Chief Compliance Officer

0001085146-17-002074.txt : 20171017 0001085146-17-002074.hdr.sgml : 20171017 20171017154037 ACCESSION NUMBER: 0001085146-17-002074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171017 DATE AS OF CHANGE: 20171017 EFFECTIVENESS DATE: 20171017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit X, LLC CENTRAL INDEX KEY: 0001697729 IRS NUMBER: 810874769 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18119 FILM NUMBER: 171140697 BUSINESS ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 BUSINESS PHONE: (636) 590-7173 MAIL ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697729 XXXXXXXX 09-30-2017 09-30-2017 false Summit X, LLC

16020 Swingley Ridge Road Suite 110 Chesterfield MO 63017

13F HOLDINGS REPORT 028-18119 N Erica Garzia Chief Compliance Officer 636-590-7173 /s/ Erica Garzia Chesterfield MO 10-17-2017 0 180 150864 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 222 2488 SH SOLE 0 0 2489 ACTINIUM PHARMACEUTICALS INC COM 00507W107 7 11000 SH SOLE 0 0 11000 ADOBE SYS INC COM 00724F101 492 3322 SH SOLE 0 0 3322 ALPHABET INC CAP STK CL A 02079K305 1868 1909 SH SOLE 0 0 1909 ALPHABET INC CAP STK CL C 02079K107 562 574 SH SOLE 0 0 574 ALPS ETF TR ALERIAN MLP 00162Q866 370 32943 SH SOLE 0 0 32943 ALTRIA GROUP INC COM 02209S103 1120 17713 SH SOLE 0 0 17716 AMAZON COM INC COM 023135106 201 209 SH SOLE 0 0 209 AMEREN CORP COM 023608102 767 13214 SH SOLE 0 0 13216 AMERICAN ELEC PWR INC COM 025537101 688 9815 SH SOLE 0 0 9815 AMERICAN WTR WKS CO INC NEW COM 030420103 358 4450 SH SOLE 0 0 4450 AMERIGAS PARTNERS L P UNIT L P INT 030975106 294 6559 SH SOLE 0 0 6559 AMERISOURCEBERGEN CORP COM 03073E105 261 3177 SH SOLE 0 0 3179 AMPLIPHI BIOSCIENCES CORP COM PAR 03211P301 12 13000 SH SOLE 0 0 13000 APOLLO SR FLOATING RATE FD I COM 037636107 308 18328 SH SOLE 0 0 18328 APPLE INC COM 037833100 4413 28598 SH SOLE 0 0 28599 ARES CAP CORP COM 04010L103 315 19270 SH SOLE 0 0 19270 AT&T INC COM 00206R102 3991 101910 SH SOLE 0 0 101914 AVANGRID INC COM 05351W103 604 12760 SH SOLE 0 0 12760 B & G FOODS INC NEW COM 05508R106 468 14650 SH SOLE 0 0 14650 BANK AMER CORP COM 060505104 243 9556 SH SOLE 0 0 9557 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 920 5019 SH SOLE 0 0 5019 BLACKROCK FLOATING RATE INCO COM 091941104 1283 90866 SH SOLE 0 0 90866 BLACKROCK INC COM 09247X101 505 1127 SH SOLE 0 0 1127 BOEING CO COM 097023105 397 1550 SH SOLE 0 0 1552 BRISTOL MYERS SQUIBB CO COM 110122108 217 3434 SH SOLE 0 0 3435 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 512 11975 SH SOLE 0 0 11975 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 266 4677 SH SOLE 0 0 4678 CEDAR FAIR L P DEPOSITRY UNIT 150185106 300 4690 SH SOLE 0 0 4690 CELGENE CORP COM 151020104 477 3288 SH SOLE 0 0 3288 CERNER CORP COM 156782104 283 3965 SH SOLE 0 0 3965 CHESAPEAKE ENERGY CORP COM 165167107 50 11502 SH SOLE 0 0 11502 CHEVRON CORP NEW COM 166764100 312 2642 SH SOLE 0 0 2643 CINCINNATI FINL CORP COM 172062101 616 8040 SH SOLE 0 0 8040 CINTAS CORP COM 172908105 401 2775 