Chief Compliance Officer

0001085146-20-002210.txt : 20200813 0001085146-20-002210.hdr.sgml : 20200813 20200813172351 ACCESSION NUMBER: 0001085146-20-002210 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit X, LLC CENTRAL INDEX KEY: 0001697729 IRS NUMBER: 810874769 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18119 FILM NUMBER: 201100341 BUSINESS ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 BUSINESS PHONE: (636) 590-7173 MAIL ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697729 XXXXXXXX 06-30-2020 06-30-2020 false Summit X, LLC

16020 SWINGLEY RIDGE ROAD SUITE 110 CHESTERFIELD MO 63017

13F HOLDINGS REPORT 028-18119 N Erica Garzia Chief Compliance Officer 636-590-7173 /s/ Erica Garzia Chesterfield MO 08-12-2020 0 213 270472 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ISHARES TR CORE S&P SCP ETF 464287804 3046 44602 SH SOLE 0 0 44602 NEXTERA ENERGY INC COM 65339F101 1017 4233 SH SOLE 0 0 4233 ROPER TECHNOLOGIES INC COM 776696106 714 1840 SH SOLE 0 0 1840 EQUINIX INC COM 29444U700 379 540 SH SOLE 0 0 540 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 842 3921 SH SOLE 0 0 3921 ISHARES INC MIN VOL EMRG MKT 464286533 373 7169 SH SOLE 0 0 7169 ISHARES INC CORE MSCI EMKT 46434G103 466 9788 SH SOLE 0 0 9788 ISHARES TR CORE US AGGBD ET 464287226 259 2189 SH SOLE 0 0 2189 CME GROUP INC COM 12572Q105 481 2950 SH SOLE 0 0 2950 BLACKROCK FLOATING RATE INCO COM 091941104 120 10939 SH SOLE 0 0 10939 ISHARES TR EAFE GRWTH ETF 464288885 7769 93473 SH SOLE 0 0 93473 22ND CENTY GROUP INC COM 90137F103 16 20500 SH SOLE 0 0 20500 SOLIGENIX INC COM 834223307 30 14000 SH SOLE 0 0 14000 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 479 11654 SH SOLE 0 0 11654 ISHARES TR 0-5 YR TIPS ETF 46429B747 274 2678 SH SOLE 0 0 2678 HCA HEALTHCARE INC COM 40412C101 382 3935 SH SOLE 0 0 3935 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 631 7668 SH SOLE 0 0 7668 THERMO FISHER SCIENTIFIC INC COM 883556102 1087 3000 SH SOLE 0 0 3000 ISHARES TR MULTIFACTOR INTL 46434V274 684 29826 SH SOLE 0 0 29826 ISHARES TR CORE HIGH DV ETF 46429B663 465 5724 SH SOLE 0 0 5724 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 18 35000 SH SOLE 0 0 35000 CATERPILLAR INC DEL COM 149123101 233 1844 SH SOLE 0 0 1844 ISHARES TR S&P 500 GRWT ETF 464287309 419 2018 SH SOLE 0 0 2018 ISHARES TR US TREAS BD ETF 46429B267 5559 198613 SH SOLE 0 0 198613 ISHARES TR MIN VOL EAFE ETF 46429B689 313 4735 SH SOLE 0 0 4735 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 333 6662 SH SOLE 0 0 6662 ABBVIE INC COM 00287Y109 3006 30615 SH SOLE 0 0 30615 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 663 28809 SH SOLE 0 0 28809 IVERIC BIO INC COM 46583P102 66 13000 SH SOLE 0 0 13000 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 278 1076 SH SOLE 0 0 1076 CINTAS CORP COM 172908105 