0001085146-18-002508.txt : 20181106 0001085146-18-002508.hdr.sgml : 20181106 20181106164026 ACCESSION NUMBER: 0001085146-18-002508 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181106 DATE AS OF CHANGE: 20181106 EFFECTIVENESS DATE: 20181106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KCS Wealth Advisory CENTRAL INDEX KEY: 0001697719 IRS NUMBER: 464375778 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18198 FILM NUMBER: 181163538 BUSINESS ADDRESS: STREET 1: 11900 W. OLYMPIC BLVD., # 520 CITY: LOS ANGELES STATE: CA ZIP: 90064 BUSINESS PHONE: 3107344740 MAIL ADDRESS: STREET 1: 11900 W. OLYMPIC BLVD., # 520 CITY: LOS ANGELES STATE: CA ZIP: 90064 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697719 XXXXXXXX 09-30-2018 09-30-2018 false KCS Wealth Advisory

11900 W. OLYMPIC BLVD., # 520 LOS ANGELES CA 90064

13F HOLDINGS REPORT 028-18198 N Walter B. Waltzer 310-734-4740 /s/ Walter B. Waltzer Los Angeles CA 11-06-2018 0 149 107724 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 51JOB INC SP ADR REP COM 316827104 681 8840 SH SOLE 8840 0 0 ABBVIE INC COM 00287Y109 203 2151 SH SOLE 2151 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 309 1813 SH SOLE 1813 0 0 ADIENT PLC ORD SHS G0084W101 592 15068 SH SOLE 15068 0 0 ADOBE SYS INC COM 00724F101 413 1531 SH SOLE 1531 0 0 AERCAP HOLDINGS NV SHS N00985106 683 11869 SH SOLE 11869 0 0 ALPHABET INC CAP STK CL C 02079K107 1350 1131 SH SOLE 1131 0 0 ALPHABET INC CAP STK CL A 02079K305 246 204 SH SOLE 204 0 0 AMGEN INC COM 031162100 271 1307 SH SOLE 1307 0 0 ANTHEM INC COM 036752103 339 1237 SH SOLE 1237 0 0 APPLE INC COM 037833100 1888 8365 SH SOLE 8365 0 0 APPLIED MATLS INC COM 038222105 736 19031 SH SOLE 19031 0 0 AT&T INC COM 00206R102 217 6454 SH SOLE 6454 0 0 ATHENEX INC COM 04685N103 174 11182 SH SOLE 11182 0 0 BAIDU INC SPON ADR REP A 056752108 857 3748 SH SOLE 3748 0 0 BAKER HUGHES A GE CO CL A 05722G100 229 6772 SH SOLE 6772 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 586 82818 SH SOLE 82818 0 0 BANK NEW YORK MELLON CORP COM 064058100 679 13308 SH SOLE 13308 0 0 BECTON DICKINSON & CO COM 075887109 281 1077 SH SOLE 1077 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 320 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1021 4768 SH SOLE 4768 0 0 BLACKROCK INC COM 09247X101 767 1627 SH SOLE 1627 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 326 9730 SH SOLE 9730 0 0 BP PLC SPONSORED ADR 055622104 947 20545 SH SOLE 20545 0 0 CELGENE CORP COM 151020104 802 8963 SH SOLE 8963 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 793 16209 SH SOLE 16209 0 0 CISCO SYS INC COM 17275R102 1011 20775 SH SOLE 20775 0 0 CITIGROUP INC COM NEW 172967424 734 10233 SH SOLE 10233 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 805 10440 SH SOLE 10440 0 0 COMCAST CORP NEW CL A 20030N101 965 27240 SH SOLE 27240 0 0 COSTCO WHSL CORP NEW COM 22160K105 1458 6207 SH SOLE 6207 0 0 CSX CORP COM 126408103 672 9079 SH SOLE 9079 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 431 11588 SH SOLE 11588 0 0 CVS HEALTH CORP COM 126650100 493 6262 SH SOLE 6262 0 0 DANAHER CORP DEL COM 235851102 407 3750 SH SOLE 3750 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 932 6582 SH SOLE 6582 0 0 DISNEY WALT CO COM DISNEY 254687106 382 3270 SH SOLE 3270 0 0 EDISON INTL COM 281020107 930 13739 SH SOLE 13739 0 0 ELLSWORTH GRWTH AND INCOME L COM 289074106 115 11119 SH SOLE 11119 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 714 36466 SH SOLE 36466 0 0 EPR PPTYS CONV PFD 9% SR E 26884U307 778 21667 SH SOLE 21667 0 0 EVEREST