SH SOLE 0 0 2775 CME GROUP INC COM CL A 12572Q105 417 3095 SH SOLE 0 0 3095 COCA COLA CO COM 191216100 741 16381 SH SOLE 0 0 16381 COLGATE PALMOLIVE CO COM 194162103 349 4796 SH SOLE 0 0 4797 COMCAST CORP NEW CL A 20030N101 540 14000 SH SOLE 0 0 14000 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 425 23950 SH SOLE 0 0 23950 CONSOLIDATED COMM HLDGS INC COM 209034107 474 24815 SH SOLE 0 0 24815 COSTCO WHSL CORP NEW COM 22160K105 470 2853 SH SOLE 0 0 2853 CRAFT BREW ALLIANCE INC COM 224122101 178 10157 SH SOLE 0 0 10157 CYBERARK SOFTWARE LTD SHS M2682V108 805 19617 SH SOLE 0 0 19617 DANAHER CORP DEL COM 235851102 300 3520 SH SOLE 0 0 3520 DISNEY WALT CO COM DISNEY 254687106 661 6687 SH SOLE 0 0 6688 DOMINION ENERGY INC COM 25746U109 611 7966 SH SOLE 0 0 7967 DOUBLELINE INCOME SOLUTIONS COM 258622109 3941 185618 SH SOLE 0 0 185621 DOWDUPONT INC COM 26078J100 208 3054 SH SOLE 0 0 3056 DUKE ENERGY CORP NEW COM NEW 26441C204 662 7874 SH SOLE 0 0 7874 ECOLAB INC COM 278865100 267 2049 SH SOLE 0 0 2049 EDWARDS LIFESCIENCES CORP COM 28176E108 377 3485 SH SOLE 0 0 3485 EMERSON ELEC CO COM 291011104 500 7946 SH SOLE 0 0 7946 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 162 10115 SH SOLE 0 0 10115 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 322 17598 SH SOLE 0 0 17598 ENTERPRISE PRODS PARTNERS L COM 293792107 409 15753 SH SOLE 0 0 15753 EPR PPTYS COM SH BEN INT 26884U109 558 8000 SH SOLE 0 0 8000 ESSEX PPTY TR INC COM 297178105 227 880 SH SOLE 0 0 880 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 290 9544 SH SOLE 0 0 9544 EV ENERGY PARTNERS LP COM UNITS 26926V107 12 16400 SH SOLE 0 0 16400 EVERSOURCE ENERGY COM 30040W108 462 7714 SH SOLE 0 0 7714 EXPRESS SCRIPTS HLDG CO COM 30219G108 211 3370 SH SOLE 0 0 3370 EXXON MOBIL CORP COM 30231G102 2290 27913 SH SOLE 0 0 27913 FACEBOOK INC CL A 30303M102 1179 6878 SH SOLE 0 0 6878 FIDELITY MOMENTUM FACTR 316092816 827 28301 SH SOLE 0 0 28304 FIDELITY TOTAL BD ETF 316188309 2590 51547 SH SOLE 0 0 51550 FLAHERTY & CRUMRINE PFD INC COM 33848E106 2211 180345 SH SOLE 0 0 180346 GENERAL DYNAMICS CORP COM 369550108 210 1022 SH SOLE 0 0 1024 GENERAL ELECTRIC CO COM 369604103 2157 88712 SH SOLE 0 0 88716 GENERAL MLS INC COM 370334104 710 13688 SH SOLE 0 0 13689 GENERAL MTRS CO COM 37045V100 209 5180 SH SOLE 0 0 5180 GILEAD SCIENCES INC COM 375558103 277 3440 SH SOLE 0 0 3440 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 506 12527 SH SOLE 0 0 12528 GRAMERCY PPTY TR COM NEW 385002308 668 22102 SH SOLE 0 0 22102 HASBRO INC COM 418056107 540 5495 SH SOLE 0 0 5495 HEALTHCARE TR AMER INC CL A NEW 42225P501 491 16425 SH SOLE 0 0 16425 HOME DEPOT INC COM 437076102 633 3885 SH SOLE 0 0 3885 HONEYWELL INTL INC COM 438516106 472 3287 SH SOLE 0 0 3287 INGERSOLL-RAND PLC SHS G47791101 208 2345 SH SOLE 0 0 2345 INTEL CORP COM 458140100 459 12066 SH SOLE 0 0 12066 ISHARES INC CORE MSCI EMKT 46434G103 1774 32794 SH SOLE 0 0 32795 ISHARES INC MIN VOL EMRG MKT 464286533 3195 55066 SH SOLE 0 0 55068 ISHARES TR 0-5YR INVT GR CP 46434V100 955 18744 SH