Chief Compliance Officer

0001144204-19-025465.txt : 20190513 0001144204-19-025465.hdr.sgml : 20190513 20190513082637 ACCESSION NUMBER: 0001144204-19-025465 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARK Investment Management LLC CENTRAL INDEX KEY: 0001697748 IRS NUMBER: 464309299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17768 FILM NUMBER: 19816946 BUSINESS ADDRESS: STREET 1: 3 EAST 28TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-426-7040 MAIL ADDRESS: STREET 1: 3 EAST 28TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697748 XXXXXXXX 03-31-2019 03-31-2019 false ARK Investment Management LLC

3 East 28th Street, 7th Floor New York NY 10016

13F HOLDINGS REPORT 028-17768 N Kellen Carter Chief Compliance Officer 212-426-7040 /s/ Kellen Carter New York NY 05-13-2019 0 199 3500083 INFORMATION TABLE 2 infotable.xml 2U Inc Common Stock 90214J101 36668 517544 SH SOLE 436394 6697 74453 3D Systems Corp Common Stock 88554D205 1919 178320 SH SOLE 178320 0 0 Adobe Inc Common Stock 00724F101 8311 31188 SH SOLE 31188 0 0 Aerovironment Inc Common Stock 008073108 8305 121405 SH SOLE 62466 0 58939 Alibaba Group Holding Ltd ADR 01609W102 23862 130787 SH SOLE 93229 7719 29839 Align Technology Inc Common Stock 016255101 5804 20414 SH SOLE 20414 0 0 Allegheny Technologies Inc Common Stock 01741R102 49 1898 SH SOLE 1898 0 0 Alphabet Inc Common Stock 02079K107 3304 2816 SH SOLE 2816 0 0 Amazon.com Inc Common Stock 023135106 26781 15039 SH SOLE 11361 0 3678 AMETEK Inc Common Stock 031100100 526 6335 SH SOLE 6335 0 0 ANSYS Inc Common Stock 03662Q105 3510 19209 SH SOLE 19209 0 0 Apple Inc Common Stock 037833100 42195 222136 SH SOLE 182879 13454 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Corp NV Common Stock G7T16G103 591 38699 SH SOLE 38699 0 0 Seres Therapeutics Inc Common Stock 81750R102 36327 5287713 SH SOLE 4352669 298574 636470 Shopify Inc Common Stock 82509L107 8947 43303 SH SOLE 43303 0 0 Siemens AG Common Stock D69671218 408 3793 SH SOLE 3793 0 0 Silicom Ltd Common Stock M84116108 519 13572 SH SOLE 13572 0 0 SLM Solutions Group AG Common Stock D6T690109 1926 176946 SH SOLE 176946 0 0 SoftBank Group Corp - ADR ADR 83404D109 270 5554 SH SOLE 5554 0 0 SolarEdge Technologies Inc Common Stock 83417M104 459 12175 SH SOLE 12175 0 0 Splunk Inc Common Stock 848637104 52504 421383 SH SOLE 293393 25887 102103 Square Inc Common Stock 852234103 159795 2132878 SH SOLE 1571999 112647 448232 Stratasys Ltd Common Stock M85548101 172931 7259928 SH SOLE 5363708 369007 1527213 Syros Pharmaceuticals Inc Common Stock 87184Q107 27353 2992700 SH SOLE 2670985 31634 290081 Taro Pharmaceutical Industries Common Stock M8737E108 539 4986 SH SOLE 4986 0 0 Teladoc Health Inc Common Stock 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Migun Ltd Common Stock M42619102 483 17503 SH SOLE 17503 0 0 Brainsway Ltd Common Stock M2043H103 485 78847 SH SOLE 78847 0 0 Intercure Ltd Common Stock M549GJ103 1052 323056 SH SOLE 323056 0 0 Xero Ltd Common Stock Q98665104 121 3465 SH SOLE 3465 0 0