Chief Compliance Officer

0001085146-19-000652.txt : 20190213 0001085146-19-000652.hdr.sgml : 20190213 20190213132159 ACCESSION NUMBER: 0001085146-19-000652 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit X, LLC CENTRAL INDEX KEY: 0001697729 IRS NUMBER: 810874769 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18119 FILM NUMBER: 19595830 BUSINESS ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 BUSINESS PHONE: (636) 590-7173 MAIL ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697729 XXXXXXXX 12-31-2018 12-31-2018 false Summit X, LLC

16020 SWINGLEY RIDGE ROAD SUITE 110 CHESTERFIELD MO 63017

13F HOLDINGS REPORT 028-18119 N Erica Garzia Chief Compliance Officer 636-590-7173 /s/ Erica Garzia Chesterfield MO 02-13-2019 0 205 173395 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 313 3386 SH SOLE 0 0 3386 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 328 2314 SH SOLE 0 0 2314 ACTINIUM PHARMACEUTICALS INC COM 00507W107 14 35000 SH SOLE 0 0 35000 ADOBE INC COM 00724F101 782 3319 SH SOLE 0 0 3319 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 344 2512 SH SOLE 0 0 2512 ALLERGAN PLC SHS G0177J108 387 2909 SH SOLE 0 0 2909 ALPHABET INC CAP STK CL A 02079K305 2748 3234 SH SOLE 0 0 3234 ALPHABET INC CAP STK CL C 02079K107 679 670 SH SOLE 0 0 670 ALPS ETF TR ALERIAN MLP 00162Q866 150 17327 SH SOLE 0 0 17327 ALTRIA GROUP INC COM 02209S103 1038 21131 SH SOLE 0 0 21131 AMAZON COM INC COM 023135106 684 538 SH SOLE 0 0 538 AMEREN CORP COM 023608102 665 10442 SH SOLE 0 0 10442 AMERICAN ELEC PWR INC COM 025537101 594 6889 SH SOLE 0 0 6889 AMERICAN WTR WKS CO INC NEW COM 030420103 573 6320 SH SOLE 0 0 6320 AMERISOURCEBERGEN CORP COM 03073E105 327 4394 SH SOLE 0 0 4394 AMPHENOL CORP NEW CL A 032095101 561 6890 SH SOLE 0 0 6890 AMPLIPHI BIOSCIENCES CORP COM PAR 03211P301 11 56800 SH SOLE 0 0 56800 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 339 5141 SH SOLE 0 0 5141 ANTHEM INC COM 036752103 222 841 SH SOLE 0 0 841 APOLLO SR FLOATING RATE FD I COM 037636107 149 10544 SH SOLE 0 0 10544 APPLE INC COM 037833100 4643 32317 SH SOLE 0 0 32317 ARES CAP CORP COM 04010L103 333 21450 SH SOLE 0 0 21450 AT&T INC COM 00206R102 3859 135125 SH SOLE 0 0 135125 AVALONBAY CMNTYS INC COM 053484101 718 4120 SH SOLE 0 0 4120 AVANGRID INC COM 05351W103 409 8030 SH SOLE 0 0 8030 B & G FOODS INC NEW COM 05508R106 392 13530 SH SOLE 0 0 13530 BANK AMER CORP COM 060505104 375 15265 SH SOLE 0 0 15265 BB&T CORP COM 054937107 328 7595 SH SOLE 0 0 7595 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1404 6912 SH SOLE 0 0 6912 BIOTIME INC COM 09066L105 19 20000 SH SOLE 0 0 20000 BLACKROCK FLOATING RATE INCO COM 091941104 746 64639 SH SOLE 0 0 64639 