0001697539-19-000003.txt : 20190809
0001697539-19-000003.hdr.sgml : 20190809
20190809122724
ACCESSION NUMBER: 0001697539-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190809
DATE AS OF CHANGE: 20190809
EFFECTIVENESS DATE: 20190809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc.
CENTRAL INDEX KEY: 0001697539
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17683
FILM NUMBER: 191012133
BUSINESS ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
BUSINESS PHONE: 574-243-6502
MAIL ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001697539
XXXXXXXX
06-30-2019
06-30-2019
John W. Rosenthal Capital Management, Inc.
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA
IN
46545
13F HOLDINGS REPORT
028-17683
N
Charles Adams Henry
GC and CCO
4406675974
C. Adam Henry
MISHAWAKA
IN
08-09-2019
0
66
106301
true
INFORMATION TABLE
2
jwrcm_2019q2-13f.xml
1st Source Corp
COM
336901103
2412800
52000
SH
SOLE
52000
0
0
ACNB Corp
COM
000868109
593550
15000
SH
SOLE
15000
0
0
Allegiance Bancshares Inc
COM
01748H107
1717010
51500
SH
SOLE
51500
0
0
American National Bankshares Inc
COM
027745108
290625
7500
SH
SOLE
7500
0
0
Ames Natl Corp
COM
031001100
406500
15000
SH
SOLE
15000
0
0
Auburn Natl Bancorp
COM
050473107
418750
12500
SH
SOLE
12500
0
0
BancFirst Corp
COM
05945F103
4731100
85000
SH
SOLE
85000
0
0
Bank of Marin Bancorp
COM
063425102
2358650
57500
SH
SOLE
57500
0
0
Bank of South Carolina Corp
COM
065066102
1484383
78622
SH
SOLE
78622
0
0
Bankwell Finl Group Inc
COM
06654A103
1578500
55000
SH
SOLE
55000
0
0
Benchmark Bankshares
COM
08160E207
299850
15000
SH
SOLE
15000
0
0
Berkshire Hills Bancopr Inc
COM
084680107
313900
10000
SH
SOLE
10000
0
0
Bridge Bancorp Inc.
COM
108035106
235680
8000
SH
SOLE
8000
0
0
Bryn Mawr Bk Corp
COM
117665109
3358800
90000
SH
SOLE
90000
0
0
Burke & Herbert B&T
COM
121331102
160200
60
SH
SOLE
60
0
0
CSB Bancorp, Inc.
COM
12628R107
350000
8750
SH
SOLE
8750
0
0
Cambridge Bancorp
COM
132152109
407500
5000
SH
SOLE
5000
0
0
Carolina Finl Corp New
COM
143873107
2606064
69753
SH
SOLE
69753
0
0
Century Bancorp Inc Mass
CL A NON VTG
156432106
3516000
40000
SH
SOLE
40000
0
0
CNB Financial Corp
COM
126128107
140098
4961
SH
SOLE
4961
0
0
CommerceWest Bank
COM
20084T103
3029500
146000
SH
SOLE
146000
0
0
Connectone Bancorp Inc NEW
COM
20786W107
2945800
130000
SH
SOLE
130000
0
0
Eagle Bancorp Inc MD
COM
268948106
3832999
86544
SH
SOLE
86544
0
0
Eagle Financial Services
COM
26951R104
387500
12500
SH
SOLE
12500
0
0
Enterprise Bancorp Inc Mass
COM
293668109
1268400
40000
SH
SOLE
40000
0
0
Enterprise Finl Svcs Corp
COM
293712105
832000
20000
SH
SOLE
20000
0
0
Equity Bancshares Inc
COM CL A
29460X109
1333000
50000
SH
SOLE
50000
0
0
