Chief Compliance Officer

0001144204-19-036628.txt : 20190730 0001144204-19-036628.hdr.sgml : 20190730 20190730142819 ACCESSION NUMBER: 0001144204-19-036628 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 EFFECTIVENESS DATE: 20190730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARK Investment Management LLC CENTRAL INDEX KEY: 0001697748 IRS NUMBER: 464309299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17768 FILM NUMBER: 19984667 BUSINESS ADDRESS: STREET 1: 3 EAST 28TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-426-7040 MAIL ADDRESS: STREET 1: 3 EAST 28TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697748 XXXXXXXX 06-30-2019 06-30-2019 false ARK Investment Management LLC

3 East 28th Street, 7th Floor New York NY 10016

13F HOLDINGS REPORT 028-17768 N Kellen Carter Chief Compliance Officer 212-426-7040 /s/ Kellen Carter New York NY 07-30-2019 0 235 3969269 INFORMATION TABLE 2 infotable.xml 2U INC Common Stock 90214J101 52845 1403952 SH SOLE 1130073 22946 250933 3D SYSTEMS CORP Common Stock 88554D205 2058 226193 SH SOLE 226193 0 0 ADOBE SYSTEMS INC Common Stock 00724F101 8058 27347 SH SOLE 27347 0 0 AEROVIRONMENT INC Common Stock 008073108 10319 181776 SH SOLE 100928 0 80848 ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 25783 152159 SH SOLE 113595 9534 28850 ALIGN TECHNOLOGY INC Common Stock 016255101 3240 11837 SH SOLE 11837 0 0 ALLEGHENY TECHNOLOGIES INC Common Stock 01741R102 50 1983 SH SOLE 1983 0 0 ALPHABET INC-CL C Common Stock 02079K107 1712 1584 SH SOLE 1558 0 0 AMAZON.COM INC Common Stock 023135106 21176 11183 SH SOLE 8824 0 2359 AMETEK INC Common Stock 031100100 533 5871 SH SOLE 5871 0 0 ANSYS INC Common Stock 03662Q105 3521 17190 SH SOLE 17190 0 0 APPLE INC Common Stock 037833100 17714 89502 SH SOLE 65283 333 23886 APTIV PLC Common Stock G6095L109 6122 75737 SH SOLE 72994 2743 0 ARCONIC INC Common Stock 03965L100 497 19234 SH SOLE 19234 0 0 ARCTURUS THERAPEUTICS LTD Common Stock 03969T109 9481 1004368 SH SOLE 1004368 0 0 ARKEMA SA Misc. 786477208 45 480 SH SOLE 480 0 0 ARRK CORP Common Stock J0198N101 371 396233 SH SOLE 396233 0 0 AUDIOCODES LTD Common Stock M15342104 475 30696 SH SOLE 30696 0 0 AUTODESK INC Common Stock 052769106 5351 32847 SH SOLE 32847 0 0 BAIDU INC - 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