Chief Compliance Officer

0001144204-18-042234.txt : 20180807 0001144204-18-042234.hdr.sgml : 20180807 20180807075712 ACCESSION NUMBER: 0001144204-18-042234 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 EFFECTIVENESS DATE: 20180807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARK Investment Management LLC CENTRAL INDEX KEY: 0001697748 IRS NUMBER: 464309299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17768 FILM NUMBER: 18996331 BUSINESS ADDRESS: STREET 1: 155 WEST 19TH STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 212-426-7040 MAIL ADDRESS: STREET 1: 155 WEST 19TH STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697748 XXXXXXXX 06-30-2018 06-30-2018 false ARK Investment Management LLC

155 West 19th Street, 5th Floor New York NY 10011

13F HOLDINGS REPORT 028-17768 N Kellen Carter Chief Compliance Officer 212-426-7040 /s/ Kellen Carter New York NY 08-07-2018 0 201 2729006 INFORMATION TABLE 2 infotable.xml 2U INC Common Stock 90214J101 19848 237528 SH OTR 181389 0 56139 3D SYSTEMS CORP Common Stock 88554D205 3298 238797 SH SOLE 238797 0 0 3M CO Common Stock 88579Y101 58 294 SH SOLE 294 0 0 ADOBE SYSTEMS INC Common Stock 00724F101 10579 43392 SH SOLE 43392 0 0 AERONAUTICS LTD Common Stock M0R84M115 378 186501 SH SOLE 186501 0 0 AEROVIRONMENT INC Common Stock 008073108 10972 153610 SH OTR 56258 0 97352 ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 32444 174874 SH OTR 134647 6477 33750 ALIGN TECHNOLOGY INC Common Stock 016255101 4866 14221 SH SOLE 14221 0 0 ALLEGHENY TECHNOLOGIES INC Common Stock 01741R102 61 2440 SH SOLE 2440 0 0 ALNYLAM PHARMACEUTICALS INC Common Stock 02043Q107 1907 19362 SH SOLE 19362 0 0 ALPHABET INC-CL C Common Stock 02079K107 16302 14612 SH OTR 10360 0 4252 AMAZON.COM INC Common Stock 023135106 87349 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