578 2169 SH SOLE 0 0 2169 KKR INCOME OPPORTUNITIES FD COM 48249T106 851 69038 SH SOLE 0 0 69038 INTEL CORP COM 458140100 952 15910 SH SOLE 0 0 15910 BOEING CO COM 097023105 483 2613 SH SOLE 0 0 2613 NAKED BRAND GROUP LIMITED SHS NEW Q6519T117 0 10000 SH SOLE 0 0 10000 KOPIN CORP COM 500600101 23 17000 SH SOLE 0 0 17000 BOOKING HOLDINGS INC COM 09857L108 547 343 SH SOLE 0 0 343 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 772 60657 SH SOLE 0 0 60657 9 METERS BIOPHARMA INC COM 654405109 22 38000 SH SOLE 0 0 38000 DOMINION ENERGY INC COM 25746U109 630 7762 SH SOLE 0 0 7762 COMCAST CORP NEW CL A 20030N101 1159 29727 SH SOLE 0 0 29727 VANGUARD INDEX FDS TOTAL STK MKT 922908769 350 2236 SH SOLE 0 0 2236 GALLAGHER ARTHUR J & CO COM 363576109 408 4185 SH SOLE 0 0 4185 PROLOGIS INC. COM 74340W103 783 8387 SH SOLE 0 0 8387 CIGNA CORP NEW COM 125523100 204 1088 SH SOLE 0 0 1088 DEERE & CO COM 244199105 249 1586 SH SOLE 0 0 1586 TREVENA INC COM 89532E109 117 77700 SH SOLE 0 0 77700 SPDR S&P 500 ETF TR TR UNIT 78462F103 465 1508 SH SOLE 0 0 1508 HANESBRANDS INC COM 410345102 2628 232731 SH SOLE 0 0 232731 CVS HEALTH CORP COM 126650100 323 4971 SH SOLE 0 0 4971 COLGATE PALMOLIVE CO COM 194162103 471 6426 SH SOLE 0 0 6426 ISHARES TR 20 YR TR BD ETF 464287432 617 3760 SH SOLE 0 0 3760 TELADOC HEALTH INC COM 87918A105 227 1189 SH SOLE 0 0 1189 AMERICAN ELEC PWR CO INC COM 025537101 850 10676 SH SOLE 0 0 10676 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 710 33630 SH SOLE 0 0 33630 NVIDIA CORPORATION COM 67066G104 735 1935 SH SOLE 0 0 1935 PAYCHEX INC COM 704326107 429 5667 SH SOLE 0 0 5667 VERASTEM INC COM 92337C104 38 22000 SH SOLE 0 0 22000 EXXON MOBIL CORP COM 30231G102 2752 61534 SH SOLE 0 0 61534 BAIDU INC SPON ADR REP A 056752108 225 1880 SH SOLE 0 0 1880 LINEAGE CELL THERAPEUTICS IN COM 53566P109 25 29000 SH SOLE 0 0 29000 AMERICAN WTR WKS CO INC NEW COM 030420103 926 7200 SH SOLE 0 0 7200 ISHARES TR MSCI MIN VOL ETF 46429B697 3561 58706 SH SOLE 0 0 58706 ISHARES TR RUS 1000 GRW ETF 464287614 654 3406 SH SOLE 0 0 3406 BRISTOL-MYERS SQUIBB CO COM 110122108 660 11220 SH SOLE 0 0 11220 MERCK & CO. INC COM 58933Y105 761 9836 SH SOLE 0 0 9836 WALMART INC COM 931142103 2559 21364 SH SOLE 0 0 21364 ISHARES TR 0-5YR INVT GR CP 46434V100 981 18818 SH SOLE 0 0 18818 KOHLS CORP COM 500255104 1288 62013 SH SOLE 0 0 62013 ISHARES TR MULTIFACTOR USA 46434V290 1350 37788 SH SOLE 0 0 37788 COHBAR INC COM 19249J109 22 14000 SH SOLE 0 0 14000 JOHNSON & JOHNSON COM 478160104 1082 7738 SH SOLE 0 0 7738 ALTRIA GROUP INC COM 02209S103 688 17518 SH SOLE 0 0 17518 ORACLE CORP COM 68389X105 244 4418 SH SOLE 0 0 4418 ISHARES TR U.S. MED DVC ETF 464288810 2093 7905 SH SOLE 0 0 7905 STRYKER CORPORATION COM 863667101 754 4184 SH SOLE 0 0 4184 ACTINIUM PHARMACEUTICALS INC COM 00507W107 24 68200 SH SOLE 0 0 