Chief Compliance Officer

0001085146-17-001825.txt : 20170814 0001085146-17-001825.hdr.sgml : 20170814 20170814093531 ACCESSION NUMBER: 0001085146-17-001825 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit X, LLC CENTRAL INDEX KEY: 0001697729 IRS NUMBER: 810874769 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18119 FILM NUMBER: 171027732 BUSINESS ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 BUSINESS PHONE: (636) 590-7173 MAIL ADDRESS: STREET 1: 16020 SWINGLEY RIDGE ROAD STREET 2: SUITE 110 CITY: CHESTERFIELD STATE: MO ZIP: 63017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697729 XXXXXXXX 06-30-2017 06-30-2017 false Summit X, LLC

16020 Swingley Ridge Road Suite 110 Chesterfield MO 63017

13F HOLDINGS REPORT 028-18119 N Erica Garzia Chief Compliance Officer 636-590-7173 /s/ Erica Garzia Chesterfield MO 08-11-2017 0 181 140193 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACTINIUM PHARMACEUTICALS INC COM 00507W107 13 11000 SH SOLE 0 0 11000 ADOBE SYS INC COM 00724F101 401 2852 SH SOLE 0 0 2852 ADVANCED MICRO DEVICES INC COM 007903107 172 13805 SH SOLE 0 0 13805 AKORN INC COM 009728106 462 13828 SH SOLE 0 0 13828 ALLERGAN PLC SHS G0177J108 455 1875 SH SOLE 0 0 1875 ALPHABET INC CAP STK CL A 02079K305 2619 2819 SH SOLE 0 0 2819 ALPHABET INC CAP STK CL C 02079K107 544 593 SH SOLE 0 0 593 ALPS ETF TR ALERIAN MLP 00162Q866 434 36143 SH SOLE 0 0 36143 ALTRIA GROUP INC COM 02209S103 1255 16816 SH SOLE 0 0 16816 AMEREN CORP COM 023608102 730 13337 SH SOLE 0 0 13337 AMERICAN ELEC PWR INC COM 025537101 641 9218 SH SOLE 0 0 9218 AMERICAN WTR WKS CO INC NEW COM 030420103 322 4120 SH SOLE 0 0 4120 AMERIGAS PARTNERS L P UNIT L P INT 030975106 285 6319 SH SOLE 0 0 6319 AMERISOURCEBERGEN CORP COM 03073E105 239 2503 SH SOLE 0 0 2503 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 395 3575 SH SOLE 0 0 3575 APOLLO SR FLOATING RATE FD I COM 037636107 285 16828 SH SOLE 0 0 16828 APPLE INC COM 037833100 1975 13750 SH SOLE 0 0 13750 ARES CAP CORP COM 04010L103 195 11910 SH SOLE 0 0 11910 AT&T INC COM 00206R102 1689 44700 SH SOLE 0 0 44700 AVANGRID INC COM 05351W103 551 12420 SH SOLE 0 0 12420 B & G FOODS INC NEW COM 05508R106 503 14190 SH SOLE 0 0 14190 BAIDU INC SPON ADR REP A 056752108 298 1669 SH SOLE 0 0 1669 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 809 4767 SH SOLE 0 0 4767 BIOTIME INC COM 09066L105 41 12800 SH SOLE 0 0 12800 BLACKROCK FLOATING RATE INCO COM 091941104 1321 94447 SH SOLE 0 0 94447 BLACKROCK INC COM 09247X101 448 1073 SH SOLE 0 0 1073 BOEING CO COM 097023105 777 3919 SH SOLE 0 0 3919 BRISTOL MYERS SQUIBB CO COM 110122108 454 8143 SH SOLE 0 0 8143 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 725 17705 SH SOLE 0 0 17705 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 254 4022 SH SOLE 0 0 4022 CABELAS INC COM 126804301 354 5963 SH SOLE 0 0 5963 CARROLS RESTAURANT GROUP INC COM 14574X104 264 21528 SH SOLE 0 0 21528 CEDAR FAIR L P DEPOSITRY UNIT 150185106 317 4380 SH SOLE 0 0 4380 CELGENE CORP COM 151020104 551 4243 SH SOLE 0 0 4243 CERNER CORP COM 156782104 