BLACKROCK INC COM 09247X101 495 1243 SH SOLE 0 0 1243 BOEING CO COM 097023105 571 1772 SH SOLE 0 0 1772 BOOKING HLDGS INC COM 09857L108 293 169 SH SOLE 0 0 169 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 414 11980 SH SOLE 0 0 11980 CATERPILLAR INC DEL COM 149123101 971 8604 SH SOLE 0 0 8604 CHEVRON CORP NEW COM 166764100 678 6229 SH SOLE 0 0 6229 CHUBB LIMITED COM H1467J104 320 2495 SH SOLE 0 0 2495 CINCINNATI FINL CORP COM 172062101 444 5735 SH SOLE 0 0 5735 CINTAS CORP COM 172908105 427 2523 SH SOLE 0 0 2523 CISCO SYS INC COM 17275R102 1072 24758 SH SOLE 0 0 24758 CME GROUP INC COM CL A 12572Q105 549 2906 SH SOLE 0 0 2906 CNA FINL CORP COM 126117100 729 16476 SH SOLE 0 0 16476 COCA COLA CO COM 191216100 667 14061 SH SOLE 0 0 14061 COLGATE PALMOLIVE CO COM 194162103 312 5274 SH SOLE 0 0 5274 COMCAST CORP NEW CL A 20030N101 785 22941 SH SOLE 0 0 22941 COMERICA INC COM 200340107 232 3370 SH SOLE 0 0 3370 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 215 17320 SH SOLE 0 0 17320 CONCHO RES INC COM 20605P101 263 2533 SH SOLE 0 0 2533 COSTCO WHSL CORP NEW COM 22160K105 507 2507 SH SOLE 0 0 2507 CROWN CASTLE INTL CORP NEW COM 22822V101 284 2605 SH SOLE 0 0 2605 CVS HEALTH CORP COM 126650100 797 12173 SH SOLE 0 0 12173 DANAHER CORP DEL COM 235851102 551 5369 SH SOLE 0 0 5369 DEERE & CO COM 244199105 246 1651 SH SOLE 0 0 1651 DENISON MINES CORP COM 248356107 5 11000 SH SOLE 0 0 11000 DISNEY WALT CO COM DISNEY 254687106 924 8432 SH SOLE 0 0 8432 DIVIDEND & INCOME FUND COM NEW 25538A204 126 13167 SH SOLE 0 0 13167 DOCUSIGN INC COM 256163106 998 24942 SH SOLE 0 0 24942 DOMINION ENERGY INC COM 25746U109 622 7528 SH SOLE 0 0 7528 DOUBLELINE INCOME SOLUTIONS COM 258622109 4248 245390 SH SOLE 0 0 245390 DOWDUPONT INC COM 26078J100 353 6587 SH SOLE 0 0 6587 DUKE ENERGY CORP NEW COM NEW 26441C204 1382 16158 SH SOLE 0 0 16158 EDWARDS LIFESCIENCES CORP COM 28176E108 525 3425 SH SOLE 0 0 3425 EMERSON ELEC CO COM 291011104 393 6547 SH SOLE 0 0 6547 ENBRIDGE INC COM 29250N105 1223 39222 SH SOLE 0 0 39222 ENTERPRISE PRODS PARTNERS L COM 293792107 374 15157 SH SOLE 0 0 15157 EPR PPTYS COM SH BEN INT 26884U109 354 5485 SH SOLE 0 0 5485 ESSEX PPTY TR INC COM 297178105 315 1295 SH SOLE 0 0 1295 EVERSOURCE ENERGY COM 30040W108 363 5564 SH SOLE 0 0 5564 EXXON MOBIL CORP COM 30231G102 1233 18109 SH SOLE 0 0 18109 FACEBOOK INC CL A 30303M102 1101 8365 SH SOLE 0 0 8365 FIDELITY MOMENTUM FACTR 316092816 3581 121094 SH SOLE 0 0 121094 FIDELITY MSCI INFO TECH I 316092808 3442 69914 SH SOLE 0 0 69914 FLAHERTY & CRUMRINE PFD INC COM 33848E106 2591 245786 SH SOLE 0 0 245786 FS KKR CAPITAL CORP COM 302635107 225 43363 SH SOLE 0 0 43363 FST TR NEW OPPORT MLP & ENE COM 33739M100 94 