0001144204-18-027944.txt : 20180514
0001144204-18-027944.hdr.sgml : 20180514
20180514121700
ACCESSION NUMBER: 0001144204-18-027944
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
EFFECTIVENESS DATE: 20180514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARK Investment Management LLC
CENTRAL INDEX KEY: 0001697748
IRS NUMBER: 464309299
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17768
FILM NUMBER: 18829455
BUSINESS ADDRESS:
STREET 1: 155 WEST 19TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 212-426-7040
MAIL ADDRESS:
STREET 1: 155 WEST 19TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001697748
XXXXXXXX
03-31-2018
03-31-2018
false
ARK Investment Management LLC
155 West 19th Street, 5th Floor
New York
NY
10011
13F HOLDINGS REPORT
028-17768
N
Kellen Carter
Chief Compliance Officer
212-426-7040
/s/ Kellen Carter
New York
NY
05-14-2018
0
200
2013797
INFORMATION TABLE
2
infotable.xml
2U INC
Common Stock
90214J101
38590
459243
SH
OTR
360578
9760
88905
3D SYSTEMS CORP
Common Stock
88554D205
3226
278302
SH
SOLE
278302
0
0
ADOBE SYSTEMS INC
Common Stock
00724F101
7725
35752
SH
SOLE
35752
0
0
AERONAUTICS LTD
Common Stock
M0R84M115
358
136746
SH
SOLE
136746
0
0
AEROVIRONMENT INC
Common Stock
008073108
7920
174036
SH
OTR
66173
0
107863
ALBEMARLE CORP
Common Stock
012653101
1650
17794
SH
SOLE
17794
0
0
ALIBABA GROUP HOLDING-SP ADR
ADR
01609W102
26868
146385
SH
OTR
107424
5211
33750
ALIGN TECHNOLOGY INC
Common Stock
016255101
4541
18084
SH
SOLE
18084
0
0
ALLEGHENY TECHNOLOGIES INC
Common Stock
01741R102
74
3145
SH
SOLE
3145
0
0
ALNYLAM PHARMACEUTICALS INC
Common Stock
02043Q107
1323
11112
SH
SOLE
11112
0
0
ALPHABET INC-CL C
Common Stock
02079K107
14455
14010
SH
OTR
9758
0
4252
AMAZON.COM INC
Common Stock
023135106
78897
54512
SH
OTR
41617
1528
11367
AMETEK INC
Common Stock
031100100
659
8677
SH
SOLE
8677
0
0
ANSYS INC
Common Stock
03662Q105
3574
22812
SH
SOLE
22812
0
0
APPLE INC
Common Stock
037833100
41823
249275
SH
OTR
184385
7671
57219
APTIV PLC
Common Stock
G6095L109
27811
327299
SH
OTR
215789
14280
97230
AQUABOUNTY TECHNOLOGIES
Common Stock
03842K200
278
94239
SH
SOLE
94239
0
0
ARCONIC INC
Common Stock
03965L100
481
20871
SH
SOLE
20871
0
0
ARCTURUS THERAPEUTICS LTD
Common Stock
M1492T105
1821
331165
SH
SOLE
331165
0
0
ARKEMA SA
Common Stock
F0392W125
78
602
SH
SOLE
602
0
0
ARRK CORP
Common Stock
J0198N101
616
524418
SH
SOLE
524418
0
0
ASX Ltd
Common Stock
Q0604U105
173
4017
SH
SOLE
4017
0
0
ATHENAHEALTH INC
Common Stock
04685W103
70142
490404
SH
OTR
357269
16882
116253
AUDIOCODES LTD
Common Stock
M15342104
550