245 3709 SH SOLE 0 0 3709 CHESAPEAKE ENERGY CORP COM 165167107 65 12904 SH SOLE 0 0 12904 CHEVRON CORP NEW COM 166764100 258 2498 SH SOLE 0 0 2498 CINCINNATI FINL CORP COM 172062101 585 8090 SH SOLE 0 0 8090 CINTAS CORP COM 172908105 323 2550 SH SOLE 0 0 2550 CME GROUP INC COM 12572Q105 379 2985 SH SOLE 0 0 2985 COCA COLA CO COM 191216100 719 15949 SH SOLE 0 0 15949 COLGATE PALMOLIVE CO COM 194162103 341 4591 SH SOLE 0 0 4591 COMCAST CORP NEW CL A 20030N101 516 13310 SH SOLE 0 0 13310 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 390 22400 SH SOLE 0 0 22400 CONSOLIDATED COMM HLDGS INC COM 209034107 523 24415 SH SOLE 0 0 24415 COSTCO WHSL CORP NEW COM 22160K105 452 2833 SH SOLE 0 0 2833 CRAFT BREW ALLIANCE INC COM 224122101 171 10157 SH SOLE 0 0 10157 CYBERARK SOFTWARE LTD SHS M2682V108 1142 22863 SH SOLE 0 0 22863 DANAHER CORP DEL COM 235851102 262 3095 SH SOLE 0 0 3095 DISNEY WALT CO COM DISNEY 254687106 741 6941 SH SOLE 0 0 6941 DOMINION ENERGY INC COM 25746U109 567 7423 SH SOLE 0 0 7423 DOUBLELINE INCOME SOLUTIONS COM 258622109 3727 180338 SH SOLE 0 0 180338 DUKE ENERGY CORP NEW COM NEW 26441C204 634 7553 SH SOLE 0 0 7553 ECOLAB INC COM 278865100 245 1821 SH SOLE 0 0 1821 EDWARDS LIFESCIENCES CORP COM 28176E108 411 3465 SH SOLE 0 0 3465 EMERSON ELEC CO COM 291011104 590 9897 SH SOLE 0 0 9897 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 202 12640 SH SOLE 0 0 12640 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 268 13071 SH SOLE 0 0 13071 ENTERPRISE PRODS PARTNERS L COM 293792107 410 15217 SH SOLE 0 0 15217 EPR PPTYS COM SH BEN INT 26884U109 548 7630 SH SOLE 0 0 7630 EQUIFAX INC COM 294429105 277 2030 SH SOLE 0 0 2030 ESSEX PPTY TR INC COM 297178105 222 855 SH SOLE 0 0 855 ETF MANAGERS TR PUREFUNDS ISE CY 26924G201 507 16787 SH SOLE 0 0 16787 EV ENERGY PARTNERS LP COM UNITS 26926V107 13 17200 SH SOLE 0 0 17200 EVERSOURCE ENERGY COM 30040W108 418 6974 SH SOLE 0 0 6974 EXXON MOBIL CORP COM 30231G102 2225 27610 SH SOLE 0 0 27610 FACEBOOK INC CL A 30303M102 949 6233 SH SOLE 0 0 6233 FIDELITY TOTAL BD ETF 316188309 2043 40852 SH SOLE 0 0 40852 FLAHERTY & CRUMRINE PFD INC COM 33848E106 2243 178809 SH SOLE 0 0 178809 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 229 10453 SH SOLE 0 0 10453 GENERAL ELECTRIC CO COM 369604103 1098 40757 SH SOLE 0 0 40757 GENERAL MLS INC COM 370334104 670 12120 SH SOLE 0 0 12120 GILEAD SCIENCES INC COM 375558103 253 3579 SH SOLE 0 0 3579 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 665 15494 SH SOLE 0 0 15494 GRAMERCY PPTY TR COM NEW 385002308 658 22102 SH SOLE 0 0 22102 HASBRO INC COM 418056107 680 6075 SH SOLE 0 0 6075 HEALTHCARE TR AMER INC CL A NEW 42225P501 485 15605 SH SOLE 0 0 15605 HOME DEPOT INC COM 437076102 583 3780 SH SOLE 0 0 3780 HONEYWELL INTL INC COM 438516106 432 3267 SH SOLE 0 0 3267 INTEL CORP COM 458140100 390 11608 SH SOLE 0 0 11608 ISHARES MIN VOL EMRG MKT 464286533 2899 52409 SH SOLE 0 0 52409 ISHARES INC CORE MSCI EMKT 46434G103 1247 24686 SH SOLE 0 0 24686 ISHARES TR 0-5YR INVT GR CP 46434V100 772 15305 SH SOLE 0 0 15305 