Chief Compliance Officer

0001104659-19-062387.txt : 20191112 0001104659-19-062387.hdr.sgml : 20191112 20191112123450 ACCESSION NUMBER: 0001104659-19-062387 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARK Investment Management LLC CENTRAL INDEX KEY: 0001697748 IRS NUMBER: 464309299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17768 FILM NUMBER: 191207947 BUSINESS ADDRESS: STREET 1: 3 EAST 28TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-426-7040 MAIL ADDRESS: STREET 1: 3 EAST 28TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697748 XXXXXXXX 09-30-2019 09-30-2019 false ARK Investment Management LLC

3 East 28th Street, 7th Floor New York NY 10016

13F HOLDINGS REPORT 028-17768 N Kellen Carter Chief Compliance Officer 212-426-7040 /s/ Kellen Carter New York NY 11-12-2019 0 224 4581502 INFORMATION TABLE 2 infotable.xml Adobe Inc Common Stock 00724F101 6532 23644 SH SOLE 23644 0 0 Aerojet Rocketdyne Holdings In Common Stock 007800105 408 8077 SH SOLE 8077 0 0 Advanced Micro Devices Inc Common Stock 007903107 6081 209772 SH SOLE 209772 0 0 AeroVironment Inc Common Stock 008073108 9600 179242 SH SOLE 98394 0 80848 Alibaba Group Holding Ltd ADR 01609W102 22397 133930 SH SOLE 94602 10472 28856 Align Technology Inc Common Stock 016255101 315 1739 SH SOLE 1739 0 0 Allegheny Technologies Inc Common Stock 01741R102 39 1932 SH SOLE 1932 0 0 Alphabet Inc Common Stock 02079K107 1803 1479 SH SOLE 1479 0 0 Altair Engineering Inc Common Stock 021369103 973 28093 SH SOLE 28093 0 0 Amazon.com Inc Common Stock 023135106 16765 9658 SH SOLE 7912 0 1746 AMETEK Inc Common Stock 031100100 503 5476 SH SOLE 5476 0 0 ANSYS Inc Common Stock 03662Q105 3416 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Stock 81750R102 28371 7074965 SH SOLE 5796046 433730 845189 Shopify Inc Common Stock 82509L107 5129 16458 SH SOLE 16458 0 0 Snap Inc Common Stock 83304A106 4372 276683 SH SOLE 276683 0 0 SolarEdge Technologies Inc Common Stock 83417M104 621 7414 SH SOLE 7414 0 0 Splunk Inc Common Stock 848637104 78667 667462 SH SOLE 503923 49979 113560 Square Inc Common Stock 852234103 212122 3424085 SH SOLE 2551671 243970 628444 Stryker Corp Common Stock 863667101 377 1741 SH SOLE 1741 0 0 Syros Pharmaceuticals Inc Common Stock 87184Q107 39804 3834728 SH SOLE 3208610 54644 571474 Taiwan Semiconductor Manufactu ADR 874039100 3403 73213 SH SOLE 73213 0 0 Teladoc Health Inc Common Stock 87918A105 65017 960086 SH SOLE 795245 56548 108293 Tencent Holdings Ltd ADR 88032Q109 49457 1188011 SH SOLE 893540 79767 214704 Teradyne Inc Common Stock 880770102 55344 955696 SH SOLE 608524 75329 271843 Tesla Inc Common Stock 88160R101 282447 1172610 SH SOLE 1081432 85335 5843 Teva Pharmaceutical Industries ADR 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M6158M104 377 15194 SH SOLE 15194 0 0 MediWound Ltd Common Stock M68830104 417 130468 SH SOLE 130468 0 0 Nova Measuring Instruments Ltd Common Stock M7516K103 560 17617 SH SOLE 17617 0 0 Radware Ltd Common Stock M81873107 458 18881 SH SOLE 18881 0 0 Silicom Ltd Common Stock M84116108 482 15244 SH SOLE 15244 0 0 Stratasys Ltd Common Stock M85548101 166266 7804069 SH SOLE 5742775 520913 1540381 Taro Pharmaceutical Industries Common Stock M8737E108 420 5563 SH SOLE 5563 0 0 Tower Semiconductor Ltd Common Stock M87915274 536 27850 SH SOLE 27850 0 0 UroGen Pharma Ltd Common Stock M96088105 339 14235 SH SOLE 14235 0 0 Wix.com Ltd Common Stock M98068105 380 3259 SH SOLE 3259 0 0 NXP Semiconductors NV Common Stock N6596X109 2137 19585 SH SOLE 19585 0 0 Bayer AG Common Stock D0712D163 28 390 SH SOLE 0 390 0 FANUC Corp Common Stock J13440102 41 220 SH SOLE 0 220 0 Nintendo Co Ltd Common Stock J51699106 64 171 SH SOLE 0 171 0 SoftBank Group Corp Common Stock J75963108 44 1110 SH SOLE 0 1110 0 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0 MSCI Inc Common Stock 55354G100 32 145 SH SOLE 145 0 0 SoftBank Group Corp ADR 83404D109 39 1988 SH SOLE 1988 0 0 Visa Inc Common Stock 92826C839 38 223 SH SOLE 223 0 0