Chief Compliance Officer

0001085146-18-001566.txt : 20180523 0001085146-18-001566.hdr.sgml : 20180523 20180523101406 ACCESSION NUMBER: 0001085146-18-001566 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 EFFECTIVENESS DATE: 20180523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit X, LLC CENTRAL INDEX KEY: 0001697729 IRS NUMBER: 810874769 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18119 FILM NUMBER: 18854267 BUSINESS ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 BUSINESS PHONE: (636) 590-7173 MAIL ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697729 XXXXXXXX 03-31-2018 03-31-2018 false Summit X, LLC

16020 Swingley Ridge Road Suite 110 Chesterfield MO 63017

13F HOLDINGS REPORT 028-18119 N Erica Garzia Chief Compliance Officer 636-590-7173 /s/ Erica Garzia Chesterfield MO 05-23-2018 0 183 166606 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 248 1153 SH SOLE 0 0 1153 ABBVIE INC COM 00287Y109 207 2193 SH SOLE 0 0 2193 ADOBE SYS INC COM 00724F101 762 3521 SH SOLE 0 0 3521 ALLERGAN PLC SHS G0177J108 500 2954 SH SOLE 0 0 2954 ALPHABET INC CAP STK CL A 02079K305 2225 2156 SH SOLE 0 0 2156 ALPHABET INC CAP STK CL C 02079K107 516 511 SH SOLE 0 0 511 ALPS ETF TR ALERIAN MLP 00162Q866 183 19598 SH SOLE 0 0 19598 ALTRIA GROUP INC COM 02209S103 1148 18488 SH SOLE 0 0 18488 AMAZON COM INC COM 023135106 377 261 SH SOLE 0 0 261 AMEREN CORP COM 023608102 625 11019 SH SOLE 0 0 11019 AMERICAN ELEC PWR INC COM 025537101 652 9485 SH SOLE 0 0 9485 AMERICAN WTR WKS CO INC NEW COM 030420103 440 5375 SH SOLE 0 0 5375 AMERIGAS PARTNERS L P UNIT L P INT 030975106 248 6231 SH SOLE 0 0 6231 AMERISOURCEBERGEN CORP COM 03073E105 342 4008 SH SOLE 0 0 4008 AMPHENOL CORP NEW CL A 032095101 294 3405 SH SOLE 0 0 3405 AMPLIPHI BIOSCIENCES CORP COM PAR 03211P301 22 20000 SH SOLE 0 0 20000 APPLE INC COM 037833100 5371 32017 SH SOLE 0 0 32017 ARES CAP CORP COM 04010L103 454 28600 SH SOLE 0 0 28600 AT&T INC COM 00206R102 3257 91208 SH SOLE 0 0 91208 AVANGRID INC COM 05351W103 659 12910 SH SOLE 0 0 12910 B & G FOODS INC NEW COM 05508R106 404 17000 SH SOLE 0 0 17000 BANK AMER CORP COM 060505104 341 11414 SH SOLE 0 0 11414 BB&T CORP COM 054937107 351 6739 SH SOLE 0 0 6739 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1114 5568 SH SOLE 0 0 5568 BIOTIME INC COM 09066L105 30 11500 SH SOLE 0 0 11500 BLACKROCK FLOATING RATE INCO COM 091941104 987 70192 SH SOLE 0 0 70192 BLACKROCK INC COM 09247X101 633 1175 SH SOLE 0 0 1175 BOEING CO COM 097023105 222 679 SH SOLE 0 0 679 BOOKING HLDGS INC COM 09857L108 311 149 SH SOLE 0 0 149 BRISTOL MYERS SQUIBB CO COM 110122108 330 5241 SH SOLE 0 0 5241 CATERPILLAR INC DEL COM 149123101 233 1578 SH SOLE 0 0 1578 CEDAR FAIR L P DEPOSITRY UNIT 150185106 289 4520 SH SOLE 0 0 4520 CERNER CORP COM 156782104 235 4039 SH SOLE 0 0 4039 CHEVRON CORP NEW COM 166764100 406 3517 SH SOLE 0 0 3517 CHUBB LIMITED COM H1467J104 211 1560 SH SOLE 0 0 1560 CINCINNATI FINL CORP COM 172062101 610 8260 SH SOLE 0 0 8260 CINTAS CORP COM 172908105 476 2785 SH SOLE 0 0 2785 CME GROUP INC