12506 SH SOLE 0 0 12506 GALLAGHER ARTHUR J & CO COM 363576109 275 3714 SH SOLE 0 0 3714 GENERAL ELECTRIC CO COM 369604103 546 74687 SH SOLE 0 0 74687 GERON CORP COM 374163103 30 29764 SH SOLE 0 0 29764 HEALTHCARE TR AMER INC CL A NEW 42225P501 293 11565 SH SOLE 0 0 11565 HOME DEPOT INC COM 437076102 898 5253 SH SOLE 0 0 5253 HONEYWELL INTL INC COM 438516106 457 3473 SH SOLE 0 0 3473 HSBC HLDGS PLC SPON ADR NEW 404280406 465 17186 SH SOLE 0 0 17186 HUNTINGTON BANCSHARES INC COM 446150104 212 17641 SH SOLE 0 0 17641 INGERSOLL-RAND PLC SHS G47791101 350 3848 SH SOLE 0 0 3848 INTEL CORP COM 458140100 678 14505 SH SOLE 0 0 14505 INTERNATIONAL BUSINESS MACHS COM 459200101 835 7368 SH SOLE 0 0 7368 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 384 28085 SH SOLE 0 0 28085 INVESCO QQQ TR UNIT SER 1 46090E103 404 2660 SH SOLE 0 0 2660 IQVIA HLDGS INC COM 46266C105 297 2557 SH SOLE 0 0 2557 ISHARES INC CORE MSCI EMKT 46434G103 2316 49277 SH SOLE 0 0 49277 ISHARES INC MIN VOL EMRG MKT 464286533 1057 18840 SH SOLE 0 0 18840 ISHARES INC MIN VOL GBL ETF 464286525 542 6652 SH SOLE 0 0 6652 ISHARES TR 0-5 YR TIPS ETF 46429B747 290 2963 SH SOLE 0 0 2963 ISHARES TR 0-5YR HI YL CP 46434V407 412 64109 SH SOLE 0 0 64109 ISHARES TR 0-5YR INVT GR CP 46434V100 5078 102841 SH SOLE 0 0 102841 ISHARES TR CORE DIV GRWTH 46434V621 542 16349 SH SOLE 0 0 16349 ISHARES TR CORE HIGH DV ETF 46429B663 644 7614 SH SOLE 0 0 7614 ISHARES TR CORE MSCI EAFE 46432F842 6242 113263 SH SOLE 0 0 113263 ISHARES TR CORE S&P MCP ETF 464287507 2348 14448 SH SOLE 0 0 14448 ISHARES TR CORE S&P SCP ETF 464287804 1725 25239 SH SOLE 0 0 25239 ISHARES TR CORE S&P500 ETF 464287200 10672 42277 SH SOLE 0 0 42277 ISHARES TR CORE US AGGBD ET 464287226 1636 1880 SH SOLE 0 0 1880 ISHARES TR FALN ANGLS USD 46435G474 663 28004 SH SOLE 0 0 28004 ISHARES TR GLOBAL TECH ETF 464287291 1658 11515 SH SOLE 0 0 11515 ISHARES TR IBOXX INV CP ETF 464287242 4241 37643 SH SOLE 0 0 37643 ISHARES TR INTRM TR CRP ETF 464288638 1956 37343 SH SOLE 0 0 37343 ISHARES TR JPMORGAN USD EMG 464288281 1338 12857 SH SOLE 0 0 12857 ISHARES TR MBS ETF 464288588 754 397 SH SOLE 0 0 397 ISHARES TR MIN VOL EAFE ETF 46429B689 474 7196 SH SOLE 0 0 7196 ISHARES TR MIN VOL USA ETF 46429B697 2004 38673 SH SOLE 0 0 38673 ISHARES TR MSCI EAFE ETF 464287465 345 5814 SH SOLE 0 0 5814 ISHARES TR MSCI EMG MKT ETF 464287234 336 8564 SH SOLE 0 0 8564 ISHARES TR MULTIFACTOR INTL 46434V274 242 10161 SH SOLE 0 0 10161 ISHARES TR MULTIFACTOR USA 46434V282 413 14847 SH SOLE 0 0 14847 ISHARES TR RUS 1000 GRW ETF 464287614 472 3603 SH SOLE 0 0 3603 ISHARES TR RUS 1000 VAL ETF 464287598 267 2405 SH SOLE 0 0 2405 ISHARES TR RUS MD CP GR ETF 464287481 287 2519 SH