76885
SH
SOLE
76885
0
0
AUTODESK INC
Common Stock
052769106
21037
167521
SH
OTR
115966
7105
44450
BAIDU INC - SPON ADR
ADR
056752108
71792
321664
SH
OTR
219767
10515
91382
BAYER AG REG
Common Stock
D0712D163
44
390
SH
OTR
0
390
0
BERTRANDT AG
Common Stock
D1014N107
532
4671
SH
SOLE
4671
0
0
BEZEQ THE ISRAELI TELECOMMUNICATION CORP LTD
Common Stock
M2012Q100
448
350866
SH
SOLE
350866
0
0
BIOGEN INC
Common Stock
09062X103
3855
14080
SH
SOLE
14080
0
0
BITCOIN INVESTMENT TRUST
Open-End Fund
09173T108
17916
1707939
SH
OTR
761193
386454
560292
BLACKBERRY LTD
Common Stock
09228F103
1
64
SH
SOLE
64
0
0
BLUEBIRD BIO INC
Common Stock
09609G100
33706
197399
SH
OTR
121719
8194
67486
BOX INC - CLASS A
Common Stock
10316T104
4958
241263
SH
SOLE
241263
0
0
CAMTEK LTD
Common Stock
M20791105
574
85069
SH
SOLE
85069
0
0
CARPENTER TECHNOLOGY
Common Stock
144285103
77
1750
SH
SOLE
1750
0
0
Cboe Global Markets Inc
Common Stock
12503M108
101
884
SH
SOLE
884
0
0
CELGENE CORP
Common Stock
151020104
4195
47022
SH
SOLE
47022
0
0
CELLCOM ISRAEL LTD
Common Stock
M2196U109
416
58983
SH
SOLE
58983
0
0
CELLECTIS - ADR
ADR
15117K103
2760
87597
SH
SOLE
87597
0
0
CERAGON NETWORKS LTD
Common Stock
M22013102
704
261557
SH
SOLE
261557
0
0
CERUS CORP
Common Stock
157085101
28781
5251984
SH
OTR
3540471
62418
1649095
Charles Schwab Corp/The
Common Stock
808513105
164
3131
SH
SOLE
3131
0
0
CHECK POINT SOFTWARE TECH
Common Stock
M22465104
547
5505
SH
SOLE
5505
0
0
COGNEX CORP
Common Stock
192422103
1718
33040
SH
SOLE
33040
0
0
COMPUGEN LTD
Common Stock
M25722105
17772
3993751
SH
OTR
3806963
43659
143129
CONFORMIS INC
Common Stock
20717E101
1020
703161
SH
SOLE
703161
0
0
CORNERSTONE ONDEMAND INC
Common Stock
21925Y103
1592
40712
SH
SOLE
40712
0
0
CRISPR THERAPEUTICS AG
Common Stock
H17182108
3316
72534
SH
SOLE
72534
0
0
CTRIP.COM INTERNATIONAL-ADR
ADR
22943F100
90
1926
SH
SOLE
1926
0
0
CYBERARK SOFTWARE LTD/ISRAEL
Common Stock
M2682V108
696
13638
SH
SOLE
13638
0
0
DAIMLER AG-UNSPONSORED ADR
ADR
233825207
1503
70810
SH
SOLE
70810
0
0
DANEL (ADIR YEOSHUA) LTD
Common Stock
M27013107
482
9629
SH
SOLE
9629
0
0
DASSAULT SYSTEMES SE
Common Stock
F2457H472
2238
16491
SH
SOLE
16491
0
0
DEERE & CO
Common Stock
244199105
2051
13203
SH
SOLE
13203
0
0
Domino's Pizza Inc
Common Stock
25754A201
76
326
SH
SOLE
326
0
0
DOWDUPONT INC
Common Stock
26078J100
67
1055
SH
SOLE
1055
0
0
EASTMAN CHEMICAL CO
Common Stock
277432100
86
816
SH
SOLE
816
0
0
EASTMAN KODAK CO
Common Stock
277461406
44
8137
SH
SOLE
8137
0
0
EDITAS MEDICINE INC
Common Stock
28106W103
53710
1620208
SH
OTR
1006490
63774
549944
