0001420506-20-001185.txt : 20201112 0001420506-20-001185.hdr.sgml : 20201112 20201112081115 ACCESSION NUMBER: 0001420506-20-001185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaharty Asset Management, LLC CENTRAL INDEX KEY: 0001697882 IRS NUMBER: 463118454 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17966 FILM NUMBER: 201303511 BUSINESS ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7272521050 MAIL ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697882 XXXXXXXX 09-30-2020 09-30-2020 false Flaharty Asset Management, LLC

311 PARK PLACE BLVD STE 150 CLEARWATER FL 33759

13F HOLDINGS REPORT 028-17966 N John Hunter Orr 7272521050 John Hunter Orr, CIO CLEARWATER FL 11-10-2020 0 67 317572 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR FLAHARTY ASSET MANAGEMENT, LLC ALEXION PHARMACEUTICALS INC COM 015351109 3125 27307 SH SOLE 0 0 27307 AMAZON COM INC COM 023135106 759 241 SH SOLE 0 0 241 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 8926 169642 SH SOLE 0 0 169642 APPLE INC COM 037833100 1743 15049 SH SOLE 0 0 15049 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 269 1262 SH SOLE 0 0 1262 CISCO SYS INC COM 17275R102 248 6304 SH SOLE 0 0 6304 DISNEY WALT CO COM DISNEY 254687106 542 4371 SH SOLE 0 0 4371 DUKE ENERGY CORP NEW COM NEW 26441C204 273 3078 SH SOLE 0 0 3078 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 23020 1200847 SH SOLE 0 0 1200847 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 798 8782 SH SOLE 0 0 8782 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 14488 280333 SH SOLE 0 0 280333 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 18277 397246 SH SOLE 0 0 397246 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 11674 266650 SH SOLE 0 0 266650 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 8448 628086 SH SOLE 0 0 628086 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 13199 70086 SH SOLE 0 0 70086 FLEXSHARES TR READY ACC VARI 33939L886 308 4040 SH SOLE 0 0 4040 INTEL CORP COM 458140100 636 12292 SH SOLE 0 0 12292 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 442 8192 SH SOLE 0 0 8192 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1652 75640 SH SOLE 0 0 75640 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1597 71985 SH SOLE 0 0 71985 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 999 43687 SH SOLE 0 0 43687 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1839 84400 SH SOLE 0 0 84400 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 1004 40925 SH SOLE 0 0 40925 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1393 65335 SH SOLE 0 0 65335 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 13494 115433 SH SOLE 0 0 115433 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 441 23015 SH SOLE 0 0 23015 INVESCO QQQ TR UNIT SER 1 46090E103 437 1573 SH SOLE 0 0 1573 ISHARES TR RUS 1000 ETF 464287622 767 4097 SH SOLE 0 0 4097 ISHARES TR U.S. MED DVC ETF 464288810 13067 43613 SH SOLE 0 0 43613 ISHARES TR PFD AND INCM SEC 464288687 1748 47952 SH SOLE 0 0 47952 ISHARES TR TIPS BD ETF 464287176 1357 10724 SH SOLE 0 0 10724 ISHARES TR S&P MC 400VL ETF 464287705 11921 88396 SH SOLE 0 0 88396 ISHARES TR RUSSELL 2000 ETF 464287655 509 3400 SH SOLE 0 0 3400 ISHARES TR RUS 2000 GRW ETF 464287648 10021 45235 SH SOLE 0 0 45235 ISHARES TR RUS 2000 VAL ETF 464287630 8898 89578 SH SOLE 0 0 89578 ISHARES TR RUS MID CAP ETF 464287499 377 6576 SH SOLE 0 0 6576 ISHARES TR RUS 1000 GRW ETF 464287614 31452 145015 SH SOLE 0 0 145015 ISHARES TR CORE US AGGBD ET 464287226 2643 22384 SH SOLE 0 0 22384 ISHARES TR NATIONAL MUN ETF 464288414 1927 16625 SH SOLE 0 0 16625 ISHARES TR MORTGE REL ETF 46435G342 11533 447708 SH SOLE 0 0 447708 ISHARES TR JPMORGAN USD EMG 464288281 578 5208 SH SOLE 0 0 5208 ISHARES TR IBOXX HI YD ETF 464288513 454 5410 SH SOLE 0 0 5410 ISHARES TR IBOXX INV CP ETF 464287242 19877 147554 SH SOLE 0 0 147554 ISHARES TR IBONDS DEC2021 46435G789 521 20090 SH SOLE 0 0 20090 ISHARES TR RUS 1000 VAL ETF 464287598 21067 178338 SH SOLE 0 0 178338 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 390 7790 SH SOLE 0 0 7790 JANUS DETROIT STR TR HENDERSON MTG 47103U852 430 8021 SH SOLE 0 0 8021 JOHNSON & JOHNSON COM 478160104 820 5507 SH SOLE 0 0 5507 MCDONALDS CORP COM 580135101 220 1002 SH SOLE 0 0 1002 MICROSOFT CORP COM 594918104 1693 8048 SH SOLE 0 0 8048 PIMCO ETF TR ACTIVE BD ETF 72201R775 11128 98979 SH SOLE 0 0 98979 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 477 4683 SH SOLE 0 0 4683 PROCTER AND GAMBLE CO COM 742718109 448 3220 SH SOLE 0 0 3220 RAYTHEON TECHNOLOGIES CORP COM 75513E101 211 3665 SH SOLE 0 0 3665 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9501 148217 SH SOLE 0 0 148217 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 201 5687 SH SOLE 0 0 5687 SPDR GOLD TR GOLD SHS 78463V107 340 1920 SH SOLE 0 0 1920 SPDR S&P 500 ETF TR TR UNIT 78462F103 785 2344 SH SOLE 0 0 2344 SPDR SER TR AEROSPACE DEF 78464A631 8235 94288 SH SOLE 0 0 94288 SPDR SER TR S&P DIVID ETF 78464A763 11652 126106 SH SOLE 0 0 126106 UNITEDHEALTH GROUP INC COM 91324P102 235 755 SH SOLE 0 0 755 VANGUARD INDEX FDS MID CAP ETF 922908629 207 1177 SH SOLE 0 0 1177 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 331 4085 SH SOLE 0 0 4085 VEREIT INC COM 92339V100 120 18435 SH SOLE 0 0 18435 VERIZON COMMUNICATIONS INC COM 92343V104 228 3828 SH SOLE 0 0 3828 VULCAN MATLS CO COM 929160109 823 6072 SH SOLE 0 0 6072 WISDOMTREE TR US DIVID EX FNCL 97717W406 349 4626 SH SOLE 0 0 4626