Chief Compliance Officer

0001085146-18-000189.txt : 20180123 0001085146-18-000189.hdr.sgml : 20180123 20180123144143 ACCESSION NUMBER: 0001085146-18-000189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 EFFECTIVENESS DATE: 20180123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit X, LLC CENTRAL INDEX KEY: 0001697729 IRS NUMBER: 810874769 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18119 FILM NUMBER: 18542079 BUSINESS ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 BUSINESS PHONE: (636) 590-7173 MAIL ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697729 XXXXXXXX 12-31-2017 12-31-2017 false Summit X, LLC

16020 Swingley Ridge Road Suite 110 Chesterfield MO 63017

13F HOLDINGS REPORT 028-18119 N Erica Garzia Chief Compliance Officer 636-590-7173 /s/ Erica Garzia Chesterfield MO 01-23-2018 0 181 157725 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 251 1060 SH SOLE 0 0 1060 ABBVIE INC COM 00287Y109 241 2491 SH SOLE 0 0 2491 ACTINIUM PHARMACEUTICALS INC COM 00507W107 8 11000 SH SOLE 0 0 11000 ADOBE SYS INC COM 00724F101 597 3375 SH SOLE 0 0 3375 ALLERGAN PLC SHS G0177J108 440 2686 SH SOLE 0 0 2686 ALPHABET INC CAP STK CL A 02079K305 1932 1827 SH SOLE 0 0 1827 ALPHABET INC CAP STK CL C 02079K107 593 579 SH SOLE 0 0 579 ALPS ETF TR ALERIAN MLP 00162Q866 232 21598 SH SOLE 0 0 21598 ALTRIA GROUP INC COM 02209S103 1273 17831 SH SOLE 0 0 17831 AMAZON COM INC COM 023135106 306 262 SH SOLE 0 0 262 AMEREN CORP COM 023608102 663 11198 SH SOLE 0 0 11198 AMERICAN ELEC PWR INC COM 025537101 761 10320 SH SOLE 0 0 10320 AMERICAN WTR WKS CO INC NEW COM 030420103 407 4480 SH SOLE 0 0 4480 AMERIGAS PARTNERS L P UNIT L P INT 030975106 307 6659 SH SOLE 0 0 6659 AMERISOURCEBERGEN CORP COM 03073E105 310 3346 SH SOLE 0 0 3346 AMPHENOL CORP NEW CL A 032095101 253 2900 SH SOLE 0 0 2900 AMPLIPHI BIOSCIENCES CORP COM PAR 03211P301 19 19000 SH SOLE 0 0 19000 APPLE INC COM 037833100 5010 29633 SH SOLE 0 0 29633 APPLE INC COM 037833100 426 105000 SH Call SOLE 0 0 97000 ARES CAP CORP COM 04010L103 364 23120 SH SOLE 0 0 23120 AT&T INC COM 00206R102 3763 96723 SH SOLE 0 0 96723 AVANGRID INC COM 05351W103 650 12760 SH SOLE 0 0 12760 B & G FOODS INC NEW COM 05508R106 584 16580 SH SOLE 0 0 16580 BANK AMER CORP COM 060505104 286 9719 SH SOLE 0 0 9719 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1123 5633 SH SOLE 0 0 5633 BLACKROCK FLOATING RATE INCO COM 091941104 1123 80492 SH SOLE 0 0 80492 BLACKROCK INC COM 09247X101 581 1131 SH SOLE 0 0 1131 BOEING CO COM 097023105 238 802 SH SOLE 0 0 802 BRISTOL MYERS SQUIBB CO COM 110122108 259 4206 SH SOLE 0 0 4206 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 635 14165 SH SOLE 0 0 14165 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 236 4780 SH SOLE 0 0 4780 CATERPILLAR INC DEL COM 149123101 254 1613 SH SOLE 0 0 1613 CEDAR FAIR L P DEPOSITRY UNIT 150185106 304 4690 SH SOLE 0 0 4690 CELGENE CORP COM 151020104 342 3273 SH SOLE 0 0 3273 CERNER CORP COM 156782104 264 3948 SH SOLE 0 0 3948 CHEVRON CORP NEW COM 166764100 364 2878 SH SOLE 