2501
SH
SOLE
1912
0
589
UNITED PARCEL SVC INC CL B
COM
911312106
981
10501
SH
SOLE
4069
0
6432
UNITED STATES OIL FUND LP SHAR
COM
91232n207
46
11000
SH
SOLE
1000
0
10000
UNITEDHEALTH GROUP INC
COM
91324p102
3357
13460
SH
SOLE
11175
0
2285
UNITY BIOTECHNOLOGY INC COMMON
COM
91381u101
301
51950
SH
SOLE
16500
0
35450
US BANCORP DEL COM
COM
902973304
1921
55755
SH
SOLE
53010
0
2745
US ECOLOGY INC COMMON STOCK
COM
91734m103
243
8000
SH
SOLE
8000
0
0
VANECK VECTORS ETF TRUST VANEC
COM
92189h300
255
8973
SH
SOLE
6631
0
2341
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
1013
30369
SH
SOLE
22422
0
7947
VANGUARD FTSE EMERGING MARKETS
COM
922042858
223
6650
SH
SOLE
5173
0
1477
VANGUARD INTERMEDIATE TERM COR
COM
92206c870
406
4660
SH
SOLE
4219
0
441
VANGUARD S&P 500 ETF
COM
922908363
399
1685
SH
SOLE
499
0
1186
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
577
5585
SH
SOLE
3342
0
2243
VANGUARD SPECIALIZED FUNDS VAN
COM
922908553
422
6047
SH
SOLE
2078
0
3969
VANGUARD TOTAL BOND MARKET ETF
COM
921937835
403
4724
SH
SOLE
3836
0
888
VANGUARD TOTAL INTERNATIONAL B
COM
92203j407
209
3709
SH
SOLE
3141
0
568
VERISK ANALYTICS INC COM
COM
92345y106
283
2034
SH
SOLE
1964
0
70
VERIZON COMMUNICATIONS
COM
92343v104
2976
55379
SH
SOLE
46349
0
9031
VIASAT INC
COM
92552v100
231
6419
SH
SOLE
6198
0
221
VISA INC CL A COMMON STOCK
COM
92826c839
3639
22586
SH
SOLE
18746
0
3840
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
1506
32927
SH
SOLE
12560
0
20367
WALMART INC COMMON STOCK
COM
931142103
2230
19631
SH
SOLE
13582
0
6049
WALT DISNEY CO
COM
254687106
1913
19804
SH
SOLE
12517
0
7287
WASTE MANAGEMENT INC DEL
COM
94106l109
721
7792
SH
SOLE
5691
0
2100
WELLTOWER INC COMMON STOCK
COM
95040q104
1714
37449
SH
SOLE
35761
0
1688
WORLD MOTO INC
COM
98158h106
0
700000
SH
SOLE
0
0
700000
XCEL ENERGY INC COMMON STOCK
COM
98389b100
913
15145
SH
SOLE
8797
0
6348
ZOETIS INC CL A
COM
98978v103
509
4325
SH
SOLE
2901
0
1424
CHS INC 8 CUM REDEEMABLE PFD
PFD
12542r209
241
9519
SH
SOLE
7169
0
2350
CHS INC PFD CL B SER 4
PFD
12542r803
2024
81086
SH
SOLE
69137
0
11949
GWG HLDGS INC PFD 7 DTD
PFD
36192a810
207
207
SH
SOLE
193
0
14
GWG HLDGS INC PFD 7 DTD
PFD
36192a836
567
567
SH
SOLE
567
0
0
GWG HLDGS INC PFD 7 DTD
PFD
36192a844
470
470
SH
SOLE
470
0
0
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a687
1173
1173
SH
SOLE
110
0
1063
REKOR SYSTEMS INC PREFERRED ST
PFD
759419203
194
21500
SH
SOLE
17500
0
4000