0001697882-20-000001.txt : 20200113
0001697882-20-000001.hdr.sgml : 20200113
20200113103510
ACCESSION NUMBER: 0001697882-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200113
DATE AS OF CHANGE: 20200113
EFFECTIVENESS DATE: 20200113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Flaharty Asset Management, LLC
CENTRAL INDEX KEY: 0001697882
IRS NUMBER: 463118454
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17966
FILM NUMBER: 20523122
BUSINESS ADDRESS:
STREET 1: 311 PARK PLACE BLVD
STREET 2: STE 150
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7272521050
MAIL ADDRESS:
STREET 1: 311 PARK PLACE BLVD
STREET 2: STE 150
CITY: CLEARWATER
STATE: FL
ZIP: 33759
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697882
XXXXXXXX
12-31-2019
12-31-2019
Flaharty Asset Management, LLC
311 PARK PLACE BLVD
STE 150
CLEARWATER
FL
33759
13F HOLDINGS REPORT
028-17966
N
John Hunter Orr
CIO
727-252-1050
John Hunter Orr
Clearwater
FL
01-13-2020
0
74
282472
false
INFORMATION TABLE
2
FAMQ42019.xml
ALPS ETF TR
ALERIAN MLP
00162Q866
86
10150
SH
SOLE
10150
0
0
ABIOMED INC
COM
003654100
222
1300
SH
SOLE
1300
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
2716
25113
SH
SOLE
25113
0
0
ALPHABET INC
CAP STK CL A
02079K305
220
164
SH
SOLE
164
0
0
AMAZON COM INC
COM
023135106
466
252
SH
SOLE
252
0
0
AMERICAN CENTY ETF TR
DIVERSIFID CRP
025072109
1887
36810
SH
SOLE
36810
0
0
APPLE INC
COM
037833100
1378
4692
SH
SOLE
4692
0
0
BOEING CO
COM
097023105
624
1917
SH
SOLE
1917
0
0
CISCO SYS INC
COM
17275R102
346
7204
SH
SOLE
7204
0
0
DISNEY WALT CO
COM DISNEY
254687106
793
5482
SH
SOLE
5482
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
339
3719
SH
SOLE
3719
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
10907
78402
SH
SOLE
78402
0
0
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
862
11881
SH
SOLE
11881
0
0
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
12927
269771
SH
SOLE
269771
0
0
FIRST TR EXCHANGE TRADED FD
FIRST TR TA HIYL
33738D408
14299
293070
SH
SOLE
293070
0
0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
21355
1064054
SH
SOLE
1064054
0
0
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
15826
305514
SH
SOLE
305514
0
0
FLEXSHARES TR
READY ACC VARI
33939L886
306
4040
SH
SOLE
4040
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
235
17900
SH
SOLE
17900
0
0
GAP INC
COM
364760108
311
17616
SH
SOLE
17616
0
0
HONEYWELL INTL INC
COM
438516106
230
1300
SH
SOLE
1300
0
0
INTEL CORP
COM
458140100
766
12792
SH
SOLE
12792
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
359
1689
SH
SOLE
1689
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL MAT
46137V316
7124
61410
SH
SOLE
61410
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 BUY WRT
46137V399
543
25205
SH
SOLE
25205
0
0
INVESCO EXCHNG TRADED FD TR
S&P 500 REVENUE
46138G698
653
11191
SH
SOLE
11191
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
1416
66670
SH
SOLE
66670
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
1510
70335
SH
SOLE
70335
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
768
29375
SH
SOLE
29375
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
1756
82400
SH
SOLE
82400
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
1007
41187
SH
SOLE
41187
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
1627
75640
SH
SOLE
75640
0
0
ISHARES TR
TIPS BD ETF
464287176
400
3436
SH
SOLE
3436
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
14359
112213
SH
SOLE
112213
0
0
ISHARES TR
RUS MID CAP ETF
464287499
518
8688
SH
SOLE
8688
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
24456
179194
SH
SOLE
179194
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
28702
163155
SH
SOLE
163155
0
0
ISHARES TR
RUS 1000 ETF
464287622
1137
6373
SH
SOLE
6373
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
9336
72608
SH
SOLE
72608
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
7786
36346
SH
SOLE
36346
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
551
3329
SH
SOLE
3329
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
218
1156
SH
SOLE
1156
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
16974
99421
SH
SOLE
99421
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
509
4442
SH
SOLE
4442
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
1829
16060
SH
SOLE
16060
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
856
9732
SH
SOLE
9732
0
0
ISHARES TR
PFD AND INCM SEC
464288687
1899
50532
SH
SOLE
50532
0
0
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
242
4810
SH
SOLE
4810
0
0
ISHARES TR
MORTGE REL ETF
46435G342
12777
286926
SH
SOLE
286926
0
0
ISHARES TR
IBONDS DEC2021
46435G789
518
20090
SH
SOLE
20090
0
0
JPMORGAN CHASE & CO
COM
46625H100
375
2691
SH
SOLE
2691
0
0
JABIL INC
COM
466313103
233
5635
SH
SOLE
5635
0
0
JOHNSON & JOHNSON
COM
478160104
307
2104
SH
SOLE
2104
0
0
KLA CORPORATION
COM NEW
482480100
207
1162
SH
SOLE
1162
0
0
MICROSOFT CORP
COM
594918104
1385
8783
SH
SOLE
8783
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
326
3210
SH
SOLE
3210
0
0
PROCTER & GAMBLE CO
COM
742718109
458
3666
SH
SOLE
3666
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
825
2563
SH
SOLE
2563
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
341
2389
SH
SOLE
2389
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
13650
245955
SH
SOLE
245955
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
9432
86442
SH
SOLE
86442
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
15513
144211
SH
SOLE
144211
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
548
9130
SH
SOLE
9130
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
8169
265390
SH
SOLE
265390
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
364
9402
SH
SOLE
9402
0
0
SUN LIFE FINL INC
COM
866796105
201
4411
SH
SOLE
4411
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
283
1890
SH
SOLE
1890
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
225
767
SH
SOLE
767
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
506
5400
SH
SOLE
5400
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
210
1281
SH
SOLE
1281
0
0
VEREIT INC
COM
92339V100
157
16950
SH
SOLE
16950
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
248
4033
SH
SOLE
4033
0
0
VULCAN MATLS CO
COM
929160109
987
6855
SH
SOLE
6855
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
591
6392
SH
SOLE
6392
0
0