SOLE 0 0 2519 ISHARES TR RUSSELL 2000 ETF 464287655 364 1140 SH SOLE 0 0 1140 ISHARES TR S&P 500 GRWT ETF 464287309 2334 15437 SH SOLE 0 0 15437 ISHARES TR S&P 500 VAL ETF 464287408 2334 22871 SH SOLE 0 0 22871 ISHARES TR S&P SML 600 GWT 464287887 366 2269 SH SOLE 0 0 2269 ISHARES TR SP SMCP600VL ETF 464287879 327 2482 SH SOLE 0 0 2482 ISHARES TR U.S. FINLS ETF 464287788 1701 16005 SH SOLE 0 0 16005 ISHARES TR US TREAS BD ETF 46429B267 935 38181 SH SOLE 0 0 38181 ISHARES TR USA MOMENTUM FCT 46432F396 314 3115 SH SOLE 0 0 3115 ISHARES US ETF TR SHT MAT BD ETF 46431W507 320 6401 SH SOLE 0 0 6401 JOHNSON & JOHNSON COM 478160104 868 6734 SH SOLE 0 0 6734 JPMORGAN CHASE & CO COM 46625H100 770 7910 SH SOLE 0 0 7910 KIMBERLY CLARK CORP COM 494368103 1320 11612 SH SOLE 0 0 11612 LAMAR ADVERTISING CO NEW CL A 512816109 490 7033 SH SOLE 0 0 7033 LIBERTY PPTY TR SH BEN INT 531172104 515 12365 SH SOLE 0 0 12365 LINDE PLC COM G5494J103 307 1980 SH SOLE 0 0 1980 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 30 12129 SH SOLE 0 0 12129 LOCKHEED MARTIN CORP COM 539830109 638 2427 SH SOLE 0 0 2427 LOWES COS INC COM 548661107 429 4623 SH SOLE 0 0 4623 MAGNA INTL INC COM 559222401 347 7616 SH SOLE 0 0 7616 MASTERCARD INCORPORATED CL A 57636Q104 2191 11588 SH SOLE 0 0 11588 MCDONALDS CORP COM 580135101 543 3064 SH SOLE 0 0 3064 MERCK & CO INC COM 58933Y105 671 8818 SH SOLE 0 0 8818 MICROSOFT CORP COM 594918104 1152 10904 SH SOLE 0 0 10904 MID AMER APT CMNTYS INC COM 59522J103 521 5439 SH SOLE 0 0 5439 MITEK SYS INC COM NEW 606710200 55 18914 SH SOLE 0 0 18914 NATIONAL RETAIL PPTYS INC COM 637417106 588 12085 SH SOLE 0 0 12085 NEURONETICS INC COM 64131A105 0 197395 SH SOLE 0 0 197395 NEXTERA ENERGY INC COM 65339F101 670 3842 SH SOLE 0 0 3842 NIKE INC CL B 654106103 276 3709 SH SOLE 0 0 3709 NORTHROP GRUMMAN CORP COM 666807102 454 1873 SH SOLE 0 0 1873 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 249 18272 SH SOLE 0 0 18272 O REILLY AUTOMOTIVE INC NEW COM 67103H107 3356 9747 SH SOLE 0 0 9747 OGE ENERGY CORP COM 670837103 671 17090 SH SOLE 0 0 17090 ONEOK INC NEW COM 682680103 259 4845 SH SOLE 0 0 4845 OPHTHOTECH CORP COM 683745103 96 85914 SH SOLE 0 0 85914 ORACLE CORP COM 68389X105 275 6065 SH SOLE 0 0 6065 OXFORD LANE CAP CORP COM 691543102 169 17575 SH SOLE 0 0 17575 PAYCHEX INC COM 704326107 370 5645 SH SOLE 0 0 5645 PEPSICO INC COM 713448108 813 7395 SH SOLE 0 0 7395 PFIZER INC COM 717081103 789 18122 SH SOLE 0 0 18122 PHILIP MORRIS INTL INC COM 718172109 959 14385 SH SOLE 0 0 14385 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 2729 129478 SH SOLE 0 0 129478 PIMCO MUNICIPAL INCOME FD COM 72200R107 148 11782 SH SOLE 0 0 11782 PNC FINL SVCS GROUP INC