COM CL A 12572Q105 513 3155 SH SOLE 0 0 3155 COCA COLA CO COM 191216100 739 17069 SH SOLE 0 0 17069 COLGATE PALMOLIVE CO COM 194162103 355 5024 SH SOLE 0 0 5024 COMCAST CORP NEW CL A 20030N101 579 16937 SH SOLE 0 0 16937 COMERICA INC COM 200340107 325 3320 SH SOLE 0 0 3320 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 382 23440 SH SOLE 0 0 23440 CORPORATE CAP TR INC COM 219880101 330 19515 SH SOLE 0 0 19515 COSTCO WHSL CORP NEW COM 22160K105 558 2948 SH SOLE 0 0 2948 CRAFT BREW ALLIANCE INC COM 224122101 189 10157 SH SOLE 0 0 10157 CROWN CASTLE INTL CORP NEW COM 22822V101 223 2055 SH SOLE 0 0 2055 CYBERARK SOFTWARE LTD SHS M2682V108 630 12359 SH SOLE 0 0 12359 DANAHER CORP DEL COM 235851102 349 3570 SH SOLE 0 0 3570 DEERE & CO COM 244199105 201 1300 SH SOLE 0 0 1300 DENISON MINES CORP COM 248356107 5 11000 SH SOLE 0 0 11000 DISNEY WALT CO COM DISNEY 254687106 704 7015 SH SOLE 0 0 7015 DIVIDEND & INCOME FUND COM NEW 25538A204 145 11476 SH SOLE 0 0 11476 DOMINION ENERGY INC COM 25746U109 605 8995 SH SOLE 0 0 8995 DOUBLELINE INCOME SOLUTIONS COM 258622109 4317 215609 SH SOLE 0 0 215609 DOWDUPONT INC COM 26078J100 228 3552 SH SOLE 0 0 3552 DUKE ENERGY CORP NEW COM NEW 26441C204 622 7960 SH SOLE 0 0 7960 EBAY INC COM 278642103 247 6136 SH SOLE 0 0 6136 ECOLAB INC COM 278865100 341 2494 SH SOLE 0 0 2494 EDWARDS LIFESCIENCES CORP COM 28176E108 506 3599 SH SOLE 0 0 3599 EMERSON ELEC CO COM 291011104 514 7519 SH SOLE 0 0 7519 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 340 20908 SH SOLE 0 0 20908 ENTERPRISE PRODS PARTNERS L COM 293792107 421 17146 SH SOLE 0 0 17146 EPR PPTYS COM SH BEN INT 26884U109 514 9270 SH SOLE 0 0 9270 ESSEX PPTY TR INC COM 297178105 227 940 SH SOLE 0 0 940 EV ENERGY PARTNERS LP COM UNITS 26926V107 1 11400 SH SOLE 0 0 11400 EVERSOURCE ENERGY COM 30040W108 473 8064 SH SOLE 0 0 8064 EXXON MOBIL CORP COM 30231G102 1555 20832 SH SOLE 0 0 20832 FACEBOOK INC CL A 30303M102 1279 8010 SH SOLE 0 0 8010 FIDELITY MOMENTUM FACTR 316092816 2663 83758 SH SOLE 0 0 83758 FIDELITY TOTAL BD ETF 316188309 2982 60660 SH SOLE 0 0 60660 FLAHERTY & CRUMRINE PFD INC COM 33848E106 2016 185531 SH SOLE 0 0 185531 GENERAL DYNAMICS CORP COM 369550108 277 1254 SH SOLE 0 0 1254 GENERAL ELECTRIC CO COM 369604103 1163 86526 SH SOLE 0 0 86526 HASBRO INC COM 418056107 452 5375 SH SOLE 0 0 5375 HEALTHCARE TR AMER INC CL A NEW 42225P501 492 18465 SH SOLE 0 0 18465 HOME DEPOT INC COM 437076102 723 4046 SH SOLE 0 0 4046 HONEYWELL INTL INC COM 438516106 499 3427 SH SOLE 0 0 3427 INGERSOLL-RAND PLC SHS G47791101 233 2700 SH SOLE 0 0 2700 INTEL CORP COM 458140100 962 18511 SH SOLE 0 0 18511 INTERNATIONAL BUSINESS MACHS COM 459200101 879 5715 SH SOLE 0 0 5715 IQVIA HLDGS INC COM 46266C105 221 2255 SH SOLE 0 0 2255 ISHARES INC CORE MSCI EMKT 46434G103 4721 80676 SH SOLE 0 0 80676 ISHARES INC MIN VOL EMRG MKT 464286533 1964 31707 SH SOLE 0 0 31707 ISHARES TR 0-5YR HI YL CP 46434V407 211 4515 SH SOLE 0 0 4515 ISHARES TR 0-5YR INVT GR CP 46434V100 1992 40218 SH SOLE 0 0 40218 ISHARES TR 20 YR TR BD ETF 464287432 