RE GROUP LTD COM G3223R108 780 3412 SH SOLE 3412 0 0 FACEBOOK INC CL A 30303M102 540 3281 SH SOLE 3281 0 0 FEDEX CORP COM 31428X106 1322 5490 SH SOLE 5490 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 333 14980 SH SOLE 14980 0 0 FIRST TR MLP & ENERGY INCOME COM 33739B104 1320 105427 SH SOLE 105427 0 0 FISERV INC COM 337738108 361 4380 SH SOLE 4380 0 0 FLEX LTD ORD Y2573F102 631 48074 SH SOLE 48074 0 0 FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 35473P744 646 24065 SH SOLE 24065 0 0 GENERAL ELECTRIC CO COM 369604103 179 15857 SH SOLE 15857 0 0 GENERAL MTRS CO COM 37045V100 658 19543 SH SOLE 19543 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 820 20419 SH SOLE 20419 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 534 2381 SH SOLE 2381 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 165 10132 SH SOLE 10132 0 0 HOME DEPOT INC COM 437076102 687 3317 SH SOLE 3317 0 0 HONEYWELL INTL INC COM 438516106 1136 6827 SH SOLE 6827 0 0 HUMANA INC COM 444859102 318 938 SH SOLE 938 0 0 ICICI BK LTD ADR 45104G104 392 46133 SH SOLE 46133 0 0 INFOSYS LTD SPONSORED ADR 456788108 738 72607 SH SOLE 72607 0 0 ING GROEP N V SPONSORED ADR 456837103 148 11446 SH SOLE 11446 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 234 3125 SH SOLE 3125 0 0 INTL PAPER CO COM 460146103 1062 21616 SH SOLE 21616 0 0 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 1254 50399 SH SOLE 50399 0 0 ISHARES INC MSCI EM ASIA ETF 464286426 202 2977 SH SOLE 2977 0 0 ISHARES INC MSCI CDA ETF 464286509 423 14703 SH SOLE 14703 0 0 ISHARES INC JP MORGAN EM ETF 464286517 786 18232 SH SOLE 18232 0 0 ISHARES INC MSCI EURZONE ETF 464286608 662 16133 SH SOLE 16133 0 0 ISHARES INC MSCI PAC JP ETF 464286665 287 6323 SH SOLE 6323 0 0 ISHARES INC CORE MSCI EMKT 46434G103 375 7237 SH SOLE 7237 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 351 5832 SH SOLE 5832 0 0 ISHARES TR CORE S&P500 ETF 464287200 1250 4269 SH SOLE 4269 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1048 9115 SH SOLE 9115 0 0 ISHARES TR GLOBAL TECH ETF 464287291 1149 6560 SH SOLE 6560 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 631 10015 SH SOLE 10015 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 952 14456 SH SOLE 14456 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 382 10129 SH SOLE 10129 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 350 4209 SH SOLE 4209 0 0 ISHARES TR JPMORGAN USD EMG 464288281 2392 22191 SH SOLE 22191 0 0 ISHARES TR CALIF MUN BD ETF 464288356 505 8703 SH SOLE 8703 0 0 ISHARES TR S&P US PFD STK 464288687 513 13811 SH SOLE 13811 0 0 ISHARES TR GLOB INDSTRL ETF 464288729 553 5910 SH SOLE 5910 0 0 ISHARES TR GLB CNS DISC ETF 464288745 968 8054 SH SOLE 8054 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 222 4357 SH SOLE 4357 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 549 5561 SH SOLE 5561 0 0 ISHARES TR CORE MSCI EAFE 46432F842 482 7521 SH SOLE 7521 0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 3551 71509 SH SOLE 71509 0 0 ISHARES TR CORE MSCI EURO 46434V738 2504 52210 SH SOLE 52210 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 190 17288 SH SOLE 17288 0 0 JD COM INC SPON ADR CL A 47215P106 419 16063 SH SOLE 16063 0 0 JOHNSON & JOHNSON COM 478160104 321 2323 SH SOLE 2323 0 0 JPMORGAN CHASE & CO COM 46625H100 743 6586 SH SOLE 6586 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 263 5442 SH SOLE 5442 0 0 KLA-TENCOR CORP COM 482480100 471 4627 SH SOLE 4627 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 959 21062 SH SOLE 21062 0 0 LEXINGTON REALTY TRUST