0001697723-17-000003.txt : 20170814 0001697723-17-000003.hdr.sgml : 20170814 20170811174724 ACCESSION NUMBER: 0001697723-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170811 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AE Wealth Management LLC CENTRAL INDEX KEY: 0001697723 IRS NUMBER: 364824075 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17779 FILM NUMBER: 171026280 BUSINESS ADDRESS: STREET 1: 2950 SW MCCLURE RD. STREET 2: SUITE B CITY: TOPEKA STATE: KS ZIP: 66614 BUSINESS PHONE: (866) 363-9595 MAIL ADDRESS: STREET 1: 2950 SW MCCLURE RD. STREET 2: SUITE B CITY: TOPEKA STATE: KS ZIP: 66614 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697723 XXXXXXXX 06-30-2017 06-30-2017 AE Wealth Management LLC

2950 SW MCCLURE RD. SUITE B TOPEKA KS 66614

13F HOLDINGS REPORT 028-17779 N Caleb D Caleb (866) 363-9595 Caleb D Caleb Topeka KS 08-11-2017 0 379 838041 false INFORMATION TABLE 2 aewm13f.63017.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1108 5196 SH SOLE 0 0 5196 ISHARES TR CORE S&P MCP ETF 464287507 2042 11742 SH SOLE 0 0 11742 ISHARES TR CORE S&P SCP ETF 464287804 3455 49274 SH SOLE 0 0 49274 ISHARES TR CORE S&P500 ETF 464287200 10858 44608 SH SOLE 0 0 44608 ISHARES TR RUS 1000 VAL ETF 464287598 747 6418 SH SOLE 0 0 6418 ISHARES TR RUS 1000 GRW ETF 464287614 894 7514 SH SOLE 0 0 7514 ISHARES TR RUSSELL 2000 ETF 464287655 1156 8201 SH SOLE 0 0 8201 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3866 12171 SH SOLE 0 0 12171 SPDR S&P 500 ETF TR TR UNIT 78462F103 3147 13013 SH SOLE 0 0 13013 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 213 4106 SH SOLE 0 0 4106 ADOBE SYS INC COM 00724F101 223 1575 SH SOLE 0 0 1575 AMERICAN INTL GROUP INC COM NEW 026874784 223 3574 SH SOLE 0 0 3574 AMAZON COM INC COM 023135106 1669 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CRACKER BARREL OLD CTRY STOR COM 22410J106 367 2192 SH SOLE 0 0 2192 GENERAL MLS INC COM 370334104 522 9416 SH SOLE 0 0 9416 IMMUNOMEDICS INC COM 452907108 442 50000 SH SOLE 0 0 50000 OCCIDENTAL PETE CORP DEL COM 674599105 1511 25242 SH SOLE 0 0 25242 ARCHER DANIELS MIDLAND CO COM 039483102 431 10409 SH SOLE 0 0 10409 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 129 15412 SH SOLE 0 0 15412 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 84 12437 SH SOLE 0 0 12437 PG&E CORP COM 69331C108 418 6304 SH SOLE 0 0 6304 PUBLIC SVC ENTERPRISE GROUP COM 744573106 511 11884 SH SOLE 0 0 11884 DOW CHEM CO COM 260543103 1472 23334 SH SOLE 0 0 23334 EATON VANCE LTD DUR INCOME F COM 27828H105 178 12607 SH SOLE 0 0 12607 SOUTHERN CO COM 842587107 2474 51680 SH SOLE 0 0 51680 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4113 100741 SH SOLE 0 0 100741 BERKSHIRE HATHAWAY INC DEL CL A 084670108 509 2 SH SOLE 0 0 2 ANNALY CAP MGMT INC COM 035710409 348 28860 SH SOLE 0 0 28860 VALERO ENERGY CORP NEW COM 91913Y100 2080 30840 SH SOLE 0 0 30840 O REILLY AUTOMOTIVE INC NEW COM 67103H107 537 2455 SH SOLE 0 0 2455 DENBURY RES INC COM NEW 247916208 15 10000 SH SOLE 0 0 10000 ISHARES TR CORE US AGGBD ET 464287226 21780 198890 SH SOLE 0 0 198890 ISHARES TR SELECT DIVID ETF 464287168 907 9838 SH SOLE 0 0 9838 ISHARES TR TIPS BD ETF 464287176 1681 14819 SH SOLE 0 0 14819 CLOROX CO DEL COM 189054109 651 4889 SH SOLE 0 0 4889 VENTAS INC COM 92276F100 