68200 COCA COLA CO COM 191216100 651 14560 SH SOLE 0 0 14560 QORVO INC COM 74736K101 323 2921 SH SOLE 0 0 2921 ASML HOLDING N V N Y REGISTRY SHS N07059210 337 917 SH SOLE 0 0 917 ADOBE INC COM 00724F101 1594 3661 SH SOLE 0 0 3661 ISHARES INC ESG MSCI EM ETF 46434G863 4048 126190 SH SOLE 0 0 126190 CARMAX INC COM 143130102 216 2412 SH SOLE 0 0 2412 T-MOBILE US INC COM 872590104 422 4051 SH SOLE 0 0 4051 SELECT MED HLDGS CORP COM 81619Q105 351 24006 SH SOLE 0 0 24006 NOVARTIS AG SPONSORED ADR 66987V109 215 2465 SH SOLE 0 0 2465 AON PLC SHS CL A G0403H108 432 2241 SH SOLE 0 0 2241 PROCTER AND GAMBLE CO COM 742718109 3050 25505 SH SOLE 0 0 25505 SPDR GOLD TR GOLD SHS 78463V107 1430 8541 SH SOLE 0 0 8541 KIMBERLY CLARK CORP COM 494368103 2114 14952 SH SOLE 0 0 14952 AVANGRID INC COM 05351W103 369 8765 SH SOLE 0 0 8765 ENBRIDGE INC COM 29250N105 2544 83618 SH SOLE 0 0 83618 GENERAL MLS INC COM 370334104 475 7761 SH SOLE 0 0 7761 FORD MTR CO DEL COM 345370860 79 12924 SH SOLE 0 0 12924 TRANE TECHNOLOGIES PLC SHS G8994E103 384 4313 SH SOLE 0 0 4313 ISHARES TR S&P SML 600 GWT 464287887 346 2037 SH SOLE 0 0 2037 AMERISOURCEBERGEN CORP COM 03073E105 507 5027 SH SOLE 0 0 5027 NETFLIX INC COM 64110L106 460 1010 SH SOLE 0 0 1010 ISHARES TR RUS 1000 VAL ETF 464287598 304 2701 SH SOLE 0 0 2701 COSTCO WHSL CORP NEW COM 22160K105 877 2894 SH SOLE 0 0 2894 APPLE INC COM 037833100 14587 39982 SH SOLE 0 0 39982 ISHARES TR INTRM TR CRP ETF 464288638 300 4969 SH SOLE 0 0 4969 STARBUCKS CORP COM 855244109 1018 13818 SH SOLE 0 0 13818 REGENERON PHARMACEUTICALS COM 75886F107 464 744 SH SOLE 0 0 744 NATIONAL RETAIL PROPERTIES I COM 637417106 467 13160 SH SOLE 0 0 13160 CISCO SYS INC COM 17275R102 283 6061 SH SOLE 0 0 6061 OREILLY AUTOMOTIVE INC COM 67103H107 3971 9417 SH SOLE 0 0 9417 ISHARES TR U.S. FIN SVC ETF 464287770 1467 12286 SH SOLE 0 0 12286 DOW INC COM 260557103 1538 37732 SH SOLE 0 0 37732 ISHARES TR USA QUALITY FCTR 46432F339 2554 26620 SH SOLE 0 0 26620 ISHARES TR CORE MSCI EAFE 46432F842 3385 59230 SH SOLE 0 0 59230 DOCUSIGN INC COM 256163106 231 1338 SH SOLE 0 0 1338 PAYPAL HLDGS INC COM 70450Y103 676 3881 SH SOLE 0 0 3881 UNION PAC CORP COM 907818108 292 1726 SH SOLE 0 0 1726 ANTHEM INC COM 036752103 355 1348 SH SOLE 0 0 1348 LOCKHEED MARTIN CORP COM 539830109 885 2424 SH SOLE 0 0 2424 DXC TECHNOLOGY CO COM 23355L106 1209 73300 SH SOLE 0 0 73300 ISHARES TR S&P 500 VAL ETF 464287408 400 3700 SH SOLE 0 0 3700 OWENS & MINOR INC NEW COM 690732102 76 10000 SH SOLE 0 0 10000 AGEX THERAPEUTICS INC COM 00848H108 17 17500 SH SOLE 0 0 17500 VERIZON COMMUNICATIONS INC COM 92343V104 2169 39344 SH SOLE 0 0 39344 SONOCO PRODS CO COM 835495102 390 7450 SH SOLE 0 0 7450 AMEREN CORP COM 023608102 1350 19188 SH SOLE 0 0 19188 UNITED PARCEL SERVICE INC CL B 911312106 544 4885 SH SOLE 0 0 4885 MID-AMER APT CMNTYS INC