344 2998 SH SOLE 0 0 2998 ISHARES TR BARCLAYS 7 10 YR 464287440 394 3754 SH SOLE 0 0 3754 ISHARES TR CORE DIV GRWTH 46434V621 260 7686 SH SOLE 0 0 7686 ISHARES TR CORE HIGH DV ETF 46429B663 772 9096 SH SOLE 0 0 9096 ISHARES TR CORE MSCI EAFE 46432F842 2607 39339 SH SOLE 0 0 39339 ISHARES TR CORE S&P MCP ETF 464287507 3298 17495 SH SOLE 0 0 17495 ISHARES TR CORE S&P SCP ETF 464287804 1887 24490 SH SOLE 0 0 24490 ISHARES TR CORE S&P TTL STK 464287150 200 3310 SH SOLE 0 0 3310 ISHARES TR CORE S&P500 ETF 464287200 9579 36081 SH SOLE 0 0 36081 ISHARES TR GLB CNS DISC ETF 464288745 2893 25982 SH SOLE 0 0 25982 ISHARES TR GLOBAL ENERG ETF 464287341 1503 44212 SH SOLE 0 0 44212 ISHARES TR GLOBAL TECH ETF 464287291 2918 18432 SH SOLE 0 0 18432 ISHARES TR IBOXX HI YD ETF 464288513 593 6916 SH SOLE 0 0 6916 ISHARES TR IBOXX INV CP ETF 464287242 2310 19710 SH SOLE 0 0 19710 ISHARES TR JPMORGAN USD EMG 464288281 1540 13664 SH SOLE 0 0 13664 ISHARES TR MIN VOL EAFE ETF 46429B689 6910 93756 SH SOLE 0 0 93756 ISHARES TR MIN VOL USA ETF 46429B697 1677 32456 SH SOLE 0 0 32456 ISHARES TR MSCI EAFE ETF 464287465 383 5506 SH SOLE 0 0 5506 ISHARES TR MSCI EMG MKT ETF 464287234 413 8512 SH SOLE 0 0 8512 ISHARES TR NASDAQ BIOTECH 464287556 1571 14782 SH SOLE 0 0 14782 ISHARES TR RUS 1000 GRW ETF 464287614 273 2002 SH SOLE 0 0 2002 ISHARES TR RUS MD CP GR ETF 464287481 418 3389 SH SOLE 0 0 3389 ISHARES TR RUS MDCP VAL ETF 464287473 380 4398 SH SOLE 0 0 4398 ISHARES TR S&P 500 GRWT ETF 464287309 1905 12438 SH SOLE 0 0 12438 ISHARES TR S&P 500 VAL ETF 464287408 2091 18939 SH SOLE 0 0 18939 ISHARES TR S&P SML 600 GWT 464287887 412 2368 SH SOLE 0 0 2368 ISHARES TR S&P US PFD STK 464288687 346 9241 SH SOLE 0 0 9241 ISHARES TR SP SMCP600VL ETF 464287879 604 4000 SH SOLE 0 0 4000 ISHARES TR U.S. FINLS ETF 464287788 2922 24829 SH SOLE 0 0 24829 ISHARES TR US HLTHCARE ETF 464287762 1452 8413 SH SOLE 0 0 8413 ISHARES TR US TREAS BD ETF 46429B267 697 28660 SH SOLE 0 0 28660 JOHNSON & JOHNSON COM 478160104 735 5750 SH SOLE 0 0 5750 JPMORGAN CHASE & CO COM 46625H100 794 7247 SH SOLE 0 0 7247 KIMBERLY CLARK CORP COM 494368103 415 3760 SH SOLE 0 0 3760 LAMAR ADVERTISING CO NEW CL A 512816109 623 9755 SH SOLE 0 0 9755 LIBERTY PPTY TR SH BEN INT 531172104 667 16780 SH SOLE 0 0 16780 LOCKHEED MARTIN CORP COM 539830109 1002 2974 SH SOLE 0 0 2974 LOWES COS INC COM 548661107 386 4437 SH SOLE 0 0 4437 LTC PPTYS INC COM 502175102 400 10590 SH SOLE 0 0 10590 MASTERCARD INCORPORATED CL A 57636Q104 2922 16696 SH SOLE 0 0 16696 MCDONALDS CORP COM 580135101 453 2886 SH SOLE 0 0 2886 MERCK & CO INC COM 58933Y105 552 10093 SH SOLE 0 0 10093 MICROSOFT CORP COM 594918104 971 10621 SH SOLE 0 0 10621 MID AMER APT CMNTYS INC COM 59522J103 717 7879 SH SOLE 0 0 7879 MONSANTO CO NEW COM 61166W101 4432 37897 SH SOLE 0 0 37897 NATIONAL RETAIL PPTYS INC COM 637417106 766 19470 SH SOLE 0 0 19470 NORTHROP GRUMMAN CORP COM 666807102 498 1446 SH SOLE 0 0 1446 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 228 14147 SH SOLE 0 0 14147 O REILLY AUTOMOTIVE INC NEW