597 8592 SH SOLE 0 0 8592 LENNAR CORP CL A 526057104 208 3905 SH SOLE 0 0 3905 CONSOLIDATED EDISON INC COM 209115104 559 6920 SH SOLE 0 0 6920 CENTURYLINK INC COM 156700106 1003 41982 SH SOLE 0 0 41982 V F CORP COM 918204108 302 5247 SH SOLE 0 0 5247 AMERICAN ELEC PWR INC COM 025537101 521 7501 SH SOLE 0 0 7501 EATON CORP PLC SHS G29183103 1660 21325 SH SOLE 0 0 21325 GALLAGHER ARTHUR J & CO COM 363576109 1048 18309 SH SOLE 0 0 18309 PRICE T ROWE GROUP INC COM 74144T108 1558 20997 SH SOLE 0 0 20997 REYNOLDS AMERICAN INC COM 761713106 672 10328 SH SOLE 0 0 10328 HUMANA INC COM 444859102 314 1305 SH SOLE 0 0 1305 SANOFI SPONSORED ADR 80105N105 1236 25790 SH SOLE 0 0 25790 CUMMINS INC COM 231021106 912 5621 SH SOLE 0 0 5621 FRANKLIN RES INC COM 354613101 903 20166 SH SOLE 0 0 20166 BECTON DICKINSON & CO COM 075887109 217 1110 SH SOLE 0 0 1110 ENTERPRISE PRODS PARTNERS L COM 293792107 223 8242 SH SOLE 0 0 8242 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 145 13911 SH SOLE 0 0 13911 TYSON FOODS INC CL A 902494103 434 6934 SH SOLE 0 0 6934 MICROCHIP TECHNOLOGY INC COM 595017104 312 4039 SH SOLE 0 0 4039 EATON VANCE CORP COM NON VTG 278265103 577 12186 SH SOLE 0 0 12186 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 197 15470 SH SOLE 0 0 15470 BLACKROCK FLOAT RATE OME STR COM 09255X100 186 13176 SH SOLE 0 0 13176 ALPHABET INC CAP STK CL A 02079K305 683 735 SH SOLE 0 0 735 CBRE CLARION GLOBAL REAL EST COM 12504G100 457 59227 SH SOLE 0 0 59227 SPDR GOLD TRUST GOLD SHS 78463V107 3241 27460 SH SOLE 0 0 27460 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 534 62006 SH SOLE 0 0 62006 DOMINOS PIZZA INC COM 25754A201 229 1081 SH SOLE 0 0 1081 VANGUARD WORLD FDS ENERGY ETF 92204A306 784 8864 SH SOLE 0 0 8864 VANGUARD INDEX FDS VALUE ETF 922908744 736 7619 SH SOLE 0 0 7619 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1173 7960 SH SOLE 0 0 7960 VANGUARD INDEX FDS MID CAP ETF 922908629 466 3268 SH SOLE 0 0 3268 VANGUARD INDEX FDS REIT ETF 922908553 1641 19712 SH SOLE 0 0 19712 VANGUARD WORLD FDS MATERIALS ETF 92204A801 213 1750 SH SOLE 0 0 1750 LAS VEGAS SANDS CORP COM 517834107 223 3490 SH SOLE 0 0 3490 NATIONAL GRID PLC SPONSORED ADR NE 636274409 1035 16474 SH SOLE 0 0 16474 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 543 10210 SH SOLE 0 0 10210 VANGUARD INDEX FDS SMALL CP ETF 922908751 464 3427 SH SOLE 0 0 3427 VANGUARD INDEX FDS GROWTH ETF 922908736 2308 18167 SH SOLE 0 0 18167 GARMIN LTD SHS H2906T109 964 18890 SH SOLE 0 0 18890 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 219 15799 SH SOLE 0 0 15799 SEAGATE TECHNOLOGY PLC SHS G7945M107 948 24454 SH SOLE 0 0 24454 FIRST FINL BANCORP OH COM 320209109 1279 46186 SH SOLE 0 0 46186 NUVEEN QUALITY MUNCP INCOME COM 67066V101 248 17673 SH SOLE 0 0 17673 MOSAIC CO NEW COM 61945C103 847 37102 SH SOLE 0 0 37102 COHEN & STEERS REIT & PFD IN COM 19247X100 626 30126 SH SOLE 0 0 30126 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 477 7626 SH SOLE 0 0 7626 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 311 5710 SH SOLE 0 0 5710 PUTNAM MANAGED MUN INCOM TR COM 746823103 91 12160 SH SOLE 0 0 12160 VANGUARD WORLD FDS UTILITIES ETF 92204A876 444 3886 SH SOLE 0 0 3886 WESTERN ASSET GLB HI INCOME COM 95766B109 135 13409 SH SOLE 0 0 13409 ISHARES GOLD TRUST ISHARES 