0 0 2878 CINCINNATI FINL CORP COM 172062101 612 8280 SH SOLE 0 0 8280 CINTAS CORP COM 172908105 433 2785 SH SOLE 0 0 2785 CME GROUP INC COM CL A 12572Q105 453 3105 SH SOLE 0 0 3105 COCA COLA CO COM 191216100 782 17094 SH SOLE 0 0 17094 COLGATE PALMOLIVE CO COM 194162103 369 4823 SH SOLE 0 0 4823 COMCAST CORP NEW CL A 20030N101 594 14952 SH SOLE 0 0 14952 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 412 24320 SH SOLE 0 0 24320 CORPORATE CAP TR INC COM 219880101 295 18515 SH SOLE 0 0 18515 COSTCO WHSL CORP NEW COM 22160K105 545 2923 SH SOLE 0 0 2923 CRAFT BREW ALLIANCE INC COM 224122101 195 10157 SH SOLE 0 0 10157 CYBERARK SOFTWARE LTD SHS M2682V108 668 16189 SH SOLE 0 0 16189 CYBERARK SOFTWARE LTD SHS M2682V108 0 16000 SH Call SOLE 0 0 20500 DANAHER CORP DEL COM 235851102 334 3580 SH SOLE 0 0 3580 DISNEY WALT CO COM DISNEY 254687106 717 6637 SH SOLE 0 0 6637 DOMINION ENERGY INC COM 25746U109 726 8880 SH SOLE 0 0 8880 DOUBLELINE INCOME SOLUTIONS COM 258622109 3513 174282 SH SOLE 0 0 174282 DOWDUPONT INC COM 26078J100 250 3516 SH SOLE 0 0 3516 DUKE ENERGY CORP NEW COM NEW 26441C204 679 8074 SH SOLE 0 0 8074 ECOLAB INC COM 278865100 316 2339 SH SOLE 0 0 2339 EDWARDS LIFESCIENCES CORP COM 28176E108 405 3535 SH SOLE 0 0 3535 EMERSON ELEC CO COM 291011104 559 8031 SH SOLE 0 0 8031 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 181 13049 SH SOLE 0 0 13049 ENBRIDGE INC COM 29250N105 316 8099 SH SOLE 0 0 8099 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 409 22768 SH SOLE 0 0 22768 ENTERPRISE PRODS PARTNERS L COM 293792107 456 17144 SH SOLE 0 0 17144 EPR PPTYS COM SH BEN INT 26884U109 549 8450 SH SOLE 0 0 8450 ESSEX PPTY TR INC COM 297178105 232 960 SH SOLE 0 0 960 EV ENERGY PARTNERS LP COM UNITS 26926V107 7 12400 SH SOLE 0 0 12400 EVERSOURCE ENERGY COM 30040W108 489 7754 SH SOLE 0 0 7754 EXXON MOBIL CORP COM 30231G102 2022 24150 SH SOLE 0 0 24150 FACEBOOK INC CL A 30303M102 1414 8009 SH SOLE 0 0 8009 FIDELITY MOMENTUM FACTR 316092816 1135 35992 SH SOLE 0 0 35992 FIDELITY TOTAL BD ETF 316188309 3204 63689 SH SOLE 0 0 63689 FLAHERTY & CRUMRINE PFD INC COM 33848E106 2080 176095 SH SOLE 0 0 176095 GENERAL DYNAMICS CORP COM 369550108 220 1082 SH SOLE 0 0 1082 GENERAL ELECTRIC CO COM 369604103 1410 80607 SH SOLE 0 0 80607 GENERAL MLS INC COM 370334104 849 14384 SH SOLE 0 0 14384 GRAMERCY PPTY TR COM NEW 385002308 660 24812 SH SOLE 0 0 24812 HASBRO INC COM 418056107 501 5495 SH SOLE 0 0 5495 HEALTHCARE TR AMER INC CL A NEW 42225P501 510 16905 SH SOLE 0 0 16905 HOME DEPOT INC COM 437076102 734 3896 SH SOLE 0 0 3896 HONEYWELL INTL INC COM 438516106 511 3327 SH SOLE 0 0 3327 INGERSOLL-RAND PLC SHS G47791101 217 2450 SH SOLE 0 0 2450 INTEL CORP COM 458140100 624 13519 SH SOLE 0 0 13519 INTERNATIONAL BUSINESS MACHS COM 459200101 996 6476 SH SOLE 0 0 6476 ISHARES INC CORE MSCI EMKT 46434G103 3751 65989 SH SOLE 0 0 65989 ISHARES INC MIN VOL EMRG MKT 464286533 3187 52496 SH SOLE 0 0 52496 ISHARES TR 0-5YR INVT GR CP 46434V100 1139 22519 SH SOLE 0 0 22519 ISHARES TR 1 3 YR CR BD ETF 464288646 