Chief Compliance Officer

0001144204-19-006006.txt : 20190211 0001144204-19-006006.hdr.sgml : 20190211 20190211093738 ACCESSION NUMBER: 0001144204-19-006006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 EFFECTIVENESS DATE: 20190211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARK Investment Management LLC CENTRAL INDEX KEY: 0001697748 IRS NUMBER: 464309299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17768 FILM NUMBER: 19582480 BUSINESS ADDRESS: STREET 1: 3 EAST 28TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-426-7040 MAIL ADDRESS: STREET 1: 3 EAST 28TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001697748 XXXXXXXX 12-31-2018 12-31-2018 true 1 RESTATEMENT false ARK Investment Management LLC

3 East 28th Street, 7th Floor New York NY 10016

13F HOLDINGS REPORT 028-17768 N Kellen Carter Chief Compliance Officer 212-426-7040 /s/ Kellen Carter New York NY 02-11-2019 0 194 2462778 INFORMATION TABLE 2 infotable.xml 2U Inc Common Stock 90214J101 28351 570214 SH SOLE 467347 4126 98741 3D Systems Corp Common Stock 88554D205 1401 137725 SH SOLE 137725 0 0 3M Co Common Stock 88579Y101 53 280 SH SOLE 280 0 0 Adobe Inc Common Stock 00724F101 6549 28948 SH SOLE 28948 0 0 Advanced Micro Devices Inc Common Stock 007903107 10613 574938 SH SOLE 574938 0 0 Aerovironment Inc Common Stock 008073108 7857 115625 SH SOLE 56686 0 58939 Alibaba Group Holding Ltd ADR 01609W102 13240 96591 SH SOLE 60003 6749 29839 Align Technology Inc Common Stock 016255101 3961 18914 SH SOLE 18914 0 0 Allegheny Technologies Inc Common Stock 01741R102 45 2063 SH SOLE 2063 0 0 Alphabet Inc Common Stock 02079K107 3100 2993 SH SOLE 2993 0 0 Amazon.com Inc Common Stock 023135106 64310 42817 SH SOLE 31889 1832 9096 AMETEK Inc Common Stock 031100100 508 7497 SH SOLE 7497 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124 8638 SH SOLE 8638 0 0 Redhill Biopharma Ltd ADR 757468103 337 60741 SH SOLE 60741 0 0 Regeneron Pharmaceuticals Inc Common Stock 75886F107 5199 13921 SH SOLE 13921 0 0 Renishaw PLC Common Stock G75006117 2372 43889 SH SOLE 43889 0 0 Rubius Therapeutics Inc Common Stock 78116T103 5068 315152 SH SOLE 257424 51793 5935 salesforce.com Inc Common Stock 79466L302 48511 354169 SH SOLE 244677 21395 88097 Sandvik AB Common Stock W74857165 49 3484 SH SOLE 3484 0 0 Sapiens International Corp NV Common Stock G7T16G103 461 41804 SH SOLE 41804 0 0 Sarepta Therapeutics Inc Common Stock 803607100 273 2504 SH SOLE 2504 0 0 SBI Holdings Inc/Japan Common Stock J6991H100 310 16100 SH SOLE 16100 0 0 Seres Therapeutics Inc Common Stock 81750R102 18620 4119479 SH SOLE 3263090 223428 632961 Shopify Inc Common Stock 82509L107 9736 70321 SH SOLE 70321 0 0 Siemens AG Common Stock D69671218 448 4024 SH SOLE 4024 0 0 Silicom Ltd Common Stock M84116108 429 12275 SH SOLE 12275 0 0 SLM Solutions Group AG Common 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Service Inc Common Stock 911312106 394 4038 SH SOLE 4038 0 0 UroGen Pharma Ltd Common Stock M96088105 486 11298 SH SOLE 11298 0 0 Veracyte Inc Common Stock 92337F107 43945 3493255 SH SOLE 3466370 26885 0 Verisk Analytics Inc Common Stock 92345Y106 218 2003 SH SOLE 2003 0 0 Visa Inc Common Stock 92826C839 29 223 SH SOLE 223 0 0 Wirecard AG ADR 97654L108 161 2090 SH SOLE 2090 0 0 Wix.com Ltd Common Stock M98068105 440 4875 SH SOLE 4875 0 0 Workday Inc Common Stock 98138H101 32 198 SH SOLE 198 0 0 Xero Ltd Common Stock Q98665104 104 3465 SH SOLE 3465 0 0 Xerox Corp Common Stock 984121608 41 2092 SH SOLE 2092 0 0 Xilinx Inc Common Stock 983919101 8866 104098 SH SOLE 104098 0 0 Zillow Group Inc Common Stock 98954M200 57518 1821356 SH SOLE 1357310 97936 366110 Zuora Inc Common Stock 98983V106 5616 309589 SH SOLE 309589 0 0