0001697539-20-000002.txt : 20200428 0001697539-20-000002.hdr.sgml : 20200428 20200428114003 ACCESSION NUMBER: 0001697539-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 EFFECTIVENESS DATE: 20200428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc. CENTRAL INDEX KEY: 0001697539 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17683 FILM NUMBER: 20823310 BUSINESS ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 BUSINESS PHONE: 574-243-6502 MAIL ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697539 XXXXXXXX 03-31-2020 03-31-2020 John W. Rosenthal Capital Management, Inc.

4220 EDISON LAKES PARKWAY SUITE 310 MISHAWAKA IN 46545

13F HOLDINGS REPORT 028-17683 N C. Adam Henry 440-667-5974 C. Adam Henry MISHAWAKA IN 04-28-2020 0 71 75019 false INFORMATION TABLE 2 jwrcm13f1stquarter2020.xml Q12020JWRCM13F 1st Source Corp COM 336901103 1686360 52000 SH SOLE 0 52000 0 0 ACNB Corp COM 000868109 450000 15000 SH SOLE 0 15000 0 0 Alerus Finacial Corp COM 01446U103 1982399 120000 SH SOLE 0 120000 0 0 Allegiance Bancshares Inc COM 01748H107 1241665 51500 SH SOLE 0 51500 0 0 American National Bankshares Inc COM 027745108 179250 7500 SH SOLE 0 7500 0 0 Ames Natl Corp COM 031001100 306750 15000 SH SOLE 0 15000 0 0 Auburn Natl Bancorp COM 050473107 419800 10000 SH SOLE 0 10000 0 0 Axos Finacial Inc COM 05465C100 638393 35212 SH SOLE 0 35212 0 0 Bancorp Inc COM 05969A105 485210 79936 SH SOLE 0 79936 0 0 Banner Corporation COM 06652V208 600733 18182 SH SOLE 0 18182 0 0 BancFirst Corp COM 05945F103 2836450 85000 SH SOLE 0 85000 0 0 Bank of Marin Bancorp COM 063425102 1725000 57500 SH SOLE 0 57500 0 0 Bank of South Carolina Corp COM 065066102 882330 58782 SH SOLE 0 58782 0 0 Bankwell Finl Group Inc COM 06654A103 839300 55000 SH SOLE 0 55000 0 0 Benchmark Bankshares COM 08160E207 200250 15000 SH SOLE 0 15000 0 0 Berkshire Hills Bancopr Inc COM 084680107 148600 10000 SH SOLE 0 10000 0 0 Bridge Bancorp Inc. COM 108035106 169280 8000 SH SOLE 0 8000 0 0 Bridgewater Bancshares Inc. COM 108621103 1602899 164400 SH SOLE 0 164400 0 0 Bryn Mawr Bk Corp COM 117665109 1649757 58131 SH SOLE 0 58131 0 0 Burke & Herbert B&T COM 121331102 116340 60 SH SOLE 0 60 0 0 Business First Bancshares Inc COM 12326C105 526500 39000 SH SOLE 0 39000 0 0 CSB Bancorp, Inc. COM 12628R107 297500 8750 SH SOLE 0 8750 0 0 Cambridge Bancorp COM 132152109 260000 5000 SH SOLE 0 5000 0 0 Carolina Finl Corp New COM 143873107 1921313 74268 SH SOLE 0 74268 0 0 Century Bancorp Inc Mass CL A NON VTG 156432106 1867200 30000 SH SOLE 0 30000 0 0 CNB Financial Corp COM 126128107 93614 4961 SH SOLE 0 4961 0 0 CommerceWest Bank COM 20084T103 2409000 146000 SH SOLE 0 146000 0 0 Connectone Bancorp Inc NEW COM 20786W107 1747200 130000 SH SOLE 0 130000 0 0 Crossfirst Bankshares Inc COM 22766M109 429138 51088 SH SOLE 0 51088 0 0 Eagle Bancorp Inc MD COM 268948106 604199 20000 SH SOLE 0 20000 