228 2178 SH SOLE 0 0 2178 ISHARES TR 20 YR TR BD ETF 464287432 596 4748 SH SOLE 0 0 4748 ISHARES TR BARCLAYS 7 10 YR 464287440 2194 20759 SH SOLE 0 0 20759 ISHARES TR CORE HIGH DV ETF 46429B663 962 10641 SH SOLE 0 0 10641 ISHARES TR CORE MSCI EAFE 46432F842 1828 27514 SH SOLE 0 0 27514 ISHARES TR CORE S&P MCP ETF 464287507 2872 15100 SH SOLE 0 0 15100 ISHARES TR CORE S&P SCP ETF 464287804 1651 21346 SH SOLE 0 0 21346 ISHARES TR CORE S&P500 ETF 464287200 8976 33435 SH SOLE 0 0 33435 ISHARES TR GLB CNS DISC ETF 464288745 484 4375 SH SOLE 0 0 4375 ISHARES TR GLOBAL ENERG ETF 464287341 473 13302 SH SOLE 0 0 13302 ISHARES TR GLOBAL TECH ETF 464287291 457 2972 SH SOLE 0 0 2972 ISHARES TR IBOXX HI YD ETF 464288513 622 7130 SH SOLE 0 0 7130 ISHARES TR IBOXX INV CP ETF 464287242 759 6377 SH SOLE 0 0 6377 ISHARES TR JPMORGAN USD EMG 464288281 1155 9936 SH SOLE 0 0 9936 ISHARES TR MIN VOL EAFE ETF 46429B689 7073 97220 SH SOLE 0 0 97220 ISHARES TR MIN VOL USA ETF 46429B697 1500 28804 SH SOLE 0 0 28804 ISHARES TR MSCI EAFE ETF 464287465 470 6720 SH SOLE 0 0 6720 ISHARES TR MSCI EMG MKT ETF 464287234 456 9685 SH SOLE 0 0 9685 ISHARES TR NASDAQ BIOTECH 464287556 218 2046 SH SOLE 0 0 2046 ISHARES TR RUS MD CP GR ETF 464287481 389 3220 SH SOLE 0 0 3220 ISHARES TR RUS MDCP VAL ETF 464287473 370 4135 SH SOLE 0 0 4135 ISHARES TR S&P 500 GRWT ETF 464287309 1685 11062 SH SOLE 0 0 11062 ISHARES TR S&P 500 VAL ETF 464287408 2387 20845 SH SOLE 0 0 20845 ISHARES TR S&P MC 400VL ETF 464287705 2050 12810 SH SOLE 0 0 12810 ISHARES TR S&P SML 600 GWT 464287887 408 2400 SH SOLE 0 0 2400 ISHARES TR S&P US PFD STK 464288687 204 5372 SH SOLE 0 0 5372 ISHARES TR SP SMCP600VL ETF 464287879 3277 21290 SH SOLE 0 0 21290 ISHARES TR U.S. ENERGY ETF 464287796 2333 58960 SH SOLE 0 0 58960 ISHARES TR U.S. FINLS ETF 464287788 473 3971 SH SOLE 0 0 3971 ISHARES TR US HLTHCARE ETF 464287762 461 2657 SH SOLE 0 0 2657 JOHNSON & JOHNSON COM 478160104 787 5613 SH SOLE 0 0 5613 JPMORGAN CHASE & CO COM 46625H100 763 7112 SH SOLE 0 0 7112 KIMBERLY CLARK CORP COM 494368103 458 3830 SH SOLE 0 0 3830 LAMAR ADVERTISING CO NEW CL A 512816109 730 9888 SH SOLE 0 0 9888 LIBERTY PPTY TR SH BEN INT 531172104 701 16360 SH SOLE 0 0 16360 LILLY ELI & CO COM 532457108 380 4472 SH SOLE 0 0 4472 LOCKHEED MARTIN CORP COM 539830109 933 2913 SH SOLE 0 0 2913 LOWES COS INC COM 548661107 369 3901 SH SOLE 0 0 3901 LTC PPTYS INC COM 502175102 445 10220 SH SOLE 0 0 10220 MAGNA INTL INC COM 559222401 356 6265 SH SOLE 0 0 6265 MASTERCARD INCORPORATED CL A 57636Q104 1832 12057 SH SOLE 0 0 12057 MCDONALDS CORP COM 580135101 487 2844 SH SOLE 0 0 2844 MERCK & CO INC COM 58933Y105 521 9243 SH SOLE 0 0 9243 MICROSOFT CORP COM 594918104 929 10868 SH SOLE 0 0 10868 MID AMER APT CMNTYS INC COM 59522J103 747 7429 SH SOLE 0 0 7429 MITEK SYS INC COM NEW 606710200 650 72683 SH SOLE 0 0 72683 MONSANTO CO NEW COM 61166W101 5364 45899 SH SOLE 0 0 45899 MONSANTO CO NEW COM 61166W101 10 43000 SH Call SOLE 0 0 16003 NATIONAL RETAIL PPTYS INC COM 637417106 783 18180 SH SOLE 0 0 18180 NEOS