ELBIT SYSTEMS LTD
Common Stock
M3760D101
1695
13941
SH
SOLE
13941
0
0
ELBIT SYSTEMS LTD
Common Stock
M3760D101
493
4113
SH
SOLE
4113
0
0
EVOGENE LTD
Common Stock
M4119S104
197
62159
SH
SOLE
62159
0
0
EXONE CO/THE
Common Stock
302104104
12183
1673432
SH
OTR
1282990
9623
380819
FACEBOOK INC-A
Common Stock
30303M102
24726
154739
SH
OTR
105051
5252
44436
FANUC CORP
Common Stock
J13440102
55
220
SH
OTR
0
220
0
FANUC CORP-UNSP ADR
ADR
307305102
3384
133062
SH
SOLE
133062
0
0
FARO TECHNOLOGIES INC
Common Stock
311642102
720
12327
SH
SOLE
12327
0
0
FENNER PLC
Common Stock
G33656102
101
11870
SH
SOLE
11870
0
0
FirstRand Ltd
Common Stock
S5202Z131
197
34982
SH
SOLE
34982
0
0
Fiserv Inc
Common Stock
337738108
242
3394
SH
SOLE
3394
0
0
FIVE PRIME THERAPEUTICS INC
Common Stock
33830X104
1183
68854
SH
SOLE
68854
0
0
FMS ENTERPRISES MIGUN LTD
Common Stock
M42619102
476
14629
SH
SOLE
14629
0
0
FOAMIX PHARMACEUTICALS LTD
Common Stock
M46135105
463
90263
SH
SOLE
90263
0
0
FOUNDATION MEDICINE INC
Common Stock
350465100
6885
87434
SH
OTR
28648
2679
56107
GENERAL ELECTRIC CO
Common Stock
369604103
486
36073
SH
SOLE
36073
0
0
GENERAL MOTORS CO
Common Stock
37045V100
3394
93407
SH
SOLE
93407
0
0
GILAT SATELLITE NETWORKS LTD
Common Stock
M51474118
602
70404
SH
SOLE
70404
0
0
GILEAD SCIENCES INC
Common Stock
375558103
2750
36475
SH
SOLE
36475
0
0
Guidewire Software Inc
Common Stock
40171V100
280
3459
SH
SOLE
3459
0
0
HDFC Bank Ltd
ADR
40415F101
121
1230
SH
SOLE
1230
0
0
HEXAGON AB
Common Stock
W40063104
677
11414
SH
SOLE
11414
0
0
HEXCEL CORP
Common Stock
428291108
81
1256
SH
SOLE
1256
0
0
HILAN LTD
Common Stock
M5299H123
552
24892
SH
SOLE
24892
0
0
HORTONWORKS INC
Common Stock
440894103
27736
1361628
SH
OTR
969050
9149
383429
HP INC
Common Stock
40434L105
2722
124195
SH
SOLE
124195
0
0
HUBSPOT INC
Common Stock
443573100
11112
102602
SH
SOLE
102602
0
0
ILLUMINA INC
Common Stock
452327109
59483
251600
SH
OTR
160266
14558
76776
INCYTE CORP
Common Stock
45337C102
2525
30303
SH
SOLE
30303
0
0
INFINEON TECHNOLOGIES-ADR
ADR
45662N103
1947
72135
SH
SOLE
72135
0
0
INOVIO PHARMACEUTICALS INC
Common Stock
45773H201
3129
664410
SH
SOLE
664410
0
0
INTELLIA THERAPEUTICS INC
Common Stock
45826J105
75987
3602976
SH
OTR
2652509
166726
783741
Interactive Brokers Group Inc
Common Stock
45841N107
313
4652
SH
SOLE
4652
0
0
Intercontinental Exchange Inc
Common Stock
45866F104
125
1719
SH
SOLE
1719
0
0
Intuit Inc
Common Stock
461202103
302
1740
SH
SOLE
1740
0
0
INVITAE CORP
Common Stock
46185L103
32489
6927275
SH
OTR
5083774
86604
1756897
IONIS PHARMACEUTICALS INC
Common Stock