464285105 609 50975 SH SOLE 0 0 50975 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 591 35120 SH SOLE 0 0 35120 ISHARES TR EAFE VALUE ETF 464288877 7262 140455 SH SOLE 0 0 140455 ISHARES TR EAFE GRWTH ETF 464288885 9160 123846 SH SOLE 0 0 123846 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1472 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SOLE 0 0 11340 CAPITOL FED FINL INC COM 14057J101 223 15718 SH SOLE 0 0 15718 CF INDS HLDGS INC COM 125269100 928 33207 SH SOLE 0 0 33207 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 732 19213 SH SOLE 0 0 19213 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1084 38553 SH SOLE 0 0 38553 SPDR SERIES TRUST S&P REGL BKG 78464A698 316 5751 SH SOLE 0 0 5751 SPDR SERIES TRUST S&P BK ETF 78464A797 739 16983 SH SOLE 0 0 16983 EATON VANCE TAX MNGD GBL DV COM 27829F108 638 69577 SH SOLE 0 0 69577 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 1531 33608 SH SOLE 0 0 33608 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 372 7442 SH SOLE 0 0 7442 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 776 40604 SH SOLE 0 0 40604 ISHARES TR IBOXX HI YD ETF 464288513 5767 65241 SH SOLE 0 0 65241 ISHARES TR US CREDIT BD ETF 464288620 13168 117908 SH SOLE 0 0 117908 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 835 10451 SH SOLE 0 0 10451 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 252 2979 SH SOLE 0 0 2979 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1017 10730 SH SOLE 0 0 10730 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1287 15724 SH SOLE 0 0 15724 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 337 5056 SH SOLE 0 0 5056 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 358 13818 SH SOLE 0 0 13818 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 267 2864 SH SOLE 0 0 2864 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 210 6299 SH SOLE 0 0 6299 ISHARES TR U.S. PFD STK ETF 464288687 736 18789 SH SOLE 0 0 18789 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 327 3477 SH SOLE 0 0 3477 ISHARES TR 3-7 YR TR BD ETF 464288661 242 1959 SH SOLE 0 0 1959 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 8430 107856 SH SOLE 0 0 107856 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 48536 1174638 SH SOLE 0 0 1174638 ISHARES TR NATIONAL MUN ETF 464288414 7330 66562 SH SOLE 0 0 66562 MONOGRAM RESIDENTIAL TR INC COM 60979P105 216 22214 SH SOLE 0 0 22214 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 1002 158076 SH SOLE 0 0 158076 ADVENT CLAY CONV SEC INC FD COM 007639107 843 135275 SH SOLE 0 0 135275 EATON VANCE RISK MNGD DIV EQ COM 27829G106 633 67598 SH SOLE 0 0 67598 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 10857 370930 SH SOLE 0 0 370930 BLACKROCK CR ALLCTN INC TR COM 092508100 534 39687 SH SOLE 0 0 39687 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 279 4966 SH SOLE 0 0 4966 ISHARES TR INTERM CR BD ETF 464288638 3604 32830 SH SOLE 0 0 32830 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 4880 131193 SH SOLE 0 0 131193 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 4141 77905 SH SOLE 0 0 77905 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 427 26562 SH SOLE 0 0 26562 VANGUARD WORLD FD MEGA GRWTH IND 921910816 820 8196 SH SOLE 0 0 8196 VISA INC COM CL A 92826C839 648 6908 SH