THERAPEUTICS INC COM 64052L106 18 37050 SH Call SOLE 0 0 15000 NORTHROP GRUMMAN CORP COM 666807102 375 1231 SH SOLE 0 0 1231 O REILLY AUTOMOTIVE INC NEW COM 67103H107 2530 10522 SH SOLE 0 0 10522 OPHTHOTECH CORP COM 683745103 179 57100 SH SOLE 0 0 57100 OPHTHOTECH CORP COM 683745103 7 10000 SH Call SOLE 0 0 37000 ORACLE CORP COM 68389X105 273 5796 SH SOLE 0 0 5796 PAYCHEX INC COM 704326107 770 11330 SH SOLE 0 0 11330 PEPSICO INC COM 713448108 686 5681 SH SOLE 0 0 5681 PFIZER INC COM 717081103 576 15869 SH SOLE 0 0 15869 PHILIP MORRIS INTL INC COM 718172109 854 8053 SH SOLE 0 0 8053 PIMCO DYNAMIC INCOME FD SHS 72201Y101 208 6921 SH SOLE 0 0 6921 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 1108 49487 SH SOLE 0 0 49487 PNC FINL SVCS GROUP INC COM 693475105 347 2408 SH SOLE 0 0 2408 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 602 40555 SH SOLE 0 0 40555 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 288 1831 SH SOLE 0 0 1831 PPL CORP COM 69351T106 462 14940 SH SOLE 0 0 14940 PRICELINE GRP INC COM NEW 741503403 235 135 SH SOLE 0 0 135 PROCTER AND GAMBLE CO COM 742718109 1631 17726 SH SOLE 0 0 17726 PULTE GROUP INC COM 745867101 454 13605 SH SOLE 0 0 13605 RAYTHEON CO COM NEW 755111507 468 2452 SH SOLE 0 0 2452 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 471 5696 SH SOLE 0 0 5696 SIX FLAGS ENTMT CORP NEW COM 83001A102 415 6245 SH SOLE 0 0 6245 SPDR GOLD TRUST GOLD SHS 78463V107 485 3937 SH SOLE 0 0 3937 STARBUCKS CORP COM 855244109 390 6884 SH SOLE 0 0 6884 SUNTRUST BKS INC COM 867914103 420 6495 SH SOLE 0 0 6495 SYSCO CORP COM 871829107 551 9077 SH SOLE 0 0 9077 THERMO FISHER SCIENTIFIC INC COM 883556102 522 2780 SH SOLE 0 0 2780 TIME WARNER INC COM NEW 887317303 278 3020 SH SOLE 0 0 3020 UNITED TECHNOLOGIES CORP COM 913017109 235 1830 SH SOLE 0 0 1830 UNITEDHEALTH GROUP INC COM 91324P102 1333 6051 SH SOLE 0 0 6051 US BANCORP DEL COM NEW 902973304 838 15578 SH SOLE 0 0 15578 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 521 22409 SH SOLE 0 0 22409 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 249 3064 SH SOLE 0 0 3064 VANGUARD INDEX FDS SMALL CP ETF 922908751 462 3126 SH SOLE 0 0 3126 VANGUARD INDEX FDS TOTAL STK MKT 922908769 259 1881 SH SOLE 0 0 1881 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 218 2492 SH SOLE 0 0 2492 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 288 2815 SH SOLE 0 0 2815 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 397 8844 SH SOLE 0 0 8844 VECTOR GROUP LTD COM 92240M108 739 33046 SH SOLE 0 0 33046 VENTAS INC COM 92276F100 214 3566 SH SOLE 0 0 3566 VERIZON COMMUNICATIONS INC COM 92343V104 1241 23472 SH SOLE 0 0 23472 VISA INC COM CL A 92826C839 1321 11591 SH SOLE 0 0 11591 W P CAREY INC COM 92936U109 663 9631 SH SOLE 0 0 9631 WAL-MART STORES INC COM 931142103 1045 10532 SH SOLE 0 0 10532 WELLS FARGO CO NEW COM 949746101 362 5921 SH SOLE 0 0 5921 WELLTOWER INC COM 95040Q104 603 9462 SH SOLE 0 0 9462 XCEL ENERGY INC COM 98389B100 442 9240 SH SOLE 0 0 9240 ZOETIS INC CL A 98978V103 377 5285 SH SOLE 0 0 5285