COM 529043101 609 73396 SH SOLE 73396 0 0 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 688 13958 SH SOLE 13958 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 680 223706 SH SOLE 223706 0 0 M/I HOMES INC COM 55305B101 627 26210 SH SOLE 26210 0 0 MAGNA INTL INC COM 559222401 987 18781 SH SOLE 18781 0 0 MANAGED PORTFOLIO SER TORTOISE NRAM PI 56167N720 3289 141342 SH SOLE 141342 0 0 MARSH & MCLENNAN COS INC COM 571748102 581 7027 SH SOLE 7027 0 0 MCKESSON CORP COM 58155Q103 952 7177 SH SOLE 7177 0 0 MEDTRONIC PLC SHS G5960L103 210 2138 SH SOLE 2138 0 0 MERCADOLIBRE INC COM 58733R102 1244 3655 SH SOLE 3655 0 0 MERCK & CO INC COM 58933Y105 722 10174 SH SOLE 10174 0 0 MICROSOFT CORP COM 594918104 224 1960 SH SOLE 1960 0 0 MORGAN STANLEY COM NEW 617446448 1007 21623 SH SOLE 21623 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 656 12642 SH SOLE 12642 0 0 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 642 13046 SH SOLE 13046 0 0 NEWS CORP NEW CL B 65249B208 647 47575 SH SOLE 47575 0 0 NOVARTIS A G SPONSORED ADR 66987V109 253 2931 SH SOLE 2931 0 0 NOVO-NORDISK A S ADR 670100205 281 5951 SH SOLE 5951 0 0 NVIDIA CORP COM 67066G104 289 1029 SH SOLE 1029 0 0 ORIX CORP SPONSORED ADR 686330101 875 10794 SH SOLE 10794 0 0 PACCAR INC COM 693718108 1069 15680 SH SOLE 15680 0 0 PEPSICO INC COM 713448108 248 2219 SH SOLE 2219 0 0 POSCO SPONSORED ADR 693483109 986 14940 SH SOLE 14940 0 0 PROCTER AND GAMBLE CO COM 742718109 769 9236 SH SOLE 9236 0 0 RIO TINTO PLC SPONSORED ADR 767204100 392 7686 SH SOLE 7686 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 864 6647 SH SOLE 6647 0 0 SAP SE SPON ADR 803054204 479 3897 SH SOLE 3897 0 0 SASOL LTD SPONSORED ADR 803866300 775 20068 SH SOLE 20068 0 0 SHIRE PLC SPONSORED ADR 82481R106 1134 6258 SH SOLE 6258 0 0 SONY CORP SPONSORED ADR 835699307 244 4017 SH SOLE 4017 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 413 1419 SH SOLE 1419 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 241 657 SH SOLE 657 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1434 26577 SH SOLE 26577 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 477 10082 SH SOLE 10082 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1283 27161 SH SOLE 27161 0 0 STARWOOD PPTY TR INC COM 85571B105 467 21702 SH SOLE 21702 0 0 SUNCOR ENERGY INC NEW COM 867224107 934 24142 SH SOLE 24142 0 0 SYSCO CORP COM 871829107 262 3574 SH SOLE 3574 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1230 27861 SH SOLE 27861 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 1699 277696 SH SOLE 277696 0 0 TOTAL S A SPONSORED ADR 89151E109 1120 17395 SH SOLE 17395 0 0 TRANSCANADA CORP COM 89353D107 834 20611 SH SOLE 20611 0 0 TRI POINTE GROUP INC COM 87265H109 291 23437 SH SOLE 23437 0 0 UNION PAC CORP COM 907818108 640 3930 SH SOLE 3930 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1247 4687 SH SOLE 4687 0 0 URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% 917286809 666 26206 SH SOLE 26206 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1049 9224 SH SOLE 9224 0 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 573 7561 SH SOLE 7561 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 566 10602 SH SOLE 10602 0 0 VISA INC COM CL A 92826C839 1213 8081 SH SOLE 8081 0 0 VORNADO RLTY TR SH BEN INT 929042109 987 13523 SH SOLE 13523 0 0 WELLS FARGO CO NEW COM 949746101 767 14593 SH SOLE 14593 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 705 546 SH SOLE 546 0 0 WOORI BK ADR 98105T104 236 5200 SH SOLE 5200 0 0 WPP PLC NEW ADR 92937A102 719 9818 SH SOLE 9818 0 0