ISHARES TR 20 YR TR BD ETF 464287432 359 2800 SH SOLE 0 0 2800 ISHARES TR 7-10YR TR BD ETF 464287440 669 6281 SH SOLE 0 0 6281 ISHARES TR CORE HIGH DV ETF 46429B663 899 10884 SH SOLE 0 0 10884 ISHARES TR CORE MSCI EAFE 46432F842 1254 20661 SH SOLE 0 0 20661 ISHARES TR CORE S&P MCP ETF 464287507 1359 7745 SH SOLE 0 0 7745 ISHARES TR CORE S&P SCP ETF 464287804 899 12758 SH SOLE 0 0 12758 ISHARES TR CORE S&P500 ETF 464287200 4616 18995 SH SOLE 0 0 18995 ISHARES TR GLB CNS DISC ETF 464288745 310 3114 SH SOLE 0 0 3114 ISHARES TR GLOBAL TECH ETF 464287291 350 2688 SH SOLE 0 0 2688 ISHARES TR IBOXX HI YD ETF 464288513 2904 32799 SH SOLE 0 0 32799 ISHARES TR IBOXX INV CP ETF 464287242 842 7060 SH SOLE 0 0 7060 ISHARES TR JP MOR EM MK ETF 464288281 825 7215 SH SOLE 0 0 7215 ISHARES TR MIN VOL EAFE ETF 46429B689 5677 81966 SH SOLE 0 0 81966 ISHARES TR MIN VOL USA ETF 46429B697 1059 21929 SH SOLE 0 0 21929 ISHARES TR MSCI EAFE ETF 464287465 341 5164 SH SOLE 0 0 5164 ISHARES TR MSCI EMG MKT ETF 464287234 296 7180 SH SOLE 0 0 7180 ISHARES TR NASDQ BIOTEC ETF 464287556 2764 8920 SH SOLE 0 0 8920 ISHARES TR RUS MD CP GR ETF 464287481 348 3220 SH SOLE 0 0 3220 ISHARES TR RUS MDCP VAL ETF 464287473 348 4135 SH SOLE 0 0 4135 ISHARES TR S&P 500 GRWT ETF 464287309 718 5145 SH SOLE 0 0 5145 ISHARES TR S&P 500 VAL ETF 464287408 1664 15736 SH SOLE 0 0 15736 ISHARES TR S&P MC 400VL ETF 464287705 1992 13455 SH SOLE 0 0 13455 ISHARES TR SELECT DIVID ETF 464287168 286 3121 SH SOLE 0 0 3121 ISHARES TR SP SMCP600GR ETF 464287887 389 2499 SH SOLE 0 0 2499 ISHARES TR SP SMCP600VL ETF 464287879 3222 23100 SH SOLE 0 0 23100 ISHARES TR TIPS BD ETF 464287176 735 6552 SH SOLE 0 0 6552 ISHARES TR U.S. ENERGY ETF 464287796 2117 59597 SH SOLE 0 0 59597 ISHARES TR U.S. FINLS ETF 464287788 324 3063 SH SOLE 0 0 3063 ISHARES TR US HLTHCARE ETF 464287762 266 1605 SH SOLE 0 0 1605 JOHNSON & JOHNSON COM 478160104 702 5310 SH SOLE 0 0 5310 JPMORGAN CHASE & CO COM 46625H100 588 6465 SH SOLE 0 0 6465 KIMBERLY CLARK CORP COM 494368103 475 3690 SH SOLE 0 0 3690 KKR & CO L P DEL COM UNITS 48248M102 443 23794 SH SOLE 0 0 23794 LAMAR ADVERTISING CO NEW CL A 512816109 685 9318 SH SOLE 0 0 9318 LIBERTY PPTY TR SH BEN INT 531172104 638 15580 SH SOLE 0 0 15580 LILLY ELI & CO COM 532457108 300 3630 SH SOLE 0 0 3630 LOCKHEED MARTIN CORP COM 539830109 770 2758 SH SOLE 0 0 2758 LOWES COS INC COM 548661107 510 6548 SH SOLE 0 0 6548 LTC PPTYS INC COM 502175102 523 10220 SH SOLE 0 0 10220 MAGNA INTL INC COM 559222401 280 6020 SH SOLE 0 0 6020 MASTERCARD INCORPORATED CL A 57636Q104 1548 12717 SH SOLE 0 0 12717 MCDONALDS CORP COM 580135101 426 2756 SH SOLE 0 0 2756 MCEWEN MNG INC COM 58039P107 141 53744 SH SOLE 0 0 53744 MERCK & CO INC COM 58933Y105 529 8296 SH SOLE 0 0 8296 MICROSOFT CORP COM 594918104 1015 14726 SH SOLE 0 0 14726 MID AMER APT CMNTYS INC COM 59522J103 723 6859 SH SOLE 0 0 6859 MITEK SYS INC COM NEW 606710200 959 114745 SH SOLE 0 0 114745 MONSANTO CO NEW COM 61166W101 6623 55831 SH SOLE 0 0 55831 NATIONAL RETAIL PPTYS INC COM 637417106 635 16190 SH SOLE 0 0 16190 