COM 693475105 341 2886 SH SOLE 0 0 2886 PROCTER AND GAMBLE CO COM 742718109 1777 19323 SH SOLE 0 0 19323 PS BUSINESS PKS INC CALIF COM 69360J107 697 5346 SH SOLE 0 0 5346 PULTE GROUP INC COM 745867101 389 15011 SH SOLE 0 0 15011 RAYTHEON CO COM NEW 755111507 658 4388 SH SOLE 0 0 4388 ROPER TECHNOLOGIES INC COM 776696106 390 1450 SH SOLE 0 0 1450 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 275 3192 SH SOLE 0 0 3192 SIX FLAGS ENTMT CORP NEW COM 83001A102 294 5255 SH SOLE 0 0 5255 SONOCO PRODS CO COM 835495102 352 6650 SH SOLE 0 0 6650 SPDR GOLD TRUST GOLD SHS 78463V107 411 3388 SH SOLE 0 0 3388 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 222 46 SH SOLE 0 0 46 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1126 15144 SH SOLE 0 0 15144 STARBUCKS CORP COM 855244109 278 4339 SH SOLE 0 0 4339 STORE CAP CORP COM 862121100 271 9493 SH SOLE 0 0 9493 STRYKER CORP COM 863667101 539 3449 SH SOLE 0 0 3449 SUNTRUST BKS INC COM 867914103 369 7230 SH SOLE 0 0 7230 SYSCO CORP COM 871829107 395 6271 SH SOLE 0 0 6271 TEXAS INSTRS INC COM 882508104 270 2832 SH SOLE 0 0 2832 THERMO FISHER SCIENTIFIC INC COM 883556102 640 2885 SH SOLE 0 0 2885 TORONTO DOMINION BK ONT COM NEW 891160509 682 13742 SH SOLE 0 0 13742 TREVENA INC COM 89532E109 9 20000 SH SOLE 0 0 20000 UNILEVER PLC SPON ADR NEW 904767704 544 10439 SH SOLE 0 0 10439 UNION PAC CORP COM 907818108 627 4506 SH SOLE 0 0 4506 UNITED PARCEL SERVICE INC CL B 911312106 1351 14188 SH SOLE 0 0 14188 UNITED RENTALS INC COM 911363109 505 4940 SH SOLE 0 0 4940 UNITED TECHNOLOGIES CORP COM 913017109 863 8099 SH SOLE 0 0 8099 UNITEDHEALTH GROUP INC COM 91324P102 1394 5613 SH SOLE 0 0 5613 UNIVERSAL DISPLAY CORP COM 91347P105 1344 14484 SH SOLE 0 0 14484 US BANCORP DEL COM NEW 902973304 342 7492 SH SOLE 0 0 7492 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 289 3648 SH SOLE 0 0 3648 VANGUARD GROUP DIV APP ETF 921908844 209 2148 SH SOLE 0 0 2148 VANGUARD INDEX FDS SMALL CP ETF 922908751 515 3906 SH SOLE 0 0 3906 VANGUARD INDEX FDS TOTAL STK MKT 922908769 318 2483 SH SOLE 0 0 2483 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 211 2720 SH SOLE 0 0 2720 VENTAS INC COM 92276F100 247 4207 SH SOLE 0 0 4207 VERIZON COMMUNICATIONS INC COM 92343V104 1176 20882 SH SOLE 0 0 20882 VISA INC COM CL A 92826C839 1760 13306 SH SOLE 0 0 13306 W P CAREY INC COM 92936U109 480 7371 SH SOLE 0 0 7371 WALMART INC COM 931142103 828 8848 SH SOLE 0 0 8848 WELLS FARGO CO NEW COM 949746101 268 5944 SH SOLE 0 0 5944 WELLTOWER INC COM 95040Q104 468 6693 SH SOLE 0 0 6693 WESTROCK CO COM 96145D105 245 6495 SH SOLE 0 0 6495 XCEL ENERGY INC COM 98389B100 361 7375 SH SOLE 0 0 7375 ZOETIS INC CL A 98978V103 446 5177 SH SOLE 0 0 5177