COM 67103H107 2637 10653 SH SOLE 0 0 10653 ONEOK INC NEW COM 682680103 330 5770 SH SOLE 0 0 5770 OPHTHOTECH CORP COM 683745103 220 80726 SH SOLE 0 0 80726 ORACLE CORP COM 68389X105 290 6343 SH SOLE 0 0 6343 OXFORD LANE CAP CORP COM 691543102 121 12000 SH SOLE 0 0 12000 PAYCHEX INC COM 704326107 694 11320 SH SOLE 0 0 11320 PEPSICO INC COM 713448108 693 6356 SH SOLE 0 0 6356 PFIZER INC COM 717081103 660 18462 SH SOLE 0 0 18462 PHILIP MORRIS INTL INC COM 718172109 828 8311 SH SOLE 0 0 8311 PIMCO DYNAMIC INCOME FD SHS 72201Y101 228 7417 SH SOLE 0 0 7417 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 1824 80034 SH SOLE 0 0 80034 PNC FINL SVCS GROUP INC COM 693475105 378 2473 SH SOLE 0 0 2473 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 598 40987 SH SOLE 0 0 40987 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 268 1676 SH SOLE 0 0 1676 PROCTER AND GAMBLE CO COM 742718109 1324 16710 SH SOLE 0 0 16710 PRUDENTIAL FINL INC COM 744320102 416 4084 SH SOLE 0 0 4084 PULTE GROUP INC COM 745867101 411 14040 SH SOLE 0 0 14040 RAYTHEON CO COM NEW 755111507 717 3328 SH SOLE 0 0 3328 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 360 4394 SH SOLE 0 0 4394 SIX FLAGS ENTMT CORP NEW COM 83001A102 405 6525 SH SOLE 0 0 6525 SPDR GOLD TRUST GOLD SHS 78463V107 391 3122 SH SOLE 0 0 3122 STARBUCKS CORP COM 855244109 491 8488 SH SOLE 0 0 8488 STRYKER CORP COM 863667101 251 1576 SH SOLE 0 0 1576 SUNTRUST BKS INC COM 867914103 447 6570 SH SOLE 0 0 6570 SYSCO CORP COM 871829107 555 9256 SH SOLE 0 0 9256 THERMO FISHER SCIENTIFIC INC COM 883556102 580 2855 SH SOLE 0 0 2855 TIME WARNER INC COM NEW 887317303 301 3105 SH SOLE 0 0 3105 UNILEVER PLC SPON ADR NEW 904767704 603 10804 SH SOLE 0 0 10804 UNITED TECHNOLOGIES CORP COM 913017109 265 2100 SH SOLE 0 0 2100 UNITEDHEALTH GROUP INC COM 91324P102 1243 5798 SH SOLE 0 0 5798 UNIVERSAL DISPLAY CORP COM 91347P105 1551 15311 SH SOLE 0 0 15311 US BANCORP DEL COM NEW 902973304 371 7330 SH SOLE 0 0 7330 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 356 4466 SH SOLE 0 0 4466 VANGUARD GROUP DIV APP ETF 921908844 216 2139 SH SOLE 0 0 2139 VANGUARD INDEX FDS SMALL CP ETF 922908751 487 3311 SH SOLE 0 0 3311 VANGUARD INDEX FDS TOTAL STK MKT 922908769 254 1882 SH SOLE 0 0 1882 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 211 2492 SH SOLE 0 0 2492 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 386 8711 SH SOLE 0 0 8711 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 306 3725 SH SOLE 0 0 3725 VECTOR GROUP LTD COM 92240M108 666 32698 SH SOLE 0 0 32698 VERIZON COMMUNICATIONS INC COM 92343V104 1091 22776 SH SOLE 0 0 22776 VISA INC COM CL A 92826C839 1778 14900 SH SOLE 0 0 14900 W P CAREY INC COM 92936U109 597 9666 SH SOLE 0 0 9666 WALMART INC COM 931142103 698 7855 SH SOLE 0 0 7855 WELLS FARGO CO NEW COM 949746101 313 5953 SH SOLE 0 0 5953 WELLTOWER INC COM 95040Q104 542 9937 SH SOLE 0 0 9937 WESTROCK CO COM 96145D105 633 9890 SH SOLE 0 0 9890 XCEL ENERGY INC COM 98389B100 444 9740 SH SOLE 0 0 9740 ZOETIS INC CL A 98978V103 484 5780 SH SOLE 0 0 5780