NORTHROP GRUMMAN CORP COM 666807102 280 1088 SH SOLE 0 0 1088 NXP SEMICONDUCTORS N V COM N6596X109 426 3905 SH SOLE 0 0 3905 O REILLY AUTOMOTIVE INC NEW COM 67103H107 2264 10353 SH SOLE 0 0 10353 ORACLE CORP COM 68389X105 245 4895 SH SOLE 0 0 4895 PALO ALTO NETWORKS INC COM 697435105 205 1550 SH SOLE 0 0 1550 PAYCHEX INC COM 704326107 606 10670 SH SOLE 0 0 10670 PEPSICO INC COM 713448108 514 4460 SH SOLE 0 0 4460 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 96 12000 SH SOLE 0 0 12000 PFIZER INC COM 717081103 453 13546 SH SOLE 0 0 13546 PHILIP MORRIS INTL INC COM 718172109 1011 8588 SH SOLE 0 0 8588 PIMCO DYNAMIC INCOME FD SHS 72201Y101 4079 135020 SH SOLE 0 0 135020 PNC FINL SVCS GROUP INC COM 693475105 284 2288 SH SOLE 0 0 2288 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 527 34720 SH SOLE 0 0 34720 PPL CORP COM 69351T106 378 9795 SH SOLE 0 0 9795 PROASSURANCE CORP COM 74267C106 210 3451 SH SOLE 0 0 3451 PROCTER AND GAMBLE CO COM 742718109 2508 28776 SH SOLE 0 0 28776 PROSHARES TR SHRT 20+YR TRE 74347X849 411 18240 SH SOLE 0 0 18240 PULTE GROUP INC COM 745867101 337 13720 SH SOLE 0 0 13720 RAYTHEON CO COM NEW 755111507 358 2224 SH SOLE 0 0 2224 SCANA CORP NEW COM 80589M102 377 5680 SH SOLE 0 0 5680 SCHLUMBERGER LTD COM 806857108 256 3811 SH SOLE 0 0 3811 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 501 6301 SH SOLE 0 0 6301 SIX FLAGS ENTMT CORP NEW COM 83001A102 333 5555 SH SOLE 0 0 5555 SPDR GOLD TRUST GOLD SHS 78463V107 468 3951 SH SOLE 0 0 3951 STARBUCKS CORP COM 855244109 329 5689 SH SOLE 0 0 5689 STONERIDGE INC COM 86183P102 183 11930 SH SOLE 0 0 11930 SUNTRUST BKS INC COM 867914103 358 6285 SH SOLE 0 0 6285 SYSCO CORP COM 871829107 402 7897 SH SOLE 0 0 7897 THERMO FISHER SCIENTIFIC INC COM 883556102 443 2575 SH SOLE 0 0 2575 TIME WARNER INC COM NEW 887317303 349 3449 SH SOLE 0 0 3449 TURTLE BEACH CORP COM 900450107 7 10000 SH SOLE 0 0 10000 UNITED TECHNOLOGIES CORP COM 913017109 210 1722 SH SOLE 0 0 1722 UNITEDHEALTH GROUP INC COM 91324P102 706 3826 SH SOLE 0 0 3826 US BANCORP DEL COM NEW 902973304 728 13981 SH SOLE 0 0 13981 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 251 3067 SH SOLE 0 0 3067 VANGUARD INDEX FDS SMALL CP ETF 922908751 423 3126 SH SOLE 0 0 3126 VANGUARD INDEX FDS TOTAL STK MKT 922908769 235 1883 SH SOLE 0 0 1883 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 233 2652 SH SOLE 0 0 2652 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 268 2901 SH SOLE 0 0 2901 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 366 8860 SH SOLE 0 0 8860 VECTOR GROUP LTD COM 92240M108 782 36659 SH SOLE 0 0 36659 VERIZON COMMUNICATIONS INC COM 92343V104 1056 23563 SH SOLE 0 0 23563 VISA INC COM CL A 92826C839 1293 13818 SH SOLE 0 0 13818 W P CAREY INC COM 92936U109 609 9241 SH SOLE 0 0 9241 WAL-MART STORES INC COM 931142103 448 5864 SH SOLE 0 0 5864 WELLS FARGO CO NEW COM 949746101 296 5328 SH SOLE 0 0 5328 WELLTOWER INC COM 95040Q104 644 8652 SH SOLE 0 0 8652 XCEL ENERGY INC COM 98389B100 325 7100 SH SOLE 0 0 7100 ZOETIS INC CL A 98978V103 327 5215 SH SOLE 0 0 5215