0001697539-20-000001.txt : 20200225 0001697539-20-000001.hdr.sgml : 20200225 20200225093435 ACCESSION NUMBER: 0001697539-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 EFFECTIVENESS DATE: 20200225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc. CENTRAL INDEX KEY: 0001697539 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17683 FILM NUMBER: 20647874 BUSINESS ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 BUSINESS PHONE: 574-243-6502 MAIL ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697539 XXXXXXXX 12-31-2019 12-31-2019 John W. Rosenthal Capital Management, Inc.

4220 EDISON LAKES PARKWAY SUITE 310 MISHAWAKA IN 46545

13F HOLDINGS REPORT 028-17683 N C. Adam Henry 5742436501 C. Adam Henry MISHAWAKA IN 02-25-2019 0 69 106252 true INFORMATION TABLE 2 JWRCM2019Q413F.xml 2019JWRCM13F 1st Source Corp COM 336901103 2697760 52000 SH SOLE 52000 0 0 ACNB Corp COM 000868109 567300 15000 SH SOLE 15000 0 0 Alerus Finacial Corp COM 01446U103 2695157 117950 SH SOLE 117950 0 0 Allegiance Bancshares Inc COM 01748H107 1936400 51500 SH SOLE 51500 0 0 American National Bankshares Inc COM 027745108 296775 7500 SH SOLE 7500 0 0 Ames Natl Corp COM 031001100 420900 15000 SH SOLE 15000 0 0 Auburn Natl Bancorp COM 050473107 286500 12500 SH SOLE 12500 0 0 BancFirst Corp COM 05945F103 5307400 85000 SH SOLE 85000 0 0 Bank of Marin Bancorp COM 063425102 2590375 57500 SH SOLE 57500 0 0 Bank of South Carolina Corp COM 065066102 1127213 60022 SH SOLE 60022 0 0 Bankwell Finl Group Inc COM 06654A103 1586200 55000 SH SOLE 55000 0 0 Benchmark Bankshares COM 08160E207 286500 15000 SH SOLE 15000 0 0 Berkshire Hills Bancopr Inc COM 084680107 328800 10000 SH SOLE 10000 0 0 Bridge Bancorp Inc. COM 108035106 268240 8000 SH SOLE 8000 0 0 Bridgewater Bancshares Inc. COM 108621103 1865315 135364 SH SOLE 135364 0 0 Bryn Mawr Bk Corp COM 117665109 2453780 59500 SH SOLE 59500 0 0 Burke & Herbert B&T COM 121331102 134181 60 SH SOLE 60 0 0 CSB Bancorp, Inc. COM 12628R107 351925 8750 SH SOLE 8750 0 0 Cambridge Bancorp COM 132152109 400750 5000 SH SOLE 5000 0 0 Carolina Finl Corp New COM 143873107 3210605 74268 SH SOLE 74268 0 0 Century Bancorp Inc Mass CL A NON VTG 156432106 2698800 30000 SH SOLE 30000 0 0 CNB Financial Corp COM 126128107 162125 4961 SH SOLE 4961 0 0 CommerceWest Bank COM 20084T103 3504000 146000 SH SOLE 146000 0 0 Connectone Bancorp Inc NEW COM 20786W107 3343600 130000 SH SOLE 130000 0 0 Crossfirst Bankshares Inc COM 22766M109 736688 51088 SH SOLE 51088 0 0 Eagle Bancorp Inc MD COM 268948106 972600 20000 SH SOLE 20000 0 0 Eagle Financial Services COM 26951R104 388125 12500 SH SOLE 12500 0 0 Enterprise Bancorp Inc Mass COM 293668109 1185450 35000 SH SOLE 35000 0 0 Fidelity D & D Bancorp COM 31609R100 248840 4000 SH SOLE 4000 0 0 First Busey Corp COM NEW 319383204 2062500 75000 SH SOLE 75000 0 0 First Bus Finl Svcs Inc Wis COM 319390100 1843100 70000 SH SOLE 70000 0 0 First Choice Bancorp COM 31948P104 41518 1540 SH SOLE 1540 0 0 First Fndtn Inc COM 32026V104 2436000 140000 SH SOLE 140000 0 0 First Interstate Banc System COM 32055Y201 985120 23500 SH SOLE 23500 0 0 First Long Is Corp COM 320734106 3510805 139984 SH SOLE 139984 0 0 First National Bk Alaska COM 32112J106 243000 1000 SH SOLE 1000 0 0 FVCBankcorp Inc COM 36120Q101 883982 50600 SH SOLE 50600 0 0 German Amern Bancorp Inc COM 373865104 3455140 97000 SH SOLE 97000 0 0 Heritage Commerce Corp COM 426927109 1667900 130000 SH SOLE 130000 0 0 Heritage Finl Corp Wash COM 42722X106 1075400 38000 SH SOLE 38000 0 0 Horizon Bancorp Inc COM 440407104 2185000 115000 SH SOLE 115000 0 0 Investar Holding Corp COM 46134L105 1404000 58500 SH SOLE 58500 0 0 Kentucky Bancshares COM 491203105 470000 20000 SH SOLE 20000 0 0 Lakeland Finl Corp COM 511656100 5535450 113130 SH SOLE 113130 0 0 Level One Bancorp Inc COM 52730D208 969666 38540 SH SOLE 38540 0 0 Marlin Business Svcs Corp COM 571157106 321017 14605 SH SOLE 14605 0 0 Mercantile Bank Corp COM 587376104 2735250 75000 SH SOLE 75000 0 0 Meta Finl Group Inc COM 59100U108 4915596 134637 SH SOLE 134637 0 0 MidWestOne Finl Group Inc NE COM 598511103 2536100 70000 SH SOLE 70000 0 0 Northrim BanCorp Inc COM 666762109 383000 10000 SH SOLE 10000 0 0 Oak Valley Bancorp Oakdale C COM 671807105 1167600 60000 SH SOLE 60000 0 0 Oceanfirst Financial Corp. COM 675234108 383100 15000 SH SOLE 15000 0 0 Peoples Utah Bancorp COM 712706209 2283096 75800 SH SOLE 75800 0 0 QNB Corp COM 74726N107 475395 12300 SH SOLE 12300 0 0 Republic First Bancorp, Inc. COM 760416107 209000 50000 SH SOLE 50000 0 0 Riverview Bancorp Incorporated COM 769397100 328400 40000 SH SOLE 40000 0 0 Sandy Spring Bancorp Inc COM 800363103 1894000 50000 SH SOLE 50000 0 0 Sierra Bancorp COM 82620P102 778697 26741 SH SOLE 26741 0 0 Stock Yds Bancorp Inc COM 861025104 3549144 86438 SH SOLE 86438 0 0 Summit St Bk Santa Rosa Cali COM 866264203 207440 16000 SH SOLE 16000 0 0 Sussex Bancorp COM 869245100 996800 40000 SH SOLE 40000 0 0 Tompkins Financial Corporati COM 890110109 3019500 33000 SH SOLE 33000 0 0 TowneBank Portsmouth VA COM 89214P109 2782000 100000 SH SOLE 100000 0 0 Tri City Bankshares Corporation COM 895364107 296700 15000 SH SOLE 15000 0 0 Trico Bancshares COM 896095106 293832 7200 SH SOLE 7200 0 0 Washington Tr Bancorp COM 940610108 2151600 40000 SH SOLE 40000 0 0 West Bancorporation Inc CAP STK 95123P106 3724039 145300 SH SOLE 145300 0 0 WSFS Financial Corp COM 929328102 439900 10000 SH SOLE 10000 0 0