SOLE 0 0 18747 ISHARES TR 20 YR TR BD ETF 464287432 436 3787 SH SOLE 0 0 3789 ISHARES TR BARCLAYS 7 10 YR 464287440 1240 11553 SH SOLE 0 0 11555 ISHARES TR CORE HIGH DV ETF 46429B663 978 11351 SH SOLE 0 0 11353 ISHARES TR CORE MSCI EAFE 46432F842 1828 28557 SH SOLE 0 0 28559 ISHARES TR CORE S&P MCP ETF 464287507 2039 11359 SH SOLE 0 0 11361 ISHARES TR CORE S&P SCP ETF 464287804 1227 16452 SH SOLE 0 0 16458 ISHARES TR CORE S&P500 ETF 464287200 7025 27751 SH SOLE 0 0 27754 ISHARES TR GLB CNS DISC ETF 464288745 378 3706 SH SOLE 0 0 3706 ISHARES TR GLOBAL TECH ETF 464287291 457 3195 SH SOLE 0 0 3195 ISHARES TR IBOXX HI YD ETF 464288513 3083 34747 SH SOLE 0 0 34748 ISHARES TR IBOXX INV CP ETF 464287242 1240 10278 SH SOLE 0 0 10280 ISHARES TR INTRMD CR BD ETF 464288638 200 1819 SH SOLE 0 0 1819 ISHARES TR JPMORGAN USD EMG 464288281 1212 10329 SH SOLE 0 0 10332 ISHARES TR MIN VOL EAFE ETF 46429B689 5669 79812 SH SOLE 0 0 79821 ISHARES TR MIN VOL USA ETF 46429B697 1527 30105 SH SOLE 0 0 30109 ISHARES TR MSCI EAFE ETF 464287465 433 6312 SH SOLE 0 0 6312 ISHARES TR MSCI EMG MKT ETF 464287234 398 8912 SH SOLE 0 0 8915 ISHARES TR NASDAQ BIOTECH 464287556 3080 9244 SH SOLE 0 0 9244 ISHARES TR RUS MD CP GR ETF 464287481 366 3220 SH SOLE 0 0 3220 ISHARES TR RUS MDCP VAL ETF 464287473 351 4135 SH SOLE 0 0 4135 ISHARES TR S&P 500 GRWT ETF 464287309 1373 9577 SH SOLE 0 0 9579 ISHARES TR S&P 500 VAL ETF 464287408 1566 14456 SH SOLE 0 0 14458 ISHARES TR S&P MC 400VL ETF 464287705 2017 13225 SH SOLE 0 0 13225 ISHARES TR S&P SML 600 GWT 464287887 409 2499 SH SOLE 0 0 2499 ISHARES TR SP SMCP600VL ETF 464287879 3361 22636 SH SOLE 0 0 22636 ISHARES TR U.S. ENERGY ETF 464287796 2444 65331 SH SOLE 0 0 65331 ISHARES TR U.S. FINLS ETF 464287788 403 3615 SH SOLE 0 0 3615 ISHARES TR U.S. REAL ES ETF 464287739 2334 29294 SH SOLE 0 0 29295 ISHARES TR US HLTHCARE ETF 464287762 364 2115 SH SOLE 0 0 2115 JOHNSON & JOHNSON COM 478160104 687 5263 SH SOLE 0 0 5264 JPMORGAN CHASE & CO COM 46625H100 668 7017 SH SOLE 0 0 7017 KIMBERLY CLARK CORP COM 494368103 405 3460 SH SOLE 0 0 3460 LAMAR ADVERTISING CO NEW CL A 512816109 665 9674 SH SOLE 0 0 9674 LIBERTY PPTY TR SH BEN INT 531172104 654 15900 SH SOLE 0 0 15900 LILLY ELI & CO COM 532457108 345 4014 SH SOLE 0 0 4014 LOCKHEED MARTIN CORP COM 539830109 862 2773 SH SOLE 0 0 2773 LOWES COS INC COM 548661107 301 3737 SH SOLE 0 0 3738 LTC PPTYS INC COM 502175102 484 10220 SH SOLE 0 0 10220 MAGNA INTL INC COM 559222401 329 6225 SH SOLE 0 0 6225 MASTERCARD INCORPORATED CL A 57636Q104 1646 11660 SH SOLE 0 0 11660 MCDONALDS CORP COM 580135101 445 2831 SH SOLE 0 0 2833 MERCK & CO INC COM 58933Y105 582 9146 SH SOLE 0 0 9146 MICROSOFT CORP COM 594918104 820 11060 SH SOLE 0 0 11060 MID AMER APT CMNTYS INC COM 59522J103 744 6949 SH SOLE 0 0 6949 MITEK SYS INC COM NEW 606710200 713 73960 SH SOLE 0 0 73960 MONSANTO CO NEW COM 61166W101 5557 46340 SH SOLE 0 0 46344 NATIONAL RETAIL PPTYS INC COM 637417106 725 17440 SH SOLE 0 0 17440 NORTHROP GRUMMAN CORP COM 666807102 319 1088 SH SOLE 0 0 1088 NXP