0 0 Eagle Financial Services COM 26951R104 298875 12500 SH SOLE 0 12500 0 0 Enterprise Bancorp Inc Mass COM 293668109 924785 34264 SH SOLE 0 34264 0 0 Fidelity D & D Bancorp COM 31609R100 204080 4000 SH SOLE 0 4000 0 0 First Busey Corp COM NEW 319383204 1283250 75000 SH SOLE 0 75000 0 0 First Bus Finl Svcs Inc Wis COM 319390100 1085000 70000 SH SOLE 0 70000 0 0 First Choice Bancorp COM 31948P104 82555 5500 SH SOLE 0 5500 0 0 First Fndtn Inc COM 32026V104 1430800 140000 SH SOLE 0 140000 0 0 First Interstate Banc System COM 32055Y201 720999 25000 SH SOLE 0 25000 0 0 First Long Is Corp COM 320734106 2428726 139983 SH SOLE 0 139983 0 0 First National Bk Alaska COM 32112J106 202000 1000 SH SOLE 0 1000 0 0 FVCBankcorp Inc COM 36120Q101 673992 50600 SH SOLE 0 50600 0 0 German Amern Bancorp Inc COM 373865104 2744998 100000 SH SOLE 0 100000 0 0 Heritage Commerce Corp COM 426927109 997099 130000 SH SOLE 0 130000 0 0 Heritage Finl Corp Wash COM 42722X106 760000 38000 SH SOLE 0 38000 0 0 Horizon Bancorp Inc COM 440407104 1133900 115000 SH SOLE 0 115000 0 0 Investar Holding Corp COM 46134L105 747044 58500 SH SOLE 0 58500 0 0 Kentucky Bancshares COM 491203105 352000 20000 SH SOLE 0 20000 0 0 Lakeland Finl Corp COM 511656100 4157527 113130 SH SOLE 0 113130 0 0 Level One Bancorp Inc COM 52730D208 1440000 80000 SH SOLE 0 80000 0 0 Mercantile Bank Corp COM 587376104 1587750 75000 SH SOLE 0 75000 0 0 Meta Finl Group Inc COM 59100U108 3149616 145010 SH SOLE 0 145010 0 0 MidWestOne Finl Group Inc NE COM 598511103 1233240 58894 SH SOLE 0 58894 0 0 Northrim BanCorp Inc COM 666762109 270000 10000 SH SOLE 0 10000 0 0 Oak Valley Bancorp Oakdale C COM 671807105 880889 55965 SH SOLE 0 55965 0 0 Oceanfirst Financial Corp. COM 675234108 477300 30000 SH SOLE 0 30000 0 0 Peoples Utah Bancorp COM 712706209 1468245 75800 SH SOLE 0 75800 0 0 QNB Corp COM 74726N107 345630 12300 SH SOLE 0 12300 0 0 Riverview Bancorp Incorporated COM 769397100 200400 40000 SH SOLE 0 40000 0 0 Sandy Spring Bancorp Inc COM 800363103 1132000 50000 SH SOLE 0 50000 0 0 Seacost BKG Corporation COM 811707306 647001 35336 SH SOLE 0 35336 0 0 Sierra Bancorp COM 82620P102 878999 50000 SH SOLE 0 50000 0 0 Stock Yds Bancorp Inc COM 861025104 2500651 86438 SH SOLE 0 86438 0 0 Summit St Bk Santa Rosa Cali COM 866264203 127840 16000 SH SOLE 0 16000 0 0 Sussex Bancorp COM 869245100 680000 40000 SH SOLE 0 40000 0 0 Tompkins Financial Corporati COM 890110109 2254519 31400 SH SOLE 0 31400 0 0 TowneBank Portsmouth VA COM 89214P109 1809000 100000 SH SOLE 0 100000 0 0 Trico Bancshares COM 896095106 214704 7200 SH SOLE 0 7200 0 0 Washington Tr Bancorp COM 940610108 1462399 40000 SH SOLE 0 40000 0 0 West Bancorporation Inc CAP STK 95123P106 2375654 145300 SH SOLE 0 145300 0 0 WSFS Financial Corp COM 929328102 498400 20000 SH SOLE 0 20000 0 0 SPDR S&P Regional Banking COM 78464A698 840267 25783 SH SOLE 0 25783 0 0