COM 59522J103 562 4899 SH SOLE 0 0 4899 DUKE ENERGY CORP NEW COM NEW 26441C204 629 7870 SH SOLE 0 0 7870 DELTA AIR LINES INC DEL COM NEW 247361702 1516 54042 SH SOLE 0 0 54042 HOME DEPOT INC COM 437076102 1493 5958 SH SOLE 0 0 5958 ABBOTT LABS COM 002824100 241 2639 SH SOLE 0 0 2639 CITIGROUP INC COM NEW 172967424 2420 47354 SH SOLE 0 0 47354 ISHARES TR TIPS BD ETF 464287176 203 1651 SH SOLE 0 0 1651 MICROSOFT CORP COM 594918104 6989 34466 SH SOLE 0 0 34466 ISHARES TR CORE S&P TTL STK 464287150 448 6454 SH SOLE 0 0 6454 XCEL ENERGY INC COM 98389B100 387 6195 SH SOLE 0 0 6195 LOWES COS INC COM 548661107 668 4942 SH SOLE 0 0 4942 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 571 40470 SH SOLE 0 0 40470 DOUBLELINE INCOME SOLUTIONS COM 258622109 3213 209057 SH SOLE 0 0 209057 ISHARES TR EDGE MSCI USA VL 46432F388 5874 81255 SH SOLE 0 0 81255 MCDONALDS CORP COM 580135101 2605 14121 SH SOLE 0 0 14121 PIMCO ETF TR INTER MUN BD ACT 72201R866 415 7465 SH SOLE 0 0 7465 ISHARES TR CORE S&P MCP ETF 464287507 487 2736 SH SOLE 0 0 2736 L3HARRIS TECHNOLOGIES INC COM 502431109 362 2135 SH SOLE 0 0 2135 ISHARES TR IBOXX HI YD ETF 464288513 274 3354 SH SOLE 0 0 3354 ALPHABET INC CAP STK CL A 02079K305 3369 2375 SH SOLE 0 0 2375 ISHARES TR SH TR CRPORT ETF 464288646 2652 48475 SH SOLE 0 0 48475 ISHARES TR YLD OPTIM BD 46434V787 2059 80379 SH SOLE 0 0 80379 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1532 8584 SH SOLE 0 0 8584 ISHARES TR ESG MSCI USA ETF 46435G425 9087 129832 SH SOLE 0 0 129832 ALPHABET INC CAP STK CL C 02079K107 898 634 SH SOLE 0 0 634 ZOETIS INC CL A 98978V103 691 5040 SH SOLE 0 0 5040 ARES CAPITAL CORP COM 04010L103 336 23245 SH SOLE 0 0 23245 ISHARES TR CORE S&P500 ETF 464287200 16069 51875 SH SOLE 0 0 51875 ELECTRONIC ARTS INC COM 285512109 450 3405 SH SOLE 0 0 3405 HEALTHCARE TR AMER INC CL A NEW 42225P501 375 14155 SH SOLE 0 0 14155 DENISON MINES CORP COM 248356107 4 11000 SH SOLE 0 0 11000 UNITEDHEALTH GROUP INC COM 91324P102 1857 6293 SH SOLE 0 0 6293 CINCINNATI FINL CORP COM 172062101 274 4272 SH SOLE 0 0 4272 PEPSICO INC COM 713448108 1178 8904 SH SOLE 0 0 8904 ISHARES TR PFD AND INCM SEC 464288687 1242 35852 SH SOLE 0 0 35852 ROKU INC COM CL A 77543R102 387 3317 SH SOLE 0 0 3317 ISHARES TR USA MOMENTUM FCT 46432F396 1548 11808 SH SOLE 0 0 11808 EDWARDS LIFESCIENCES CORP COM 28176E108 574 8310 SH SOLE 0 0 8310 CROWN CASTLE INTL CORP NEW COM 22822V101 515 3080 SH SOLE 0 0 3080 ADVANCED MICRO DEVICES INC COM 007903107 1753 33324 SH SOLE 0 0 33324 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 208 12050 SH SOLE 0 0 12050 MASTERCARD INCORPORATED CL A 57636Q104 7111 24044 SH SOLE 0 0 24044 9 METERS BIOPHARMA INC COM 654405109 2 200 SH Call SOLE 0 0 200 CONSTELLATION BRANDS INC CL A 21036P108 231 1316 SH SOLE 0 0 1316 INVESCO QQQ TR UNIT SER 1 46090E103 717 2894 