462222100
15512
351905
SH
OTR
221583
0
130322
IOVANCE BIOTHERAPEUTICS INC
Common Stock
462260100
1100
65096
SH
SOLE
65096
0
0
ITURAN LOCATION AND CONTROL
Common Stock
M6158M104
529
17019
SH
SOLE
17019
0
0
JD.COM INC-ADR
ADR
47215P106
47100
1163258
SH
OTR
878826
34492
249940
JOUNCE THERAPEUTICS INC
Common Stock
481116101
2082
93143
SH
SOLE
93143
0
0
K2M GROUP HOLDINGS INC
Common Stock
48273J107
954
50347
SH
SOLE
50347
0
0
KAMADA LTD
Common Stock
M6240T109
477
104097
SH
SOLE
104097
0
0
KONINKLIJKE DSM NV
Common Stock
N5017D122
91
921
SH
SOLE
921
0
0
LENDINGCLUB CORP
Common Stock
52603A109
41757
11930701
SH
OTR
8854577
396335
2679789
LENDINGTREE INC
Common Stock
52603B107
9546
29089
SH
OTR
16171
0
12918
MAGICJACK VOCALTEC LTD
Common Stock
M6787E101
575
68498
SH
SOLE
68498
0
0
MATERIALISE NV-ADR
ADR
57667T100
14489
1239461
SH
OTR
1217710
9134
12617
MATRIX IT LTD
Common Stock
M6859E153
530
47016
SH
SOLE
47016
0
0
MAZOR ROBOTICS LTD-SPON ADR
ADR
57886P103
4230
68940
SH
SOLE
68940
0
0
MEDIDATA SOLUTIONS INC
Common Stock
58471A105
44719
711972
SH
OTR
514356
29941
167675
MELLANOX TECHNOLOGIES LTD
Common Stock
M51363113
717
9838
SH
SOLE
9838
0
0
MENSCH UND MASCHINE SOFTWARE
Common Stock
D5345W108
1831
67714
SH
SOLE
67714
0
0
MERCADOLIBRE INC
Common Stock
58733R102
16897
47411
SH
OTR
34639
0
12772
MGI DIGITAL GRAPHIC TECHNOLO
Common Stock
F4090S113
2441
33662
SH
SOLE
33662
0
0
MGT CAPITAL INVESTMENTS INC
Common Stock
55302P202
3086
2401343
SH
OTR
2368406
32937
0
MICROSOFT CORP
Common Stock
594918104
6471
70898
SH
SOLE
70898
0
0
MOOG INC
Common Stock
615394202
571
6934
SH
SOLE
6934
0
0
MSCI Inc
Common Stock
55354G100
134
898
SH
SOLE
898
0
0
NANO DIMENSION LTD - ADR
ADR
63008G104
667
358402
SH
SOLE
358402
0
0
NANOSTRING TECHNOLOGIES INC
Common Stock
63009R109
16780
2234402
SH
OTR
2197287
37115
0
Nasdaq Inc
Common Stock
631103108
223
2588
SH
SOLE
2588
0
0
NETFLIX INC
Common Stock
64110L106
54551
184699
SH
OTR
139421
8491
36787
NICE LTD
ADR
653656108
574
6108
SH
SOLE
6108
0
0
NINTENDO CO LTD
Common Stock
J51699106
75
171
SH
OTR
0
171
0
NINTENDO CO LTD-UNSPONS ADR
ADR
654445303
18372
330964
SH
OTR
232500
0
98464
NOVA MEASURING INSTRUMENTS
Common Stock
M7516K103
562
20721
SH
SOLE
20721
0
0
NVIDIA CORP
Common Stock
67066G104
70283
303480
SH
OTR
227224
8951
67305
ORBOTECH LTD
Common Stock
M75253100
660
10613
SH
SOLE
10613
0
0
ORGANOVO HOLDINGS INC
Common Stock
68620A104
11583
11245582
SH
OTR
11129543
116039
0
PACIFIC BIOSCIENCES OF CALIF
Common Stock
69404D108
8784
4284697
SH
OTR
4229961
54736
0
PARTNER COMMUNICATIONS CO
Common Stock
M78465107
451
100281