SOLE 0 0 6908 PHILIP MORRIS INTL INC COM 718172109 3626 30872 SH SOLE 0 0 30872 ISHARES TR MSCI ACWI EX US 464288240 352 7725 SH SOLE 0 0 7725 SPDR SERIES TRUST BLOOMBERG LNG TR 78464A664 240 3333 SH SOLE 0 0 3333 VANGUARD WORLD FD MEGA CAP INDEX 921910873 275 3313 SH SOLE 0 0 3313 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 10002 400245 SH SOLE 0 0 400245 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 1052 36107 SH SOLE 0 0 36107 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 800 42039 SH SOLE 0 0 42039 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 330 3375 SH SOLE 0 0 3375 CLAYMORE EXCHANGE TRD FD TR GUGG ULTR SH DUR 18383M654 637 12658 SH SOLE 0 0 12658 TRANSENTERIX INC COM NEW 89366M201 64 89950 SH SOLE 0 0 89950 ISHARES MODERT ALLOC ETF 464289875 234 6273 SH SOLE 0 0 6273 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 631 18349 SH SOLE 0 0 18349 FS INVT CORP COM 302635107 906 99031 SH SOLE 0 0 99031 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 791 9035 SH SOLE 0 0 9035 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 897 8815 SH SOLE 0 0 8815 ISHARES RUS TP200 VL ETF 464289420 14015 286726 SH SOLE 0 0 286726 ISHARES RUS TP200 GR ETF 464289438 15011 232795 SH SOLE 0 0 232795 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 219 6884 SH SOLE 0 0 6884 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 9802 151617 SH SOLE 0 0 151617 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 5597 92115 SH SOLE 0 0 92115 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 15034 285489 SH SOLE 0 0 285489 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 3501 45414 SH SOLE 0 0 45414 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 915 10847 SH SOLE 0 0 10847 TESLA INC COM 88160R101 268 740 SH SOLE 0 0 740 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 792 41912 SH SOLE 0 0 41912 ALPS ETF TR ALERIAN MLP 00162Q866 1427 119290 SH SOLE 0 0 119290 BARCLAYS BK PLC 2 YR TREAS BEAR 06740L519 347 11126 SH SOLE 0 0 11126 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1368 24840 SH SOLE 0 0 24840 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 142792 643033 SH SOLE 0 0 643033 GENERAL MTRS CO COM 37045V100 1112 31838 SH SOLE 0 0 31838 POWERSHARES ETF TRUST II KBW YIELD REIT 73936Q819 1569 42112 SH SOLE 0 0 42112 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 377 23355 SH SOLE 0 0 23355 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 4701 157546 SH SOLE 0 0 157546 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 3393 146608 SH SOLE 0 0 146608 ISHARES TR CORE HIGH DV ETF 46429B663 300 3612 SH SOLE 0 0 3612 NUVEEN SHT DUR CR OPP FD COM 67074X107 316 18127 SH SOLE 0 0 18127 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 721 7118 SH SOLE 0 0 7118 VEREIT INC COM 92339V100 268 32934 SH SOLE 0 0 32934 SPDR SERIES TRUST HLTH CARE SVCS 78464A573 246 3820 SH SOLE 0 0 3820 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 341 7561 SH SOLE 0 0 7561 ISHARES TR MIN VOL USA ETF 46429B697 6817 139325 SH SOLE 0 0 139325 ISHARES MIN VOL GBL ETF 464286525 956 12092 SH SOLE 0 0 12092 PHILLIPS 66 COM 718546104 351 4239 SH SOLE 0 0 4239 ISHARES TR US TREASURY ETF 46429B267 1175 46514 SH SOLE 0 0 46514 SPDR SER TR BLOOMBERG SRT TR 78468R408 2470 88315 SH SOLE 0 0 88315 FACEBOOK