0001420506-20-000884.txt : 20200812 0001420506-20-000884.hdr.sgml : 20200812 20200812165104 ACCESSION NUMBER: 0001420506-20-000884 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200812 EFFECTIVENESS DATE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaharty Asset Management, LLC CENTRAL INDEX KEY: 0001697882 IRS NUMBER: 463118454 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17966 FILM NUMBER: 201095996 BUSINESS ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7272521050 MAIL ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697882 XXXXXXXX 06-30-2020 06-30-2020 false Flaharty Asset Management, LLC

311 PARK PLACE BLVD STE 150 CLEARWATER FL 33759

13F HOLDINGS REPORT 028-17966 N John Hunter Orr 7272521050 John Hunter Orr, CIO CLEARWATER FL 08-12-2020 0 70 284895 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR FLAHARTY ASSET MANAGEMENT, LLC ABIOMED INC COM 003654100 314 1300 SH SOLE 314 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 3065 27307 SH SOLE 3065 0 0 AMAZON COM INC COM 023135106 767 278 SH SOLE 767 0 0 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 4695 89874 SH SOLE 4695 0 0 APPLE INC COM 037833100 1588 4354 SH SOLE 1588 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 225 1258 SH SOLE 225 0 0 BOEING CO COM 097023105 359 1957 SH SOLE 359 0 0 CISCO SYS INC COM 17275R102 294 6304 SH SOLE 294 0 0 DISNEY WALT CO COM DISNEY 254687106 765 6856 SH SOLE 765 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 246 3078 SH SOLE 246 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 20595 1118087 SH SOLE 20595 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 991 11882 SH SOLE 991 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 16740 371005 SH SOLE 16740 0 0 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 4489 327904 SH SOLE 4489 0 0 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 10881 260820 SH SOLE 10881 0 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 15843 306559 SH SOLE 15843 0 0 FIRST TR NASDAQ-100 TECH IND DJ INTERNT IDX 33733E302 13739 80578 SH SOLE 13739 0 0 FLEXSHARES TR READY ACC VARI 33939L886 308 4040 SH SOLE 308 0 0 GAP INC COM 364760108 222 17616 SH SOLE 222 0 0 INTEL CORP COM 458140100 735 12292 SH SOLE 735 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1837 84400 SH SOLE 1837 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1650 75640 SH SOLE 1650 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 974 43687 SH SOLE 974 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1587 71985 SH SOLE 1587 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 981 40925 SH SOLE 981 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1425 66670 SH SOLE 1425 0 0 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 425 23455 SH SOLE 425 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 11855 116212 SH SOLE 11855 0 0 INVESCO EXCHANGE-TRADED FD T S&P 500 REVENUE 46138G698 435 8507 SH SOLE 435 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 397 1602 SH SOLE 397 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 29852 155520 SH SOLE 29852 0 0 ISHARES TR RUS 1000 ETF 464287622 1094 6375 SH SOLE 1094 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 7933 81402 SH SOLE 7933 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 520 3634 SH SOLE 520 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 9863 47676 SH SOLE 9863 0 0 ISHARES TR JPMORGAN USD EMG 464288281 543 4970 SH SOLE 543 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 208 1156 SH SOLE 208 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 20207 179430 SH SOLE 20207 0 0 ISHARES TR S&P MC 400VL ETF 464287705 12880 96884 SH SOLE 12880 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1854 16067 SH SOLE 1854 0 0 ISHARES TR IBOXX INV CP ETF 464287242 17105 127177 SH SOLE 17105 0 0 ISHARES TR CORE US AGGBD ET 464287226 295 2497 SH SOLE 295 0 0 ISHARES TR TIPS BD ETF 464287176 627 5099 SH SOLE 627 0 0 ISHARES TR RUS MID CAP ETF 464287499 367 6848 SH SOLE 367 0 0 ISHARES TR IBOXX HI YD ETF 464288513 468 5732 SH SOLE 468 0 0 ISHARES TR IBONDS DEC2021 46435G789 521 20090 SH SOLE 521 0 0 ISHARES TR MORTGE REL ETF 46435G342 9074 365002 SH SOLE 9074 0 0 ISHARES TR U.S. MED DVC ETF 464288810 10633 40159 SH SOLE 10633 0 0 ISHARES TR PFD AND INCM SEC 464288687 1750 50532 SH SOLE 1750 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 390 7790 SH SOLE 390 0 0 JABIL INC COM 466313103 211 6574 SH SOLE 211 0 0 JANUS DETROIT STR TR HENDERSON MTG 47103U852 314 5846 SH SOLE 314 0 0 JOHNSON & JOHNSON COM 478160104 296 2104 SH SOLE 296 0 0 MICROSOFT CORP COM 594918104 1636 8041 SH SOLE 1636 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 476 4683 SH SOLE 476 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 5191 46521 SH SOLE 5191 0 0 PROCTER AND GAMBLE CO COM 742718109 385 3220 SH SOLE 385 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 233 3784 SH SOLE 233 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 259 7450 SH SOLE 259 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7441 126890 SH SOLE 7441 0 0 SPDR GOLD TR GOLD SHS 78463V107 388 2319 SH SOLE 388 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 723 2344 SH SOLE 723 0 0 SPDR SER TR AEROSPACE DEF 78464A631 7927 90400 SH SOLE 7927 0 0 SPDR SER TR S&P DIVID ETF 78464A763 12767 139987 SH SOLE 12767 0 0 UNITEDHEALTH GROUP INC COM 91324P102 226 767 SH SOLE 226 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 336 4260 SH SOLE 336 0 0 VEREIT INC COM 92339V100 118 18299 SH SOLE 118 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 222 4033 SH SOLE 222 0 0 VULCAN MATLS CO COM 929160109 703 6072 SH SOLE 703 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 432 5862 SH SOLE 432 0 0