SEMICONDUCTORS N V COM N6596X109 444 3905 SH SOLE 0 0 3905 O REILLY AUTOMOTIVE INC NEW COM 67103H107 2330 10824 SH SOLE 0 0 10824 ORACLE CORP COM 68389X105 260 5409 SH SOLE 0 0 5410 PALO ALTO NETWORKS INC COM 697435105 237 1657 SH SOLE 0 0 1657 PAYCHEX INC COM 704326107 677 11290 SH SOLE 0 0 11290 PEPSICO INC COM 713448108 569 5087 SH SOLE 0 0 5089 PFIZER INC COM 717081103 354 9970 SH SOLE 0 0 9972 PG&E CORP COM 69331C108 216 3180 SH SOLE 0 0 3180 PHILIP MORRIS INTL INC COM 718172109 974 8766 SH SOLE 0 0 8767 PIMCO DYNAMIC INCOME FD SHS 72201Y101 237 7696 SH SOLE 0 0 7696 PNC FINL SVCS GROUP INC COM 693475105 313 2343 SH SOLE 0 0 2343 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 541 35874 SH SOLE 0 0 35874 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 269 1851 SH SOLE 0 0 1851 PPL CORP COM 69351T106 451 11936 SH SOLE 0 0 11936 PRICELINE GRP INC COM NEW 741503403 239 131 SH SOLE 0 0 131 PROCTER AND GAMBLE CO COM 742718109 2096 23042 SH SOLE 0 0 23044 PROSHARES TR SHRT 20+YR TRE 74347X849 461 20522 SH SOLE 0 0 20522 PULTE GROUP INC COM 745867101 371 13575 SH SOLE 0 0 13575 RAYTHEON CO COM NEW 755111507 461 2440 SH SOLE 0 0 2440 SCANA CORP NEW COM 80589M102 232 4820 SH SOLE 0 0 4820 SCHLUMBERGER LTD COM 806857108 255 3670 SH SOLE 0 0 3670 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 473 5797 SH SOLE 0 0 5800 SIX FLAGS ENTMT CORP NEW COM 83001A102 365 5985 SH SOLE 0 0 5985 SPDR GOLD TRUST GOLD SHS 78463V107 480 3951 SH SOLE 0 0 3951 STARBUCKS CORP COM 855244109 366 6789 SH SOLE 0 0 6789 SUNTRUST BKS INC COM 867914103 383 6435 SH SOLE 0 0 6435 SYSCO CORP COM 871829107 448 8287 SH SOLE 0 0 8287 THERMO FISHER SCIENTIFIC INC COM 883556102 502 2680 SH SOLE 0 0 2680 TIME WARNER INC COM NEW 887317303 248 2445 SH SOLE 0 0 2445 TURTLE BEACH CORP COM 900450107 8 10000 SH SOLE 0 0 10000 UNITED TECHNOLOGIES CORP COM 913017109 205 1790 SH SOLE 0 0 1792 UNITEDHEALTH GROUP INC COM 91324P102 1095 5553 SH SOLE 0 0 5553 US BANCORP DEL COM NEW 902973304 812 15117 SH SOLE 0 0 15118 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 251 3069 SH SOLE 0 0 3070 VANGUARD INDEX FDS SMALL CP ETF 922908751 442 3126 SH SOLE 0 0 3126 VANGUARD INDEX FDS TOTAL STK MKT 922908769 245 1883 SH SOLE 0 0 1884 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 220 2492 SH SOLE 0 0 2492 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 266 2808 SH SOLE 0 0 2810 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 382 8807 SH SOLE 0 0 8811 VECTOR GROUP LTD COM 92240M108 682 33258 SH SOLE 0 0 33259 VENTAS INC COM 92276F100 218 3357 SH SOLE 0 0 3357 VERIZON COMMUNICATIONS INC COM 92343V104 1162 23591 SH SOLE 0 0 23592 VISA INC COM CL A 92826C839 1166 11096 SH SOLE 0 0 11097 W P CAREY INC COM 92936U109 622 9311 SH SOLE 0 0 9311 WAL-MART STORES INC COM 931142103 499 6378 SH SOLE 0 0 6378 WELLS FARGO CO NEW COM 949746101 307 5566 SH SOLE 0 0 5568 WELLTOWER INC COM 95040Q104 635 9044 SH SOLE 0 0 9044 XCEL ENERGY INC COM 98389B100 433 9140 SH SOLE 0 0 9140 ZOETIS INC CL A 98978V103 330 5200 SH SOLE 0 0 5200