SH
SOLE
100281
0
0
PAYPAL HOLDINGS INC
Common Stock
70450Y103
21465
282918
SH
OTR
215656
2466
64796
PLURISTEM THERAPEUTICS INC
Common Stock
72940R102
1051
767424
SH
SOLE
767424
0
0
POINTER TELOCATION LTD
Common Stock
M7946T104
457
31437
SH
SOLE
31437
0
0
POLYONE CORPORATION
Common Stock
73179P106
76
1798
SH
SOLE
1798
0
0
PRAXAIR INC
Common Stock
74005P104
75
517
SH
SOLE
517
0
0
PRODWAYS GROUP SA
Common Stock
F7329W102
2403
456241
SH
SOLE
456241
0
0
PROTO LABS INC
Common Stock
743713109
19064
162181
SH
OTR
114784
1848
45549
PTC INC
Common Stock
69370C100
1920
24616
SH
SOLE
24616
0
0
RADA ELECTRONIC INDS LTD
Common Stock
M81863124
485
205596
SH
SOLE
205596
0
0
RADCOM LTD
Common Stock
M81865111
564
30744
SH
SOLE
30744
0
0
RADWARE LTD
Common Stock
M81873107
614
28764
SH
SOLE
28764
0
0
Rakuten Inc
Common Stock
J64264104
164
20000
SH
SOLE
20000
0
0
RAKUTEN INC-ADR
ADR
75102W108
1560
189992
SH
SOLE
189992
0
0
RED HAT INC
Common Stock
756577102
31579
211214
SH
OTR
149188
8196
53830
REDFIN CORP
Common Stock
75737F108
33782
1479735
SH
OTR
1121057
48882
309796
REDHILL BIOPHARMA LTD-SP ADR
ADR
757468103
534
103754
SH
SOLE
103754
0
0
REGENERON PHARMACEUTICALS
Common Stock
75886F107
1145
3325
SH
SOLE
3325
0
0
RENISHAW PLC
Common Stock
G75006117
2407
38111
SH
SOLE
38111
0
0
ROCKWELL AUTOMATION INC
Common Stock
773903109
1459
8378
SH
SOLE
8378
0
0
SALESFORCE.COM INC
Common Stock
79466L302
36008
309610
SH
OTR
217223
7986
84401
SANDVIK AB
Common Stock
W74857165
78
4274
SH
SOLE
4274
0
0
SAPIENS INTERNATIONAL CORP
Common Stock
N7716A151
410
48068
SH
SOLE
48068
0
0
SBI Holdings Inc/Japan
Common Stock
J6991H100
369
16100
SH
SOLE
16100
0
0
SERES THERAPEUTICS INC
Common Stock
81750R102
17665
2406723
SH
OTR
1686673
109202
610848
SERVICENOW INC
Common Stock
81762P102
7035
42518
SH
SOLE
42518
0
0
SHOPIFY INC - CLASS A
Common Stock
82509L107
9463
75955
SH
SOLE
75955
0
0
SIEMENS AG
Common Stock
D69671218
528
4149
SH
SOLE
4149
0
0
SIGMA LABS INC
Common Stock
826598302
31
21438
SH
SOLE
21438
0
0
SILICOM LTD
Common Stock
M84116108
268
7798
SH
SOLE
7798
0
0
SLM SOLUTIONS GROUP AG
Common Stock
D6T690109
2095
53012
SH
SOLE
53012
0
0
SOFTBANK GROUP CORP
Common Stock
J75963108
41
555
SH
OTR
0
555
0
SOFTBANK GROUP CORP-UNSP ADR
ADR
83404D109
17333
463500
SH
OTR
321351
2758
139391
SOLAREDGE TECHNOLOGIES INC
Common Stock
83417M104
843
16022
SH
SOLE
16022
0
0
SPLUNK INC
Common Stock
848637104
32116
326416
SH
OTR
235391
12558
78467
SQUARE INC - A
Common Stock
852234103
53654
1090524
SH
OTR
775322
45154
270048
Starbucks Corp
Common Stock
855244109
204
3517
SH
SOLE
3517
0
0