INC CL A 30303M102 2023 13401 SH SOLE 0 0 13401 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 35773 1206931 SH SOLE 0 0 1206931 GLOBAL X FDS GLBL X MLP ETF 37950E473 7640 699613 SH SOLE 0 0 699613 HEALTHCARE TR AMER INC CL A NEW 42225P501 304 9768 SH SOLE 0 0 9768 LEGG MASON BW GLB INC OPP FD COM 52469B100 950 71796 SH SOLE 0 0 71796 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 296 12073 SH SOLE 0 0 12073 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 211 10442 SH SOLE 0 0 10442 ISHARES INC CORE MSCI EMKT 46434G103 6887 137624 SH SOLE 0 0 137624 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 273 21245 SH SOLE 0 0 21245 ABBVIE INC COM 00287Y109 3303 45552 SH SOLE 0 0 45552 ADVISORSHARES TR NEWFLT MULSINC 00768Y727 5103 104671 SH SOLE 0 0 104671 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 1302 26485 SH SOLE 0 0 26485 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 5330 112373 SH SOLE 0 0 112373 DOUBLELINE INCOME SOLUTIONS COM 258622109 661 32001 SH SOLE 0 0 32001 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 305 19629 SH SOLE 0 0 19629 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 794 16407 SH SOLE 0 0 16407 BARCLAYS BK PLC BARC YLD ETN LKD 06742C152 321 2107 SH SOLE 0 0 2107 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 366 6725 SH SOLE 0 0 6725 GLOBAL X FDS GLOBX SUPDV US 37950E291 7700 303262 SH SOLE 0 0 303262 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 460 27423 SH SOLE 0 0 27423 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 11074 166872 SH SOLE 0 0 166872 KKR INCOME OPPORTUNITIES FD COM 48249T106 832 47592 SH SOLE 0 0 47592 SPROUTS FMRS MKT INC COM 85208M102 1219 53776 SH SOLE 0 0 53776 PROSHARES TR S&P 500 DV ARIST 74348A467 2192 37946 SH SOLE 0 0 37946 GLOBAL NET LEASE INC COM NEW 379378201 268 12057 SH SOLE 0 0 12057 SPDR SER TR SPDR RUSSEL 2000 78468R853 4121 49482 SH SOLE 0 0 49482 WISDOMTREE TR BLMBG US BULL 97717W471 1580 60166 SH SOLE 0 0 60166 ALPHABET INC CAP STK CL C 02079K107 432 475 SH SOLE 0 0 475 TRINET GROUP INC COM 896288107 1409 43032 SH SOLE 0 0 43032 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 169 13126 SH SOLE 0 0 13126 NAVIENT CORPORATION COM 63938C108 1064 63880 SH SOLE 0 0 63880 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 559 21386 SH SOLE 0 0 21386 CREDIT SUISSE NASSAU BRH LG CP GRTH ENH 22542D423 214 1196 SH SOLE 0 0 1196 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 300 2130 SH SOLE 0 0 2130 J P MORGAN EXCHANGE TRADED F DIV RTN INT EQ 46641Q209 3190 56799 SH SOLE 0 0 56799 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 487 9903 SH SOLE 0 0 9903 KRAFT HEINZ CO COM 500754106 239 2789 SH SOLE 0 0 2789 PAYPAL HLDGS INC COM 70450Y103 201 3739 SH SOLE 0 0 3739 FQF TR OSHARS FTSE US 351680855 2372 81114 SH SOLE 0 0 81114 ETFIS SER TR I VIRTUS NEWFLEET 26923G707 2399 93777 SH SOLE 0 0 93777 STAFFING 360 SOLUTIONS INC COM NEW 852387208 116 165640 SH SOLE 0 0 165640 KADMON HLDGS INC COM 48283N106 941 241935 SH SOLE 0 0 241935 VIRTUS ETF TR II VIRTUS DYNMC ETF 92790A207 1574 62767 SH SOLE 0 0 62767 COLONY NORTHSTAR INC CL A COM 19625W104 333 23644 SH SOLE 0 0 23644 ETFIS SER TR I VIRTUS CUMBRLAND 26923G871 200 7876 SH SOLE 0 0 7876 BARCLAYS BANK PLC MTNF 6/0 06741VVF6 1036 1035000 PRN SOLE 0 0 1035000