SH SOLE 0 0 2894 GENERAL ELECTRIC CO COM 369604103 596 87254 SH SOLE 0 0 87254 ISHARES INC MLT FCTR EMG MKT 46434G889 1042 26455 SH SOLE 0 0 26455 COHEN & STEERS REIT & PFD &I COM 19247X100 413 21584 SH SOLE 0 0 21584 NORTHROP GRUMMAN CORP COM 666807102 530 1723 SH SOLE 0 0 1723 PHILIP MORRIS INTL INC COM 718172109 538 7679 SH SOLE 0 0 7679 CANADIAN NATL RY CO COM 136375102 332 3752 SH SOLE 0 0 3752 DISNEY WALT CO COM DISNEY 254687106 2092 18751 SH SOLE 0 0 18751 QUALCOMM INC COM 747525103 278 3048 SH SOLE 0 0 3048 ISHARES TR 0-5YR HI YL CP 46434V407 2365 55144 SH SOLE 0 0 55144 BCE INC COM NEW 05534B760 255 6187 SH SOLE 0 0 6187 EVERSOURCE ENERGY COM 30040W108 473 5684 SH SOLE 0 0 5684 DANAHER CORPORATION COM 235851102 1042 5894 SH SOLE 0 0 5894 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 271 2704 SH SOLE 0 0 2704 PAYCOM SOFTWARE INC COM 70432V102 262 847 SH SOLE 0 0 847 EMERSON ELEC CO COM 291011104 2068 33335 SH SOLE 0 0 33335 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 34 22702 SH SOLE 0 0 22702 US BANCORP DEL COM NEW 902973304 335 9109 SH SOLE 0 0 9109 FACEBOOK INC CL A 30303M102 2118 10775 SH SOLE 0 0 10775 EYEPOINT PHARMACEUTICALS INC COM 30233G100 19 25500 SH SOLE 0 0 25500 CLOROX CO DEL COM 189054109 236 1095 SH SOLE 0 0 1095 FLAHERTY & CRUMRIN PFD & INM COM 33848E106 1041 93552 SH SOLE 0 0 93552 AT&T INC COM 00206R102 3911 129364 SH SOLE 0 0 129364 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1040 4820 SH SOLE 0 0 4820 ISHARES TR CORE DIV GRWTH 46434V621 1829 48649 SH SOLE 0 0 48649 ESSEX PPTY TR INC COM 297178105 366 1595 SH SOLE 0 0 1595 VANGUARD INDEX FDS SMALL CP ETF 922908751 284 1946 SH SOLE 0 0 1946 GERON CORP COM 374163103 314 143998 SH SOLE 0 0 143998 VISA INC COM CL A 92826C839 3798 19660 SH SOLE 0 0 19660 ISHARES TR RUS MD CP GR ETF 464287481 258 1631 SH SOLE 0 0 1631 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 1136 85697 SH SOLE 0 0 85697 CNA FINL CORP COM 126117100 1878 58406 SH SOLE 0 0 58406 JPMORGAN CHASE & CO COM 46625H100 1156 12402 SH SOLE 0 0 12402 SHOPIFY INC CL A 82509L107 793 835 SH SOLE 0 0 835 UNILEVER PLC SPON ADR NEW 904767704 603 10988 SH SOLE 0 0 10988 AMAZON COM INC COM 023135106 5148 1865 SH SOLE 0 0 1865 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 3126 35384 SH SOLE 0 0 35384 ISHARES TR IBOXX INV CP ETF 464287242 7046 52398 SH SOLE 0 0 52398 IQVIA HLDGS INC COM 46266C105 459 3237 SH SOLE 0 0 3237 ISHARES TR GLOBAL TECH ETF 464287291 2939 12472 SH SOLE 0 0 12472 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1198 19436 SH SOLE 0 0 19436 PFIZER INC COM 717081103 718 21963 SH SOLE 0 0 21963 CIT GROUP INC COM NEW 125581801 1152 55676 SH SOLE 0 0 55676 GILEAD SCIENCES INC COM 375558103 2205 28649 SH SOLE 0 0 28649 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 1471 79823 SH SOLE 0 0 79823