Fidelity D & D Bancorp
COM
31609R100
268800
4000
SH
SOLE
4000
0
0
First Busey Corp
COM NEW
319383204
2641000
100000
SH
SOLE
100000
0
0
First Bus Finl Svcs Inc Wis
COM
319390100
1645000
70000
SH
SOLE
70000
0
0
First Fndtn Inc
COM
32026V104
1881600
140000
SH
SOLE
140000
0
0
First Long Is Corp
COM
320734106
3274732
163084
SH
SOLE
163084
0
0
First National Bk Alaska
COM
32112J106
484000
2000
SH
SOLE
2000
0
0
FVCBankcorp Inc
COM
36120Q101
330140
17000
SH
SOLE
17000
0
0
German Amern Bancorp Inc
COM
373865104
3087300
102500
SH
SOLE
102500
0
0
Heritage Commerce Corp
COM
426927109
2817500
230000
SH
SOLE
230000
0
0
Heritage Finl Corp Wash
COM
42722X106
1122520
38000
SH
SOLE
38000
0
0
Horizon Bancorp Inc
COM
440407104
1879100
115000
SH
SOLE
115000
0
0
Independent Bank Group Inc
COM
45384B106
2061000
37500
SH
SOLE
37500
0
0
Kentucky Bancshares
COM
491203105
488000
20000
SH
SOLE
20000
0
0
Lakeland Finl Corp
COM
511656100
5297877
113130
SH
SOLE
113130
0
0
LCNB Corp
COM
50181P100
95000
5000
SH
SOLE
5000
0
0
Marlin Business Svcs Corp
COM
571157106
373950
15000
SH
SOLE
15000
0
0
Mercantile Bank Corp
COM
587376104
2606400
80000
SH
SOLE
80000
0
0
Meta Finl Group Inc
COM
59100U108
3927000
140000
SH
SOLE
140000
0
0
Middlefield Banc Corp
COM NEW
596304204
156907
3827
SH
SOLE
3827
0
0
MidWestOne Finl Group Inc NE
COM
598511103
1957200
70000
SH
SOLE
70000
0
0
Northrim BanCorp Inc
COM
666762109
356600
10000
SH
SOLE
10000
0
0
Oak Valley Bancorp Oakdale C
COM
671807105
1368500
70000
SH
SOLE
70000
0
0
Oceanfirst Financial Corp.
COM
675234108
372750
15000
SH
SOLE
15000
0
0
Peoples Utah Bancorp
COM
712706209
2499000
85000
SH
SOLE
85000
0
0
QNB Corp
COM
74726N107
455100
12300
SH
SOLE
12300
0
0
Republic First Bancorp, Inc.
COM
760416107
245500
50000
SH
SOLE
50000
0
0
Riverview Bancorp Incorporated
COM
769397100
170800
20000
SH
SOLE
20000
0
0
Sandy Spring Bancorp Inc
COM
800363103
1744000
50000
SH
SOLE
50000
0
0
SPDR Series Trust
S&P REGL BKG
78464A698
1172681
21948
SH
SOLE
21948
0
0
Stock Yds Bancorp Inc
COM
861025104
5378758
148790
SH
SOLE
148790
0
0
Summit St Bk Santa Rosa Cali
COM
866264203
176000
16000
SH
SOLE
16000
0
0
Sussex Bancorp
COM
869245100
894000
40000
SH
SOLE
40000
0
0
Tompkins Financial Corporati
COM
890110109
3729120
45700
SH
SOLE
45700
0
0
TowneBank Portsmouth VA
COM
89214P109
3000800
110000
SH
SOLE
110000
0
0
Tri City Bankshares Corporation
COM
895364107
314250
15000
SH
SOLE
15000
0
0
United Bancorp Inc Ohio
COM
909911109
420483
37310
SH
SOLE
37310
0
0
Washington Tr Bancorp
COM
940610108
2895990
55500
SH
SOLE
55500
0
0
West Bancorporation Inc
CAP STK
95123P106
3289100
155000
SH
SOLE
155000
0
0
WSFS Financial Corp
COM
929328102
413000
10000
SH
SOLE
10000
0
0