STRATASYS LTD
Common Stock
M85548101
97642
4838530
SH
OTR
3259490
195730
1383310
STRYKER CORP
Common Stock
863667101
624
3879
SH
SOLE
3879
0
0
SUNY CELLULAR COMMUNICATION
Common Stock
M8708U107
553
862942
SH
SOLE
862942
0
0
SYROS PHARMACEUTICALS INC
Common Stock
87184Q107
19533
1504890
SH
OTR
1226683
17159
261048
TAIWAN SEMICONDUCTOR-SP ADR
ADR
874039100
9505
217209
SH
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217209
0
0
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Common Stock
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536
5431
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5431
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TELADOC INC
Common Stock
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3666
90972
SH
SOLE
90972
0
0
TENCENT HOLDINGS LTD-UNS ADR
ADR
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37200
698076
SH
OTR
521276
20390
156410
TERADYNE INC
Common Stock
880770102
24242
530343
SH
OTR
351640
27513
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TESLA INC
Common Stock
88160R101
83931
315377
SH
OTR
300691
14686
0
TEVA PHARMACEUTICAL-SP ADR
ADR
881624209
477
27926
SH
SOLE
27926
0
0
TORAY INDUSTRIES INC
Common Stock
J89494116
73
7792
SH
SOLE
7792
0
0
TOWER SEMICONDUCTOR LTD
Common Stock
M87915274
458
17029
SH
SOLE
17029
0
0
TOYOTA MOTOR CORP -SPON ADR
ADR
892331307
1823
13984
SH
SOLE
13984
0
0
Trade Me Group Ltd
Common Stock
Q9162N106
34
10506
SH
SOLE
10506
0
0
TransUnion
Common Stock
89400J107
193
3401
SH
SOLE
3401
0
0
TRIMBLE INC
Common Stock
896239100
4091
114020
SH
SOLE
114020
0
0
TWILIO INC - A
Common Stock
90138F102
2050
53688
SH
SOLE
53688
0
0
TWITTER INC
Common Stock
90184L102
78240
2696996
SH
OTR
1897519
97419
702058
ULTRA CLEAN HOLDINGS INC
Common Stock
90385V107
480
24935
SH
SOLE
24935
0
0
UNITED PARCEL SERVICE-CL B
Common Stock
911312106
495
4730
SH
SOLE
4730
0
0
UROGEN PHARMA LTD
Common Stock
M96088105
671
13502
SH
SOLE
13502
0
0
VASCULAR BIOGENICS LTD
Common Stock
M96883109
173
75354
SH
SOLE
75354
0
0
VERACYTE INC
Common Stock
92337F107
15631
2811294
SH
OTR
2783656
27638
0
Verisk Analytics Inc
Common Stock
92345Y106
67
648
SH
SOLE
648
0
0
Visa Inc
Common Stock
92826C839
136
1136
SH
SOLE
1136
0
0
VOLKSWAGEN AG-SPONS ADR
ADR
928662303
9
229
SH
SOLE
229
0
0
Wirecard AG
ADR
97654L108
67
1122
SH
SOLE
1122
0
0
WIX.COM LTD
Common Stock
M98068105
783
9838
SH
SOLE
9838
0
0
Workday Inc
Common Stock
98138H101
161
1265
SH
SOLE
1265
0
0
Xero Ltd
Common Stock
Q98665104
141
5491
SH
SOLE
5491
0
0
XILINX INC
Common Stock
983919101
39248
543297
SH
OTR
394501
16199
132597